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Point of View

Optimization of Movement: A Dynamical Systems


Approach to Movement Systems as Emergent Phenomena
Andrew A. Guccione, Brian T. Neville, Steven Z. George

F
or over 30 years, the physical therapy profession the bulk of physical therapist interventions were
has openly pursued the concept of diagnosis.1,2 More treatments to ameliorate impairments, an
recently, the attention on diagnosis has shifted to impairment-based approach to diagnosis would
postulation of a “movement system” as the unique and presumably align labels with treatment procedures well

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overarching construct of the profession’s body of within the purview of the profession.
knowledge and the foundation of physical therapist
practice, as such practice seeks to optimize movement Concomitantly, the second premise for developing
because movement is related to health.3,4 The term diagnosis in the profession purported that physical
“movement system” has been defined as “represent(ing) therapist practice could not advance as a clinical science
the collection of systems (cardiovascular, pulmonary, unless the diagnostic system used by physical therapists
endocrine, integumentary, nervous, and musculoskeletal) classified specific clusters of patient signs and symptoms
that interact to move the body or its component parts.”5 in a way that would allow identification of nonoverlapping
Although we do not dispute the advantage of defining the patient groups that could be used to establish treatment
“movement system” as a physiological system, we contend efficacy and make comparisons across patient types.7,8
that how the profession identifies with a monolithic Yet, earnest endeavors by hundreds of physical therapist
“movement system” is imprudent. clinicians and scientists laboring to develop an
impairment-based diagnostic classification system over 30
The “movement system” is characterized as a system of years have yielded little fruit. However, to date, few
interacting systems that function in an unspecified way to attempts have been made to identify whether the quest for
move the human body, a nearly tautologous and diagnosis was misdirected, or to reassess what problem
instrumental definition of itself (ie, “movement system is” was to be solved in the process.
as the “movement system does”). In the current
conceptualization of this system, what structure or system The current impasse in developing diagnosis in attempting
of the human body does the “movement system” exclude? to define the profession’s expertise is partly due to a
What is gained by constructing an alternative and long-standing concern that physical therapy should be
unfamiliar label to encompass all the systems of the defined as a profession by what its practitioners know and
human body? What does such a label add, scientifically not what they do. Anxiety over professional identity could
and clinically, to the ability of physical therapists to deliver have had unintended consequences that conflated the 2
value-based care to patients? Although we concede a driving assumptions on the need for diagnostic labels:
degree of professional political usefulness in labeling a firstly, the need to name what is to be treated, and
system with which to identify our profession, the secondly, the need to have a unique set of diagnostic
emphasis on reframing our identity that binds the labels. Furthermore, there has been a tendency to regard
profession to “the movement system” misses a critical the diagnostic label, unique or not, as unchanging over the
opportunity that is unfolding to define and communicate course of treatment. However, is it possible that the
professional expertise. profession has misunderstood its concern? Maybe
knowing what is to be done is a form of knowledge that is
Diagnosis at the Crossroads not reducible to the procedures or tools (eg, therapeutic
The case for diagnosis by physical therapists has been exercise, manipulation, functional electrical stimulation)
propelled by 2 assumptions. The first, and to some used in implementing that knowledge. Physical therapists
proponents the primary, assumption was that an possess a unique perspective, drawn from multiple
autonomous profession must have a unique set of labels to knowledge bases, on interventions to optimize movement
apply to a patient’s clinical presentation that could after injury or illness. Moreover, has the need to name
distinctly mark the domain of the profession,2 and what physical therapists treat blindsided the profession’s
describe specific clinical presentations that would be understanding of the dynamic nature of continuing the
broadly recognized by society as within the purview of the diagnostic process after initial treatment has been
physical therapist.6 Furthermore, these labels had to be implemented? We contend that it is time to move the
framed in a way that would indicate that the clinical profession’s scientific expertise regarding “movement
presentation was amenable to physical therapist optimization” forward by reconsidering how movement is
intervention, and phrased in a way to direct treatment.6 As produced (and potentially optimized) as a behavioral

2019 Volume 99 Number 1 Physical Therapy  3


Point of View: Movement Systems as Emergent Phenomena

are performed).10,11 Thus, movement in this view is not a


dysfunctional aberration of ideal movement, but an
attempt at a “solution,” inextricably embedded in a
particular set of conditions, directed toward resolving a
practical problem at hand (eg, rolling, standing, walking,
running, reaching, or grasping). Moreover, as these
solutions are practiced and refined across an array of
contexts, movement evolves into a generalized behavior.
Thus, the correct name for what is to be treated (ie, the
“movement system” diagnosis at any given point in time)
must be viewed dynamically as a phenotypic behavioral
expression and not as a static label. This is true even when
the diagnosis is applied as an accurate description of the

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initial condition of the patient.

