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Lung Cancer 124 (2018) 40–44

Contents lists available at ScienceDirect

Lung Cancer
journal homepage: www.elsevier.com/locate/lungcan

Smoking, alcohol, and nutritional status in relation to one-year mortality in T


Danish stage I lung cancer patients

Niels Lyhne Christensena,b, , Anders Løkkeb, Susanne Oksbjerg Daltonc, Jane Christensena,
Torben Riis Rasmussenb
a
Department of Documentation and Quality, Danish Cancer Society, Strandboulevarden 49, 2100, Copenhagen Ø, Denmark
b
Department of Respiratory Diseases and Allergy, Aarhus University Hospital, Nørrebrogade 44, 8000, Aarhus, Denmark
c
Danish Cancer Society Research Center, Danish Cancer Society, Strandboulevarden 49, 2100, Copenhagen Ø, Denmark

A R T I C LE I N FO A B S T R A C T

Keywords: Introduction: In addition to the highest incidence rate of lung cancer among the Nordic countries, Denmark has
Stage I the highest mortality rate. Moreover, rates of tobacco and alcohol consumption are among the highest in these
Prognosis countries.
Tobacco Method: In a population-based matched case/control study, we aimed to assess the association between one-year
Smoking
all-cause mortality and a number of smoking-related parameters, high-risk alcohol intake, and nutritional status
Alcohol
in clinical stage I lung cancer patients.
Clinical practice
Results: We included 221 patients who died within one year after diagnosis (early death) and 410 matched
controls who survived more than one year (survivor). The odds ratio (OR) for early death among never-smokers
was 0.3 (CI 95%: 0.1–0.9). There was no significant difference between patients who died early and survivors in
proportions of current smokers (49 vs. 45%), number of cumulated pack-years (45 vs. 46), daily tobacco con-
sumption (15 vs. 14 cigarettes/day), patients who quit smoking after diagnosis (25 vs. 40%) and the prevalence
of chronic obstructive pulmonary disease (COPD) (43 vs. 38%). Patients that died early received more medi-
cations for COPD (p = 0.03) and smoked more after diagnosis, 14 vs. 10 cigarettes per day (p = 0.03). The
unadjusted OR for high-risk alcohol intake was 2.2 (CI 95% 1.3–3.7) in the early death group vs. the survivors.
However, in a treatment-stratified analysis this was observed only for surgically treated patients (OR, 3.2; CI
95% 1.7–6.1). Low nutritional status was associated with early death, unadjusted (OR 2.3; CI 95% 1.4–3.7),
while OR was 1.8 (95% CI 1.0–2.3) adjusted for high-risk alcohol intake and COPD. Treatment selection ac-
cording to and interventions against these factors before and after lung cancer diagnosis may improve outcomes.

1. Introduction algorithms against tobacco smoking [11]. The Danish follow-up algo-
rithm, with regular short-interval visits, allows for structured long-term
Primarily due to tobacco smoking and excessive alcohol consump- interventions against risk factors, e.g. continued smoking, for recur-
tion, Denmark ranks as the unhealthiest among the Nordic countries [1] rence and mortality. However, to our knowledge, no study has eval-
and the average lifespan is also the lowest (2015) [2]. Furthermore, uated the extent of smoking cessation initiatives by physicians in re-
Denmark has the highest incidence of lung cancer. There is a growing lation to the treatment of or follow-up on lung cancer patients in a
body of evidence indicating that continued smoking after the diagnosis Danish setting.
of lung cancer is related to an adverse outcome and that Danish lung Alcohol is a risk factor for several types of cancer, but appears to be
cancer patients also have the highest mortality rate (2015) [3–7]. Since only vaguely related to the development of lung cancer, and, in fact,
2006, evidence supporting the effectiveness of the current smoking both protective and oncogenic mechanisms from alcohol have been
cessation therapy has been solidified [8–10]. However, in contrast to described [12–14]. How high alcohol intake affects the prognosis after
other Nordic countries, the Danish lung cancer guidelines place little lung cancer is not well established, even though a register-based study
emphasis on smoking cessation and have not included treatment did find a negative association between alcohol abuse at diagnosis and


