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Black Hole Entropy
Black Hole Entropy
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Leipzig
July 2015
Contents
3. Hawking radiation 10
3.1 Quantum vacuum fluctuations 10
3.2 Derivation of Hawking radiation 10
3.3 The Unruh effect 12
3.4 Evaporation of black holes 13
3.5 Bekenstein bound 13
4. What’s next? 14
4.1 Information loss paradox 14
4.2 Black hole complementarity 14
4.3 The firewall 15
4.4 There is no Black hole at all! 15
6. Outlook 16
References 17
2
1. Introduction to the black hole
If the total mass of the star exceeds that Chandrasekhar limit, the electron degeneracy
pressure is not enough to resist the pull of gravity, therefore the star forced to collapse to
a smaller radius. At this point, the electrons combine wit the protons to make neutron.
The final result is a neutron stare. The typical radius of the neutron star is about 10km!
In the same manner, massive neutron star will not be a stable to resist the pull of the
gravity. And it will continue to collapse. Oppenheimer-Volkoff limit of the neutron star
mass is 3 − 4 𝑀⊙ . If the neutron star exceeds this limit, it is believed that the final result
is a black hole.
𝑟! 1 (1.1)
𝑑𝑠 ! = − 1 − 𝑑𝑡 ! + ! ! !
𝑟! 𝑑𝑟 + 𝑟 𝑑Ω ,
𝑟 1− 𝑟
!!"
where 𝑟! = ! ! is the Schwarzschild radius, 𝑀 the mass, 𝑐 the speed of light, and 𝑑Ω!
is the metric on a unite two sphere,
3
Fig. 1.1. The singularity, event horizon, and the Schwarzschild radius.
Imagine a spaceship sending light signals to an outer observer during it’s falling toward
the event horizon. The outer observer would see the falling spaceship become more and
more slowly due to the time dilation effect. Therefore, the light signals become redder
and redder, until the infalling spaceship cross 𝑟! = 2𝐺𝑀/𝑐 ! . At this point, the outer
observer can’t see the infalling spaceship cross the event horizon. Fig. 1.2 shows how this
light signal as, light cones, gradually tilts over when they close to the event horizon, and
after cross it; those light signals go toward the singularity.
The external geometry of a black hole is the same external geometry ousted any
normal star or planet. The black hole doesn’t pull anything around it that locates outside
the Schwarzschild radius. Outside 𝑟! = 2𝐺𝑀/𝑐 ! , any particle will rotate normally
whether the gravitating source is a black hole or not.
4
Fig. 1.2. Space-time plane of light cones appear to close up the Schwarzschild radius, and
then cross it.
Let’s assume that one falling photon into the black hole corresponds to a one bit of
information that would add to the event horizon area. The energy of the photon is given
by Planck-Einstein formula as
ℎ𝑐 (2.1)
𝐸= ,
𝜆
5
where ℎ is the plank constant, 𝜆 the wavelength. The change in the black hole mass when
one photon falls into it will be
𝛿𝐸 ℎ (2.2)
𝛿𝑀 = = .
𝑐 ! 𝜆𝑐
The Schwarzschild radius increases with increasing mass. Assume that the wavelength of
the photon in the order of the Schwarzschild radius (𝜆 = 𝑟! ). Therefore, the change in
Schwarzschild radius is
The quantity 𝑟! 𝛿𝑟! represents the change in the event horizon area, i.e.
𝛿𝐴 = 𝑟! 𝛿𝑟! . (2.4)
If there is a many photons fall into the black hole, Equation (2.3) must multiply by 𝛿𝑆
(the increment of entropy by many falling photons). Equations (2.3) and (2.4) yield
𝐴𝑐 ! (2.5)
𝑆= ,
4ℏ𝐺
And this formula called Bekenstein formula. It shows that how the entropy of the black
hole changes as it’s area increases. We could write it as
1 𝐴 (2.6)
𝑆 = 𝑘! ! .
4 𝑙!"
ℏ!
Where 𝐴 = 4𝜋𝑟! ! is the event horizon area, 𝑘! is Boltzmann’s constant, and 𝑙!" = is
!!
the Planck length. Each bit of information will contribute to grow the event horizon area.
