Anthony Giddens (2009) Sociology, 6th Edition (1) - 60-91

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Is sociology scientific?
The research process
.- - . .. .. ..
Causation and correlation
Research methods ..
Ethnography

Experiments
Biographical research
Comparative research
Historical analysis
ComIJarative-historicaI researcli
Sociological research in the real world

Restating the obvious?


The influence of sociology
Sumllla ry {Joi Ilts
Further reading
Internet links

(opposite) Why hang out m pubJtc


toilets?
owards the end of a working day, the public toilets of a particular park in
T St Louis, Missouri, in the United States, are suddenly busier than one
might expect. One man walks in dressed in a grey suit; another has on a base-
ball cap, trainers, shorts and a T-shirt; a third is wearing the mechanic's
uniform from the garage where he has repaired cars all day. What are these
men doing here? Surely other toilets are more conveniently located. Is there
some common interest besides the toilets themselves that brings them to this
place?
None of these men is visiting the toilets to use them for the purposes
for which they were officially built: they are there for 'instant sex'. Many
ASKING AND ANSWERING SOCIOLOGICAL QUESTIONS

the book caused widespread controversy


when it was published, and for some people
the issue is still a d ifficult one to deal with
today. For example, Humphreys' research
methodology was heavily criticized for
being unethical because his fieldwork had
to be covert; it did not involve seeking the
informed consent of the men he studied.
However, his research in the 'tearooms' was
able to cast new light on the struggles of
men who were forced to keep their sexual
proclivities secret. He showed that man y
men who otherwise live 'normal' lives - the
people next door - find ways to engage in
embarrassing behaviours that will not harm
their careers or family lives. Humphreys'
research was conducted at a time when
there was much more stigma associated
with gay and lesbian identities and when
police were vigil an t in enforcing laws
In contrast to Humphrey's covert research,
against such behaviour. Many lives were
increasingly the subjects of research are
ruined in the process of harsh law enforce-
themselves involved in the research process
ment.
and may help to formulate questions or
comment on the researcher's interpretation
Humphreys spent an extended period of
of their views. time researching public toilets because one
excell e nt way to under stand social
processes is to participate in and observe
men - married and unmarried, those with them. He also conducted survey interviews
straight identities and those who see them- that enabled him to gather more informa-
selves as gay - seek sex with people they do tion than he would have obtained by simply
not know. They are hoping to experience observing the toilets. Humphreys' research
sexual excitement, but they want to avoid opened a window on an aspect of life that
involvem ent. T hey do not want any many people were shocked to know existed
commitments that exten d beyond the at all and that certainly needed to be under-
particular encounters they will have in this stood at a deeper level. His wo rk was based
public convenience. on systematic research, but it also carried a
This kind of search for ano nymo us, note of passion; it was conducted with a
instant sex between men happens all over certain scientific detachment, but at the
the world, yet until the late 1960s the same time Humphreys was involved in the
phenomenon persisted as a widespread but search for solutions to social problems.
rarely studied form of human interaction. In Humphreys argued that persecution of
the USA, the gay community called the gay lifestyles leads men to live anguished
toil e ts where these ac tiviti es occur existences in which they must resort to
'tearoo ms' (in the UK the activity is known extreme secrecy and often dangerous activ-
as 'cottaging'). Laud Humphreys, a sociolo- ities. His study was conducted before the
gist, visited these public lavatories to onset of AlDS; such activity wo uld be much
conduct research on the participants. He more dangerous today. He argued that toler-
wrote about them in his book Tearoom ance for a gay subculture would put gays in
Trade (Humphreys 1970). Unsurprisingly, a position where they could provide one
Asking and Answering Sociological Questions

another with self-esteem, mutual support reveal the real reason for his presence in the
and relief from torment. tearoom. Was this particular aspect of his
behaviour ethical? The answer is that, on
balance, this particular aspect of his study
Human subjects and did not put any of his subjects at risk. On the
basis of what he observed in the tearoom,
ethical problems Humphreys did not collect information
All research concerned with human beings about the participants that would have
can pose ethical dilemmas. A key question identified them. What he knew about them
that sociologists agree must be asked is was similar to what all the other people in
whether the research 'poses risks to the the tearoom knew. In this way, his presence
subjects that are greater than the risks they did not subject them to any more risk than
face in their everyday lives'. Ethical issues they already encountered in their everyday
have become much more prominent today lives. At the same time, had Humphreys
than in the past. In particular, researchers been completely frank at every stage, the
are no longer seen as the knowledgeable research might not have progressed as far as
experts or participants as mere subjects of it did. Indeed, some of the most valuable
research. Increasingly, the subjects of data that have been collected by sociologists
research are themselves involved in the could never have been gathered if the
research process and may help to formulate researcher had first explained the project to
questions, comment on the researcher's each person encountered in the research
interpretation of their views and in some process.
cases expect to receive a copy of the final If this were the only dilemma posed by
research report. Humphreys' research project, it would not
Clearly, as is the case in other areas of stand out as a notable problem in the ethics
social life (such as doctors and their patients of social research. What raised more
or university professors and their students), eyebrows was that Humphreys wrote down
'lay people' no longer automatically defer to the car number-plates of the people who
'experts' in the way they might have done a came into the 'tearooms', obtained their
few decades ago. This broad social change is home addresses from a friend who worked
also transforming research practice. Indeed, at the Department of Motor Vehicles and
all research funding bodies now routinely then visited their homes in the guise of
ask research teams what ethical issues they conducting a neutral survey. Even though
expect to confront and how they will deal Humphreys did not reveal to the men's fami-
with these, whether deception will be used, lies anything about their activities in the
what measures will be put in place to tearooms, and even though he took great
protect their participants from risk and how pains to keep the data confidential, the
their findings will be fed back to partici- knowledge he gained could have been
pants at the end of the study. damaging. Since the activity he was docu-
In writing Tearoom Trade, Humphreys menting was illegal, police officers might
said he was less than truthful to those whose have demanded that he release information
behaviour he was studying. He said he did about the identities of the subjects. It is also
not reveal his identity as a sociologist when possible that a less skilled investigator could
observing the tearoom. People who came have slipped up when interviewing the
into the tearoom assumed he was there for subjects' families, or that Humphreys could
the same reasons they were and that his have lost his notes, which might then have
presence could be accepted at face value. been found by someone else.
Although he did not tell any direct lies Considering the number of things that
during his observations, neither did he could go wrong in the research process,
ASK I NG AND ANSWERING SOCIOLOGICAL QUESTIONS

