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A Comparative Study of Collective Relocation - Projects For Poverty Alleviation and Earthquake - Reconstruction in Rural China in Terms of Social - Integration
A Comparative Study of Collective Relocation - Projects For Poverty Alleviation and Earthquake - Reconstruction in Rural China in Terms of Social - Integration
A Comparative Study of Collective Relocation - Projects For Poverty Alleviation and Earthquake - Reconstruction in Rural China in Terms of Social - Integration
To cite this article: Wen Hu & Michio Ubaura (2023) A comparative study of collective
relocation projects for poverty alleviation and earthquake reconstruction in rural China in
terms of social integration, Journal of Asian Architecture and Building Engineering, 22:3,
1300-1316, DOI: 10.1080/13467581.2022.2080210
1. Introduction
People worldwide are relocated by force or voluntarily Sichuan have a high degree of coincidence with con
with different orientations (Terminski 2013). In rural centrated poverty-stricken areas (Zhou et al. 2021).
China, the massive relocation projects have been mainly Given fact that disasters and poverty have inherent
triggered by development and disasters. China has laws and logical relationships, to realize comprehensive
undergone a large scale of development-induced displa poverty alleviation and become a prosperous society
cement and resettlement, represented by poverty allevia (Long and Liu 2016), the Poverty Alleviation Office of
tion relocation (PAR). Considering the principle of the State Council emphasized that: the post-disaster
voluntariness, by relocating people from ecological pov reconstruction plan should be combined with poverty
erty-stricken areas to places with better development alleviation, accompanied by specifically designed plan
conditions, resettlement can help achieve the improve ning to address issues of poverty and vulnerability
ment of production and living conditions, the alleviation (Dunford and Li 2011). Therefore, the combined study
of poverty, land resources utilization, and the ecological of poverty alleviation relocation (PAR) and earthquake
environment protection (Yang et al. 2020). “Targeted reconstruction relocation (ERR) is important.
poverty alleviation” was initially proposed at the end of Assimilation and integration theories suggest that
2013, and the 13th Five-year Plan (FYP) for poverty alle resettlement can be considered successful when an
viation relocation was released in 2016 (Zhou et al. 2018). immigrant is fully integrated into the host society.
After years of implementation, China declared the com Compared with in-situ reconstruction (Alba and Nee,
pletion of the relocation task and the “miracle success” of 1997), Cernea (2002) pointed out that reallocated
eliminating absolute poor in early 2021. reconstruction could lead to significant negative effects
In the same period, the Lushan earthquake occurred on the affected residents due to the loss of shelter, land,
in 2013. The earthquake resulted in 196 people dead, 24 social network, and cultural assets. Compared to off-site
missing, and at least 11,826 injured with more than 968 resettlement, such as rural-urban relocation, nearby
seriously injured. Because of the substantial economic relocation within the rural area may result in a smaller
harm and loss of life, consequently, social and economic reorganization of all sectors of production and living,
instability may be experienced for prolonged periods allowing rapid recovery of previous lifestyles, feeling of
following their aftermath (Moltchanova et al. 2011), and belonging, and community cohesiveness, all of which
displaced victims had to be involved in the disaster- contribute to social stability and may possibly enhance
induced resettlement. Influenced by geology and topo social integration (Peng 2013). However, quantitatively,
graphy, the disaster-stricken areas in vast mountainous how do the two main stakeholders, the local group and
CONTACT Wen Hu hu.wen.t4@dc.tohoku.ac.jp Department of Architecture and Building Science, Tohoku University, Sendai, 980-8579 Japan
This article has been republished with minor changes. These changes do not impact the academic content of the article.
© 2022 The Author(s). Published by Informa UK Limited, trading as Taylor & Francis Group on behalf of the Architectural Institute of Japan, Architectural Institute of Korea and
Architectural Society of China.
This is an Open Access article distributed under the terms of the Creative Commons Attribution License (http://creativecommons.org/licenses/by/4.0/), which permits
unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited. The terms on which this article has been published allow the posting
of the Accepted Manuscript in a repository by the author(s) or with their consent.
JOURNAL OF ASIAN ARCHITECTURE AND BUILDING ENGINEERING 1301
re-settler group, assimilate to each other in the PAR and A review of numerous past experiences revealed
ERR respectively? What are the social and spatial factors that the reconstruction policies were either unin
that influence the integration, respectively? What is the formed and oblivious of the socio-economic inequi
difference between them? This research aimed to ties, or inadequate to address such structural issues
answer the above questions. for ensuring inclusive and equitable reconstruction
and recovery (Gould 2009; HIC 2005). Nevertheless,
most of the research has only focused on the com
2. Literature review parisons in policymaking, experience, and outcome
situations between poor families and non-poor
International data demonstrates that disasters and
families in or after the reconstruction. Very few
poverty are inextricably linked. Therefore, lowering
have systematically compared the earthquake
risks, mitigating catastrophes, and strengthening peo
reconstruction relocation projects and poverty alle
ple’s ability to deal with disasters entails poverty
viation projects. The lack of a comprehensive con
reduction. According to the available research, the
sideration of the above two categories may lead to
impact of a disaster is proportional to the magnitude,
duplication, inefficiency, and even conflicting work
population size, and vulnerability exposed to the event
paths in actual work, thereby limiting the compre
(Strömberg 2007; Wisner 1998).Vulnerability is deter
hensive performance of the relocation project in
mined by a multitude of socioeconomic variables,
many aspects. Moreover, most research only cap
including the prevalence of poverty and the efficacy
tures the one-sided replies of the migrant groups,
of governance. The impoverished are susceptible due
leaving out the viewpoints of locals who play an
to their geographical location; nevertheless, a lack of
equally vital role. As a result, this study attempted
household income or local government revenue also
to fill the above gaps by conducting a comparative
makes individuals and areas more vulnerable (Huang
analysis of PAR and ERR in terms of bi-directional
et al. 2011). Natural disasters impoverish farmers in five
social integration between the re-settler and local
ways: they deplete physical, human, financial, natural,
groups, as well as assessing and determining social
and social capital (Pitchett, Suryahadi, and Sumarto
and spatial influencing factors in order to propose
2000).The impact of the earthquake on poverty-
social integration strategies.
