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Enactive Cultural Psychology For Dummies
Enactive Cultural Psychology For Dummies
Enactive Cultural Psychology For Dummies
Theo Verheggen
Open Universiteit Nederland
&
Cor Baerveldt
University of Alberta
2010
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Enactive Cultural Psychology for Dummies
ABSTRACT
Enactivism has become a rather successful epistemology in biology,
cybernetics, and cognitive science, but as of yet not so much in social or
cultural psychology and other social sciences. The enactivist framework
radically challenges any epistemology that uses concepts which would
somehow instruct or coerce individuals into action, such as representations,
cultural forces, or mediating tools. According to enactivists, such concepts
violate the fundamental operating of the human physiology, including the
nervous system, as an operationally closed system. Enactivism can
nonetheless provide a concise theory of meaning production,
communication, and cultural practices; which acknowledges the particular
operating of the human physiology but which is also radically social from
the outset. To see how this is the case, without becoming paradoxical or
solipsistic, we here introduce the key ideas in enactive thought, tailored to
social and cultural psychology and the social sciences. We call this
framework Enactive Cultural Psychology.
KEY WORDS
Enactivism, psychology, epistemology, mind-body, cognition, theory of
meaning, culture
BODY TEXT
Inside our bodies, there are no words and meanings. All the operations
within the confines of our skin are physico-chemical and deterministic. If
we would have the proper tools, we could present a coherent historical
account of all the chains of reactions in the physico-chemical milieu inside
of us. Never would we find a word or an idea to be part of such a causal
chain.
The task would be, then, to understand what mechanisms underlie the
formation of emergent properties out of lower-level phenomena, and to
understand how the different-level phenomena interact. Moreover, a third-
person perspective (the objective perspective of the scientist) is typically
applied to describe the ascending order of complexity in full, all the way up
from molecules via minds to societies.
The first problem is not yet resolved in psychology. We still do not know
how the mind would steer and instruct the brain and the rest of the body.
Current advances in neuropsychology reveal that classes of experiences are
related to the stimulation of particular areas in the brain. We know, for
instance, some of the areas that are involved in motor programs, in semantic
retrieval tasks or in mathematical operations, and we know that some
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neuron clusters are involved in the automatic copying of the actions of
others.
Yet, we do not know where very specific meanings, such as the sentence
that you are now reading, are mapped onto the brain. And we do not know
where to punch the brain in order to get the precise representation “5+3=8”.
Moreover, since not a single brain wiring is identical to another, it remains
unclear how a detailed brain topology in one subject could account for
meanings and experiences that appear to be shared by others.
How, then, can we be sure that some meanings are indeed shared by others?
If we ask people, we cannot be certain that their experiences and
understandings coincide with our own. Some experiences, such as those
involving feelings, art, and humor, are even notoriously difficult to
articulate in spoken language.
Although there has been a continued call for the integration of biology,
psychology, socio-cultural studies, evolutionary science, cognitive science,
and neuroscience, we still lack a model that can convincingly incorporate all
these different approaches to reality. Moreover, we also lack a clear
understanding of the causal relations that are believed to exist between the
phenomena that these different scientific disciplines dedicate themselves to.
The two problems posed above continue to haunt psychologists,
neurobiologists and cultural scientists alike.
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Enactivism demonstrates how the particular way in which living systems are
organized anatomically and operate physically – in clear contradistinction to
non-living systems – gives rise to the phenomena we refer to as meaning
and cognition. Stated differently, enactivism explains how meaning is
biologically possible. Meanings are not private mental achievements, it
appears, but instead intrinsically social phenomena from the outset.
We will give a brief outline of the key points in the enactive epistemology
to begin with.
The environment for the living system is brought forth by the living system
itself. It entails those physico-chemical events that are necessary for the
continuation of the living system’s self-referential organization, and that by
the same token are external to that very organization. Examples of such
events are perturbations, metabolism, or exchanges of energy at the borders
of the system.