Figure 1. Constraints and Dynamical Systems


Integration of multiple, nonlinear inputs (ie, capabilities/resources, Kugler and Turvey12 argued that descriptions of
constraints) from which purposeful movement emerges.
goal-directed movement behavior should focus on the
functions of an action, not on the specific anatomical units
phenomenon in itself, and abandon further attempts to involved because “an act is functionally specific, its
promote “the movement system” with a purportedly variability is in reference to preserving the function it
unique and static label. fulfils rather than preserving any particular aggregation of
body parts that it happens to involve.”12 Their decades-old
Movement as an Emergent Phenomenon contention is consistent with more recent theories that
The primary purpose of all rehabilitation efforts is to structurally different elements might perform the same
enable human functional performance to accomplish function or yield the same output.13 In order to extend
personally desired tasks and activities under real-world this insight to observed dysfunction in movement, we
conditions. As a concept for physical therapist practice, must turn to the role of constraints in a dynamical systems
purposeful movement can be framed as goal-directed model. Dynamical systems theory is a multidisciplinary
behavior that allows an individual to maintain a posture, approach to characterize how constantly changing,
transition to other postures, or sustain actions until a interdependent systems evolve over time.14 Importantly,
desired end point is reached. Acknowledging movement the application of a dynamic systems approach
as a primary mediator of human performance in this way emphasizes that natural phenomena operate under
supports the centrality of movement to the discipline’s principles that hold for multiple levels of analysis.14
body of knowledge. Constraints can be defined as any variable that regulates
change in the behavior of the entire system.11 Constraints
Purposeful movement requires a complex integration of do not dictate deterministic pathways to how a movement
capabilities and abilities of the individual (Fig. 1). will be achieved, but rather restrict the possibilities
Furthermore, we note that the profession has built a available for configuring a movement.15 Newell described
substantial evidence base to support examination and 3 kinds of constraints that impose boundaries on
intervention when any of these capabilities or abilities is movement: (1) organismic constraints arising within the
impaired, either alone or in concert with each other. In individual at the level of structural and functional
fact, virtually all the impairment-based approaches to resources and limitations; (2) task constraints that are
intervention that dominate the history of the profession specific to the task to be performed; and (3)
are dependent on identification of impaired body environmental constraints that are externally imposed by
structures and functions that preclude, interrupt, or the temporospatial conditions surrounding the
otherwise impede movement.9 In the past, such performance.11 Based within dynamical systems theory,
intellectual commitments have pushed the profession the organism, the task, and the environment all place
toward diagnostic classification schemata formed constraints on each other such that movement emerges
exclusively around impairment clusters to describe various from the self-organizing resolution of these specific
failure points in this complex integration of systems. constraints to achieve the desired performance (Fig. 2).15

In contrast to understanding impairment clusters This approach to movement forces us to consider a radical
separated out from the putative object of inquiry, it has departure from a narrow impairment-based approach to
been proposed that any movement can only be movement-related diagnoses in 2 ways. Specifically, the
understood in context (ie, the specific task to be achieved objective of the diagnostic process would be refocused to
and the environment in which the actions exhibited by the capture a performance deficit not as a failure of the
individual to achieve the task and accomplish the activity organism, but as an attempt to effect an “acceptable”

4  Physical Therapy Volume 99 Number 1 2019


Point of View: Movement Systems as Emergent Phenomena

singular “movement system” is only valuable if it is


recognized as more than the sum of its parts, and that any
emergent organism-level phenomenon (eg, movement,
pain) is not equivalent to the system itself. Nor should the
notion of a singular system convey an ideal system, either
in form or in function. Rather, given that each individual
self-organizes recovery by processes of compensation and
adaptation, it would be more appropriate to emphasize
multiple movement solutions in achieving a specific
performance. Importantly, these movement solutions
should be determined independent of the context of being
Figure 2.
Dynamical systems interpretation of resolution of the re-
in rehabilitation. We readily recognize that certain
sources/constraints of organism, task, and environment emerging movement solutions might be “ideal” in achieving

