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Compatibility studies of trioxsalen with excipients by DSC, DTA, and FTIR

Article  in  Journal of Thermal Analysis and Calorimetry · March 2014


DOI: 10.1007/s10973-013-3216-y

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J Therm Anal Calorim (2014) 115:2311–2318
DOI 10.1007/s10973-013-3216-y

Compatibility studies of trioxsalen with excipients


by DSC, DTA, and FTIR
Naiana G. P. B. Lima • Igor P. B. Lima • Denise M. C. Barros • Thays S. Oliveira •

Fernanda N. Raffin • Túlio F. A. de Lima e Moura • Ana C. D. Medeiros •


Ana P. B. Gomes • Cı́cero F. S. Aragão

Received: 20 November 2012 / Accepted: 22 April 2013 / Published online: 21 May 2013
Ó Akadémiai Kiadó, Budapest, Hungary 2013

Abstract Psoralens are widely used for the treatment of [1]. This disease affects 2–4 % of the world’s population
psoriasis. Trioxsalen is a drug prescribed low-dose, [2]. Although psoriasis generally does not affect survival, it
belonging to the group of substituted psoralen. The aim of certainly has a number of major negative effects on
this study was to evaluate the compatibility of trioxsalen patients, demonstrable by a significant detriment to life
with pharmaceutical excipients used in the solid forms by quality that is similar to or worse than that presented in
analytical techniques. Binary mixtures between the triox- patients with other chronic diseases [3].
salen and pharmaceutical excipients (namely, magnesium Trioxsalen also known as 4,50 ,8-trimethylpsoralen is an
stearate, a-lactose, microcrystalline cellulose 102, pregelati- anti-psoriatic drug with the chemical name 2,5,9-trimethyl-
nized starch, mannitol, sodium lauryl sulfate, sodium starch 7H-furo[3,2-g]1]benzopyran-7-one (Fig. 1). It occurs as a
glycolate, and croscarmellose sodium) were examined. The white to off-white or grayish, odorless, crystalline powder,
trioxsalen–sodium lauryl sulfate mixture displayed some it is insoluble in water and slightly soluble in alcohol and
physical interaction based on the DTA and DSC results, but has a molecular mass of 228.24 g mol-1. The molecular
the FTIR study ruled out any chemical change. formula is C14H1203 [4, 5]. This is a low-dose prescription
drug: 5–10 mg.
Keywords Trioxsalen  Compatibility  DSC  DTA  Thermal analysis is a group of techniques in which a
FTIR sample property is measured against time or temperature
while the sample temperature, in a specified atmosphere is
heated or cooled at a fixed rate of temperature change or
Introduction held at constant temperature [6]. The most widely used
techniques for application in the pharmaceutical area are
Psoriasis is a complex chronic non-infectious inflammatory thermogravimetry (TG), differential thermal analysis
skin disease with many different presentations. The classic (DTA), and differential scanning calorimetry (DSC) [7].
presentation is well defined as red plaques with silver scale Chemical and physicochemical interactions in the solid
state between the active pharmaceutical ingredient(s) and
excipients in pharmaceutical formulations can strongly
N. G. P. B. Lima  I. P. B. Lima  D. M. C. Barros 
T. S. Oliveira  F. N. Raffin  T. F. A. de Lima e Moura  influence the stability, dissolution rate, and bioavailability
A. P. B. Gomes  C. F. S. Aragão (&) of solid dosage forms (tablet, capsules, granules, or pow-
Programa de Pós-graduação em Desenvolvimento e Inovação ders) [8]. There is no universally accepted protocol to
Tecnológica em Medicamentos, Universidade Federal do Rio
evaluate the compatibility between drugs and excipients.
Grande do Norte, Caixa Postal 1524, Campus Universitário,
Lagoa Nova, Natal, RN 59078-970, Brazil Thermoanalytical methods are frequently used to investi-
e-mail: ciceroaragao@ufrnet.br gate and predict physicochemical incompatibilities between
drugs and pharmaceutical excipients [9, 10]. These tech-
N. G. P. B. Lima  A. C. D. Medeiros
niques are widely applied alone or combined with micros-
Laboratório de Desenvolvimento e Ensaios de Medicamentos,
Universidade Estadual da Paraı́ba, Centro de Ciências Biológicas copy, spectroscopy (UV, IR), and X-ray powder
e da Saúde, Campina Grande, PB 58.429-500, Brazil diffractometry [11–14].