Corresponding author at: Department of Documentation and Quality, Danish Cancer Society, Strandboulevarden 49, 2100, Copenhagen Ø, Denmark.
E-mail addresses: niechris@rm.dk (N.L. Christensen), andloe@rm.dk (A. Løkke), sanne@cancer.dk (S.O. Dalton), jane@cancer.dk (J. Christensen),
torbrasm@rm.dk (T.R. Rasmussen).

https://doi.org/10.1016/j.lungcan.2018.07.025
Received 14 May 2018; Received in revised form 19 July 2018; Accepted 19 July 2018
0169-5002/ © 2018 Elsevier B.V. All rights reserved.
N.L. Christensen et al. Lung Cancer 124 (2018) 40–44

one-year mortality in a surgical cohort [15], These findings need to be 3.3. Nutritional status
confirmed in a more recent data material.
Nutritional status is most likely not a risk factor per se for lung As a part of the general assessment of the patient, nutritional status
cancer [16]. As it is an indicator of a systemic inflammatory response to is typically registered in the medical record as either low (or poor),
the tumor and increases the patient’s susceptibility to treatment com- normal or above. If nutritional status was not mentioned and only the
plications, low nutritional status is, however, considered an established height and weight of the patient were available, the body mass index
risk factor for adverse outcome in lung cancer patients [17–19]. Since (BMI) was calculated and the nutritional status was registered as either
low nutritional status could also be related to severe comorbidity or low if BMI < 18.5, normal if BMI was 18.5–24.9 or as above if
alcohol abuse it may confound associations between these factors and BMI > = 25. We did not register data on BMI.
lung cancer mortality.
In a Danish population-based setting, we sought to establish how 3.4. Comorbidity and cause of death
these lifestyle factors and nutritional status were associated with short-
term prognosis, as measured by all-cause one-year mortality in stage I We registered if a patient either had an existing diagnosis or had
lung cancer patients (TNM 7th edition) [20]. Moreover, we aimed to been diagnosed with chronic obstructive pulmonary disease (COPD) or
establish the extent of smoking cessation guidance and medical treat- cardiovascular disease (including cerebrovascular events and excluding
ment against nicotine dependency provided during the follow-up pro- arterial hypertension) in connection with the lung cancer diagnosis. We
gram. registered the types of daily medications for COPD (not including cor-
ticosteroids and/or antibiotics prescribed for an acute exacerbation or a
complication in the diagnostic work-up (DWU)). In addition, we re-
2. Materials and method trieved data on forced expiratory volume (liters) in one second (FEV1)
from the DLCR.
The study was designed as a population-based matched case/control Outcome in the present study was all-cause mortality. However, on
study. the basis of the medical records, we also registered the primary cause of
We identified patients registered in the Danish lung Cancer Registry death. This was categorized as lung cancer, comorbidity, treatment
(DLCR) with clinical stage I lung cancer, diagnosed between January 1, complications, other (suicide, accidents, etc.), or unknown.
2011 and December 31, 2014, who died from any cause within the first
year after diagnosis (early death group) and for whom we had a 3.5. Statistical analysis
treatment registration, These patients were then matched with similar
patients according to stage (IA/IB), age, gender, same or previous year Categorical variables were compared by proportional and Pearson
of diagnosis who survived more than one year (one-year survivors). chi-squared distribution. The Mann-Whitney U test was used to assess
differences in continuous variables between the two groups. Tests for
associations of selected study variables between the two groups were
3. Study variables performed using a conditional logistic regression model. Since age,
gender, stage (Ia/Ib), and year were conditioned upon in the regression
3.1. Smoking status analyses, the analyses were unadjusted and unstratified unless other-
wise stated. It is not mandatory to register normal findings in the
According to the Danish guidelines, patients suspected of having medical records in Denmark. Thus, in the regression analysis, if there
lung cancer should have their full smoking history included in their was no mention of either alcohol intake or nutritional status, these
medical record during the diagnostic work-up for lung cancer. We es- factors were categorized as low-risk alcohol intake and normal status,
timated the number of pack-years in cigarette equivalents. One pack- respectively.
year was defined as 20 cigarette-equivalents per day for 365 days. For Calculations were performed with SAS software (SAS system, SAS
current smokers, the daily self-reported tobacco consumption was es- Institute, Cary, NC) and Stata software (StataCorp 4905 Lakeway Drive
tablished (one cigarette = 1 g of tobacco, one cigar = 4 g, one pipe College Station, Texas 77,845 USA).
tobacco and cheroot = 3 g). Intervals were rounded to the lower whole
number. Thus, a patient who had formerly smoked but had not smoked 4. Results
for at least six months was considered a former smoker. Those who had
quit smoking within six months of the lung cancer diagnosis were re- We finally included 221 early death patients and 410 survivors.
gistered as current smokers. For former smokers, the interval in years Baseline characteristics are given in Table 1.
between smoking cessation and lung cancer diagnosis was established. In the early death group, 31% died of lung cancer, 22% of co-
We also collected data on smoking habits after diagnosis. Data were morbidity, 18% from treatment complications, and 5% from other
collected in connection with the follow-up visits or from other hospital causes while in 24% of the cases the cause of death was registered as
contacts until one year after treatment. Patients were divided into three unknown.
categories. Nonsmoker, persistent smoker and quit after diagnosis. For
persistent smokers, we assessed the difference in reported daily tobacco 4.1. Lifestyle factors at diagnosis
consumption before and after treatment (cigarette equivalents) by
subtracting the post-treatment consumption from the pretreatment There was a strong adverse association between never-smoked and
consumption. death within one year (OR 0.3; CI 95%: 0.1-0.9), as compared to the
survivor group. Aside from never-smoked, none of the smoking-related
factors were associated with early death (Table 2).
3.2. Alcohol There was a significant difference between early death and the
survivor groups in the proportion of patients who had high-risk alcohol
In accordance with recommendations from the Danish Health use prior to diagnosis (20 vs. 11%; p = 0.002) corresponding to an OR
Authority, we defined high-risk alcohol intake as above two and three of 2.2 (CI 95% 1.4–3.5). When adjusted for nutritional status, smoking
units of alcohol/day on average for women and men respectively. status, daily tobacco consumption, and cumulated pack-years the as-
Periodic alcohol abuse and a history of alcohol abuse were also con- sociation was unchanged (adjusted OR of 2.2; CI 95% 1.3–3.7). When
sidered as high-risk alcohol intake. analyses were stratified by treatment type, the OR was 3.1 (95% CI,