stricken villages is lower than that on non-poverty-
stricken villages. Data show that the total and per
capita number of collapsed houses of non-poverty
3. General comparison
villages are higher than those in poverty villages 2.1
and 1.2 times, respectively (Jia et al. 2018). We found ERR generally more challenging than PAR
However, the inclusion of the poor and vulner projects, considering their higher construction standards
able in post-disaster reconstruction processes is and an additional focus on safety and disaster resistance,
a challenging issue that has seldom been addressed higher public engagement, and additional challenges of
effectively or comprehensively (Rawal et al. 2021). psychological reconstruction, as shown in Table 1.
Table 1. General comparison between PAR (A) projects and ERR (B) projects.
Implementation PAR: nationwide in rural area, mainly in under-developed western and central China, especially in the key nation-level and province-
area level poverty-stricken counties.
ERR: in severely damaged disaster-stricken areas, in which mountainous area is the most severely affected area due to significantly
larger in the intensity of casualties and economic losses.
Influenced by geology and terrain, the extensive hilly areas are not only disaster-stricken but also have a concentration of poverty
(Gao, Chen, and Fan 2010).
Mode adoption PAR: mainly decided by policy factors, comprehensive integrate and allocate resources to meet the region’s medium and long-term
development goals. The distribution of resources per community is proportional to the severity of the devastation (Yu, et al.,
2008).
ERR: mainly based on condition factors, namely the geological condition of the original site after the disaster and the degree of
damage to the houses2008.
Construction ERR has a stage of “restoration” before a stage of “rejuvenation”, including emergency shelter and prevention education, etc. (Sun
content et al. 2010; Hirayama 2000), while PAR doesn’t.
ERR has relatively higher housing construction standards than PAR in terms of per capital area and investment (Tan 2019).
ERR has more concerns in improving the ability to resist future disasters and enhancing communities’ safety and resilience
(Alexander 2012).
Public ERR: after Lushan earthquake, three dominant approaches were identified as general principles, namely unified planning/unified
engagement reconstruction (UPUR), unified planning/joint reconstruction (UPJR), and unified planning/self-reconstruction (UPSR) (Yang,
Wang, Huang, 2020).
PAR: voluntary, fully planned, mainly unified planning/unified reconstruction (UPUR) headed by the government due to the poor
households’ limited social capital, resulting in insufficient public engagement (Lo and Wang 2018).
ERR has a generally higher level of public engagement and information access, it has a higher “emergency” level due to sudden
displacement.
Challenge PAR: re-settlers’ low relocation willingness, returning to original places, returning to poverty (Zhen 2019).
ERR is confronted with an additional challenge of “mental reconstruction” (Akerkar and Fordham 2017).
1302 W. HU AND M. UBAURA
Table 2. The four dimensions and the calculation method for the resettlement typology.
Dimensions Difinition Description in Resettlement Formula Indication
X1: Exposure Potential contact between two groups Population X (re-settler) proportion PPx = X/T Relocation intensity
X2: Concentration Physical space occupied by a group X land use area ratio LARx = Ax/A
Pn Pn
X3: Clustering Contiguous space a group occupies Average distance between residents Ptt = ti tj dij =T 2 Spatial layout
i¼1 j¼1
X4: Centralization Relative proximity to the center Relative proximity to village center RCE = Px/Py-1 Relative location
Group X: re-settler group; Group Y: local group; X: total population of the re-settler group; Y: total population of the local group; T: total population;
ti=j : total population in unit i/j; dij : the distance of centroids of units i and j
A: total construction land-use area of village; Ax: land-use area occupied by re-settlers; Ptt: average distance between all residents regardless of
the group
RCE: Px and Py are X group and Y group’s average proximity to the village center, respectively.
Pn P n
Px ¼ xi expð dij Þ=X; Py ¼ yi expð dij Þ=Y, in which, xi and yi are the population of X group and Y group in unit i.
i¼1 i¼1
Units were defined using natural element boundaries, land use, and the road network.
Figure 1. Distribution charts of the PAR and ERR cases in the four dimensions.
JOURNAL OF ASIAN ARCHITECTURE AND BUILDING ENGINEERING 1303
Chaoyang village was selected to represent ERR. The Internet live streaming combined with e-commerce
resettlement is located adjacently to the old area at the and promote local agricultural products such as pota
northwest. To avoid falling into a poverty cycle and toes and mushrooms.
fundamentally realize “continuous blood production,” We selected Feixian village to represent ERR. The re-
industrial concentration area was built to achieve settler group occupies approximately 56% of the
employment “at their doorstep,” such as tea and kiwi population and 37% of the land-use area. The resettle
fruit bases to develop and expand the characteristic ment concentratively is located in the middle and it is
planting and breeding industries of Chinese medicinal composed of Western Sichuan style traditional build
materials. ings. Relying on the nearby rich historical, cultural, and
natural resources, it has been developed into a popular
scenic spot. The small-sized businesses are developed
4.2.3. The centralized type
in the resettlement, meeting the daily needs of the
In this type, the re-settlers and locals are balanced in
nearby population as well as supporting the tourism.
population and land use area. An intensive resettle
ment cluster is centralized and surrounded by several
local clusters, making the re-settlers have a highly posi 4.2.4. The infill type
tive relative centralization (X4) higher than the locals. In this type, the re-settlers have a smaller population
Normally, it requires a centralized location that can and land-use area than the locals. Residents live in
benefit both groups and a relatively larger area of a scattered pattern with a high average distance (X3),
continuous land to accommodate the re-settlers. Both whereas the positive “centralization” show that the re-
the existing village and resettlement can significantly settlers live relatively closer to the center. It has multi
benefit from the project and centralized infrastructure, ple divided and small-sized clusters, which is distan
therefore forming a “symbiosis” relationship, as shown cing from each other. These clusters are embedded in
in Figure 4. the existing settlement pattern, like filling the gaps. It is
We selected Kongque village to represent PAR. often adopted in mountainous areas, where available
A relatively large, compact, well-organized resettle residential clusters are fragmented. Its even distribu
ment cluster is centralized. It is well equipped and tion along the road network indicates an “equal” rela
maintained with large green space and clear spatial tion with the existing village, as shown in Figure 5.
