Professional Documents
Culture Documents
Policies On The Move The Transatlantic Travels of
Policies On The Move The Transatlantic Travels of
Tom Baker, Ian R. Cook, Eugene McCann, Cristina Temenos & Kevin Ward
To cite this article: Tom Baker, Ian R. Cook, Eugene McCann, Cristina Temenos & Kevin Ward
(2016) Policies on the Move: The Transatlantic Travels of Tax Increment Financing, Annals of the
American Association of Geographers, 106:2, 459-469, DOI: 10.1080/00045608.2015.1113111
Growing influence of the new mobilities paradigm among human geographers has combined with a long
and rich disciplinary tradition of studying the movement of things and people. Yet how policy ideas and
knowledge are mobilized remains a notably underdeveloped area of inquiry. In this article, we discuss the
mobilization of policy ideas and policy models as a particularly powerful type of mobile knowledge. The
article examines the burgeoning academic work on policy mobilities and points toward a growing policy
mobilities approach in the literature, noting the multidisciplinary conversations behind the approach as
well as the key commitments of many of its advocates. This approach is illustrated using the travels of
tax increment financing (TIF) with the role of learning and market-making within efforts to introduce
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TIF in more cities highlighted. In conclusion, we discuss some of the political and practical limits that
often confront efforts to mobilize policy ideas. Key Words: policy mobilities, tax increment financing, urban
redevelopment.
人文地理学者的崭新能动性范例逐渐增加的影响, 与研究事物和人的移动的长久及丰富的学门传统相
互结合。但政策概念与知识如何被动员, 显然仍是发展不足的研究领域。我们于本文中, 探讨政策概念
和政策模型的动员, 作为特别强大的移动知识之类型。本文检视迅速兴起的政策能动性之学术研究, 并
指向文献中逐渐成长的政策能动性取径, 关注该取径背后的多重领域对话, 及其诸多倡议中的关键承
诺。此般取径, 运用税收增值信贷 (TIF) 的移动进行描绘, 并凸显将 TIF 引进更多城市的努力中, 学习
和市场创造所扮演的角色。我们于结论中, 探讨经常与动员政策概念的努力相互冲突的部分政治及实
际限制。 关键词: 政策能动性, 税收增值信贷, 城市再发展。
La creciente influencia del nuevo paradigma de las movilidades entre los geografos humanos se combina
con una larga y rica tradici on disciplinaria en el estudio del movimiento de cosas y personas. No
obstante, la manera como se movilizan ideas polıticas y conocimiento sigue siendo un area de indagaci on
notoriamente subdesarrollada. En este artıculo discutimos sobre la movilizacion de ideas polıticas y mode-
los de polıtica como un tipo particularmente poderoso de conocimiento movil. El artıculo examina el
pujante trabajo academico sobre movilidades polıticas y destaca la notoria aplicacion del enfoque de
movilidades polıticas en la literatura, notando las conversaciones multidisciplinarias que se desarrollan
detras de ese enfoque lo mismo que los compromisos claves de muchos de sus defensores. Este enfoque se
ilustra usando los viajes del financiamiento del incremento tributario (TIF, por su acronimo ingles),
destacando el papel de aprender y crear mercado dentro de los esfuerzos por introducir el TIF en mas ciu-
dades. En conclusi on, discutimos algunos de los lımites polıticos y practicos que a veces tienen que con-
frontar los esfuerzos emprendidos para movilizar las ideas sobre polıtica. Palabras clave: movilidades de
polıtica, financiamiento del incremento tributario, renovacion urbana.
ax increment financing (TIF) is an idea that’s continue to be collected and paid out to tax-receiving
Annals of the American Association of Geographers, 106(2) 2016, pp. 459–469 Ó 2016 by American Association of Geographers
Initial submission, December 2014; revised submission, April 2015; final acceptance, May 2015
published by Taylor & Francis, LLC.