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as a “movement solution” results in performance. (Adapted with particular biomechanical outcomes (ie, reducing load on a
permission of Springer Nature from Davids K, Glazier P, Araújo D, particular anatomical structure in pain or at risk), but we
Bartlett R. Movement systems as dynamical systems: the functional should take care not to equate “ideal” movements under
role of variability and its implications for sports medicine. Sports certain task and environmental constraints as optimal
Med Auckl NZ. 2003;33:245–260.) movement solutions to be applied across task and
environmental conditions. Indeed, we contend that the
concept of organism-centric “optimal movement”
solution out of the interactive constraints and resources grounded in the patho-medical model should be avoided
among organism, task, and environment.16 Examples of in favor of bounded variability that emerges from the
constraints implied or explicitly drawn from the literature interactions between organism, task, and environment
that could be relevant to physical therapist practice (Fig. 3).
beyond organismic constraints are found in the Table.17–20
Furthermore, new or altered movements emerge when any Bounded Variability
of these control parameters in combination or sequence Fetters has summarized a compelling case for the critical
initiate a change in another control parameter. Moreover, contributions of variability to movement in infant and
these newly emergent movements may be inappropriately child development, which can be extended throughout the
regarded as “the” movement dysfunction when considered life span22 and has already been recognized within sports
only at the level of the organism. Thus, the object of the medicine.15 A different understanding of variability is
diagnostic process during initial examination should not needed when we accept the notion that although there are
be to arrive at a presumably static description of many ideal ways to move based on organismic constraints,
organismic impairment that can direct treatment over the optimal movement is dependent on task and
therapeutic trajectory of an episode of care. In contrast, environmental constraints concurrently. Therefore,
we propose an alternative approach to diagnostic labeling variability in performance is not a consequence of error
that interprets examination findings only as a set of initial (ie, falling short of an “ideal” way to move) but rather an
conditions, which are relevant to the observed movement attempt at self-organization, potentially assisted by
and potentially amenable to intervention, and can help to therapeutic interventions, to achieve a desired end
frame the first steps of treatment, but are not expected to performance within an acceptable range of error, at any
“explain” the gap between observed and desired given point in time. Neither too much nor too little
movement behaviors in any linear or fixed way. variability in movement is necessarily desirable,22 and
Furthermore, because the spontaneous, self-organizing variability may prevent inessential stability in complex
nature of the movement system is simultaneously environments that could compromise effective functional
occurring on multiple levels of organization (eg, intra- and movement solutions in those environments. Indeed,
intercellular, tissue, organ, and system)21 and is Davids et al (2003) elegantly expresses how skillful
interdependent and dynamic, individual constraints and performers are adept at exploiting the “high
resources cannot be presumed to be static. Moreover, dimensionality” that our movement systems afford.14
these initial diagnostic inferences about the confluence of Evidence suggests that novices, in contrast, demonstrate
constraints and resources that could be presumed to weak task constraint adaptation due to difficulty with
influence the observed behavior are used to generate achieving successful pursuit of an outcome with
hypotheses about an individual’s performance, rather than acceptable bounds of variability.15
using the data to place the individual categorically in a
class of individuals with apparently similar clinical Optimization and Diagnosis
presentations. What then is the metric for judging optimization? There
are many criteria that are specific to various clinical or
Because every movement “solution” is individual, based research interests on which systems optimization might be
on organismic, task, and environmental constraints, a quantified or qualified. Many existing tests and measures

2019 Volume 99 Number 1 Physical Therapy  5


Point of View: Movement Systems as Emergent Phenomena

Table.
Constraint Constellations

Constraint Constellations—Organism Examples of Issues to be Resolved Does the Individual:


Structure Integrity; alignment; load Possess the structural support for the movement to
be performed?

Ideation Attention; intention; motivation Understand the movement to be performed?

Initiation Activation; recruitment; summation Generate enough force to produce the desired
movement?

Execution Sequencing; timing; equivalence Exhibit multisegmental actions without extraneous


motions?

Equilibrium Stability; transition; stopping Stabilize after transitioning to a new posture?

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Allostasis Maintenance; adjustment; adaptation Support appropriate thermoregulation and
hydration?

Sustainability Uptake; transport; extraction; utilization Have the capacity to meet the energy demand of the
activity?

Constraint Constellations—Task Examples of Issues to be Resolved Does the Task:


Equivalence Novelty; transferability Pose a familiar challenge?