structure, and good functioning with sufficient space PAR is represented by Qinjiahe village, where re-
for multipurpose. Its garden-style resettlement make it settlers dwell across four small clusters, highly depend
a model project for rural revitalization. Villagers use the on road network. The school, government office
building, and the public square are located jointly on isolation (SP). The social isolation was measured
the main road, acting as the central complex area. along with the three spheres of daily activities:
Located in a scenic spot, with a large area of virgin meetings with mates at work, meetings with
forest and mountain tea gardens, the village estab friends and neighbors, and telecommunication.
lished professional cooperatives such as tea and mush Four territorial bases in concentric circles desig
room planting. nated the spatial isolation: close vicinity, cluster,
ERR is represented by Yanxikou village. The village neighborhood, and the village and beyond
was “travel on foot only” in the old days, it became rich (Figure 6). We quantified territorial sphere’s size
with the improvement of road traffic and the simulta based on the walking distances from the respon
neous development of medicinal materials and vege dent’s home, following the definition of “life-
table cultivation. Moreover, using idle land near the circle”. Then “close vicinity” was defined as
village cultural activity center as a pilot planting base a 1-minute walk, 60 m from home; “cluster” as
for village-level collective economic development and a 5-minute walk, 300 m from home; “neighbor
the guidance from the specialist from “night school” hood” as a 10-minute walk, 500 m from home,
enabled 37 relocated households to find employment. and “village and beyond” as an area that is farther
than 500 m. SO and SP values were decided by
proportion and weight:
4.3. Social integration degree Evaluation
methodology (1) Proportion: The proportions p were between the
To evaluate the integration degree, we adopted number of members belonging to the same
socio-spatial isolation indices initially proposed by group as the respondent and the number of
I. Schnell and Yoav (2001). They are used to define members from alternative groups. For SO, with
an individual’s personal isolation status from the nq(i) being the number of those encountered by
other group members by examining their social local i who are also local in activity q, and Nq(i)
networks and the activity space in everyday life. being the total encountered population in the
The indices contain social isolation (SO) and spatial same activity q, the proportion of local i is:
Sq ðiÞ¼nq ðiÞ=Nq ðiÞ (2) members of other groups, and the bigger value
expressing higher spatial and social isolation. SO indi
Similarly, for SP, with nr(i) being the number of locals
cates to what extent the social integration has been
living in territory r where local i lives and Nr(i) being the
achieved; SP indicates the demographic and physical
total number living in that same territory r, the propor
condition.
tion of local i is:
Sr ðiÞ ¼ nr ðiÞ=Nr ðiÞ (3)
4.4. Data collection
Re-expressing the above proportion p, precisely Sq(i)
and Sr(i) through logistic transformations, The data was collected through a questionnaire survey in
the four selected cases. The survey was conducted
sðpÞ ¼ logðp=ð1 p ÞÞ (4)
through face-to-face and door-to-door interviews in
(2) Weight: Weight was decided by two factors: time November 2019 for PAR and January 2021 for ERR; 454
weight and relative salience. The time weight of and 438 valid questionnaires were collected, respectively,
SO measures the proportion of time that as shown in Table 3. The respondents were picked ran
a person spends in each of their daily activities, domly and proportionate with the demographic distribu
respectively. SP’s time weight measures the pro tion. Three sections were designated in the questionnaire:
portion of time a person spends in the four above
territories, respectively. Similarly, two other sets (1) SO section: The relative weights calculation is
of weights express the person’s relative salience done by asking people to describe the time
to each of these spatial and social spheres. If Tq(i) duration and salience in three kinds of activities.
is the time spent in activity q and Vq(i) is its As for the proportion part, residents were asked
perceived salience, their product is: to what extent they interact with in-group mem
bers compared to out-group members during
Wq ðiÞ ¼ Tq ðiÞ Vq ðiÞ (5) work, meeting with neighbors and friends, and
Then, normalize them to get the final weights of the telecommunication. They were asked to choose
three activity spheres: from “never/neither” (0%), “much less” (0–20%),
X “a little less” (20–40%), “about the same” (40–
Wq ðiÞ ¼ W�q ðiÞ= q W�q ðiÞ (6) 60%), “a little more” (60–80%), “much more”
(80–100%), “only with in-group members”
Similarly, If Tr(i) is the time spent at territory r, Vr(i) is its
(100%). Then, the values 0%, 10%, 30%, 50%,
perceived salience, and their product is:
70%, 90%, and 100% were adopted respectively
W�r ðiÞ ¼ Tr ðiÞ Vr ðiÞ (7) as the corresponding proportion answers.