123
2312 N. G. P. B. Lima et al.

CH3 were weighted out and placed in a sealed aluminum pan.


O O O
The analysis was carried out from 30 to 450 °C at a heating
CH3 rate of 10 °C min-1. The DSC cell was calibrated with
indium (156.6 °C). DSC curves were analyzed with the aid
of TA Instrument software Universal Analysis.
CH3

Fig. 1 Chemical structure of trioxsalen DTA

The DTA curves of samples were obtained on a Shimadzu


The aim of the present work was to evaluate the possible thermobalance, model DTG-60, using alumina crucible
interactions between trioxsalen and some pharmaceutical (8 mg), at a heating rate of 10 °C min-1, temperature
excipients using thermoanalytical techniques (DSC/DTA) interval of 35–900 °C, under atmosphere of nitrogen at
and spectroscopic method. flow 50 mL min-1. DTA curves were analyzed with the
aid of Shimadzu software TASYS. DTA cell was calibrated
with indium (156.6 °C) and zinc (419.6 °C) standards
Materials and methods melting point.

Materials and samples Melting point apparatus

The trioxsalen and lactose monohydrate (a-lactose), were Capillary tubes (10 cm in length, 1.0 mm internal diame-
acquired by Galena. Magnesium stearate (MS), micro- ter) were charged with sufficient amount of the dry powder
crystalline cellulose PH 102 (MC-102), pregelatinized to form a column in the bottom of the tube 2.5–3.5 mm
starch (starch), mannitol, sodium lauryl sulfate (SLS), high. The procedure requires inserting the capillary with
sodium starch glycolate (SSG), and croscarmellose sodium the sample into the heating block (Quimis, Q340S model)
(CCS) were purchased from Henrifarma (Table 1). 5 °C below its expected melting point and ramping at
1 °C min-1 until the melt is complete. After the tempera-
Preparation of binary mixtures ture of 240 and 260 °C, samples were removed from the
capillary.
Physical mixtures of trioxsalen with each selected excipi-
ent were prepared at 1:1 (w/w) ratio by simple mixture of Fourier transform infrared spectroscopy (FTIR)
the components in an agate mortar with pestle for
approximately 5 min. The 1:1 (w/w) ratio was chosen to Fourier transform infrared spectroscopy spectra of drug,
maximize the probability of observing any interaction. excipients, and physical mixtures were recorded on a
Perkin-Elmer Model 65 apparatus using KBr-stressed disks
DSC in the range of 400–4,000 cm-1 at room temperature and
heat treated at 240 and 260 °C.
The DSC curves were obtained using a DSC Q20 (TA
instrument), under dynamic nitrogen atmosphere with the
flow rate of 50 mL min-1. Approximately 2 mg of samples Results and discussion
Table 1 Substances used in the compatibility study
Several reports in the literature demonstrate the importance
Sample Classification of thermal analysis by DSC in the characterization, poly-
morphism identification, purity evaluation of drugs, and
Drug Trioxsalen Active ingredient
compatibility studies for the pharmaceutical formulation
Excipients Magnesium stearate Lubricant
[15–17]. DTA is a thermal method of material investiga-
Lactose monohydrate Diluent, binder
tion. The results obtained from DTA curves depend on the
Microcrystalline cellulose Diluent, disintegrant,
PH 102 binder substance preparation and the instrument sensitivity. This
Pregelatinized starch Diluent, binder technique is helpful for better understanding of the results
Mannitol Diluent attained from X-ray diffraction, chemical analysis, and
Sodium starch glycolate Disintegrant
microscopy [18].
Croscarmellose sodium Disintegrant
Assessment of possible incompatibility between the
active component (i.e., trioxsalen—TX) and different
Sodium lauryl sulfate Wetting agent
excipients along with the evaluation of thermal stability are