researchers today do not consider projects obvious to all (see chapter 7, 'Social Interac-
of this kind to be legitimate. Around the tion and Everyday Life' and chapter 5, 'The
world, government funding bodies for soci- Environm ent') . In this case, what most
010gica research, such as the European people believed to be simply a public
Science Foundation or the UK's Economic building with an immediately obviou s
and Social Research Council (ESRC), as well function was, for a particular social group,
as the professional organizations to which primarily a venue for the pursuit of sexual
sociologists belong, such as the Interna- satisfaction.
tional Sociological Association (lSA) , now It is also interesting to note that elements
have much stricter ethical guidelines for of modern theoretical approaches can help
re sea rchers engaging in sociological us understand the issues addressed by
research of whatever kind. Humphreys' study. An interactionist might
Humphreys was one of the first sociolo- ask: how does this behaviour take place
gists to study the lives of gay men. His through processes of interaction? What
account was a humane treatment that went kinds of interaction take place? Humphreys
well beyond the existing stock of knowledge found that people who went into th e
on sexual communities. Nthough none of tearooms learnt from others to be silent.
his research subjects actually suffered as a This was a response to the demand for
result of his book, Humphreys himself later privacy without invo lvem ent. Another
agreed with his critics on the key ethical finding was that men who went into the
controversy. He said that were he to do the toilet and who did not respond to initial
study again, he would not trace number- sexual advances were not approached any
plates or go to people's homes. Instead, after further. Each party must collaborate to
gathering his data in the public 'tearooms', make a sexual situation occur. A functional-
he might try to get to know a subset of the ist approach might ask: what contribution
people well enough to inform them of his does the tearoom make to the continuation
goals for the study and then ask them to talk of society as a whole? The answer is that it
about the significance of these activities in provides an outlet for sexual activity that,
their lives. when carried out in secret, enables the
participants and other members of society
to carry on as 'no rmal' people in their
Sociological questions everyday lives without challenging the
accepted order of things. A Marxist
The toilets under study in Tearoom Trade approach might ask: is thinking about
are a perfect example of a phenomenon that economic class relations apparent in the
is the subject of many of the kinds of ques- tearoo ms? Humphreys found that the
tion that sociologists ask. For example, in impersonal sex of the tearooms had a
looking at th e surprising activities that democratic quality. Men of all social classes
occur in public toilets, Humphreys was and races would come together in these
asking how society wo rks in ways that are places for sexual contact. Finally, a feminist
different from the official versions of how it approach might ask: how can women's lives
should work. He also found that what we be considered in this study of an all-male
take to be naturai - a public toilet - is actu- group? This approach was not dominant at
ally socially constructed, depending on how the time Humphreys conducted his study,
it is used. Social constructionism is a but a feminist today might as k how
perspective which begins from the premise women's lives - perhaps wives and partners
that social reality is - to varying degrees - who know nothing about the activity of
the product of interactions between indi- their mal e partners - are affected and put at
viduals and groups, not something that is ri sk by the secret behaviour in the
Law enforcement exists in all countries, but comparative empirical studies of police forces are
needed to reveal their similarities and differences.

tearoo ms. We explore some of these theo- and in the findings it comes up with. The
retical approaches in chapter 3. issues that concern sociologists, in both
It is almost 40 years since Tearoom Trade their theorizing and their research, are often
was first published and in the interim society similar to those that worry other people. But
has become more tolerant of gay identities the results of such research frequently run
and gay sex. After the publication of his book, counte r to our common-sense beliefs.
Humphreys became part of the political What are the circumstances in which
movement - the gay rights movement - that racial or sexual minorities live? How can
made this change possible. He used his mass starvation exist in a world that is far
findings to convince courts and police to wealthier than it has ever been before?What
ease up on prosecuting men for engaging in effects will the increasing use of the Internet
gay sex so as to alleviate the damaging side have on our lives? [s the family beginning to
effects of covert sexual activity. disintegrate as an institution? Socio logists
It is the business of sociological research try to provide answers to these and many
in general to go beyond surface-level under- other questions. Their findings are by no
standings of ordinary life, as Humphreys means conclusive. Nevertheless, it is always
clearly did. Good research should help us the aim of sociologica l theorizing and
understand our social lives better, some- research to break away from the speculative
times in a new way. It could take us by manner in which the ordinary person
surprise, both in the questions that it asks usually considers such questions. Good
ASKING AND ANSWERING SOCIOLOGI CAL QUESTIONS

sociological work tries to make the ques- cant differences, for example, between
tions as precise as possible and seeks to the social and legal systems of the USA,
gather factual evidence before coming to Italy and South Africa. A typical com-
conclusions. To achieve these aims, we must parative question might be: how much
know the most useful research methods do patterns of criminal behaviour and
to apply in a given study and how best to law enforcement vary between the two
analyse the results. countries?
In their research studies, sociologists will In sociology, we need not only to look at
often ask empirical or factual questions. For existing societies in relation to one another
example, many aspects of sexual behaviour. but also to compare their present and past.
such as those Humphreys studied, need The questions sociologists ask in this case
direct and systematic sociological investiga- are historical or developmental questions.
tion. Thus, we might ask: what kinds of How did we get from there to here? To
occupation and domestic arrangement are understand the nature of the modern world,
most common among people who go to the we have to look at previous forms of society
tearooms? What proportion of tearoom and also study the main direction that
participants do the police catch? Factual processes of change have taken. Thus we
questions of this kind are often difficult to can investigate, for example. how the first
answer. Official statistics on tearooms do prisons originated and what they are like
not exist. Even official statistics on crime are today.
of dubious value in revealing the real level of Factual investigations - or, as sociologists
criminal activity. Researchers who have usually prefer to call them, empirical inves-
studied crime levels have found that only tigations - concern how things occur. Yet
about half of all serious crimes are reported sociology does not consist of just collecting
to the police. facts, however important and interesting
Factual information about one society, they may be. We always need to interpret
of course, will not always tell us whether we what facts mean, and to do so we must learn
are dealing with an unusual case or a to pose theoretical questions - concerned
general set of influences. Sociologists often with why things occur. Many sociologists
want to ask comparative questions, relat- work primarily on empirical questions, but
ing one social context within a society to unless they are guided in research by some
another or contrasting examples drawn knowledge of theoty, their work is unlikely
from different societies. There are signifi- to be illuminating (see table 2.1).