(2) SP section: Weights were obtained by asking
Then, normalize the sum of these products to get the
people to describe time duration and salience
weights of the four territory bases:
X for the four territories. The population propor
Wr ðiÞ ¼ W�r ðiÞ= r Wr �ðiÞ (8) tion of SP was estimated through map counting,
following these four steps: Step 1, set the home
Combining 1) proportions and 2) weights to get the location of the respondent as the starting point;
social isolation indices and spatial isolation indices: Step 2, draw three concentric circles with
X
SO�ðiÞ ¼ Wq ðiÞSq ðiÞ (9) a radius of 60 m, 300 m, and 500 m, respectively,
q representing the four territories; Step 3, count
household numbers that represent the popula
and tion of both groups in each territory, multiply by
X
SP�ðiÞ ¼ Wr ðiÞSr ðiÞ (10)
r
Then back-transforming them into the 0–1 scale using Table 3. Basic information of the study cases.
the re-expressions: Sample size
� � Move- Re- % (re-
SOðiÞ ¼ eSO�ðiÞ = 1þeSO�ðiÞ (11) Typology Case in year Total settler Local settler)
PAR Adjacent Shenjiayin 2017 107 43 64 40.2%
and Enclave Xiling 2016 122 40 82 32.7%
Centralized Kongque 2017 97 50 47 51.5%
� � Infill Qinjiahe 2017 128 48 80 37.5%
SPðiÞ ¼ eSP�ðiÞ = 1þeSP�ðiÞ (12) Total 454 181 373 39.9%
ERR Adjacent Chaoyang 2016 98 33 65 33.6%
Enclave Yujia 2016 123 36 87 29.2%
The index of SO and SP may range between 0 and 1, Centralized Feixian 2016 126 65 61 51.6%
with 0 indicating extreme exposure to members of Infill Yanxikou 2016 91 34 57 37.5%
other groups, 1 representing extreme isolation from Total 438 168 270 38.3%
JOURNAL OF ASIAN ARCHITECTURE AND BUILDING ENGINEERING 1307
the average family size, to arrive at a product groups. It indicated that the isolation brought by the
that will reflect both groups’ population; and distance could be relieved with widely engaged local
Step 4, obtain the proportion. industries and the layout of the public facilities.
(3) Personal information and opinion section. It The comparisons of the two cases of adjacent
contained social status criteria, including gen types are shown in Table 5. Except for the re-
der, age, education, family size; the social capital settlers’ SP, no statistical differences were found that
criteria, such as household assets change after Shenjiayin village of PAR(A) was more spatially iso
resettlement, whether registered as the tar lated than Chaoyang village of ERR (B). Clues were
geted poor household after in the poverty alle found in the maps in Figure 3. Both resettlements
viation identification system; self-accessed were adjacent to the local area; however, Chaoyang
criteria related to the project and disasters, village enjoyed a considerably longer shared border
such as opinions towards the relocation project, with the local area, increasing the likelihood of
the information access degree in the decision- greater mixture along the border. It demonstrates
making process, frequency and personal appeal that the size and shape of resettlement and the
of the public facilities utilization. Additionally, length of the shared border could have
ERR also contains physical injuries and mental a considerable effect on the spatial isolation of people
health condition because of the earthquake. residing in border areas. The statistically similar SO
values indicated that the enhancement of spatial
integration did not morph into social integration
promotion.
5. Evaluation results and comparison Table 6 compares two centralized cases, Kongque
village in PAR and Feixian village in ERR. SP values
How do the mean SO and SP values in PAR and ERR show that re-settlers in Feixian village were more spa
projects differ across four types and two groups? We tially isolated than the re-settlers in Kongque village. In
compared the mean SO and SP values for each of the the centralized type, a large resettlement area was
four types. Apart from the enclave type, we discovered centralized together with public facilities, regarded as
that the cases of PAR (A) and ERR (B) have a similar SO the village center that assembles massive residents. In
degree. Feixian village, the resettlement was an integrated area
Through a simple effect test using univariate analysis, for tourism, residence, commerce, and public service;
Table 4 compared SO and SP mean values of the two its resettlement was more intensively centralized with
cases of the enclave type, namely Xiling village in PAR multi-functional public facilities than that of Kongque
(A) and Yujia village in ERR (B). Both Xiling village groups village. Therefore, the re-settlers of centralized type
were spatially and socially more isolated than Yujia were less likely to travel to wider territory from home,
village. We found two possible reasons behind the pro in other words, longer hours were spent in the nearby
moted integration in the Yujia village. The first was the territory of close vicinity, which resulted in the higher
high engagement in the well-developed local eco- degree of spatial isolation for the re-settler group in
tourism industries. Being employed by the local enter Kongque village. It implies that intensive centralization
prises, the re-settlers had a higher mixture in the work benefited re-settlers more than locals in social
place in Yujia village than the Xiling village. The second integration.
was that in the buffer area between the enclave and As for the infill type in Table 7, the comparison
local clusters, instead of being vacuum in Xiling village, shows that the two cases had similar social isolation
Yujia village was allocated with public spaces, which degrees. The locals in Yanxikou village of ERR were
performed as a connection bridge between the two more spatially isolated than the locals in Qinjiahe
1308 W. HU AND M. UBAURA
village of PAR because of the distribution pattern of option for its intensive land use pattern, straightfor
scattered clusters. In both cases, the road network wardness, and cost-effectiveness, as it could make use
connected the scattered clusters, contributing to the of the existing recourses to the largest extent.
“equal” relation between local and re-settlers in infill
type.
With the data in Tables 4–7, the four types are 6. Social factor comparison
ranked in Table 8 based on pairwise comparisons of
6.1. Residents’ socioeconomic attributes
mean values using a simple effect test in univariate
analysis. The rankings made clear the social impact and We compared the socioeconomic attributes of PAR
performances brought by relocation when adopting cases and ERR cases in the two groups, respectively.