To the extent that elements in, and relations to this world contribute to the
continuation and integrity of the living system, they are “significant” for the
system. Consequently, in a formal sense and from the perspective of the
living system, significance is defined in close relation to the maintenance of
its self-referential organization. Moreover, since the living system is a
dynamic system, its world and what is significant are constantly in flux as
well.
2. Non-interchangeable viewpoints
Therefore, what occurs in the physiology of the organism and what occurs
in the eyes of an observer requires two fundamentally different viewpoints
to describe. It is not simply the case that the relational descriptions of an
observer are about more complex phenomena within the same frame of
reference. Her descriptions are not about properties that emerge out of the
complex physiology of the organism under scrutiny. Instead, her
interpretation occurs in a (third-person) relational perspective in which the
living system is described as a unit in relation to its environment; whereas
the description of events in the living system’s circular dynamics pertains to
a very different viewpoint “from within,” so to say. We will refer to the
latter as the operational perspective.
What changes, then, in going from physiology to meaning is not some sort
of complexity level in reality, but instead the entire viewpoint from which
events are described. What we see in one perspective cannot be observed in
the other. We cannot focus on the integrity of the living system’s circular
dynamics when describing how that system behaves in an environment. We
cannot focus on the system’s interactions with an environment when
describing how it maintains its circular organization as a living system. This
is a seminal point in enactive epistemology.
3. Coupling
Even if we hold that a ray of light or a wave of sound are “data” in a sense,
what they establish is a perturbation of the cells in our skin, our eyes, or our
eardrums. These changes are followed by physico-chemical chain reactions
in our physiology which are not instructed by the properties of the light or
the air waves, but are fully determined by our very own physiological make-
up. In other words, there is no in-formation going from the outside to the
inside, and the body (including the brain) above all responds to itself.
It is therefore wrong to say that the brain receives information from the
person’s environment, upon which the body responds or something like that.
The metaphor of in-formation is biologically untenable. To some (e.g.
Chryssides et al., 2009; Kreppner, 1999), it may appear that we now end up
with a theory that is completely solipsistic; one in which communication
and the exchange of ideas have become altogether impossible. Fortunately,
that is not the case.
A structural coupling may also occur between two living systems. The
systems then again trigger structural changes in each other. And this may
again result in a recurrent course of interactions as a result of which the
systems change together in a certain direction. As long as the organizational
integrity of both systems is maintained, the structural coupling may last.
The architecture of the nervous system is such that couplings of neurons can
be reciprocal, which allows for feedback interactions (Figure 1). In this
manner, and particularly on the scale of clusters of neurons, the nervous
system can interact with its own states. That is, the nervous system can treat
its own states as “input” for further operations in the nervous system,
leading to new states that it can interact with, and so on. Such recursive
feedback mechanisms also allow for modulation of the default relations
between neurons and those between surfaces: a wide range of intermediate
states becomes possible in this way.
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As the above ratios made clear, through its many interneurons the nervous
system is above all connected to itself. Most of its perturbations therefore
stem from the nervous system’s own states; relatively speaking only a few
changes follow from externally perturbed sensory cells. Like the living
system as a whole, the nervous system as a whole is operationally closed.
And like the living system as a whole, the future states of the nervous
system as a whole cannot be determined by local activity, only perturbed.
FIGURE 1. Recursive operations / Modulation. The arrows represent neurons and the
direction in which their electric signal travels along the axon. The knots represent synaptic
areas. Due to the recursive loops (the lighter arrows), in which the current state of the
nervous system becomes input for its further states, modulation of the relations between
neurons is possible.
Now let us assume that a structural coupling occurs between two living
systems endowed with an extensive nervous system. We have already seen
that structurally coupled living systems mutually trigger changes in one
another, so that they change or dance or drift in the same direction.
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FIGURE 2. Structural coupling between living systems with a nervous system. The
dance between the two living systems can become particularly complex because the
number of possible states of each system has expanded dramatically. [Figure inspired on
the drawings in Maturana and Varela (1998, p. 180).]