Table 2.1 The sociologist's line of questioning


Factual question What happened? Smce the 1980s, girls have been
attaining better educational results
in school than boys.
Comparative question Dld this happen everywhere? V/as this a g lobal phenomenon, or
did it occur just in Britain, or only
in a certain region of Britain?
Developmental question Has this happened over time? 'What have been the patterns of
girls' educational attainment over
time?
Theoretical question What underlies this phenomenon? Why are girls now p erforming
better in school? What factors
would we look at to explain this
change?
Asking and Answering Sociological Questions

At the same time, sOciologists strive not to


attain theoretical knowledge for its own
sake. A standard view is that while the soci-
ologist's values should not be permitted to
bias their conclusions, social research
should be relevant to real-world concerns.
In this chapter, we look further into such
issues by asking whether it is possible to
produce 'objective' knowledge. We begin by
stressing the scientific nature of sociology,
before examining the stages involved in
sociological research. Some of the most
widely used research methods are then
compared, as we consider some actual
investigations. As we shall see, there are
often significant differences between the
way research should ideally be carried out
and real-world studies. Sociological
research, like other scientific research, is the
art of the possible.
''''m cl s(l(";al sdl'ltlisl, Mich",,!. Thalll/e,ms I call" explail1
Is sociology scientific? I'/atri(ity or .lIIythiJlg like I h.l/, Imf if )'011 ( 'l'('r /(',1111 to
kllOI(' ahlllll Pl'u!,//' 1 '1/1 tlJ(' 11/(111. "

As discussed in chapter 1, Auguste Comte Cl The New Yorker Collection 1986 JB. Handelsman from
cartoonbank.com. AD righls reserved.
saw sociology as an emerging science,
which should adopt the successful (posi-
tivist) methods of the natural sciences such ical world, so sociology and the natural
as physics and chemistry. Durkheim, Marx sciences cannot be identical. Unlike objects
and the other founders of sociology also in nature, humans are self-aware beings who
thought of sociology as a scientific subject; confer meaning and purpose on what they
but can we really study human social life in do. We cannot even describe social life accu-
a scientific way? Are Laud Humphreys' rately unless we first grasp the concepts that
observation s on the tearooms really people apply in their own behaviour. For
scientific? Before we can answer, we must instance, to describe a death as a 'suicide'
first understand what this word means; means knowing what the person in question
what exactly is science? was intending when he died. Suicide can
Science is the use of systematic methods only occur when an individual actively has
of empirical investigation, the analysis at self-destruction in mind. If he accidentally
data, theoretical thinking and the logical steps in front of a car and is killed, he cannot
assessment of arguments to develop a body be said to have committed suicide.
at knowledge about a particular subject- The fact that we cannot study human
matter. Sociology is a scientific endeavour, beings in exactly the same way as objects in
according to this definition, because it nature is in some ways an advantage to soci-
involves systematic methods of empirical ology. Sociological researchers profit from
investigation, the analysis of data and the being able to ask questions directly of those
assessment of theories in the light of they study - other human beings - and get
evidence and logical argument. responses that they understand. This oppor-
Studying human beings, however, is tunity to converse with the participants of
different from observing events in the phys- research studies and confirm the researcher's
ASKING AND ANSWERING SOCIOLOG I CAL QU ESTIONS

interpretations means that sociologi cal


Define the problem
findings are, at least potentially, even more Select a topiC for research.
reliable (different researchers would arrive at
the same results) and valid (the research
actually measures what it is supposed to)
than those from th e n atural sciences. Review the literature
Familiarize yourself with existing
Howeve r, in other respects, sociology creates
research on the topic .
difficulties that are not encountered by natu -
ral scientists. People who are aware that thei r
activities are being scrutini zed may not
behave in the same way that they normally Formulate a hypothesis
What do you intend to test? What is
do. They may consciously or unconsciously the relationship between the variables?
portray themselves in a way that differs from
their usual attitudes. They may even try to
'assist' the researcher by giving the responses
they believe he or she wants. Researchers Select a research design
Choose one or more research methods:
studying the behaviour of, say, chemicals or experiment, survey, observation , use of
frogs do not have this problem. existing sources.

THINKING CRITICALLY
Reflecting on the discussion so far, in Carry out the research
Collect your data , record information.
what ways does sociology differ from
the natural sciences, such as physics
and chemistry? Were Laud Humphreys'
research methods 'scientific', for Interpret your results
example? If we were allowed to use the Work oul the implications of the dala you collect.
same methods to carry out a similar
study today, would we be likely to get
the same or different results? Thinking
more generally and sociologically now, Report the research findings
What is their significance? How do they
how might recent social changes affect relate 10 previous findings?
such a study and its potential findings?

Your findings are registered and


The research process discussed in the wider academic
community - leading perhaps to the
initiation of further research.
Let us first look at the stages normally
involved in research work. The research
process takes in a number of distinct steps,
leading from when the investigation is
Figure 2,1 Steps in the research process
begun to the time its findings are published
or made available in written form (see
figure 2.1). knowledge about certain institutions, social
processes or cultures. A researcher might set
Defining the research problem out to answer questions like 'What propor-
All research starts from a research problem. tion of the population holds strong religious
This is sometimes an area of factual igno- beliefs?' 'Are people today really disaffected
rance: we may simply wish to improve our with "big government"?' 'How far does the
Asking and Answering Sociological Questions