different resettlement types, which offers the planners We found them similar in social status, such as gender,
broad references when choosing the appropriate age, education level, family size. Differences were
resettlement type for the relocation project when found in their social capital. Residents in ERR cases
deciding the relocation destination and layout. We generally had higher social capital than those in PAR,
discovered that the centralized and infill types were reflected in more devised occupations and smaller
similarly top-ranked: the centralized type consistently economic gaps between groups. In total, 11% of the
ranked first with the lowest SO value, demonstrating re-settlers in PAR villages were employed in the sec
the its superior performance in promoting social inte ondary and tertiary industries, while those in ERR vil
gration during the relocation project, and thus is lages reached 26.8%. Moreover, 20.2% of re-settlers
recommended. The infill type also ranked high with and 24.1% of a local group from ERR villages reported
medium SO values and low SP values, making the infill monthly income over 5000 yuan. In contrast, only 5.5%
type to be the best spatially integrated type. We con of re-settlers and 30.4% of locals from PAR villages
sider it also a good choice in some circumstances reported the same. Considering ERR projects had an
regarding geographical and land use limitations. The additional working task, higher standard, and chal
enclave type was the most spatially and socially iso lenge, as mentioned in Section 3, the government
lated type. It shows the natural disadvantage of provided them with more financial and legislative
enclave type and highlights the “independence” assistance, following “one village, one product” policy
between the two groups. Therefore, it is suggested as contributes to the local industry, narrowing the gap
the last option, but the gaps with other types are between the two groups. However, in the PAR cases,
narrower in ERR compared to PAR. The adjacent type we observed the lack of employment diversification
had mid-level performance, making it a considerable and the higher exclusive production mode in
JOURNAL OF ASIAN ARCHITECTURE AND BUILDING ENGINEERING 1309
agricultural family workshops, which resulted in the The commonness we summarized for both PAR and
insufficient integration in local industries and eco ERR is that we found re-settlers who were older adults
nomic activities. and lived alone, with low income and substantially
As for the projects, we found that the locals in decreased asset changes, were least likely to integrate.
ERR generally held a more positive view of the It demonstrates that the well-being of the aforemen
project and increased public engagement. In total, tioned disadvantaged groups warrants special atten
83% of the locals in ERR held a more positive tion and providing assistance to them is particularly
attitude, while 76.9% of the locals in PAR held important. Even when the physical relocation initia
a neutral opinion. The locals also experienced the tives are completed, the focus on these vulnerable
earthquake, making them easier to understand the populations in community governance must continue.
situation for the re-settlers, thus showing a more Moreover, re-settlers who thought negatively and
tolerant attitude toward the possible negative uninformed about the project were also found hard
impacts of the project itself. On the contrary, most to integrate, revealing the importance of wider public
locals in PAR showed indifference and irrelevance. participation. As concluded by Iwasawa and Onoda
Moreover, disaster-victims were having a keener (2016), disseminating information on disaster and
desire to the related information. Data shows reconstruction involves multistakeholders through
64.1% of re-settlers and 89.4% of locals in PAR sharing knowledge such as objective perspectives,
villages thought about themselves uninformed dur the historical background of disaster responses and
ing the decision-making process, while only 32.1% the reality of reconstruction. This study reveals that
of re-settlers and 63.0% of locals in ERR villages had ERR cases generally had more intensive public engage
no information. ment than PAR cases, we assumed this fact as one of
the underlying reasons for its better integration per
formance in Yujia village of enclave type, ERR. It is
6.2. Influencing social factors conducive to ensuring that in the decision-making
Based on the collected data of personal information process, the public service demand orientation should
and opinion, two multivariate linear regression be obtained from the bottom up to make scientific and
models were adopted, one for the re-settler group reasonable arrangements and planning, providing
and one for the local group, to determine the rela a basic framework for other relocation projects as well.
tionship between residents’ socioeconomic charac For PAR, economic equality between the two
teristics and their social isolation degree (SO). We groups was a big trigger for integration. In PAR, nar
summarized the influencing social factors in Table 9 rowing the economic gap contributed to the integra
by listing the people’s characteristics that were the tion because middle-aged re-settlers and residents
most likely and least likely to achieve social integra with middle-level income were more likely to inte
tion, respectively. grate. Economic status was the main difference
Table 8. Rankings of mean SO and SP value in the four types and two groups respectively in A(PAR) and B(ERR) projects.
Rankings
Value Group Category 1 2 3 4
SO Re-settler PAR Centralized Adjacent ≈ Infill Enclave /
ERR Centralized Enclave ≈ Infill ≈ Adjacent / /
Local PAR Centralized ≈ Infill Adjacent Enclave /
ERR Centralized Infill Adjacent ≈ Enclave /
SP Re-settler PAR Infill Adjacent ≈ Centralized Enclave /
ERR Adjacent ≈ Infill Centralized ≈ Enclave / /
Local PAR Infill ≈ Centralized Adjacent Enclave /
ERR Centralized Infill Adjacent Enclave
If p > 0.05, we judged as statistically equal (“≈”)
1310 W. HU AND M. UBAURA
Table 9. Summary of influencing social factors for the local group and re-settler group.
Social factors Most likely to integrate (lowest SO) Least likely to integrate (highest SO)
Re-settler Local Re-settler Local
Age Middle age (41-60) Middle age (41-60) Above 70 Above 70
Family size 4-5 people Single
Monthly income 1000-3000 3000-5000 Under 1000 Under 1000
Above 7000 / /
Asset change Substantially increased Substantially increased Substantially increased /
Employment Retail and service /
Workplace / /
Out of the village /
Registered poor /
Yes / No / /
Physical injury Uninjured or recovered / Unrecovered /
Opinion Positive Negative
Information access Informed Informed Uninformed Negative
Uninformed
*The factors that only found significant for the PAR are in orange cells, the ones that only found significant for the ERR are in orange cells, the common
factors are in white cells.
between the locals and re-settlers. When re-settlers location factors of 2) distance to another group
achieved a similar higher income level with the locals, (D2AG), 3) distance to the school (D2S), 4) distance to
economic commonness made them believe that they the public square (D2PS), 5) distance to the main road
were accepted by the host society, thus resulting in (D2MR), obtained through measurement along the
higher integration. Economic equality is a necessary road path; public facility factors of 6) public square
component of social equality. It is very crucial for attractiveness (PSA) obtained through
them to create a roughly equal community setting in a questionnaire; land use factors of 7) building density
order to mentally elevate themselves out of poverty as (BD) and 8) road density (RD) in the close vicinity area
soon as possible. As a result, policy formulation and through measurement. We built up nine regressions
implementation process must be carefully examined with the above factors: an overall one for all residents
and managed to avoid discriminated treatments to the and the exceptional cases; the other eight specific ones
largest extent. are for the eight conditions after the adoption of typol
For ERR, improving personal social capital promoted ogy and group. By determining the most critical spatial
integration, as higher income brought higher integra factors that influence SO for different categories, types,
tion. In ERR cases, we also found employment, work and groups, spatial strategies were accordingly pro
place, whether they had been recognized as registered posed, providing the planners with community-level
poor, and their physical injury caused by the earth spatial planning suggestions and contributing to social
quake were relevant for re-settlers. In terms of employ integration.