123
Compatibility studies of trioxsalen 2313

crucial parts of the normal study prior to the final formu- from 233 to 230 °C, Tpeak from 237 to 234 °C and Tendset
lation setting of a solid dosage form [19]. from 245 to 242 °C. The fourth event also had decreased
Excipients are required to facilitate the administration, temperatures and energies involved compared with the pure
promote consistent release, and drug bioavailability, and drug. These results indicated no incompatibility. In one
protect the active ingredient from the environment. Even study, it was observed that lactose monohydrate was
though excipients are usually regarded as inert substance, incompatible with promethazine hydrochloride by DSC and
physical and chemical interactions with drugs are com- chromatographic analysis [24].
monplace [20]. The DSC curve of microcrystalline cellulose (Fig. 2a,
The DSC and DTA findings on trioxsalen, excipients curve 4) indicates two consecutive endothermic events: one
and binary mixtures are shown in Figs. 2, 3, 4, and 5. The at 28–118 °C (DH = 196 J g-1) corresponding to dehy-
DSC curve of TX (Fig. 2a curve 1; Table 2) showed two dration and the other at 306–364 °C (DH = 562 J g-1).
events. The first was a sharp endothermic event at 234 °C The sum of representative curves of MC 102 and TX
(Tonset = 228 °C; DHfus = 245 J g-1) indicating the (Fig. 2b, curve 4) correspond to the profile obtained from
melting, which corresponds to the values reported in lit- the physical mixture of these components. In the case of
erature (234–235 °C). The second presented event with the TX/MC 102 mixture (Fig. 4b, curve 4), the DTA curve
Tonset 244 °C Tpeak 310 °C Tendset 316 °C and energy showed four events, with the third and fourth being typical
involved in 430 J g-1. The DTA curve of TX (Fig. 4a, of the excipient. The first event has a slight increase in
curve 1; Table 3) showed two events: the first, an endo- temperatures Tonset from 233 to 234 °C, Tpeak from 237 to
thermic event between 233 and 245 °C (Tpeak = 237 °C) 238 °C and Tendset from 245 to 246 °C. In the second event,
and the second between 261 and 295 °C (Tpeak = 295 °C). temperatures are anticipated to slightly lower values and
The energy involved in the first DTA event at 10 °C min-1 their energies are reduced. Therefore, data from DTA and
was 869 J g-1, while in the other event the energy involved DSC curves indicate no interaction between them.
was 1,042 J g-1. As seen in Fig. 2a, the pregelatinized starch sample
The DSC curve of MS (Fig. 2a, curve 2) presented two showed a major endothermic transition in the DSC curve
endothermic events between 96 and 130 °C between 29 and 150 °C (DH = 641 J g-1), corresponding
(DH = 228 J g-1) and 297–362 °C (DH = 228 J g-1). to its dehydration (unbound water). The thermal behavior
The DSC curves of trioxsalen, MS (Fig. 2a, curve 1 and 2) (DSC and DTA) of the binary mixture of TX and starch
and their physical mixture (Fig. 2b, curve 2) are almost (Figs. 2b, 4b, curve 5) shows the endothermic character-
superimposable. The DTA curve of TX/MS BM showed istic of drug. The results indicate the presumable absence
five events (Fig. 4b, curve 2), the third and fourth events of incompatibility.
show the two peaks characteristic of the drug, and the Other researchers have identified physical interaction of
others represent the excipient. This curve has a slight the glimepiride with MS, lactose in the 1:1 physical mix-
change in temperature (Tonset, Tpeak and Tendset) compared tures [25]. Primaquine proved to be incompatible with
with the DTA curve of pure TX; however, the energies mannitol, lactose, and MS by the DSC and such incom-
involved have reduced their values from 869 to 342 J g-1 patibility was confirmed by the FTIR [26].
in the first event and from 1,042 to 397 J g-1 in the second Between 160 and 172 °C, there is an endothermic event
one. The data indicate no interaction. Nebicapone a cate- indicated by the sharp peak (Tpeak = 167.3 °C,
chol-O-methyltransferase inhibitor was incompatible with DH = 527 J g-1) corresponding to the melting process of
MS using the techniques: DSC, high sensitivity DSC mannitol (Fig. 2a, curve 6). The DSC (Fig. 2b, curve 6)
(HSDSC) and conventional heat stress [21]. This excipient and DTA (Fig. 4b, curve 6) curves of the physical mixture
also proved being incompatible with non-steroidal anti- trioxsalen/mannitol showed no change in the mixture
inflammatory aceclofenac and acetylsalicylic acid by the thermal profile, which corresponds to the sum of events
DSC and FTIR [22, 23]. observed for the compounds individually, indicating no
The DSC curve of lactose (Fig. 2a, curve 3) shows a peak interaction between them.
(endothermic event) corresponding to the dehydration The DSC curve of SSG (Fig. 2a, curve 7) indicates one
(bound water) at 146 °C, and melting point at 217 °C. The broad endothermic peak due to the dehydration between 31
DSC curve of trioxsalen/lactose monohydrate shows three and 157 °C (DH = 389 J g-1) and an exothermic event at
endothermic peaks, one corresponding to the drug at 264–355 °C (DH = 243 J g-1). The DSC curve of cros-
232 °C, and the others to lactose monohydrate dehydration camellose sodium (Fig. 2a, curve 8) shows one broad
and melting (Fig. 2b, curve 3). The DTA curve of the endothermic peak due the dehydration between 27 and
physical mixture of TX with lactose showed four events, 171 °C (DH = 971 J g-1) and an exothermic event
with the first and second for the excipient (Fig. 4b, curve 3). 236–332 °C (DH = 1117 J g-1). The thermal profiles of
The third event was a slight decrease in temperatures Tonset the mixtures trioxsalen/SSG and TX/CCS (Fig. 2b, curve 7