460 Baker et al.
increment is paid to the agency overseeing the TIF dis- We argue that the study of mobilities benefits from,
trict. In some cases this agency is a city government, and is enhanced by, the geographical study of ideas
whereas in others it is a specially established redevel- and knowledge. Most contemporary literature on
opment agency. The second feature of TIF is the crea- mobilities focuses on air and automobile travel, migra-
tion of debt—often through the issuing of bonds. tion, pilgrimage, and tourism. This focus is reflected in
These debts are accrued against the potential the other articles in this special issue. Although schol-
“increment,” so that the various stakeholders can ars have broadened their remit to the study of every-
finance changes to infrastructure and land use within thing from water and waste mobilities, the movement
the district in the hope that these changes lead to of energy and resources, and the ethical and political
increased assessed values. implications of these mobilities (Adey et al. 2013;
Currently there are TIF programs in every U.S. state Sheller 2014), there is scope for a deeper analysis of
except Arizona. In Illinois, a state with one of the lon- the ways in which people move ideas and the sociospa-
gest standing TIF statutes, Chicago refers to itself and tial implications of ideas on the move. Central ele-
is referred to by many others in the U.S. economic ments of the geographical literature on policy
development industry as the “poster child” of the U.S. mobilities have drawn explicitly on the new mobilities
TIF program. Others are less generous, arguing that paradigm (McCann 2011). Certainly, the recent pro-
the program has caused mass displacement, because liferation of work on policies in motion (e.g., Peck and
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the increment is often used to fund gentrification Theodore 2010, 2015; McCann and Ward 2011;
(Wilson and Sternberg 2012). Just over 30 percent of Cochrane and Ward 2012; Temenos and McCann
Chicago’s land area falls within one of its 163 TIF dis- 2013) provides an opportunity to specify and deepen
tricts, each of which, once approved, lasts for twenty- the geographical engagement with mobilities by focus-
three years. These districts collected a total of ing on how elements of policy—ideas, calculations,
$454 million in property taxes in 2011. The Chicago expertise, models—and methods of policy implemen-
City Council has used TIF to finance a range of eco- tation circulate in and through institutions and places.
nomic development projects, from the gentrification The paradoxical case of TIF—a traveling policy that
of the downtown to providing incentives to firms will- promotes state-led revenue collection yet has been
ing to relocate to its declining industrial districts adopted and advocated by governments that explicitly
(Weber 2010). advance neoliberalization—allows us to demonstrate
The emergence of TIF across the United States has how policy mobilities are social productions of specific,
occurred through a myriad of channels and networks, path-dependent, territorialized, and also global-rela-
many of which involve the Council of Development tional policy landscapes. In the following section, we
Finance Agencies (CDFA). Established in 1982 as “the outline the multidisciplinary conversations that have
conduit linking development finance professionals togeth- generated the policy mobilities literature, before discus-
er,”1 it operates as a loose assemblage of actors, documents, sing what have become key commitments of policy
events, materials, and technologies gathered, some purpo- mobilities studies. The article then returns to TIF as a
sively and some by chance, to promote and sell the TIF way of illustrating how policy ideas are mobilized
program to interested city officials globally. It does this through practices of learning and market-making.
through its annual conferences, educational programs, pre- Throughout this section, we use TIF to exemplify the
sentations, reports, and webinars. policy mobilities approach, while also using our discus-
TIF, then, is a policy that seems to be very much on the sion of that approach to improve our understanding of
move. It has been rendered mobile both inside the United TIF. We conclude by discussing some of the ways in
States and beyond its borders. Officials from Australia, which barriers and constraints are important features in
Canada, and the United Kingdom have attended confer- the geographies and mobilities of policy.
ences, participated in training courses, and spoken to
CDFA officers, for example. Yet, as we discuss later, TIF,
like all policy ideas, has an uneven geography of imple- Multidisciplinary Conversations About
mentation, speaking to the continued importance of local Policy and Mobilities
institutional context and place-specific politics in the cir-
culation of policy models. Even when a policy finds its There are seemingly few policy ideas more grounded
time, for ideological, institutional, and political reasons, it and fixed than TIF. It is a policy with a clearly
must still find its place. defined territorial extent, intent on maintaining and
Policies on the Move 461
developing local physical infrastructures. Certainly, We argue that the study of policy provides an ideal
the geographical study of urban governance, policy, lens through which to study powerful ideas on the
development, and politics has tended, over the years, move, like TIF, and to conceptualize the power of
to be localist and territorialist (McCann and Ward those mobilized ideas on social groups and places. Pol-
2010). Indeed, Cresswell and Merriman (2011) argued icy from this perspective has a specific connotation,
that geographers of all stripes often assume “a stable succinctly defined by Kuus (2014) as
point of view, a world of places and boundaries and
territories rooted in time and bounded in space” (1). the fundamental organizing and productive principle of
Developing a new approach or paradigm for studying modern societies. . . . [P]ublic policies . . . [are] technolo-
mobilities, they and others gies of power that do not simply serve public interests but
also produce these very interests. Policies do not merely
problematize . . . both “sedentarist” approaches in the regulate existing relationships; they create new relation-
social sciences that treat place, stability, and dwelling as ships, objects of analysis, and frameworks of meaning. (39)
a natural steady-state, and “deterritorialized” approaches
that posit a new “grand narrative” of mobility, fluidity or The mobilization and mutation of policy produces
liquidity as a pervasive condition of postmodernity or policy markets and landscapes through the work of
globalization. (Hannam, Sheller, and Urry 2006, 5) diverse policy actors, themselves operating within
wider ideological and structural contexts. Central
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Although not without its critics (Faist 2013), this questions in this approach include the following: Who
renewed emphasis on studying mobility valuably con- mobilizes and who is mobilized in policymaking pro-
ceptualizes it as a process infused with meaning and cesses? How are policies rendered mobile? What sites
power. It sets the terms of analysis to encompass more and spaces shape and are shaped by mobilization?