economic position of women lag behind What aspects of the problem has their
that of men?'. research left unanalysed? Drawing upon
The best sociological research, however, others' ideas helps the sociologist to clarify
begins with problems that are also puzzles. the issues that might be raised and the
A puzzle is not just a lack of information, but methods that might be used in the research.
a gap in our understanding. Much of the skill
in producing worthwhile sociological Making the problem preCise
research consists in correctly identifying A third stage involves working out a clear
puzzles. Rather than simply answering the formulation of the research problem. lfrele-
question 'What is going on here?', puzzle- vant literature already exists, the researcher
solving research tries to contribute to our might return from the library with a good
understanding of why events happen as notion of how the problem should be
they do. Thus we might ask: why are approached. Hunches about the narure of
patterns of religious belief changing? What the problem can sometimes be turned into
accounts for the decline in the proportions a definite hypothesis. Although rooted in an
of the population voting in elections in educated guess about what is going on, a
recent years? Why are women poorly repre- hypothesis clearly states this in exact
sented in high-status jobs? language so that it can be tested. If the
No piece of research stands alone. research is to be effective, hypotheses must
Research problems come up as part of be formulated in such a way that the factual
ongoing work; one research project may material gathered will provide evidence that
easily lead to another because it raises either supports or disproves them.
issues the researcher had not previously
considered. A sociologist may discover Working out a design
puzzles by reading the work of other The researcher must then decide just how
researchers in books and professional jour- the research materials are to be collected. A
nals or by being aware of specific trends in range of different research methods exists,
society. For example, over recent years, and which one is chosen depends on the
there have been an increasing number of overall objectives of the study, as well as the
programmes that seek to treat the mentally aspects of behaviour to be analysed. For
ill within the community, rather than some purposes, a survey (in which ques-
confining them in asylums. SOCiologists tionnaires are normally used) might be suit-
might be prompted to ask: what has given able. In other circumstances, interviews or
rise to this shift in attitude towards the an observational study, such as that carried
mentally ill? What are the likely conse- out by Laud Humphreys, might be more
quences both for the patients themselves appropriate. We shall learn more about
and for the rest of the community? various research methods later in this
chapter.
Reviewing the evidence
Once the problem is identified, the next step Carrying out the research
taken in the research process is usually to At the pOint of actually proceeding with the
review the available evidence in the field; it research, unforeseen practical difficulties
might be that previous research has already can easily crop up. It might prove impossi-
satisfactorily clarified the problem. If not, ble to contact some ofthose to whom ques-
the sociologist will need to sift through tionnaires are to be sent or those people the
whatever related research does exist, to see researcher wishes to interview. A business
how useful it is for his or her purpose. Have firm or government agency may be unwill-
previous researchers spotted the same ing to let the researcher carry out the work
puzzle? How have they tried to resolve it? planned. Difficulties such as these could
ASK I NG AND ANSWERING SOC IOLOGICAL QUESTIONS

TableZ.Z Number of motor vehicles per 1,000 inhabitants: selected countries


1990 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 2001 2002
Austria 462 463 503 515 528 543 495 509 529 544 555 565 537
Belgium 432 442 441 454 464 487 494 482 490 500 511 517 520
Canada 600 619 627 595 569 565 565 564 580 566 569 572 581
Germany 527 527 427 478 523 540 547 551 556 564 570 582 589
Greece 248 246 257 271 283 298 313 328 351 378 406 428 450
Portugal 310 370 407 439 438 501 533 569 610 654 698 711 756
Thrkey 57 47 53 61 64 68 97 105 111 116 124 148 148
UK 443 433 453 441 439 428 448 458 474 486 493 516 533
United States 842 718 779 725 719 771 783 784 792 798 810 816 807
Source ' OECD Factbook 2005

2.1 Reading and interpreting tables


You will often come across tables when on findings originally reported elsewhere, a
reading sociological literature. They source will be included. The source sometimes
sometimes look complex, but are easy to gives you some insight into how reliable the
decipher if you follow a few basic steps, listed information is likely to be, as well as showing
below; with practice, these will become where to find the original data. In table 2.2, the
automatic. Do not succwnb to the temptation to source note makes clear that the data have been
skip over tables; they contain information in taken from a publication by the OECD
concentrated form, which can be read more 3. Read the headings along the top and left-hand
quickly than would be possible if the same side ofthe table. (Sometimes tables are
material were expressed in words. By arranged with 'headings' at the foot rather than
becoming skilled in the interpretation of tables, the top.) These tell you what type of information
you will also be able to check how far the is contained in each row and column. In reading
conclusions drawn by a writer actually seem the table, keep in mind each set of headings as
justified. you scan the figures. In our example, the
headings on the left give the countries involved,
1. Read the title in full. Tables frequently have while those at the top refer to the levels of car
longish titles, which represent an attempt by ownership and the years for which they are
the researcher to state accurately the nature given.
of the information conveyed. The title of 4. Identify the units used; the figures in the body of
table 2.2 gives first the subject of the data, the table may represent cases, percentages,
second the fact that the table provides averages or other measures. Sometimes it may
material for comparison, and third the fact be helpful to convert the figures to a form more
that data are given only for a hrnited useful to you: if percentages are not provided,
nwnber of countries. for example, it may be worth calculating them.
2. Look for explanatory comments, or notes, 5. Consider the conclusions that might be
about the data. Notes may say how the reached from the information in the table. Most
material was collected, or why it is tables are discussed by the author, and what he
displayed in a particular way. Many of the or she has to say should of course be borne in
tables used throughout this book contain mind. But you should also ask what further
explanatory notes. If the data have not been issues or questions could be suggested by the
gathered by the researcher but are based data.
Asking and Answering Sociological Questio ns

Several interesting trends can be seen in the ovmership ratios as a rough indicator of differential
figures in our table. First, the level of car ownership prosperity. Third, in nearly all countries
varies consIderably between different countries. represented, the level of car ownership increased
The number of cars per 1,000 people was more between 1990 and 2002, but in some the rate of
than five times greater in the United States than in increase has been higher than in others - probably
Thrkey in 2002 . Second, there is a clear connection indicating differences in the degree to which
between car ownership and the level of affluence of cotmtries have successfully generated economic
a country. In fact, we could probably use car growth or are catching up.