123
2314 N. G. P. B. Lima et al.

a 40
1 b 40
1
2 2
Heat flow/mW

Heat flow/mW
20 3 20 3
4 4
5 5
0 0
6 6

7
7
Endo

Endo
–20 –20
8
8

–40 –40
0 100 200 300 400 0 100 200 300 400
Temperature/°C Temperature/°C

Fig. 2 DSC curves of all substances used in compatibility study: TX/MS, 3 TX/lactose, 4 TX/MC-102, 5 TX/starch, 6 TX/mannitol,
a—(1 TX, 2 MS, 3 lactose, 4 MC-102, 5 starch, 6 mannitol, 7 SSG, 8 7 TX/SSG, 8 TX/CCS)
CCS); b—DSC curves of TX and its 1:1 physical mixtures (1 TX, 2

5 DTA
uV
1
200
0
2 1
100
Heat flow/mW

–5 3
2
0
–10
Endo

–100 3
Endo

–15

–200

–20 100 200 300 400


0 100 200 300 400 Temperature/°C
Temperature/°C
Fig. 5 DTA curves of (1) TX, (2) TX/SLS, (3) SLS
Fig. 3 DSC curves of (1) TX, (2) TX/SLS, (3) SLS

DTA
a uV b DTA
uV
500 1 500 1
2 2
3 3

4 4
0 0 5
5
6
6
Endo

Endo

7 7

8 8
–500 –500
100 200 300 400 100 200 300 400
Temperature/°C Temperature/°C

Fig. 4 DTA curves of all substances used in compatibility study: TX/MS, 3 TX/lactose, 4 TX/MC-102, 5 TX/starch, 6 TX/mannitol, 7
a—(1 TX, 2 MS, 3 lactose, 4 MC-102, 5 starch, 6 mannitol, 7 SSG, 8 TX/SSG, 8 TX/CCS)
CCS); b—DTA curves of TX and its 1:1 physical mixtures (1 TX, 2

and 8 respectively) can be considered a superposition of the The temperatures observed for the first event were very
curves of TX and excipients. The DTA curve of the binary similar to those of the pure drug, but the value found for the
mixture TX with SSG showed two events (Fig. 4b, curve 7). energy involved was lower (Table 3). In the second event,

123
Compatibility studies of trioxsalen 2315

Table 2 DSC data of TX and drug: excipient physical mixtures Table 3 DTA data of TX and drug: excipient physical mixtures
a
Samples Events Temperature/°C Energy/ Samples Eventsa Temperature/°C Energy/
J g-1 J g-1
Onset Peak Endset Onset Peak Endset