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N.L. Christensen et al. Lung Cancer 124 (2018) 40–44

Table 1 Table 3
Baseline clinic-pathological variables of a population-based case/control study Smoking habits after diagnosis in a population-based case control study of stage
of stage I lung cancer patients diagnosed from 2011 to 2014 in Denmark, ac- I lung cancer patients diagnosed from 2011 to 2014 in Denmark by survival
cording to survival status one year after diagnosis. status one year after diagnosis.
Early death One-year Smoking after Early death (n = 221) Survivor (n = 410) p-value
survivors diagnosis
N = 221 N = 410 n % n %
% % p-value
No 79 36 187 46 0.02
Age mean (range) in years (n) 73.1 (45-89) 72.8 (49-87) 0.59 Yes 33 15 75 18 0.29
Gender female/male 43/57 44/56 0.96 Quit after diagnosis 22 10 68 17 0.02
TNM Unknown/irrelevant 87 39 80 20 < 0.001
T1aN0M0 – stage IA 34 36 0.67 Cigarettes/day 14 * N/A 10** N/A 0.03
T1bN0M0 – stage IA 25 25 0.79 Pre vs. post −1 N/A −3 N/A 0.25
T2aN0M0 – stage IB 40 40 0.85
Histology Pre vs. post, difference in cigarette equivalents smoked before and after treat-
Adenocarcinoma 43 49 0.16 ment. *21 observations. ** 50 observations.
Squamous-cell carcinoma 30 25 0.16
Non small-cell carcinoma 16 16 0.82
Other 10 10 0.99 1.7–5.9) among surgically treated patients (n = 389), while it was 0.8
Treatment (CI 95% 0.3–1.8) among oncologically treated patients (n = 242).
Surgery 57 64 0.07 Compared to a normal nutritional status, low nutritional status was
Stereotactic body radiotherapy 35 31 0.30 associated with early death (OR 2.3; CI 95% 1.4–3.7). Adjustment for
Other 8 5 0.13
high-risk alcohol intake and COPD resulted in an adjusted OR of 1.8,
Patient-related factors
Never-smoker 2 6 0.02 failing to reach statistical significance (CI 95% 1.0–3.2). Due to a high
Current smokers at diagnosis 49 46 0.37 number of missing values, we did not include FEV-1 in the regression
Former smokers analyses.
Pack-years (n) 45 46 0.75
Mean cigarette equivalents/day (n) 15 14 0.51
Years since quitting (Former 13 13 0.9 4.2. Smoking habits and interventions against smoking after diagnosis
smokers) (mean)
COPD 43 38 0.19
COPD medications (n) 2.7 2.3 0.03 Given the difference in follow-up time and potential for immortal
FEV-1 (mean liters) 1.72* 1.86** 0.02 time bias, we did not assess risk estimates for post-diagnosis smoking.
Cardiovascular disease 48 43 0.25 However, among persistent smokers (Table 3), early death patients
High risk alcohol intake 20 11 0.002 appeared to smoke more than the survivors with 14 vs. 10 cigarettes per
No/low risk alcohol intake 59 72 0.001
Alcohol information missing 21 17 0.22
day (p = 0.03). In order to assess interventions against smoking in the
Low nutritional status 24 12 < 0.01 follow-up program, we conducted a subgroup analysis of patients who
Normal nutritional status 37 47 0.02 were smokers at diagnosis, completed curative treatment, and entered
High nutritional status 19 21 0.47 the follow-up program. This subgroup consisted of 52 early death pa-
Nutritional status missing 21 20 0.70
tients and 154 survivors. The medical records from the follow-up visits