DOONESBURY by Garry Trudeau


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potentially b ias the result of the study and general rule the higher the proportion of
give a false interpretation. For example, if non-responses in the sample. the more
the researcher is studying how business likely it is that the survey of those who do
corporations have complied with equal take part will be biased. Even if every
opportunities programmes for women, attempt is made to reduce bias in the
then companies that have not complied survey, the observations that sociologists
may not want to be studied. Clearly, this make in carrying out a piece of research are
could result in a systematic bias in the
results.
Bias can enter the research process in THINKING CRITICALLY
many ways, For example, if a piece of Familiarize yourself again with table 2.2
research is based on surveys of participants' and reflect on what questions might
views, it may be easy fo r the researcher to follow from this. For example, did you
push the discussion in a particular way, find anything surprising here? How
such as asking leading questions that follow could we find out why vehicle
their own particular prejudices . <as the ownership in Canada and the USA has
Doonesbury cartoon shows}. Alternatively, fallen from its highpoint in the early
1990s, while in the UK and other
interviewees may evade a question that for
European countries ownership
va rio us reasons they do not want to answer.
continues to rise? Next, track down the
The use of questionnaires with fixed word-
same data from 2003-9 yourself: what
ing can help to reduce interview bias, but it has happened to vehicle ownership
will not eliminate it. Another source of bias since this table was produced? What
comes when potential participants in a place is there, if any, for qualitative
survey, such as a voluntary questionnaire, methods in helping us to address
decide that they do not want to take part. such questions?
This is known as non-response bias, and as a
ASKING AND ANSWERING SO CIOLOGI CAL QUESTIONS

likely to reflect their own cultural assump- yet their food may be better th an that
tions. This observer bias can be difficult, or cooked by those who do. Following fixed
perhaps even impossible, to elimin ate. schemes can be unduly restrictin g and
Later in this chapter we look at some of the many outstanding pieces of sociological
other pitfalls and difficulties of sociological research have not fitted rigidly into this
research, and discuss how some of these sequence, although most of the steps would
can be avoided. be there somewhere.

Interpreting the results


Once the material has been gathered Understanding cause and
together for analysis, the researcher's trou- effect
bles are not over - they may be only just
beginning! Working out the implications of One of the mai n problems to be tackled in
the data collected and relating these back research methodology is the analysis of
to the research problem are rarely easy. cause and effect. A causal relationship
While it may be possible to reach a clear between two events or situations is an asso-
answer to the initial questions, m any ciation in which one event or situation
investigations are, in the end, less than fully produces another. If the handbrake is
conclusive. released in a car that is pointing downhill,
the car will roll down the incline, gathering
Reporting the findings speed progressively as it does so. Taking the
The research report, usually published as a brake off caused this to happen; the reasons
journal article or book, provides an account for this can readily be understood by refer-
of the nature of the research and seeks to ence to the physical principles involved.
justify whatever conclusions are drawn. [n Like natural science, sociology depends on
Humphreys' case, this report was the book the assumption that all events have causes.
Tearoom Trade. This is a final stage only in Social life is not a random array of occur-
terms of the individual research project. rence s, happ e ning without rhyme or
Most reports indicate questions that remain reason. One of the main tasks of sociological
unanswered and suggest further research research - in combination with theoretical
that might profitably be done in the future. thinking - is to identify causes and effects.
All individual research investigat ions are
part of the continuing process of research Causation and correlation
takin g pl ace w ithin the sociological
community. Other scholars have built on Causation cannot be directly inferred from
Humphreys' research findings. correlation. Correlation means the exis-
tence of a regular relationship between two
Reality intrudes! sets of occurrences or variables. A variable
The preceding sequence of steps is a is any dimension along which individuals or
simplified version of what happens in actual groups vary. Age, differences in income,
research projects (see figure 2.1). [n real crime rates and social-class differences are
sociological research, these stages rarely among the many variables that sociologists
succeed each other so neatly, and there is study. It might seem as though, when two
almost always a certain amount of variables are found to be closely correlated,
'muddling through'. The difference is a bit one mu st be the ca use of th e other.
like that between the recipes outlined in a However, this is very often not the case.
cookbook and the actual process of prepar- There are, in fact, many correlations with-
ing a meal. People who are experienced out any causal relationship between vari -
cooks often do not work from recipes at all, ables. For example, over the period since the
Asking and Answering Sociological Questions

Second World Will, a strong correlation can


be found between the decline in pipe-
smoking and the decrease in the number of
people who regularly go to the cinema.
Clearly one change does not cause the
other, and we would find it difficult to
discover even a remote causal connection
between them.
There are many instances, however, in
which it is not so obvious that an observed
correlation does not imply a causal relation-
ship. Such correlations are traps for the
unwary and easily lead to questionable or
false conclusions. In his classical work of
1897, Suicide (discussed in chapter 1), Emile
Durkheim found a correlation between rates
of suicide and the seasons ofthe year. In the
societies that Durkheim studied, levels of
suicide increased progressively from Janu-
ary to around June or July. From that time
onward they declined over the remainder of
the year. It might be supposed that this
demonstrates that temperature or climatic
change are causally related to the propensity
of individuals to kill themselves. We might
perhap s surmise that as temperature s
increase, people become more impulsive
and hot-headed, leading to higher suicide
rates. However, the causal relationship here
has nothing directly to do with temperature Sociologists might be interested in the
or climate at all. In spring and summer, most reasons why some young children, but not
people engage in a more intensive social life others, smoke. However, it can be cliJJicult to
than they do in the winter months. lndividu- establish a causal relationship between the
different factors involved.
als who are isolated or unhappy tend to
experience an intensification of these feel-
ings as the activity level of other people rises. instance, between level of educational
Hence they are likely to experience acute achievement and occupational success in
su icidal tendencies more in spring and modern societies. The better the grades an
summer than they do in autumn and winter, individual gets in school, the better-paid the
when the pace of social activity slackens. We job he is likely to get. What explains this
always have to be on our guard both in correlation? Research tends to show that it is
assessing whe th e r correlation in volves not mainly school experience itself; levels of
causation and deciding in which direction school attainment are influenced much
causal relations run. more by the type of home from which the
person comes. Children from better-off
Causal mechanisms homes, whose parents take a strong interest
Workin g out th e ca usal connections in their learning ski lls and where books are
involved in co rrelations is often a difficult abundant, are more likely to do well than
process. There is a strong correlation, for those coming from homes where these
ASKING AND ANSWERING SOCIOLOGICAL QUESTIONS