than the movement of people and objects from A to What are the politics of this global-relational policy
B. Rather than focus simply on this “desocialised and knowledge making?
movement” (Cresswell 2001, 14), mobilities scholars A series of commitments that motivate many policy
turn their attention to the practices and power rela- mobilities studies, to one extent or another, have
tions involved in movement. Yet, although “people emerged around these questions (Table 1). These
move, things move, ideas move,” as Cresswell (2010, studies draw on the notion of mobility as peopled and
19) argued, far less attention has been paid to how, power-laden. They are informed by a conceptualiza-
where, and with what consequences ideas move and to tion of policy similar to that described by Kuus (2014),
the people and resources who move them. Ideas are earlier, and that informs Peck’s (2011) critique of
understood in this context to be socially produced. rational formalism in traditional policy studies. Exam-
They emerge from individuals and their relations with ples of this work are numerous and include analyses of
others. creativity (Peck 2005; Prince 2010, 2012), design
To political–economic and social constructivist approaches To primarily qualitative investigations of the practice,
to policy mobilization that take poststructuralist and postco- process, and meaning of policymaking through inter-
lonial critiques seriously views, observation, site visits, and documentary analysis
To conceptualizations of policymaking’s role in wider geog- To empirically tracing the pathways taken by policy
raphies of ideas and knowledge through communities, institutions, places, and situations
To analyses of policies as powerful and productive technologies To “extended” or multisited case study analysis
To analyses of interlocal, rather than necessarily international, To detailed description, informed by theory and directed
mobilizations toward theory building
To analyses of assembling, emergence, hybridity, mutation,
relationality, and translation
To analyses of the immobilities, inertia, barriers, and
“differential mobilities” that also constitute policy
462 Baker et al.
(Faulconbridge 2013; MacLeod 2013; Rapoport 2015), burgeoning, engagement around policy mobilities is
education (Geddie 2014), economic development also multidisciplinary in nature. It involves anthro-
(Ward 2006, 2007; Cook 2008), homelessness (Baker pologists and others working on the notion of policy
2014), public health (McCann and Temenos 2015), worlds—“domains of meaning” that policies both
drug policy (McCann 2008, 2011), sustainability reflect and create (Shore, Wright, and Pero 2011,
(Temenos and McCann 2012; Fisher 2014; M€uller 1; see also Shore and Wright 1997; Wedel et al.
2015), and transport (Wood 2014). 2005). This literature has recently come into con-
Unlike some of those working on mobilities more gen- versation with those developing critical geographies
erally, there appears to be no sense yet among policy of policy (Peck 2011; Robinson 2011, 2013; Roy
mobilities scholars that their approach constitutes a and Ong 2011; Jacobs 2012; McCann and Ward
coherent paradigm or “canon” (McCann and Ward 2012a, 2012b, 2013; S€oderstr€om 2014). This is a
2015). According to Peck (2011, 774) work on conversation both about how to conceptualize pol-
policy mobilities more closely resembles a “rolling con- icy and policymaking and one focused on questions
versation” or, perhaps more appropriately, a series of con- of methodology (Cochrane and Ward 2012; Jacobs
versations. Here we focus on just two. and Lees 2013).
First, drawing on a well-established tradition of Engaging in what Shore and Wright (1997, 14)
scholarship in urban planning (Clarke 2011), the termed “studying through” and by “tracing” the travels
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policy mobilities conversation has involved plan- of policies, anthropologists uncover the ways in which
ning historians and geographers, among others specific arrangements of actors and institutions shape
(Healey and Upton 2010; Jacobs 2012; Jacobs and the development of policy landscapes (Wedel et al.