ment, for re-settlers engaged in the retail and service,
business owners, and those who worked in the local
tourism industry, their work required larger scope of 7.1. Overall factors
interactions, resulting in intensive inter-group interac
Generally, Table 10 presents that PAR is more influ
tion and social integration. It demonstrates that
enced by the spatial proximity and the demographic
enabling victims to recover and improve social capital distribution between groups, ERR is more affected by
by providing accessible self-development approaches the attractiveness and accessibility to the public
is of critical urgency and importance. It not only assists
square. Judging through the P-value and absolute
them in becoming more economically integrated with values of standardized coefficients, for both PAR and
local business, but it also speeds up their process of ERR, SP and PSA (public square attractiveness) were
overcoming the physical and mental damages, as well
recognized as the top 2 critical spatial factors. It indi
as the social and economic instability following the
cates the importance of demographic distribution and
disaster, allowing them to “build back better.” the attractiveness of public space for the common
collective relocation projects in rural China. However,
the order is a little different. For PAR, SP was of the
7. Spatial factor comparison
greatest importance while PSA is the most prominent
What are the spatial factors for SO values? Adapted one for ERR. It indicates that ERR residents had higher
from Hu and Ubaura (2021a), we summarized eight psychological demands, thus making public activities,
candidate factors drawing from the previous research. events, and spaces more essential for earthquake vic
They are 1) SP, obtained through evaluation; home tims who suffered physical, mental, and financial loss,
JOURNAL OF ASIAN ARCHITECTURE AND BUILDING ENGINEERING 1311
Table 10. Overall regression on social isolation degree (SO value) and spatial variables for all residents in A and B.
Variables Standardized Coefficients t Variables Standardized Coefficients t Constant N
SP 0.542*** 14.092 D2MR 0.090** 2.742 -0.275 454
PAR
to promote public information disclosure, community is the proximity with other group members. SP
interaction, and psychological reconstruction plays a more significant role in the case of PAR
(Kobayashi et al. 2016). It means that in the ERR pro than ERR. In contrast, the proximity with another
jects, more effort should be made regarding the public group (D2AG) is more influential in ERR. Chaoyang
spaces to aid mental health, including location selec village (ERR) is adjacent by a longer border line,
tion, functional and spatial design, maintenance and enabling much more intensive inter-group interac
operations, and events planning, etc. tion along the borderline area. Thus, the closer to
the border, the greater social integration. In con
7.2. Factors for the enclave type trast, Shenjiayin village (PAR) is adjacent by
a connection point, the resettlement was con
For both PAR and ERR, we recognized the influence of nected by a road, making very few re-settlers
SP and PSA (public square attractiveness) from Table 11. lived next door to the locals. Their spatial isolation
The difference is that the factors related to the public (SP) indicated by the demographic distribution in
square were more significant for ERR than those in PAR. the territories reflected their interaction chances
Well-designed and accessible public spaces are critical
better. Reorganize the layout and function of the
to relieve the “natural barrier” of the enclave type, which
existing buildings for better utilization of the out
may explain why Yujia village (ERR) had a significantly
door and indoor spaces, which may help to
better integration performance than Xiling village (PAR).
achieve a suitable building density within the clus
We observed that residents who were more attracted by
ter and promote ingroup interaction. For inter
the public square (PSA) and locals who lived closer to it
group proximity, appropriate location, scale, and
(D2PS) were more integrated. A more attractive public
space was built in Yujia village, which contained shape of the new area should be considered to
a tourists center, a Chinese traditional courtyard, and minimize the intergroup social distance.
the villagers’ activity center. However, the public square
in Xiling village was much smaller, with only several
fitness pieces of equipment, which were rarely used. 7.4. Factors for the centralized type
Moreover, Yujia village had an accessible public square For both PAR and ERR, the importance of public square
located in the buffer area between the enclave and local is emphasized, indicated by the stronger influence of
clusters, which performed as a connection bridge public square attractiveness (PSA) and the distance to
between the two groups; while in Xiling village, it was public square (D2PS), as shown in Table 13. Defined by
located in the resettlement entrance but far from the the natural characteristics of centralized type, a large-
local area, resulting in inconvenience. We suspected sized resettlement occupies in the middle together
that as the enclave cannot easily mix with the local with designated public facilities. It indicates the impor
clusters, and more work should be focused on expand tance of the centralized public square’s accessibility
ing residents’ activity scopes, such as enhancing the and its multi-function and space design to meet var
public squares by improving its accessibility with an ious demands. Besides, we also found that Feixian
appropriate location that bridge both groups. village (ERR) was influenced by distance to the main
road (D2MR) while Kongque village (PAR) is not. The
importance of appropriate road routing and structure
7.3. Factors for the adjacent type
was demonstrated in Feixian village, where the main
As shown in Table 12, the “proximity effect” is roads carried a higher pedestrian traffic flow in its
highlighted in both PAR and ERR, in which PAR is centralized tourism-based commercial area, contribut
the proximity with the same group members, ERR ing in activating the vitality of the entire community.
1312 W. HU AND M. UBAURA
Table 11. Regression on social isolation degree (SO value) and spatial variables for enclave type in A and B.
