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Syllabus Jan 2020-NHTM 2
Syllabus Jan 2020-NHTM 2
Syllabus Jan 2020-NHTM 2
1. MODULE PROFILE
Course name: Banking Management 2
Course code: NHTM1111E Credit: 3
Class: Corporate Finance 60 Program: Excellent Educational Program
2. LECTURER’S INFORMATION
Full name: Tran Phuoc Huy
Title: Ph.D.
Address: Room 912, Building A1, National Economics University
Phone number: 0905335007
Email: nynahu@gmail.com; huytp@neu.edu.vn
Faculty/ Institute: School of Banking and Finance
3. COURSE DESCRIPTIONS
Banking and monetary institutions are an essential component of our lives. More and more
professionals are acquiring knowledge in this area for professional advancement or personal
knowledge. Banking courses can give individuals the knowledge needed to fulfill their goals and
advance careers. The purpose of this course is to provide students with understanding of banking
issues with a specific focus on lending, risk management and bank performance evaluation. The
course will cover different aspects of this interesting part of the financial world, including lending
to business and individuals; main risks on banking operations; measuring and evaluating the
performance of banks and their principal competitors.
4. LEARNING RESOURCES : COURSE BOOKS, REFERENCE BOOKS, AND
SOFTWARES
- Peter S. Rose and Sylvia C. Hudgins (2013), Bank Management and Financial Services,
McGraw-Hill Irwin Press, Ninth Edition.
- Joel Bessis (2011), Risk management in Banking, John Wiley & Sons, third edition.
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- Casu, B., C. Girardone, and P. Molyneux (2005), Introduction to Banking, Harlow: Pearson,
First Edition.
- Peter Rose và Sylvia C. Hudgins (2001), Quản trị ngân hàng thương mại. NXB Tài chính,
Hà Nội, ấn bản lần thứ 4.
- Heffernan, S. (2005) Modern Banking Theory and Practice, Chichester: John Wiley.
- Case studies/news on bank management and bank regulations of Vietnam in newspapers,
articles, other relevant textbooks, and websites are highly recommended.
- State Bank of Vietnam, www.sbv.gov.vn
- Deposit Insurance of Vietnam, www.div.gov.vn
- Banking of England, www.bankofengland.co.uk
- European Central Bank, www.ecb.int
- US Federal Reserve System, www.federalreserve.gov/
- US Federal Deposit Insurance Corporation, www.fdic.gov
- Bank for International Settlements, www.bis.org
- Financial Times, www.ft.com
- International Monetary Fund, www.imf.org
- World Bank, www.worldbank.org
5. COURSE GOALS
Upon completion of this course, students will be able to understand:
The importance of lending policy and procedures, the different types of loans from banks
and their competitors.
How to analyze loan request from both corporate and individual customers and price the
loans.
The main risks in banking business; the framework of risk management; and the important
role played by capital in the banking sector as well as the relevance of the Basel Capital
Accords.
How to analyse bank performance and other issues using ratio analysis.
To apply these skills to the full spectrum of banking operations through classroom study,
integrated team projects and independent research.
To present modern banking issues and current debates with various topics, including
lending pricing, reserve management, and credit rating among many other themes.
To develop the students' transferable skills including communication (oral and written), team
work, decision making, economic and risk analysis, time and project management, and work
ethics.
6. COURSE CONTENT/STRUCTURE
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Including Note
Number of Homework,
No Chapter
Period Theory Exam, Practice
Presentation
1 Chapter 1: Lending policies 9 6 3
and procedures
2 Chapter 2: Lending to 9 3 3 3
business firms and pricing
business loans
3 Chapter 3: Consumer loans, 9 3 3 3
credit cards and real estate
lending
4 Chapter 4: Risks in banking 6 3 3
operations
5 Chapter 5: Measuring and 6 3 2 1
evaluating the performance
of banks and their principal
competitors
6 Mid-term exam 3 2 1
Review 3 2 1
Total 45 20 17 8
Week Contents
1 Banking Introduction
2 Vietnam Banking System + Chapter 1
3 Chapter 1
4 Chapter 2 + Presentation 1
5 Chapter 2 + Chapter 3
6 Chapter 3 + Presentation 2
7 Guest Speaker
8 Chapter 4+ Presentation 3
9 Chapter 4
10 Chapter 5 + Presentation 4
11 Case Study 1 + Mid-exam
12 Case Study 2 + Review
7. Group works
In each section, two groups are directly involved, including one presentation group
and one defence group.