P-value for difference of proportions (%) and Mann-Whitney U test for numeric
contained no information on smoking status for 33% of patients in the
variables (n). TNM, tumor, node and metastasis 7th edition Pack-year, 20 ci- early death group and for 21% of the survivors. The proportions of
garette-equivalents/day for 365 days. COPD, chronic obstructive pulmonary registered persistent smokers was 42% (22/52) in the early death group
disease. COPD medications, inhaled beta2agonists, anticholinergics and corti- and 40% (62/154) in the survivor group (p = 0.8). Twenty-five percent
costeroids, per oral montelukast, theophylline and stable low dose prednisolone in the early death group and 40% in the survivor group quit smoking
treatment. FEV-1 forced expiratory volume in one second. Cardiovascular dis- after diagnosis (p = 0.07).
ease, ischemic heart disease, arrhythmias, heart failure, thromboembolism
(incl. cerebrovascular events), aortic aneurisms and syndromes (arterial hy-
pertension not included). High alcohol intake > 14/21 units weekly for women 5. Discussion
and men respectively. Nutritional status, based on assessment of the physician
or the body mass index and considered low if = BMI < 18.5, normal if = BMI We have evaluated the association between three lifestyle-related
ranged from 18.5 to 24.9 and as above if = BMI > =25. * 199 observations. ** risk factors and early death among stage I lung cancer patients.
389 observations. Common to these risk factors is the fact that they can be intervened
against as a supplement to the primary cancer treatment [10,21–23].
Regarding smoking, we found significantly fewer never-smokers in the
Table 2 early death group. This finding supports that the course of disease in
Unadjusted odds ratios with corresponding 95% confidence intervals for early never-smokers is different and associated with a more favorable prog-
death in a population-based case/control study of stage I lung cancer patients nosis [24]. However, the proportion of patients who were never-smo-
diagnosed from 2011 to 2014 in Denmark. kers (2% and 6%, respectively) in our study was much lower than in
Lifestyle factor OR 95%CI other studies. For instance, in a Chinese study of 2289 non-small-cell
lung cancer patients, the proportion of never-smokers was 51% [25],
Never smoker 0.3 0.1-0.9
but given the sociodemographic differences between the study popu-
Smoking at diagnosis 1.1 0.7–1.5
Cigarette equivalents/day 1.0 0.99–1.01
lations, direct comparisons may not be tenable. However, it is likely
Former smoker 0.9 0.7–1.3 that smoking interventions might have a greater impact in our popu-
High-risk alcohol intake 2.2 1.4–3.5 lation with its high prevalence of current and former smokers.
Low nutritional status 2.3 1.4–3.7 Between 45 and 49% of this population were smokers at diagnosis,
High nutritional status 1.0 0.7–1.5
which is in line with the findings of Hildebrand et al. [6], who in an
OR, odds ratio; CI, confidence intervals. American single-center study assessed the extent of smoking cessation
guidance after diagnosis in 948 lung cancer patients diagnosed between
2008 and 2010. On the other hand, Garces et al., who studied the