Category- Group Variables Standardized t Variables Standardized t Constant N
village Coefficients Coefficients
PAR- Re-settler SP 0.708*** 5.397 D2MR 0.376 2.911 -4.142 40
Xiling D2AG 0.376 2.911 PSA -0.300** 3.178
D2S 0.403 3.029 BD -0.172 -1.825
D2PS 0.376 2.911 RD -0.133 -1.447
Local SP 0.405*** 3.962 D2MR 0.056 0.484 -4.621 82
D2AG 0.015 0.105 PSA -0.093 -0.767
D2S -0.093 -0.767 BD 0.066 0.642
D2PS -0.064 -0.598 RD -0.104 -1.003
ERR – Re-settler SP 0.675*** 4.495 D2MR 0.246 0.692 -4.273 36
Yujia D2AG -0.175 -0.692 PSA -0.419** -3.716
D2S -0.068 -0.667 BD 0.033 0.160
D2PS 0.031 0.122 RD -0.011 -0.066
Local SP 0.610*** 10.723 D2MR -0.050 0.798 -3.512 87
D2AG 0.019 0.167 PSA -0.223** -3.377
D2S 0.107 -1.312 BD 0.027 0.482
D2PS 0.272* 2.085 RD -0.069 0.952
*p < 0.05; **p < 0.01; ***p < 0.001. The cells in black, dark grey, and light grey are representing the Top 3 most critical factors respectively.
7.5. Factors for the infill type density, and strengthening branch roads to achieve
higher road connectivity. To minimize the intergroup
For PAR and ERR, traffic related factors and intergroup
distance, the proper location, scale, and shape of the
proximity played vital roles in contributing to the
new areas should be considered, and should be
social integration, indicated by the fact that, both
evenly mixed with the old areas (Table 14).
cases were substantially influenced by distance to
the main road (D2MR) and distance to another
group (D2AG). In addition, re-settlers in Yanxilou vil 8. Conclusion
lage (ERR) were more influenced by the road density
(RD), considering its courtyard layout of resettlements Given the usually combined occurrence of disaster
that 3–5 households as a group; while in Qinjiahe recovery and poverty alleviation tasks in the reset
village (PAR), the resettlement is in determinant lay tlement project, however, very few studies have
out. Traffic can be improved by proposing proper comprehensively examined the above two cate
route planning for road networks, increasing road gories, thus, may limit the efficiency and
Table 12. Regression on social isolation degree (SO value) and spatial variables for the adjacent type in A and B.
Category- Group Variables Standardized t Variables Standardized t Constant N
village Coefficients Coefficients
PAR- Re-settler SP 0.359* 2.331 D2MR 0.001 0.009 0.230 43
Shenjiayin D2AG 0.052 0.420 PSA -0.442** -2.868
D2S 0.191 1.528 BD -0.024 -0.228
D2PS 0.001 0.009 RD -0.018 -0.144
Local SP 0.875** 10.550 D2MR 0.034 0.306 -0.528 64
D2AG 0.316** 7.193 PSA -0.099* -2.056
D2S 0.083 0.739 BD 0.353*** 3.869
D2PS 0.224* 2.528 RD 0.039 0.902
ERR- Re-settler SP 0.616* 3.919 D2MR 0.126 0.722 -0.943 33
Chaoyang D2AG 0.986** 2.903 PSA -0.112 -0.878
D2S -0.018 -0.096 BD 0.156 0.967
D2PS 0.850* 2.316 RD -0.176 -0.854
Local SP 0.250* 2.212 D2MR 0.052 -0.575 -0.374 65
D2AG 0.333** 2.944 PSA -0.275* -3.190
D2S 0.026 0.327 BD 0.037 0.359
D2PS 0.157 1.538 RD -0.252 -2.134
*p < 0.05; **p < 0.01; ***p < 0.001. The cells in black, dark grey, and light grey are representing the Top 3 most critical factors respectively.
JOURNAL OF ASIAN ARCHITECTURE AND BUILDING ENGINEERING 1313
Table 13. Regression on social isolation degree (SO value) and spatial variables for the centralized type in A and B.
Category- Group Variables Standardized t Variables Standardized t Constant N
village Coefficients Coefficients
PAR- Re-settler SP 0.436** 3.496 D2MR 0.081 0.868 -0.994 50
Kongque D2AG 0.151 1.468 PSA -0.410** -3.287
D2S -0.068 -0.667 BD -0.009 -0.079
D2PS 0.006 0.059 RD 0.116 1.090
Local SP 0.146 1.115 D2MR -0.111 -1.368 0.252 47
D2AG 0.751 1.401 PSA -0.200* -2.099
D2S 0.107 -1.312 BD 0.001 0.017
D2PS 0.721*** 7.571 RD -0.031 -0.366
ERR - Re-settler SP 0.317** 3.193 D2MR 0.340*** 3.981 -0.587 65
Feixian D2AG 0.131 1.572 PSA -0.230** -2.826
D2S -0.104 -1.255 BD -0.006 -0.071
D2PS 0.574*** 5.291 RD -0.134 -1.695
Local SP -0.131 -0.943 D2MR 0.056 0.484 0.744 61
D2AG -0.144 -0.479 PSA -0.470*** -4.388
D2S 0.208 1.350 BD -0.182 -1.586
D2PS 0.676* 2.508 RD 0.213 1.748
*p < 0.05; **p < 0.01; ***p < 0.001. The cells in black, dark grey, and light grey are representing the Top 3 most critical factors respectively.
performance of the relocation project in many framework, provides theoretical support for the sus
aspects. Our research aims to fill the gaps by tainable development of rural society based on social
a combination study of poverty alleviation reloca equality, and contribute to the future establishment of
tion (PAR) and earthquake reconstruction relocation a comprehensive performance assessment system for
(ERR) from a general perspective, as well as the similar collective relocation projects.
a specific perspective in terms of social integration. Practically, by comparing performance among reset
Theoretically, by equally focusing on both groups, tlement types, the study contributes to the perfection of
the re-settler group and the local group, this research the working route in different phases to fully achieve
helps to assess the relocation projects’ performances in social integration and enable the true success of collec
mutual social integration, respectively in the enclave, tive relocation projects. While deciding on resettlement
adjacent, centralized, and infill types, is expected to types and relocation destinations, the study provides
enhance the understandings of certain bi-directional planners with concrete proposals and community-level
social issues in a more concrete physical and spatial spatial layout strategies throughout the planning stage.