In addition, and most importantly, since the nervous system allows for
recursive operations it can interact with its own states, which are
(structurally) coupled with the interactions the living system has with
another system. Or stated once more from the perspective of an observer:
each living system can coordinate its own actions with respect to the dance
(i.e. the underlying structural coupling) it performs with another living
system.
FIGURE 3. Recursive interactions between living systems. When living systems are
endowed with an extensive nervous system they can interact with their interactions with
other systems. This can give rise to another coupling of a higher order, with which a system
can interact, and so on.
To see how this is the case, think of two dogs. They growl and move
aggressively at a close distance of one another but they do not attack.
Gregory Bateson (1972) recognized that in some sense their behavior is
linguistic. By acting as if they were fighting, it appears that the animals
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communicate “Go away” or perhaps “Let’s pretend we are fighting; this is
play.”
In Bateson’s (1972) own words, the latter “message” looks something like
this: “These actions in which we now engage do not denote what those
actions for which they stand would denote” (p. 180). Communicating that
message requires the dogs to mutually coordinate their behaviors in a
recursive, second order sense: instead of actually fighting, they coordinate
something “about” fighting. That meaning is danced out, so to speak, rather
than an internalized piece of information.
Other phenomena that can only occur in this relational domain include the
distinction of objects and self-consciousness. In short the logic goes like this
(for a more detailed account see Maturana, Mpodozis and Letelier [1995]):
By recursively interacting with a first order interaction, that first order
interaction is distinguished as a unity to interact with. This is essentially
what constitutes an object for a living system. Subsequently, by recursively
interacting with the distinguishing of objects, we distinguish the act of
observing (i.e. the act of making distinctions, or the act of making
descriptions, or the act of attributing meaning). And by recursively
interacting with the act of observing, we distinguish the observer. The next
recursion leads to self-consciousness.
Thus, for enactivists, not even objects exist outside our operating in
linguistic interactions (see also Maturana, 1988, 9.iv). This claim does of
course not imply that outside our languaging there is no physical reality.
The point is that we cannot know such a reality. It is made up of what Searle
(1995) refers to as “brute facts” and what Wagner (1996) calls
“somethings”. These only become objects for us when they are invested
with meaning, elaborated upon, talked about, and so on.
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For social representationalists such as Wagner (1996, 1998; see also Wagner
& Hayes, 2005), the object, the social representation, and the social
elaboration process are all identical. This is not unlike the enactivist stance,
in which both an “object” and a “representation” would be classes of higher
order coordinations of actions and thereby necessarily enacted between
individuals. However, social representationalism also holds that
representations contain information about an object, about the way an object
should be treated, or about the way others perceive and value an object. As
such, these so-called “holomorphic representations” (Wagner & Hayes,
2005, p. 278) ensure that people can communicate about objects and
understand them in a similar manner. People are believed to share the same
holomorphic representations to this end. The radical point of enactivism is
that the concept of information-laden representations violates the non-
instructable nature of structure determined living systems. Similarity in
understanding does not result from the same or similar instruction through
internalized representations, but from being engaged in the same courses of
structural coupling – or dances.
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operating of this specific person’s nervous system (or for that matter, of his
physiology as a whole).
Like all other components of the body, the nervous system contributes at the
same time to maintaining the circular dynamics of the living system as well
as to the expressive behavior of the living system in its environment.[5] The
nervous system is not a fixed set of wires and cables that determine its
possible states. Rather, it is a plastic structure whose malleability is above
all derived from the electrochemical traffic at the synapses (Maturana &
Varela, 1998, pp. 167-168). Repeated actions/behavior may increase the
activity of some neurons firing, which affects the responsiveness of some
synaptic areas. This may lead to an increased chance that firing will reoccur
in the clusters of neurons involved. Likewise, absence of firing may
decrease the likelihood of future signal transfers.