LUC'{, YOU'RE YOU CAN'T PROVE IN ALL PR06ABILlT't',


WORST PLAYER IN T~AT!YOU SHOULD YOU ARE THE WOR5T
HlE HISTORV OF NEVER SAnHINGS PLA,(ER IN HIE
THE THAT YOU CAN'T 1115TOR,( OF THE GAME!
G,';:"

qualities are lacking. The causal mecha- To find out whether a correlation between
nisms here are the attitudes of parents variables is a causal connection, we use
towards their children, together with the controls, which means we hold some vari-
facilities for learning that a home provides. abies constant in order to look at the effects
Causal connections in sociology should of others. By doing this, we are able to judge
not be understood in too mechanical a way. between explanations of observed correla-
The attitudes people have and their subjec- tions, separating causal from non-causal
tive reasons for acting as they do are causal relationships. For example, researchers
factors in relationships between variables in studying child development have claimed
social life. that there is a causal connection between
maternal deprivation in infancy and serious
A discussion of some recenl 'critical personality prob lems in adulthood.
realist' approaches to e nvironmental
sociology can be found in chapte r 5,
(,Maternal deprivation' means that an
'The Environment' . infant is separated from its mother for a long
period - several months or more - during
the early years of its life.) How might we test
Controls whether there really is a causal relationship
In assessing the cause or causes that exp lain between maternal deprivation and later
a correlation, we need to distinguish inde- personality disorders? We would do so by
pendent variables from dependent vari- trying to control, or 'screen out', other
ables. An independent variable is one that possible influences that might explain the
produces an effect on another variable. The correlation.
variable affected is the dependent one. In One source of maternal deprivation is the
the example just mentioned above, admission of a child to a hospital for a
academic achievement is the independent lengthy period, during which it is separated
variable and occupational income the from its parents. Is it attachment to the
dependent variable. The distinction refers mother, however, that really matters?
to the direction ofthe causal relation we are Perhaps if a child receives love and attention
investigating. The same factor may be an from other people during infancy, she might
independent variable in one study and a subsequently be a stable person. To investi-
dependent variable in another. It all gate these possible causal connections, we
depends on what causal processes are being would have to compare cases where children
analysed. Ifwe were looking at the effects of were deprived of regular care from anyone
differences in occupational income on with other instances in which children were
lifestyles, occupational income would then separated from their mothers but received
be the independent variable rather than the love and care from someone else. If the first
dependent one. group developed severe personality difficul-
Asking and Answering Sociological Questions

ties but the second group did not, we would Other interpretations of the correlation are
suspect that regular care from someone in possible. It has been proposed, for instance,
infancy is what matters, regardless of that people who are predisposed to get lung
whether or not it is the mother. In fact, chil- cancer are also predisposed to smoke. In
dren do seem to prosper normally as long as this view, it is not smoking that causes lung
they have a loving, stable relationship with cancer, but rather some built-in biological
someone looking after them; this person disposition to smoking and cancer.
does not have to be the mother herself.

Identifying causes
Research methods
There are a large number of possible causes
that could be invoked to explain any given A common distinction is often made in soci-
correlation. How can we ever be sure that we ology between quantitative and qualitative
have covered them all? The answer is that we research methods and traditions; the
cannot be sure. We would never be able to former is associated with functionalism and
carry out and interpret the results of a piece positivism, the latter with interactionism
of sociological research satisfactorily if we and the search for meanings and under-
were compelled to test for the possible standing. As the term suggests, quantitative
influence of every causal factor we could methods try to measure social phenomena
imagine as potentially relevant. Identifying and will use mathematical models and,
causal relationships is normally guided by often, statistical analysis to explain them.
previous research into the area in question. Qualitative methods, on the other hand,
If we do not have some reasonable idea attempt to gather detailed, rich data allow-
beforehand of the causal mechanisms ing for an in-depth understanding of indi-
involved in a correlation, we would proba- vidual action in the context of social life. As
bly find it very difficult to discover what the a rough-and-ready guide to a diverse range
real causal connections are. We would not of sociological research methods, this
know what to test/or. distinction is a starting point and many
A good example of how difficult it is to be sociologists will tend to specialize in, or
sure of the causal relations involved in a even favour, one tradition rather than
correlation is given by the long history of another. However, there is a danger that the
studies of smoking and lung cancer. two traditions will be seen as opposing
Research has consistently demonstrated a 'camps' with entirely different approaches
strong correlation between the two. Smok- to research. This would not be very
ers are more likely to contract lung cancer productive.
than non -smokers, and very heavy smokers In fact, many research projects today
are more likely to do so than light smokers. make use of mixed methods - both quanti-
The correlation can also be expressed the tative and qualitative - in order to gain a
other way around. A high proportion of more comprehensive understanding and
those who have lung cancer are smokers or explanation of the subject being studied.
have smoked for long periods in their past. The findings from separate quantitative and
There have been so many studies confirm- qualitative studies can also be combined.
ing these correlations that it is generally For example, some feminist sociologists
accepted that a causal link is involved, but favour qualitative methods, which, they
the exact causal mechanisms are thus far argue, allow the authentic voices of women
largely unknown. to be heard in ways that quantitative studies
However much correlational work is done do not. But without quantitative studies it
on any issue, there always remains some would not have been possible to measure
doubt about possible causal relationships. the extent of gender inequalities in society
ASK I NG AND ANSWE RI NG SOCIOLOGICAL QUESTIONS

Table 2.3 Four of the main methods used in sociological research


Research
method Strengths Limitations
Fieldwork Usually generates richer and more Can only be used to study
in-depth information than other methods. relatively small groups or
or conununities.
Ethnography can provide a broader Findings rrught only apply to the
understanding of social processes. groups or cormnllIlities studied; it
15not easy to generallze on the
basis of a single fieldwork study.
Surveys Make possible the efficient collection The material gathered may be
of data on large numbers of individuals. superficial; where a questionnaire
lS highly standardized, Important
differences between respondents I

viewpoints may be glossed over.