The entropy of the black hole is around 10!! 𝑘! . Comparing to the entropy of the sun
𝑆⊙ = 10!" 𝑘! , which is 20 orders of magnitude less!! Actually, the entropy of the black
hole is greater than the entropy of all the matter in the visible universe! Now simply, if
the black hole has entropy and energy, it seems to has a thermal temperature also, du to
the relation 𝑑𝐸 = 𝑇𝑑𝑠. This temperature is called Hawking temperature or Hawking
radiation. We will discuss it in the next section.
6
hole (Kerr black hole) is decreases due to through some matter inside it. The process also
shows that the change of the mass black hole can never be reduced, which implies that
the event horizon area never decreases. The mathematics of the Penrose process is
outside the scope of this manuscript. We just interest in the final result of changing the
black hole mass during Penrose process.
Imagine an object falls toward a Kerr black hole in the ergosphere (the region located
outside a rotating black hole, as illustrates in Fig. 2.1), and splits in two pieces. One piece
falls into the horizon with a negative energy, while the other escapes to infinity with a
larger energy than of the original infalling object. The increment in the energy extracts
from the rotating black hole by decreasing its angular momentum. If the that process is
performed repeatedly, the black hole can eventually lose all of it’s angular momentum,
becoming non-rotating, i.e. a Schwarzschild black hole [20].
The final result of the change in the black hole mass 𝛿𝑀 du to the Penrose process is
given by, using Planck units; ℏ = 𝑐 = 𝑘! = 1 [4]
𝜅 (2.7)
𝛿𝑀 = 𝛿𝐴 + Ω! 𝛿𝐽,
8𝜋𝐺
where 𝜅 is the surface gravity, 𝛿𝐴 the change in the event horizon area, Ω! the angular
velocity of the event horizon, and 𝛿𝐽 is change in the angular momentum of the black
hole. This equation first started physicists thinking about a correspondence between black
hole and thermodynamics. There is a big similarity between equation (1.9) and the first
law of thermodynamics, which is given by
where 𝑇 id the temperature, 𝑆 is the entropy, 𝑝 is the pressure, and 𝑉 is the volume. The
correspondence begins to take shape if we think of identifying the thermodynamic
quantities energy, entropy, and temperature with the black hole mass, area, and surface
gravity:
𝐸⟷𝑀 (2.9)
𝐴
𝑆⟷
4𝐺
𝜅
𝑇⟷ .
2𝜋
We discovered the proportionality the entropy and the forth of the event horizon area in
Bekenstein formula (2.6). And now we see that proportionality again! The 𝑝𝑑𝑉 term
represents work we do to the system. It’s natural to think of the term Ω! 𝛿𝐽 in (2.7) as
work that we on the black hoe by throwing matter into it.
7
Fig. 2.1. Ergosphere is the area located outside the event horizon.
Zeroth law
The event horizon, which described by the surface gravity 𝜅, has a constant value over for
a stationary or spinning black hole. This law is analogous to the zeroth law of
thermodynamics, which states that in thermal equilibrium the temperature is constant
through the system. The similarity between 𝑇and 𝜅 is illustrated in the third relation in
(2.9). But still it seems mysterious. In the next section we will show how Hawking
showed that quantum fluctuations near the event horizon allow the black hole to radiate at
ℏ!
a temperature 𝑇 = !!! !.
!
First law
For stationary black holes, the change of energy is related to change of area. Multiply
equation (2.7) by 𝑐 ! gives
𝜅𝑐 ! (2.10)
𝑑𝐸 = 𝑑𝐴 + 𝑤𝑜𝑟𝑘 𝑡𝑒𝑟𝑚𝑠,
8𝜋𝐺
8
𝑑𝐸 = 𝑇𝑑𝑆 + 𝑤𝑜𝑟𝑘 𝑡𝑒𝑟𝑚𝑠. (2.11)
Second law
The entropy never decreases, is simply the statement that the area of the event horizon
never decreases under any process:
𝛿𝑆 ≥ 0 (2.12)
𝛿𝐴 ≥ 0.