Table 14. Regression on social isolation degree (SO value) and spatial variables for the enclave type in A and B.
Category- Group Variables Standardized t Variables Standardized t Constant N
village Coefficients Coefficients
PAR- Re-settler SP 0.028 0.261 D2MR 0.467*** 4.814 0.598 48
Qinjiahe D2AG 0.198* 2.203 PSA -0.364*** -3.931
D2S -0.007 -0.089 BD 0.087 1.083
D2PS 0.001 0.018 RD -0.067 -0.764
Local SP 0.657*** 7.247 D2MR 0.201** 3.061 -0.277 80
D2AG 0.160* 2.427 PSA 0.039 0.785
D2S 0.055 1.327 BD -0.001 -0.021
D2PS 0.052 1.240 RD 0.022 0.446
ERR- Re-settler SP 0.496** 3.148 D2MR 0.572** 2.829 -0.318 34
Yanxikou D2AG 0.256 1.017 PSA -0.136 -0.973
D2S 0.399 1.772 BD -0.186 -1.814
D2PS 0.613 1.866 RD 0.874*** 4.887
Local SP 0.360* 2.699 D2MR 0.476*** 4.428 0.249 57
D2AG 0.607* 2.375 PSA -0.218* -2.073
D2S -0.201 -0.830 BD 0.202 1.888
D2PS -0.268 -0.929 RD -0.126 1.234
*p < 0.05; **p < 0.01; ***p < 0.001. The cells in black, dark grey, and light grey are representing the Top 3 most critical factors respectively.
1314 W. HU AND M. UBAURA
Following the completion of the project, it assists them Finally, we compared the spatial influencing fac
in evaluating the potential social impact, anticipating tors for SO, and summarize the critical spatial fac
obstacles, and becoming more prepared and focused tors to be prioritized in relocation projects while
on critical tasks in long-term community governance plannings. We conclude that PAR was more influ
and spatial improvement. enced by the spatial proximity and the demo
Firstly, we made a general comparison between graphic distribution between groups. Meanwhile,
PAR projects and ERR projects regarding implemen ERR was more affected by the attractiveness and
tation area, mode adoption, construction content, accessibility to the public square considering that
public engagement, and challenge. We found ERR earthquake victims in ERR generally had higher
generally more challenging, considering it had psychological demands than average poor house
a higher construction standard and additional holds in PAR. For the enclave type, the factors
focus on safety and disaster resistance, higher pub related to the public square was more significant
lic engagement, and extra difficulty of psychological for ERR than those in PAR We assumed that well-
reconstruction. designed and located public spaces could be the
Secondly, we compared social isolation (SO) and critical point to relieve the “natural barrier” of the
spatial isolation (SP) in the common type and help enclave type. For the adjacent type, the “proximity
planners predict and clarify the social impact of the effect” was highlighted, in which PAR is the proxi
chosen type. We found that ERR were significantly less mity with the same group members, and ERR was
socially and spatially isolated than PAR in the enclave the proximity with other group members. For the
type; the other three types were found similar in SO. centralized type, the importance of the public
Centralized and infill types could encourage integra square was emphasized in both PAR and ERR. It
tion, hence, were recommended to deal with different was indicated by the stronger influence of public
land-use conditions. The enclave type was the most square attractiveness and the distance to the pub
spatially and socially isolated type. Thus it was sug lic square. For the infill type, both PAR and ERR,
gested as the last alternative but still feasible if there the road routing and structuring were important in
are some pressing concerns. contributing the social integration acting as
Thirdly, we compared the social influencing factors a communication channel, indicated by the dis
for SO. We found PAR and ERR are similar in social tance to the main road influenced both PAR and
status, such as gender, age, education level, family ERR cases.
size. Differences were found in their social capital that While we picked only eight examples to represent
residents in ERR cases generally had higher social capi the four types in two categories, we must acknowledge
tal than those in PAR and a narrower gap between the that some factors, such as the cases’ distinctive qualities,
two resident groups. As for the projects, we found the influenced the outcomes. With the limited case for each
locals’ opinions toward the projects in ERR were more type and category, we need to specify that the condition
positive, in contrast with the locals’ indifference and in the real projects should be considered individually
irrelevance to the project in PAR. For both PAR and and comprehensively. Further research cases will enrich
ERR, we found re-settlers who were older adults and the results, experiences, and measures for each type.
lived alone, with low income and substantially Besides, this study only focused on the social integra
decreased asset changes, were least likely to integrate. tion study at a given point of time, we expect the future
This shows that the well-being of the vulnerable study can reveal longer-term evolutionary patterns
groups deserves special attention, and assistance to through a period of observation, such as conducting
them is critical. For PAR, economic equality between follow-up surveys lasting a few years. We think it may
the two groups was a big trigger for integration. be helpful to explore this issue from a sustainable devel
Middle-aged re-settlers, residents with middle-level opment perspective and to provide more reliable plan
income were more likely to integrate, indicating that ning suggestions for the decision-makers.
narrowing the economic gap to achieve the biggest In addition, we hope to explore this issue in differ
commonness between the locals and re-settlers con ent regions and even countries with different social,
tributed to the integration. Therefore, equality for eco economic, and cultural backgrounds in future studies.
nomic activities such as employment opportunities At a macro level, if the local policy and political and
and access to public well-being will be the critical economic environment can be taken into account
point. For ERR, the improvement of personal social more comprehensively, hopefully, the study can pro
capital directly promoted integration. Higher income vide us with more referable and expandable research
and higher engagement in the local industry brought results, and it would be beneficial to improve the utility
higher integration. Therefore, the support for the long- of this study and provide a broader reference for
term development of the local cooperative industry broader types of cases in different physical, economic
that improves the income is of great importance. and social settings.
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