Allow for precise comparisons to be Responses may be what people
made between the answers of profess to believe rather than
respondents. what they actually believe.
Experiments The influence of specific variables Many aspects of SOCial life cannot
can be controlled by the investigator. be brought into the laboratory.
Are usually easier for subsequent The responses of those studied
researchers to repeat. may be alIected by their
experimental situation.
Documentary Can provide source of in-depth materials The researcher is dependent on
research as well as data on large numbers, the sources that exist, which may
depending on the type of documents be partial.
studied.
Is often essential when a study is either The sources may be difficult to
wholly histoncal or has a defined interpret in terms of how far they
historical dimension. represent real tendencies, as in
the case of some offiCial
statistics.

or set those individual women's voices into interviews as his main research methods.
their wider societal context. Sociologists Here, the investigator hangs out, works or
have to be prepared to use the most lives with a gro up, organization or commu-
appropriate methods for the questions they nity and perhaps takes a direct part in their
want to answer. activities. Where it is successful. ethnogra-
Next, we look at the various research phy provides information on the behaviour
methods sociologists commonly employ in of people in groups, organizations and
their work (see table 2.3). communiti es, and also on how those
people understand their own behaviour.
Ethnography Once we see how things look from inside a
given group, we are likely to develop a
Laud Humphreys used ethnography , a type better understanding not only of that group,
of fieldwork, or first-hand study of people, but of social processes that transcend the
using participant observation and/or situation under study. Ethnography is one
Asking and Answering Sociological Questions 51
researcher in a focus group is more partici-
pant than detached observer and may well
Tell Me .\?out the influence the responses of the group. There
experience of livin~ in uni'\'i is therefore a danger that participants will
with nqture, like your tnv.1 perform according to their perception of the
.ncestors thous.nds of researcher's expectations.
ye.rs \?e-\'ore you. In the traditional works of ethnography,
accounts were presented without very
much information about the researchers
themselves. This was because it was
believed that an ethnographer could pres-
ent objective pictures of the societies they
studied. More recently. ethnographers have
increasingly tended to talk about them·
selves and the nature of their connection to
the people under study. Sometimes, for
example, it might be a matter of trying to
consider how one's race, class or gender
affected the work, or how the power differ-
ences between observer and observed
distorted the dialogue between them.
For a long while, it was usual for research
based on participant observation to exclude
any account ofthe hazards or problems that
had to be overcome, but more recently the
published reminiscences and diaries of
of a number of qualitative research fieldworkers have been more open about
methods used in sociology that aims to them. Frequently, feelings of loneliness
gain an in·depth knowledge and under· must be coped with - it is not easy to fit into
standing of relatively small· scale social a social context or community where you do
phenomena. not really belong. The researcher may be
In recent years, sociologists have made constantly frustrated because the members
use of focus groups, which have previously of the group refuse to talk frankly about
been widely used in marketing and surveys themselves; direct queries may be
of political attitudes, as a qualitative welcomed in some contexts but met with a
research method. Focus groups are essen- chilly silence in others. Some types of field-
tially 'group interviews' in which a particu· work may even be physically dangerous; for
lar group of people - usually between four instance, a researcher studying a delinquent
and ten individuals - are gathered together gang might be seen as a police informer or
to discuss a subject and exchange views. might become unwittingly embroiled in
The researcher acts as a moderator but also conflicts with rival gangs.
asks specific questions relating to the Ethnographic studies also have other
research study, to direct the discussion. major limitations. Only fairly small groups
Focus groups can increase the size of a or communities can be studied and much
sample quite easily and because of their depends on the skill of the researcher in
interactive nature, any possible misunder- gaining the confidence of the individuals
standings can be clarified, thereby increas· involved. Without this skill, the research is
ing the validity of a study's findings. unlikely to get off the ground at all. The
However, critics point out that the reverse is also possible. A researcher could
ASK ING AND ANSWERING SOCIOLOGICAL QU ESTlONS

well, or even that two different researchers


would come to the same conclusions when
studying the same group. This is usually less
of a problem in survey research. In a
survey, questionnaires are either sent out
or adm inistered directly in interviews to a
selected gro up of people - sometimes as
many as several thousand. Sociologists
refer to this group of people, whatever its
size, as a population. Whilst ethnographic
work is well suited to in -depth studies of
small slices of social life, survey research
tends to produce information that is less
detailed but which can usually be applied
over a broader area. Surveys are the most
widely used type of quantitative research
method, allowing social phenomena to
be measured and then analysed using
mathematical models and statist ical
techniques.
Many government bodies and private
polling agencies also make extensive use of
surveys to gain knowledge of people's atti-
tudes and voting intentions. These may be
conducted through face-to-face interviews,
telephone calls, postal questionnaires and,
increasingly, online, via the Internet and
email. Whichever method is adopted, the
great advantage of surveys is that they allow
researchers to collect large amounts of
comparable data, which can be manipu-
In fieldwork, sociologists have to become lated, usually using computer software, to
close to the communities they are studying, find out whether there are any significant
but not so close that they lose their outsider's correlations between variables.
eye.
Standardized, open-ended, semi-
structured questionnaires
begin to identify so closely with the group Three types of questionnaire are used in
that he or she becomes too much of an surveys. Some contain a standardized, or
'insider' and loses the perspective of an fixed-choice, set of questions, to which only
outside observer. a fixed range of responses is possible - for
instance, ' Yes / No / Don't know' or' Very likely
Surveys / Likely / Unlikely / Very unlikely'. Such
surveys have the advantage that responses
Interpreting field studies usually involves are easy to count and compare, since only a
problems of generalization. Since only a small number of categories are involved. On
small number of people are under study, we the other hand, because they do not allow
cannot be sure that what is found in one for subtleties of opinion or verbal expres-
context will apply in other situations as sion, the information they yield is likely to
Asking and Answering Sociological Questions