Third law
It is not possible to form a black hole with vanishing surface gravity. I.e. 𝜅 = 0 is not
possible to achieve. This is analogous to the third law of thermodynamics which states,
that it is impossible to achieve 𝑇 = 0 at any physical process.
Bekenstein has proposed a Generalized second law that the combined entropy of
matter and black holes never decreases [12]:
𝐴𝑐 ! (2.13)
𝛿𝑆 = (𝑆 + ) ≥ 0.
4ℏ𝐺
Now, the problem solved. Any decrease in the outer world’s entropy is at least
compensated by the increase of Bekenstein entropy 𝐴𝑐 ! /4ℏ𝐺.
3. Hawking radiation
Hawking radiation is black body radiation that is predicted to be released by black
holes, due to quantum effects near the event horizon, in classical Schwarzschild
background, i.e. the gravitation is threaded classically.
9
3.1 Quantum vacuum fluctuations
How can the black hole emits thermal radiation ‘Hawking radiation”, and nothing could
escape from the event horizon by definition? Actually, this radiation doesn’t come from
event horizon. This radiation comes from what is known as quantum fluctuations,
which takes place near the event horizon, not inside it.
∆𝐸∆𝑡~ℏ, (3.1)
the violating energy conservation can occur, but only to allow the creation of virtual
particle-antiparticle pairs for very short time interval ∆𝑡~10!!" 𝑠. The effects of these
particles are measurable, for example, in the Lamb-shift in the hydrogen spectrum or the
Casimir effect. With this particle-antiparticle pair, near the event horizon, the particle
(negative energy) might enter the event horizon; meanwhile, the other particle (positive
energy) might escape to infinity (Fig. 3.1). This is the idea of the Hawking radiation.
10
Fig. 3.1. Pair creation at the horizon of a black hole.
1 (3.4)
𝑆= 𝑑 ! 𝑥 −𝑔 − 𝑔!" 𝑔!" 𝐹!" 𝐹!" ,
4
𝑟! 1 (3.5)
𝑑𝑠 ! = − 1 − 𝑑𝑡 ! + ! ! !
𝑟! 𝑑𝑟 + 𝑟 𝑑Ω .
𝑟 1− 𝑟
Change the variables from 𝑟 to 𝜌 given by 𝜌! = 4𝑟! (𝑟 − 𝑟! ). Then 𝜌𝑑𝜌 = 2𝑟! 𝑑𝑟, so that
𝜌! 𝑑𝜌! = 4𝑟! ! 𝑑𝑟 ! or 𝑟 − 𝑟! 𝑑𝜌! = 𝑟! 𝑑𝑟 ! . Insert this into (3.5), we find that space-time
near the horizon is described by Rindler coordinates
𝜌! 𝜌! (3.6)
𝑑𝑠 ! ≈ − 𝑑𝑡 !
+ 𝑑𝜌 !
+ 𝑟!
!
𝑑Ω !
→ − 𝑑𝑡 ! + 𝑑𝜌! + 𝑟! ! 𝑑Ω! .
4𝑟! ! 4𝑟! ! !
We set 𝑡 = −𝑖𝑡! according to the arguments above. Change the variable by setting
𝑡! = 2𝑟! 𝜓, we obtain
11
𝑑𝑠 ! ≈ 𝑑𝜌! + 𝜌! 𝑑𝜓 ! + 𝑟! ! 𝑑Ω! . (3.7)
The first two terms describe a plane with polar radius 𝜌 and polar angle 𝜓. Since 𝜓 is an
angular variable, we see that the, imaginary time, 𝑡! = 2𝑟! 𝜓 has a recurrence period of
2𝑟! 2𝜋 = 4𝜋𝑟! . Thus, according to the preceding discussion, the electromagnetic field
propagating near the horizon of the Schwarzschild black hole thinks that it is living in a
heat bath with temperature
1 1 ℏ𝑐 ! ℏ𝜅 (3.8)
𝑇! = = = = .