Composition Granularity; complexity; repetitiveness Have multiple subcomponents?

Order Sequence; flow; repetition Need to be performed in a strict sequence?

Temporality Speed; volume expectation Impose a time limit?

Cognitive load Intrinsic; extrinsic Present only germane overload?

Bioenergetic demand Capacity; intensity Outstrip current capacity?

Proficiency Skill level; tolerable variation Have a minimum skill threshold?

Constraint Examples of Issues to be Resolved Does the Environment:


Constellations—Environment
Location Body stability; body transport Fix on a particular place during task?

Predictability Variability; familiarity Pose unexpected challenges?

Context Intensity; support Promote attention and concentration?

Geography Particularity; circumscription, terrain Have strict boundaries of performance?

Regulatory control Conformity Impose restrictions on task execution?

of both impairments and treatment outcomes are still organism’s propensity to minimize metabolic energy
relevant to understanding the optimization of movement expenditure with respect to task, environment, and
systems. When is a patient’s performance as “good” as organism constraints to action.”15 Thus, in this perspective,
might be expected given interacting constraints at any optimized movement successfully manages the perpetual
particular moment in time? And when is today’s “good” balancing act of trade-offs between the work done in
performance not good enough for tomorrow’s moving relative to its metabolic costs. Because movement
expectations? As noted by Glazier and Davids: efficiency is expressed as the quotient of a ratio, it
becomes readily apparent that, mathematically, there are
(O)ptimization may be better considered from the multiple relationships that could be considered equally
perspective of the individual under scrutiny and the efficient and therefore optimized relative to the constraints
confluence of constraints impinging on that individual, not operative within a given situation. Although ratio
some abstract, external reference or independent criterion. comparisons of different trade-offs might appeal to the
Since the constraints imposed on an individual dynamical researcher, they pose particular challenges to clinical
movement system can fluctuate continuously over time, the
decisions.
optimal pattern of coordination and control for any given
motor activity can change accordingly.13
Thus we would question diagnostic classification schemes
that seek to group individuals on norms, are invariant
Furthermore, Sparrow and Newell (1998) offer that
across a class over time, and tend to discount the spectrum
“adaptive movement patterns emerge as a function of the

6  Physical Therapy Volume 99 Number 1 2019


Point of View: Movement Systems as Emergent Phenomena

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Figure 3.
Movement solution trajectories and resulting outcomes (ie, behaviors) as organismic resources and constraints adapt over time, including
responses to intervention in the context of task and environment constraints. E = environment; O = organism; T = task.

of behaviors reflected in individuals’ attempts to optimize complex and static integration of systems; instead those
a movement solution at any point in time. How can procedures describe a system integration that is often far
diagnosis of a system be approached given that constraints from equilibrium, where minute changes result in
change over time, each change could be relevant, and nonlinear, disproportionate changes in the emergent
salient features of the emergent movement are no longer phenomena.24 Besides lacking the means to confidently
dependent on initial conditions? Is it possible to establish parcel out only the critical parameters of the observed
a sensibility about diagnosis by physical therapists that movement behavior at any particular time, such myopia
recognizes the profession’s indebtedness to other sciences, ignores how complex systems self-organize across
yet also captures our profession’s unique history as multiple dimensions, including time. Moreover, improving
interventionists in molding that broad scientific basis to predictability in complex systems requires consideration
address optimization of movement? of that system’s own history, especially with respect to
phenotypic response to treatment over time.
We believe that reframing our diagnosis is possible if there
is a move away from an exclusive emphasis on Future patient management schemata should continue to
classification of anatomical and physiological deviations consider the traditional starting point for initial
from “normal” based on organismic constraints, when examination and evaluation (ie, various pathoanatomical
such data yield, at best, an incomplete insight into and pathophysiological conditions), but with the caveat
functional performance that includes environmental and that these findings serve only as the initial conditions in
task constraints. Instead, we propose pursuing criteria that identifying relevant patterns of interaction among
emphasize the phenomena encompassed in human organism, task, and activity over time. These initial
performance. We suggest that this can be accomplished conditions are essential to judging the potential for
through renewed focus on the interdependencies of the movement, but they cannot be considered in isolation.25,26
systems that comprise the human body, rather than on the To fully represent movement as the complex system that
structural or physiological systems themselves, as the basis we intend to characterize, the initial pathoanatomical and
for diagnosis by physical therapists. pathophysiological conditions (answering the question
“what is the underlying impairment?”) must be considered
as interactive parts of an emergent whole, leading to what
Future Directions is often a more pressing question for clinical
Recently, Bittencourt et al advocated for transitioning to
decision-making (answering the question, “What is likely
understanding sports injury etiologies through a “lens of
to happen?”).25,26
complexity,” a viewpoint that we believe is relevant to the
current discussion.21 Although the “black box” of
The overall goal of having expertise in guiding movement
movement systems to characterize the critical constraints
systems toward optimal recovery should be to leverage
might not be completely deciphered, physical therapists
adaptation by implementing therapeutic intervention in
might do well to heed such suggestions to focus on
the context of that particular movement system’s history of
interactions within what Philippe and Mansi dubbed a
how the individual achieved a “solution” at that point in
“complex web of determinants.”21,23 The examination
time. This aspirational goal suggests that initial diagnostic
procedures of physical therapists do not describe a