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N.L. Christensen et al. Lung Cancer 124 (2018) 40–44

relationship between smoking and quality of life after lung cancer di- findings based on more recent data and a more inclusive definition of
agnosis among 1028 patients diagnosed between 1997 and 2002 [26], high-risk alcohol use confirm the findings of a Danish register-based
reported a lower proportion (24%) of current smokers at diagnosis and study comprising surgically treated lung cancer patients from 2007 to
a higher percentage of never-smokers (18%). This might be due to 2011 (n = 3363) where alcohol abuse was related to increased mor-
differences in smoking definition [27], data collection or study popu- tality [31].
lations.
We found no difference between the two groups in the proportion of
patients who continued to smoke after diagnosis. However, the persis- 5.1. Strengths and limitations
tent smokers among patients in the early death group smoked sig-
nificantly more than the survivors did. Among patients who partici- We have retrieved detailed data on smoking, alcohol intake, and
pated in follow-up, some 25% of smokers in the early death group quit nutritional status in a population-based setting, which is the major
after diagnosis while among the survivors 40% reported that they had strength of the present study. We were able to take recent advances in
quit. Although the low numbers preclude statistical significance for this treatment and changes in e.g. smoking and alcohol patterns into ac-
difference, our findings suggest that interventions against smoking after count by including patients diagnosed in recent years. However, by
diagnosis may be beneficial in relation to short-term outcome. In a selecting the study population on the basis of short-term outcome, we
pivotal systematic review, Parsons et al. assessed the benefits of were unable to assess the long-term impact of these adverse lifestyle
smoking cessation after diagnosis. They included both European and factors. We included only stage I patients, who constitute the patients
Asian studies of primarily surgically treated patients. All studies had a with the best prognosis, and the impact of the observed associations
minimum of four years of follow-up. It was found that continued might be different in more advanced stages of lung cancer. However,
smoking was associated with a hazard ratio for overall mortality of 2.94 concerning smoking, there is no indication that the benefits of cessation
(CI95%: 1.15–7.54) [7]. Furthermore, a more recent paper by Andreas interventions would be limited to a given stage or histologic subtype
et al, has reviewed the effects of smoking cessation in more advanced [7,28]. The recently revised TNM classification may have produced
stages of lung cancer. The authors found that smoking cessation was slightly different results, but we do not believe that using TNM, 7th
associated with improved treatment outcomes in patients treated with revision has altered the overall conclusions of the present study [32].
radio-chemotherapy and improved quality of life in palliatively treated Drinking habits and nutritional status were less specified than
patients [28]. smoking history in the medical records. This allowed only for a crude
There was no mention of smoking habits in between a fifth and a categorization of high-risk alcohol use. We based the categorization of
third of the medical records for patients who participated in the follow- the nutritional status on either the stated assessment in the medical
up program. Furthermore, drawing on hospital medical records, we record or on BMI and cannot assess the validity of this variable.
registered no prescription of smoking cessation medications for any of Moreover, the assumption that no mention of alcohol and nutritional
the patients in connection with follow-up visits. Thus, our findings in- status was equal to no high-risk alcohol intake and normal nutritional
dicate little emphasis from the physician on smoking cessation in the status respectively may have resulted in misclassification. As these
Danish lung cancer follow-up program. This may reflect the sparse and factors were recorded at time of diagnosis and thus independently of