Lees 2013; Quark 2013; Cook, Ward, and Ward 2005; Kingfisher 2013). For those geographers working
2014, 2015). This urban planning work is typically on policy mobilities, these insights have spurred analy-
empirically rich, providing insights into the longer- sis of the various ephemeral situations, as well as more
than-often-assumed histories of policy mobilities, established tendencies and path dependencies, impli-
particularly in the field of architecture, engineering, cated in policymaking, and have encouraged more
and planning where the literature has paid particu- detailed understandings of how policy actors, from pro-
lar attention to work done in moving policy by cer- fessionals to activists, assemble local policies through
tain professions’ ideas and expertise across engagements with more extensive circuits of policy
particular institutional contexts. A second, still knowledge (McCann and Ward 2012b). Thus, actors
who make and who mobilize policy become important raise taxes without a popular vote. This made TIF an
objects of analysis in uncovering how policies and attractive option. As Klacik and Kriz (2001) noted,
their attendant elements move. “TIF is one of the few locally controlled funding
options available to local economic development prac-
titioners that can be used for investment in infrastruc-
Studying Policy Mobilities Through TIF: ture improvements they deem necessary for economic
Learning and Market-Making growth” (16). In the context of having limited ability
to increase taxation, TIF provided a potential mecha-
The multidisciplinary nature of the contemporary pol- nism for generating revenues, albeit one that first
icy mobilities approach is marked by significant internal involved the creation of debt. This advantage, and the
heterogeneity and the ongoing emergence of new cri- role of transfer agents and infrastructures like the
tiques and (re)orientations. This diversity is paralleled by CDFA in promoting the model, has led to its prolifera-
ongoing conceptual and methodological debates in other tion across the United States since the 1980s. Of
disciplines on how policy is transferred and translated course, TIF has also been argued to circumvent the
(see McCann [2011] for a summary and Mukhtarov right of electorates to vote on the future development
[2014] for a recent intervention). More empirical of their cities, to direct revenues away from standard
research will strengthen these conceptualizations, but a tax receiving agencies, and to subsidize the redevelop-
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central tenet of the policy mobilities approach remains: ment industry through forms of “corporate welfare”
Policies are not generated abstractly in “deterritorialized” (Man 2001).3 With the mobilization of TIF across
networks of experts; rather, they emerge in and through states and countries, many of its original features have
concrete “local” situations that constitute wider net- been transformed, responding to the demands of differ-
works. Two emerging foci merit discussion in this regard: ing financial, governmental, and legal frameworks.
learning and market making. Here we use TIF to opera-
tionalize and explore these orientations. We begin by
defining and contextualizing TIF as a policy model.
Learning TIF
also central to how and, importantly, what policy the problem it just seemed to me to be a very interesting
actors learn (Cook and Ward 2011; Gonzalez 2011; one. (Member 1, 20 March 2012)
Cook, Ward, and Ward 2014, 2015; Wood 2014).
Certainly there was on-going conversations during the
In the influential report, Towards an Urban Renais- course of the visit and . . . the whole process was a con-
sance, the then–UK government’s Urban Task Force versation . . . based on the iterative exchange of ideas and
(1999) reflected on a study tour to Chicago: “We were building hypotheses and then testing hypotheses and
. . . impressed on our visit to the United States . . . [par- refining them. It was a bombardment really of qualitative
ticularly with] the Tax Increment Financing (TIF) and quantitative data and that you were sort of con-
scheme. . . . [We] believe this approach has much to stantly synthesising and part of the synthesis was about
commend it” (285). One of the Task Force’s policy conversation and reflecting on what you’d seen and what
tourists elaborated: could be derived from it. (Member 3, 11 May 2012)
Chicago was probably the most influential in terms of the Learning and translation continued to happen on
lessons. Because the first day the planners showed us kind the move, or “along the way” (McCann 2011), as
of, some of the inner, very badly decayed, hollow core . . . members traveled back from Chicago to the United
but also some of the bits they were trying to redevelop. Kingdom and reported on their experiences.
And . . . then the following day there was this breakfast
think tank, which was extremely good, and I think that’s
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2002) because of how “cities front huge sums for land . . . I assure you it is the first step to breathing life back
acquisition and development based on tenuous promises into our greatest cities.4
of future value generation” (Weber 2002, 537). More Picking up on and emphasizing a link between finan-
recently, as the geographical ambit of the policy mobili-
cial decentralization and the establishment in the United
ties literature has expanded beyond the Global North to Kingdom of TIF, Clegg, together with Conservative poli-
places such as Singapore (Bok 2015; Bunnell 2015),
ticians, such as Eric Pickles, the Minister for Communi-
China (Zhang 2012; Barber 2013), and Indonesia (Phelps ties and Local Government, and a range of other actors
et al. 2014; Cohen 2015), accounts have identified the
have been policy mobilizers and market makers for TIF in
power of other political projects, particularly those with the United Kingdom. Although their motives and ratio-
developmental and progressive characteristics.
nalities might not have been the same, they have devel-
This highly political market making is again evi-
oped an ideological institutional project operating in
dent in the case of TIF’s travel to the United King-
tandem with networks of professional expertise that
dom. In its follow-up report to Towards an Urban
delineate what is possible and desirable from what is not.