For every person, therefore, and dependent on his very specific ontogeny,
there will be a unique structural congruence between the plasticity of the
nervous system and the person’s behavioral repertoire. To be sure, this
uniqueness is constrained by phylogeny. Particular areas in the brain serve
particular functions, for instance. Yet, that evolutionary established
topology is relatively general. The specific functioning of the nervous
system (and of the body in general) can only be understood per individual,
and only in relation to that person’s history of repeated behavior. We will
refer to that history (ontogeny) as “training”.
Through the body, events in the two different phenomenal domains become
coupled. By means of training in relation to an environment the body
acquires a specific behavioral repertoire. At the same time, the plasticity of
the nervous system (as well as among others the tone of some muscles and
the form of the skeleton) changes in concordance with the enacted
behavioral repertoire. The proper metaphor to describe this co-evolving is
once again a dance between physiology and behavior. Or indeed again: a
person’s physiological functioning and his behavioral repertoire are
structurally coupled.
It is in this manner that both the plasticity of the nervous system, the
behavioral repertoire of the individual, and the environment in which the
individual operates all co-evolve in a certain direction or drift. In order to
denote that the coupling between a living system’s internal states and the
behavioral repertoire of that living system implies structural congruence
rather than mutual determination, Maturana (1988) refers to this coupling as
being orthogonal.
As already hinted at in the soccer example, in the case of humans, the notion
of training should be extended to “cultural training”. From the relational
point of view, human individuals are always situated within a community of
others. Both Wittgenstein and Vygotsky argued that already skilled others
evoke and correct our actions and expressions such that by continued
practice and correction we become skilled practitioners ourselves (see
Williams, 1999). Whether we learn to speak a language or learn to play
soccer, histories of repeated orientation of the individual in its social
environment are always involved. We call such histories of repeated
orientation “cultural training”.[6] The result is that we learn to move, speak,
feel, and so on, much like others around us do. This learning involved need
not be explicit and often occurs “on the fly,” by being engaged in cultural
practices with others.
In many cultural practices, what is proper, or good, or just, and what is not,
is a qualitative judgment. It is non-propositional and unfixed because it is
defined in action. Nonetheless it is normative because it is immediately
clear to the skilled performers when someone’s moves and intentions lack
what it takes to dance a real tango, for instance. Real dancing only occurs
when the practitioner has acquired a feeling (literally) for the moves, the
partner, the music, and so on. Merely knowing what to do does not lead to a
skilled performance, which is again Wittgenstein’s point.
5.1 Styles
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To be sure, explicit knowledge and instruction in the colloquial sense (since
formally speaking, instructing others into action is impossible as we have
seen) form an important part of many training and schooling situations. A
question that therefore needs to be addressed is how explicit, written, or
otherwise representational knowledge fits into the enactive epistemology.
As forms of meaning, these are all recurrent higher order coordinations of
actions and we argued that these need to be enacted between people,
otherwise they cannot exist. But how is it that a written statement still needs
to be enacted by the individuals reading that statement? And how should,
for instance, the instructive nature of formal norms and laws be understood?
To see how this is the case, consider the following example. There is a note
on a table, saying “This is a table”. How can we understand this message?
And how can we assess it to be true or false?
The practice of using tables can quickly escape any pre-given definition in
terms of the features of a table: it need not be made of wood, it need not
have four legs, it need not have a leveled horizontal plane. All that it takes is
that people use something as a table.
In this sense, often even before we are able to give a formal explanation, we
get it that the car is now indeed a table; we capture what the written
sentence on the note is about; we have a feeling for using notes within our
community; and perhaps we grasp that the whole scene is a piece of art.
It is this manner that written text, formulas, rules, the Law, abstract concepts
such as “honor,” newly invented words, and so on in themselves are not
instructive for our behaviors. They cannot be, we stated in the beginning,
because we are all structurally determined systems whose physiology cannot
be coerced into action. They must be grasped in relation to the normative
practices within which these concepts or propositions can only make sense.
Having said all that, how can words still hurt? How can some ideas really
make us sick or excited? How can we understand this in terms of a
structural coupling between the dynamics of our nervous system and the
dynamics of our cultural training?