2019 Volume 99 Number 1 Physical Therapy  7


Point of View: Movement Systems as Emergent Phenomena

labels—if such labels are even necessary—would be integrated into clinical decision-making primarily as a
multiaxial in order to capture 3 basic elements: (1) the specification of initial conditions, with greater emphasis on
fundamental initial conditions among the organism, the key relationships that would enable improved prediction
task, and the environment with respect to resources and of an individual’s future health and functional status,
constraints; (2) the potential targets for intervention to based on likely responses to given treatments over time.
elicit intended adaptations over time; and (3)
prognostication of the likelihood that the individual will A.A. Guccione, PT, PhD, DPT, FAPTA, Department of Rehabilitation Science,
College of Health and Human Services, George Mason University, Fairfax, VA
achieve sufficient variability in the behavioral repertoire to
22030 (USA). Address all correspondence to Dr Guccione at:
achieve an outcome within the range of desirable
aguccion@gmu.edu.
potential outcomes. These diagnostic labels would only be
used to represent initial system conditions; therefore, they B.T. Neville, PT, DPT, Department of Rehabilitation Science, College of
need not be definitive or exhaustive. Consistent with Health and Human Services, George Mason University.
systems science approaches, these labels should, in fact, S.Z. George, PT, PhD, FAPTA, Duke Clinical Research Institute and

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be the bare minimum necessary to capture key parameters Department of Orthopaedic Surgery, Duke University, Durham, North
characterizing an individual’s current performance, Carolina.
quantify and qualify the breadth and depth of the [Guccione AA, Neville BT, George SZ. Optimization of movement: a
behavioral repertoire with respect to specific tasks and dynamical systems approach to movement systems as emergent
environments, and communicate the prognostic impact of phenomena. Phys Ther. 2019;99:3–9.]
findings, especially as the prognosis will affect patient 
C 2018 American Physical Therapy Association
management
strategies. Published Ahead of Print:
October 17, 2018
Accepted: August 13, 2018
Interventions might then target these important
Submitted: July 13, 2018
relationships to demonstrate, through research and
experience, outcomes relevant to successful performance DOI: 10.1093/ptj/pzy116
rather than isolated remediation of impairments. In other
words, the interventions would be based on the answer to
the question “what is likely to happen over time?” and not Author Contributions
their purported ability to counter the underlying
impairment as the primary reason for implementing the Concept/idea/research design: A.A. Guccione, B.T. Neville, S.Z. George
intervention (Fig. 3). Although individual impairments may Writing: A.A. Guccione, B.T. Neville, S.Z. George
be ameliorated, the physical therapist would focus on
Consultation (including review of manuscript before submitting): A.A.
establishing the conditions for restoring or improving
Guccione, B.T. Neville, S.Z. George
relationships between the interdependent components of
the movement system and finding resource and Funding
impairment combinations that were hypothesized as the
most heavily “weighted”21 toward contributing to There are no funders to report for this submission.
successful emergent solutions to task accomplishment in
the germane environment. Put another way, some Disclosures
constraints and resources will be more influential than
others,13 are necessarily entwined with the relationships to The authors completed the ICJME Form for Disclosure of Potential Conflicts
of Interest. S.Z. George reports salary support for research grants. No other
which they contribute, and might be more salient targets
conflicts are reported.
for intervention. Importantly, because humans are open,
complex systems that never achieve a static equilibrium
state24 (ie, “normal”), restoration or improvement of
individuals’ function to ameliorate the performance gap is References
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