Renaissance, the Urban Task Force (2005) argued for These shifting fields of practice (Peck and Theodore
the introduction of “TIF pilots” and a flurry of events
2010) thus structure the policy marketplace, anointing
and publications followed in the late 2000s. As a Brit- certain actors with the power of expert authority and
ish demand-side market was created, comparisons and
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consultants. A diverse cast of transfer agents makes in the country have proved insurmountable, although
mobilization possible. People who are responsible for discussions over the future introduction of TIF in Aus-
or invested in the mobility of particular policy models, tralia continue. In certain political contexts, spurning
such as TIF, demonstrate that particular constellations a policy that comes from elsewhere is politically expe-
of ideas are mobilized in the service of making markets dient, or materially so. Ideas from elsewhere can be
and addressing needs. In this example, there are a powerful. Yet when those interests are working against
number of logics of the market at work in TIF. It existing, already-territorialized ones, barriers might
encourages tax creation at a municipal level, which appear, and a failure to “land” could be the outcome.
acts as a counternarrative to the minimal state mental- These immobilities and failures are important to con-
ity of a neoliberal market economy. Yet, the model sider not only to examine how neoliberalization does
manages to capture another aspect of market making or does not continue to appear in locations but also to
by placing cities in the role of consumers. It encour- recognize the political motivations that might provide
ages the municipality to enter into a debtor’s economy a crack in the armature of dominant political eco-
to finance state-led infrastructural projects without nomic arrangements, allowing light to shine on spaces
having to consult citizens on its borrowing practices. for alternative urban-economic development.
Calibrating these sorts of paradoxical ideologies so
that new policy solutions can be realized in certain
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———. 2013. “Arriving at” the urban/urban policy: Traces of TOM BAKER is a Lecturer in the School of Environment
elsewhere in making city futures. In Critical mobilities, ed. O. at the University of Auckland, Auckland, New Zealand.
S€oderstr€
om, S. Randeria, D. Ruedin, G. D’Amato, and F.
E-mail: tom.abraham.baker@gmail.com. His research inter-
Panese, 1–28. London and New York: Routledge.
Roy, A. 2012. Ethnographic circulations: Space–time rela- ests include urban politics, public policy, and social service
tions in the worlds of poverty management. Environ- provision.
ment and Planning A 44 (1): 31–41.
Roy, A., and A. Ong, eds. 2011. Worlding cities: Asian experiments IAN R. COOK is a Senior Lecturer in the Department of Social
and the art of being global. Malden, MA: Wiley-Blackwell.
Sheller, M. 2014. Aluminium dreams: The making of light Sciences and Languages at Northumbria University, Newcastle,
modernity. Cambridge, MA: MIT Press. NE1 8ST, UK. E-mail: ian.cook@northumbria.ac.uk. His
Shore, C., and S. Wright, eds. 1997. Anthropology of policy: research interests include the policy mobilities of urban
Critical perspectives on governance and power. London development strategies, the policing of urban space, and
and New York: Routledge.
the representation of cities in film and television.
Policies on the Move 469
EUGENE McCANN is a Professor in the Department of cities and the ways in which policy mobilities remake
Geography at Simon Fraser University, Burnaby, BC V5A urban spaces to contribute to reconceptualizing contem-
1S6, Canada. E-mail: emccann@sfu.ca. His research interests porary urbanism.
include policy mobilities, urban politics, planning, and social
policy, with an emphasis on the politics of urban drug policy. KEVIN WARD is a Professor in Geography, School of
Environment, Education and Development, and Director of
CRISTINA TEMENOS is a Postdoctoral Fellow in the cities@manchester (www.cities.manchester.ac.uk), Uni-
Humanities Center at Northeastern University, Boston, versity of Manchester, Manchester, M21 8UP, UK.
MA 02115. E-mail: c.temenos@neu.edu. She is an urban E-mail: kevin.ward@manchester.ac.uk. His research
geographer interested in the ways in which social move- interests include comparative urbanism, economic and
ments produce and mobilize knowledge about human social governance, policy mobilities, and urban and
rights and social justice to advocate for policy change in regional political economy.
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