The answer is again that words can only hurt within the wider context of a
trained cultural practice. The word “idiot” may feel as an insult. Yet in
another social setting it may be funny, or even a pet name. How we will
respond to an expression in a given setting depends on the particular way in
which we have become experienced amidst and in relation to others. Our
response is not a purely cerebral firing of some neurons, but rather involves
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our full, embodied, expressive being. Our grasping and responding are
therefore expressive styles in which pain, outrage, joy, excitement, and
other emotions and feelings[7] have been discounted already.
6. Social systems
Yet, as Whitaker (2001) concisely shows, for Maturana and Varela the
notion of autopoiesis does not apply to a perceived social system since it
does not directly generate the components through which it is realized.
Rather, it is the participants in the perceived social system who realize the
social system. Also Hejl (1984) has shown that in a strict sense social
systems are neither self-referential nor self-organizing.
The enactive picture we have drawn is quite different from the classic
cognitive view. We have established that meanings and knowledge at no
point exist prior to the individuals’ physiology, not even in the case of a
written message. They do not enter the brain in order to be decoded. And
meanings do not instruct the body to perform actions, or to arouse emotions
and feelings. Hence, the first psychological problem in the beginning of this
paper (How can knowledge instruct the body into action?) turns out to be
based on bad epistemological assumptions.
With respect to the second question (How can we establish that we actually
share meanings such that we can really communicate?), we argued that
meanings are radically social from the outset. Strictly speaking we cannot
share the same meanings because of what was said directly above. Instead,
we constantly engage in normative practices with others by virtue of which
we can grasp a (recursive) interaction in a similar manner. We can never be
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sure what others are experiencing; we can only try to capture what they
mean by being engaged in a similar manner in cultural practices. When we
feel that the behavior of others is somehow proper or inappropriate, we may
experience a form of understanding or confusion. In the case of art, humor,
and love that is in fact all that these phenomena are about – as explicit
instructions about art, humor, and love effectively kill them.
What we have done in this paper is describing, and the act of describing
is itself already a form of higher order coordination of actions. It
therefore fully takes place within the relational domain, even if we
describe what occurs in the operational domain. By consequence, these
latter descriptions can only be formal. We cannot tell what it is like to
have neurons firing and to maintain the integrity of the circular
dynamics in our bodies. Likewise, we cannot tell what it is like to be
engaged in first order coordinations of actions. In our opinion, this latter
assessment is very close to Heidegger’s (1927) Dasein (Being in the
World) – i.e. our unreflective presence in the world that is nonetheless
already adjusted (in our terminology “structurally coupled”) to that
world. Although Heidegger appeared to be weary of the term, one might
say that events in the operational domain as well as our being engaged in
first order coordinations remain unconscious for us.
FOOTNOTES
[2] It should be noted that “exterior” is a qualification that in fact can only
be established from the third person viewpoint of an observer. We therefore
put the term between quotation marks here.
[4] This can also be seen by recalling that a living system is structurally
determined: its internal states cannot be determined or instructed – only
perturbed – by elements that are external to its circular organization.
Consequently, the linguistic interactions that occur as recursive, higher
order coordinations of actions between living systems cannot determine or
instruct – only perturb – the systems’ physiological functioning, including
the operations of the nervous system.
[5] This can be assessed even though it would require a change of the a
priori perspective of the observer to actually describe both courses of
events.
[6] Elsewhere (e.g. Baerveldt & Verheggen, 1999, 2012) we follow the
enactive terminology which speaks of “consensual coordination of actions”.
The term “consensual” does not imply mutual agreement, then, in the sense
of achieving intellectual consensus about something. Instead it connotes that
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the coordination of actions between living systems does not violate the
integrity of each system as a living system.
[7] Damasio (2003) has in this respect established empirically that our
feelings (in contradistinction to our emotions) are mapped onto the same
cortical areas as those involved in thought. This suggests a language-like
structure to feelings. Voestermans and Verheggen (2005) have suggested
that this finding allows for the styling of feelings, which will occur as a
result of training and normative correction within a community of already
skilled others.
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