4𝜋𝑟! 8𝜋𝐺𝑀𝑘! 8𝜋𝐺𝑀𝑘! 2𝜋𝑘! 𝑐
Where again 𝜅 is the surface gravity. This is the Hawking temperature of the black hole.
It is consist with the third relation in (2.9)! The Hawking temperature of a black hole is
estimated to be
𝑀⊙ (3.9)
𝑇! ~1.6 ∙ 10!! 𝐾.
𝑀
ℏ𝑎 (3.10)
𝑇=
2𝜋𝑘! 𝑐
Where 𝑎 is the local acceleration of the observer. You can see that this equation is exactly
similar to the equation (3.8), which is derived by Hawking around the same time, just
change 𝑎 with 𝜅, which is the gravitational acceleration experienced at the black hole
surface! A stationary observer at 𝑟! has to be continuously accelerated with 𝜅. Unruh
effect is so weak; a proper acceleration of 10!" 𝑚𝑠 !! corresponds approximately to a
temperature of 4K!
12
3.4 Evaporation of black holes
It’s clear that, from equation (3.8), there is an inverse proportionality between the
Hawking temperature and the mass of the black hole. As Hawking radiation escapes to
infinity, it will carry positive energy from the black hole, and the negative energy enter
the event horizon, therefore the mass of the black hole must shrink. We know there is a
direct proportionality between the event horizon area and the square of the Schwarzschild
radius; 𝐴 𝛼 𝑟! ! , and Schwarzschild radius proportional with the mass of the black hole,
therefore, the event horizon area will shrink also during Hawking radiation.
As the mass of the black hole decreases, its rate of energy emission will accelerate. So,
smaller black hole will be hotter than black hole! For massive black hole; the absorbs of
matters, gases, CMB, is much more than it radiates itself. For primordial black holes,
which formed by the extreme conditions at the early universe, they must loss their
masses, or the most fractions of their masses by high rate of energy emission. Hawking
radiation is accelerated process, as the black hole loses mass and increases its
temperature, and then it evaporates completely. The final result could be seen as
explosion.
𝑀 (3.11)
𝜏!" ~ × 10!" 𝑠𝑒𝑐
𝑀⊙
where 𝑀⊙ is the solar mass. A solar-mass black hole has a lifetime of order 10!" times
the age of the universe, while the lifetime of primordial black holes would be in the range
of the age of the universe. But primordial black hole must already evaporated completely
or at a great fraction. Up to this moment, there are no convincing experimental results
around Hawking radiation.
The universal form of the bound was originally found by Jacob Bekenstein as the [16]
13
2𝜋𝑘! 𝑅𝐸 (3.12)
𝑆≤
ℏ𝑐
where 𝑅 is the radius of the infalling object to the black hole. In informational terms, the
bound is given by
2𝜋𝑅𝐸 (3.14)
𝐼≤
ℏ𝑐 𝑙𝑛2
where I is the information expressed in number of bits contained in the quantum states in
the sphere. The 𝑙𝑛2 factor comes from defining the information as the logarithm to the
base 2 of the number of quantum states [11].
4. What’s next?
4.1 Information loss paradox
Suppose we fall an encyclopedia into black hole. According to Hawking argument the
black hole must evaporate completely after finite time. The question is; what happened to
the encyclopedia, or more precisely, what happened to the information encoded in the
encyclopedia? In quantum mechanics language, the encyclopedia is given by a pure state
evolves with time. Remember that Hawking radiation doesn’t contain any information
about black hole state. It’s not exactly like a black body radiation. Therefore, once the
black hole evaporated, we can’t see what happened with our encyclopedia! We just have
now Hawking radiation, no black hole. It seems that the information erased! And this
contradicts with what’s known as “unitarily”, which an essential postulate in Quantum
mechanics, and indicates that the information must conserve. Hawking radiation violates
this principle, and therefore it also violates the energy conservation! This problem called
Information loss paradox.