Drug Drug
Trioxsalen 1 228 234 236 191 Trioxsalen 1 233 237 245 869
2 244 310 316 430 2 261 295 303 1,042
Drug/excipient Drug/excipient
Trioxsalen/MS 2 222 234 237 161 Trioxsalen/MS 3 234 237 244 342
Trioxsalen/a-lactose 3 228 231 239 239 4 256 281 304 397
Trioxsalen/MC-102 1 230 234 238 246 Trioxsalen/a-lactose 3 230 234 242 415
Trioxsalen/starch 2 227 231 236 108 4 252 281 295 448
Trioxsalen/mannitol 2 226 231 235 214 Trioxsalen/MC-102 1 234 238 246 350
Trioxsalen/SSG 2 228 234 239 207 2 257 280 288 509
Trioxsalen/CCS 2 230 235 239 190 Trioxsalen/starch 1 234 238 246 351
Trioxsalen/SLS 4 227 237 255 222 2 261 282 289 461
a
Events correspondent to temperature interval of trioxsalen events Trioxsalen/mannitol 2 231 234 241 424
3 255 286 292 455
Trioxsalen/SSG 1 233 238 245 388
2 256 282 289 694
Trioxsalen/CCS 1 234 239 246 360
temperatures and the energy involved were lower if com-
2 257 280 292 826
pared with the drug alone. The DTA curve of trioxsalen/
Trioxsalen/SLS 3 217 225 246 1,120
CCS presented three events (Fig. 4b, curve 8). The first
event had an endothermic peak with a slight increase in 4 251 261 269 292
temperatures Tonset from 233 to 234 °C, Tpeak from 237 to a
Events correspondent to temperature interval of trioxsalen events
239 °C Tendset from 245 to 246 °C, and decreased energies
compared with relation to the pure drug. In the second curve, showing a probable interaction with SLS. The dis-
event, temperatures and their energies showed lower values appearance of the melting peak of drug is indicative of a
than those obtained for the single drug, at the end of this strong interaction, but not necessarily corresponding to
event, there is the start of the exothermic peak character- incompatibility. The compatibility study is based on the
istic of the excipient, third event. These results indicated no changes in the thermal profile of drug, especially its fusion
incompatibility with SSG and CCS. CCS is used in oral parameters (Tonset and DHfusion), which should remain
pharmaceutical formulations as disintegrant of capsules, constant in a binary mixture with appropriate excipient,
tablets and granules [27]. It has been shown by DSC like a superposition of isolated substances [29].
experiments that croscamellose sodium and starch are both Trioxsalen is practically insoluble in water [5]. SLS is an
compatible with ceftodoxime proxetil [28]. anionic surfactant/wetting agent employed in a wide range of
Figure 3 of the SLS shows five endothermic events. The nonparenteral pharmaceutical formulations to improve the
TX peak of fusion remains constant in major binary mix- solubility of poorly soluble drugs [27]. Freire et al. [30] in
tures (Fig. 2b). However, the TX peak of fusion has dis- 2009, published the study of the chemical and physical
appeared in mixtures with SLS (Fig. 3). By comparing the interactions of chlorpropamide with SLS by DSC. DSC
DSC and DTA curves of pure TX and SLS with their 1:1 curves of the drug and excipient alone were compared to
physical mixture, the differences are quite visible and can those of each drug–excipient 1:1 (w/w) mixtures. SLS
be attributed to any interaction between both components caused significant levothyroxine sodium pentahydrate deg-
(Fig. 5). The DTA curve of TX-SLS had four events, the radation evaluated by DSC, TG, and high performance liquid
first and second characteristic of the excipient. The third chromatography (HPLC) as analytical technique [31].
event observed has its temperature reduced compared with The thermoanalytical investigations (DSC and DTA) did
pure TX, Tonset from 233 to 217 °C, Tpeak from 237 to not reveal any interaction between trioxsalen and MS, lactose,
225 °C and a slight increase Tendset from 245 to 246 °C, the microcrystalline cellulose, starch, mannitol, SSG or CCS
energy involved increased from 869 to 1,120 J g-1. In the whereas interactions may be assumed in the case of SLS.
fourth event, temperatures are anticipated to lower values Differential thermal analysis similar to DSC is used to
and their energies are reduced. In this BM, DSC and DTA measure the melting point and fusion heat and has been
curves assumes most of the behavior of the excipient’s utilized for more than five decades to evaluate interactions

123
2316 N. G. P. B. Lima et al.