unstructured smoking-cessation guidance in the national lung cancer the outcome, it is likely that this misclassification was non-differential
guidelines that were used nationwide during the study period. and thus may have led to an underestimation of the observed associa-
However, since the follow-up of the early death patients, where the tions. We only had access to the physicians’ notes in the hospital’s
primary cause of death was lung cancer, was more complex than that of medical record and could not identify non-pharmacological smoking
the survivors due to a higher rate of disease recurrence and concurrent cessation interventions initiated by e.g. nurses and/or general practi-
treatments, it seems likely that the focus of the clinical interventions tioners.
had different focuses in the two groups. Differences in follow-up time Finally, all data on smoking and drinking habits were self-reported
between the two groups may have introduced information bias and our with a potential for underreporting. Moreover, daily tobacco con-
findings on post-treatment risk factors should be regarded only as de- sumption (cigarettes/day) and duration of smoking in years were often
scriptive (Table 3). reported in intervals of five in the medical records, which affected the
The number of COPD patients was similar in both groups, which is precision of the estimates. However, there is no reason to believe that
contrary to findings in a meta-analysis of 3761 surgically treated pa- this potential information imprecision was more predominant in one
tients, where COPD was associated with a lower overall survival rate particular group, and that it would therefore have altered the direction
[29]. The short-term outcome used in our study may explain this dis- of the observed associations.
cordance. We did find, however, that the early death patients received
more COPD-medications and had a lower mean FEV-1 than the survi-
vors. Furthermore, COPD seemed to confound the observed association 6. Conclusions
between poor nutritional status and early death, which may indicate
that the degree of COPD tended to be more severe among early death COPD, high-risk alcohol intake, low nutritional status, and the
patients. Similarly, in a retrospective study of 250 surgically treated number of cigarettes smoked after diagnosis were associated with death
NSCLC patients, Saji et al. found that having Global Initiative for within one year among recently diagnosed Danish stage I lung cancer
Chronic Obstructive Lung Disease (GOLD) spirometrically defined stage patients, whereas being a never-smoker was associated with a better
2–3 was independently associated with a poor prognosis [30]. Having prognosis. Overall, our findings suggest that these adverse lifestyle
applied a broad categorization of cardiovascular disease, there was no factors, which are frequent in Danish society, may in part explain dif-
significant overall difference between the two groups. A disease-specific ferences in lung cancer mortality between Denmark and other coun-
subcategorization may have revealed differences between the two tries. Moreover, we found that interventions against tobacco smoking in
groups. However, this was beyond the scope of the present paper. the Danish follow-up program were sparse. Incorporating structured
In our study population, there was a significant association between smoking cessation interventions into the follow-up program may
early death and high-risk alcohol use. The available data in the patients’ therefore improve the outcome for Danish lung cancer patients. High-
medical records show that 20% of the patients who died early had high- risk alcohol intake was related to early death in surgically, but not in
risk intake and/or abuse. This association remained after adjustment for oncologically treated patients, and this finding should be taken into
potential confounders, but subgroup analysis revealed that the asso- account when deciding upon treatment modality among stage I lung
ciation was restricted to the surgically treated patients. Thus, our cancer patients.

43
N.L. Christensen et al. Lung Cancer 124 (2018) 40–44

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