Leonard Susskind proposed a radical resolution to this problem by claiming that the
information is both reflected at the event horizon and passes through the event horizon
and cannot escape, with the catch being no observer can confirm both stories
14
simultaneously. The observer outside the black hole sees the accumulated information at
the horizons, reradiates as Hawking radiation. An observer inside the black hole would
see the information stored inside the event horizon. This isn't to say there are two copies
of the information lying about one at or just outside the horizon, and the other inside the
black hole, Instead, an observer can only detect the information at the horizon itself, or
inside, but never both simultaneously. Since the two observers can’t communicate, the
hypothesis of information being both inside and outside the black hole does not violate
quantum theory. Complementarity is a feature of the quantum mechanics of
noncommuting observables, and Susskind proposed that both stories are complementary
in the quantum sense.
But this solution came with very bizarre assumption; the holographic principle. This
principle states that the description of a volume of space can be thought of as encoded on
a boundary to the region, preferably a light-like boundary like a gravitational horizon.
Thus, every information unite crossing the event horizon will be encoded onto the event
horizon, similar to a two dimensional hologram, containing three dimensional image
information!
Some scientists suggest that the entanglement must somehow get immediately broken
between the infalling particle and the outgoing particle. Breaking this entanglement
would release inconceivable amounts of energy, thus creating a searing "black hole
firewall" at the black hole event horizon [22]. This resolution requires a violation of
Einstein's equivalence principle, which states that free falling is indistinguishable from
floating in empty space. Or in other words; a black hole horizon is not a thing, it’s a
place.
15
singularity in the event horizon; there is only “apparent horizon” where infalling matter is
suspended and then released [23]! This violates his theory around the singularity in
general relativity!!
6. Outlook
We have to keep in mind that all the analysis we did here around the black hole is has
only been in the context of a hybrid theory of quantum mechanics and quantum field
theory coupled to general relativity, not a realistic theory of quantum gravity. This
reminds us when Niles Bohr published his famous theory of atom in 1913. It was a
hybrid model of classical mechanics coupled to the new ideas about quantum mechanics
at that time. Then, after quantum mechanics completed in 1920s, it showed that the Bohr
model is just an approximation for something more deeply. Many physicists believe the
situation with black hole now is the same. Maybe, some elegant quantum gravity theory
is waiting some one to discover it, and then all this troubles would solve naturally. The
topic of the black hole entropy ties together notions from gravitation, thermodynamics
and quantum theory. Thus, black hole entropy at least opened the door to the quantum
gravity.
16
References
[2] S. Hawking and G. Ellis. The Large Scale Structure of Space-Time, Cambridge
University Press, 1973.
[6] S.L. Shapiro and S.A. Teukolsky, Black holes, white Dwarfs and Neutron stars: The
physics of compact objects, Wiley, 1983.
[7] J. D. Bekenstein. Black Holes and Entropy, Physical Review D 7, 1973, pp. 2333–
2346.
[9] S. Hawking, The Quantum Mechanics of Black Holes, Scientific American 3, 1976,
pp. 34–40.
[11] J. D. Bekenstein, Black-holes thermodynamics, Physics Today 33, 1980, pp. 23–31.
[13] J. M. Bardeen, B. Carter, and S. W. Hawking, The four laws of black hole
mechanics, Communications in Mathematical Physics 31 (1973), pp. 161–170.
[14] S. W. Hawking, Black hole explosions, Nature 248 (1974), pp. 30–31.
[15] L. Susskind and J. Lindesay, An Introduction to Black Holes, Information and the
String Theory Revolution - The Holographic Universe, World Scientific, 2005.
[16] J. D. Bekenstein, Black holes and information theory, arxiv.org, Nov. 2003, pp. 1–
12.
17
[17] M. E. Peskin and D.V. Schroeder, An introduction to quantum field theory,
Westview, 1995.
[19] R. M. Wald, quantum field theory in curved spacetime and black hole
thermodynamics, Chicago, 1994.
[20] R. Penrose and R. M. Floyd, Extraction of Rotational Energy from a Black Hole,
Nature Physical Science 229, 177, 1971.
[21] L. Susskind, L. Thorlacius, and J. Uglum, The Stretched Horizon and Black Hole
Complementarity, Physical Review D 48, June 1993), pp. 3743–3761.
[23] S. W. Hawking. Information Preservation and Weather Forecasting for Black Holes,
arxiv.org, 2014.