Presentation is limited to 45 mins. Defence group have to be mainly responsible for
commenting and questioning.
Q&A is limited to 30 mins.
Comments and discussion from the instructor: 10 mins.
Requirements
References of Chapter 2:
1. Peter S. Rose and Sylvia C. Hudgins (2010),Bank Management and Financial
Services, McGraw-Hill Irwin Press, Eighth Edition, chapter 17.
2. Phan Thi Thu Ha (2013), Commercial bank management, National Economics
Publishing House , chapter 5
3. Frederic S.Miskin (1994), The Economics of Money, Banking and Financial
Markets, Technology and Science Publishing House, Chapter 9, 10.
4. National Assembly (2010), Law on Credit Institution, Hanoi.
5. State Bank of Vietnam (2013), Circular 02 on Providing for classification of assets,
level, method of making risk provisioning and use of provision to deal with risks in
operation of credit institution, forgeign bank branches, Hanoi
6. State Bank of Vietnam (2013), Decision 1627 on issuing regulations on lending by
credit institution to clients, Hanoi
References of chapter 4:
1. Peter S. Rose and Sylvia C. Hudgins (2010),Bank Management and Financial
Services, McGraw-Hill Irwin Press, Eighth Edition, chapter 11, chapter 16
2. Phan Thi Thu Ha (2013), Commercial bank management, National Economics
Publishing House , chapter 11, chapter 12
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3. Frederic S.Miskin (1994), The Economics of Money, Banking and Financial
Markets, Technology and Science Publishing House, Chapter 9, 10.
4. National Assembly (2010), Law on Credit Institution, Hanoi.
5. State Bank of Vietnam (2014), Circular 36 on Providing for the prudential ratios,
limits in activities of credit institutions, foreign bank branches, Hanoi
Summary of chapter 5: Performance of banks is the result of their efforts under macro
and micro factors. The chapter examines process, methods, content and indicators to
measure and evaluate bank’s performance.
References of chapter 5:
1. Peter S. Rose and Sylvia C. Hudgins (2010),Bank Management and Financial
Services, McGraw-Hill Irwin Press, Eighth Edition, chapter 6
2. Phan Thi Thu Ha (2013), Commercial bank management, National Economics
Publishing House , chapter 15
3. Frederic S.Miskin (1994), The Economics of Money, Banking and Financial
Markets, Technology and Science Publishing House, Chapter 9, 10.
4. Annual statements of BIDV on website: http://bidv.com.vn/Nha-dau-tu/Bao-cao-tai-
chinh/Bao-cao-thuong-nien.aspx
8. REQUIRED TEXTBOOK
- Peter S. Rose and Sylvia C. Hudgins (2013), Bank Management and Financial
Services, McGraw-Hill Irwin Press, Ninth Edition.
- Joel Bessis (2011), Risk management in Banking, John Wiley & Sons, third edition.
- Casu, B., C. Girardone, and P. Molyneux (2005), Introduction to Banking, Harlow:
Pearson, First Edition.
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chính, Hà Nội, ấn bản lần thứ 4.
- Heffernan, S. (2005) Modern Banking Theory and Practice, Chichester: John Wiley.
- Case studies/news on bank management and bank regulations of Vietnam in
newspapers, articles, other relevant textbooks, and websites are highly recommended.
- State Bank of Vietnam, www.sbv.gov.vn
- Deposit Insurance of Vietnam, www.div.gov.vn
- Banking of England, www.bankofengland.co.uk
- UK Financial Conduct Authority, www.fca.org.uk
- British Banking Association, www.bba.org.uk
- American Banking Association, www.aba.com
- European Central Bank, www.ecb.int
- US Federal Reserve System, www.federalreserve.gov/
- US Federal Deposit Insurance Corporation, www.fdic.gov
- Bank for International Settlements, www.bis.org
- Financial Times, www.ft.com
- Bloomberg, www.bloomberg.com
- Reuters, www.reuters.com/
- The Banker, www.thebankfer.com
- UK National Statistics, www.statistics.gov.uk
- Eurostat, http://ec.europa.eu/eurostat
- The Economist, www.economist.com
- Organization for Economic Cooperation and Development, www.oecd.com
- International Monetary Fund, www.imf.org
- World Bank, www.worldbank.org
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