Fig. 6 IR spectra of (1) TX, (2) 1


TX/SLS, (3) SLS at 25 °C

Transmitance/%
2

4000 3500 3000 2500 2000 1500 1000 500 400


Wavelength/cm–1

Fig. 7 IR spectra of (1) TX, (2) 1


TX/SLS, (3) SLS at 240 °C Transmitance/%

4000 3500 3000 2500 2000 1500 1000 500 400


Wavelength/cm–1

Fig. 8 IR spectra of (1) TX, (2) 1


TX/SLS, (3) SLS at 260 °C
Transmitance/%

4000 3500 3000 2500 2000 1500 1000 500 400


Wavelength/cm–1

between substances [32, 33]. Several studies [34–36] have frequently used in DTA is alumina (AI203) e for DSC sealed
confirmed that these techniques can be considered a valuable aluminum pan. By combining the DTA or DSC with a
tool in the first step of a formulation setting for the screening complementary technique, many overlapping stages may be
of candidate excipients. There are some differences between solved and interpreted [37].
these two techniques. DTA detects temperature (temperature Physical or chemical interactions between drugs and ex-
difference) while the DSC detects enthalpy changes (heat cipients do not necessarily indicate incompatibility, but
flow difference). DTA is a robust technique, older than the overall the authors agree that a change in the DTA and DSC
DSC. On the other hand, the DSC is derived from the DTA, curves is an undeniable evidence of interaction [38]. The
more sensitive, use an amount of sample approximately four results of the DSC and DTA indicated interaction in the solid-
times smaller than that used in DTA. For DTA, the unit is lV state with temperature, but not necessarily corresponding to
and for DSC it related in watts. The open crucible most incompatibility. The FTIR spectroscopy technique has been

123
Compatibility studies of trioxsalen 2317

used for qualitative identification to investigate the possible cellulose, pregelatinized starch, mannitol, SSG, and CCS
interaction of drugs and excipients [39, 40]. In this work, this showed no incompatibility between trioxsalen and these
technique was used as a complementary tool to assist in the excipients. However, changes in the thermal profile of the
interpretation of the DSC and DTA results. curves were observed indicating possible physical interac-
The IR spectrum of TX, SLS and it 1:1 binary mixture is tion between TX and SLS depending on heating. Based on
shown in Figs. 6, 7 and 8. The IR spectral analysis of TX alone the results of FTIR analysis, any pharmaceutical incompat-
at room temperature (Fig. 6) showed principal peaks at ibility between TX and SLS was ruled out. These results
wavenumbers 3,057 cm-1 (aromatic C–H stretch), support for the usefulness of DTA/DSC techniques as a
1,787 cm-1 (C=O stretching vibration of unsaturated lac- relevant screening tool during formulation development.
tones), 1,609 cm-1 (C=C of ring), 1,310 cm-1 (C–O stretch-
ing vibration), 1,189 cm-1 (O–C–C band), 1,052 cm-1 Acknowledgments The authors thank Fundação de Apoio à Pes-
quisa do Estado do Rio Grande do Norte (FAPERN), Conselho
(symmetric C–O–C stretch) and 753 cm-1 (out of plane C–H Nacional de Desenvolvimento Cientı́fico e Tecnológico (CNPq), and
bend). The presence of these representative bands in the IR Coordenação de Aperfeiçoamento de Pessoal de Nı́vel Superior
spectrum of TX heat treated at 240 °C this temperature was (CAPES) for financial support and Laboratório de Certificação de
after the fusion event (Fig. 7) and 260 °C (Fig. 8) where in Biomateriais (CERTBIO).
occurred within the second endothermic event, showed no
change in the spectral profile confirming the volatilization
trioxsalen, since there appeared degradation products. References
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