be restricted in scope and sometimes 'What is your marital status?' might baffle
misleading. some people. It would be more appropriate
Other questionnaires are open-ended: to ask, J\re you single, married, separated, or
respondents have more opportunity to divorced?' Most surveys are preceded by
express their views in their own words and pilot studies in order to pick up problems
are not limited to making fixed -choice not anticipated by the investigator. A pilot
responses. Open-ended questionnaires study is a trial run in which just a few people
typically provide more detailed information complete a questionnaire. Any difficulties
than standardized ones. The researcher can can then be ironed out before the main
follow up answers to probe more deeply survey is done.
into what the respondent thinks. On the
other hand, the lack of standardization Sampling
means that responses may be more difficult Often sociologists are interested in the char-
to compare statistically. acteristics oflarge numbers of individuals -
A very popular and widely used compro- for example, the political attitudes of the
mise between these two is the semi- British population as a whole. It would be
structured interview questionnaire, which impossible to study all these people directly,
presents some standardized questions - the so in such situations researchers engage in
data from which may be analysed statisti- sampling - they concentrate on a sample, or
cally later - but also includes interview small proportion, of the overall group. One
prompts for more in-depth answers and can usually be confident that results from a
sometimes allows interviewees to stray from population sample, as long as it was prop-
the schedule when necessary. Semi-struc- erly chosen, can be generalized to the total
tured interview schedules tend to pursue population. Studies of only two to three
relevant research themes rather than highly thousand voters, for instance, can give a
specific, researcher-defined questions. very accurate indication ofthe attitudes and
Questionnaire items are normally listed voting intentions of the entire population.
so that a team of interviewers can ask the But to achieve such accuracy, a sample must
questions and record responses in the same be representative : the group of individuals
predetermined order. All the items must be studied must be typical of the population as
readily understandable to interviewers and a whole. Representative sampling is more
interviewees alike. In the large national complex than it might seem, and statisti-
surveys undertaken regularly by govern- cians have developed rules for working out
ment agencies and research organizations, the correct size and nature of samples.
interviews are carried out more or less A particularly important procedure used
simultaneously across the whole country. to ensure that a sample is representative is
Those who conduct the interviews and random sampling, in which a sample is
those who analyse the results could not do chosen so that every member of the popula-
their work effectively if they constantly had tion has the same probability of being
to check with each other about ambiguities included. The most sophisticated way of
in the questions or answers. obtaining a random sample is to give each
Questionnaires should also take into member of the population a number and
consideration the characteristics of respon- then use a computer to generate a random
dents. Will they see the point the researcher list, from which tlle sample is derived - for
has in mind in asking a particular question? instance, by picking every tenth number.
Have they enough information to answer One famous early example of survey
usefully? Will they answer at all? The terms research was called, 'The People's Choice?',
of a questionnaire might be unfamiliar to a study carried out by Paul Lazarsfeld
the respondents. For instance, the question and colleagues more than 60 years ago
54 ASKING AND ANSWERING SOCIOLOGICAL QUESTIONS

(Lazarsfeld et al. 1948). This study, which misusers or people who self-harm, for
investigated the voting intentions of resi- example), it may be the only practical way of
dents of Erie County, Ohio, during the 1940 gathering an adequate sample. Simi larly,
campaign for the US presidency, pioneered snowball sampling, in which existing parti-
several of the main techniques of survey cipants are used to recruit other partici-
research in use to this day. In order to probe pants (usually via their own network of
a little more deeply than a single question- contacts and friends) is a tried and tested
naire could do, the team interviewed each method of gaining access to a larger sample
member of a sample of voters on seven than would otherwise be the case.
separate occasions. The aim was to trace
and understand the reasons for changes in Advantages and disadvantages of
voting attitudes. surveys
The research had a number of hypotheses Surveys are widely used in sociological
to test. One was that relationships and research, for several reasons. Responses to
events close to voters in a community can questionnaires can be more easily quanti-
influence voting intentions more than fied and analysed than material generated
distant world affairs, and the findings on the by most other research methods; large
whole confirmed this. The researchers numbers of people can be studi ed; and,
developed sophisticated measurement given sufficient funds, researchers can
techniques for analysing political attitudes; employ an agency specializing in survey
yet their work also made significant contri- wor k to collect the responses. The
butions to theoretical thinking. The study scientific method is the model for this kind
showed that some individuals - opinion of research, as surveys give researchers a
leaders - tend to shape the political opin- statistica l measure of what they are
ions of those around them. People's views studying.
are not formed in a direct fashion, but in a Many sociologists today, however, are
two-step process. In the first step, opinion critical of the survey method. They argue
leaders react to political events; in the that an appearance of precision can be given
second step, those leaders influence people to findings whose accuracy may be dubious,
around them - relatives, friends and given the relatively shallow nature of most
colleagues. The views expressed by opinion survey responses. Levels of non-response
leaders, filtered through personal relation- are sometimes high, especially when ques-
ships, then influence the responses of other tionnaires are sent and returned through
individuals towards political issues of the the mail. It is not uncommon for studies to
day. This study shows that good survey be published, based on results derived from
research does more than simply describe little over half of those in a sample, although
social phenomena, it can also aid our theo- normally an effort is made to re-contact
retical understanding. non-respondents or to substitute other
There are other types of sampling that are people. Little is known about those who
used by sociologists. In some types of choose not to respond to surveys or refuse
research, it may be necessary to use conven- to be interviewed, but survey research is
ience sampling. This means taking your often experienced as intrusive and time-
sample from wherever you can! Because consuming.
convenience sampling is less systematic
and rigorous than other types, the results it Experiments
generates have to be treated with caution.
Nonetheless, in applied research or studies An experiment can be defined as an
of hard-to-reach social groups who may be attempt to test a hypothesis under highly
reluctant to come forward (substance controlled conditions established by an
Asking and Answering Sociological Questions

2.2 Statistical terminolo!JV

Research in sociology often makes use of sununarize this data that most of the people o\'m far
statistical techniques in the analysis of findings. more than they actually do.
Some are highly sophisticated and complex, In such instances, one of two other measures
but those most often used are easy to may be used. The mode is the figure that occurs
understand. The most common are measures most frequently in a given set of data. In our
of central tendency (ways of calculating example, it is £40,000. The problem with the mode
averages) and correlation coefficients is that it does not take into account the overall
(measures of the degree to which one variable distribution of the data - i.e., the range of figures
relates consistently to another). covered. The most frequently occurring case ID a
There are three methods of calculating set of figures is not necessarily representative of
averages, each of which has certain their distribution as a whole and thus may not be a
advantages and shortcomings. Take as an useful average. In this case, £40,000 is too close to
example the amount of personal wealth the lower end of the figures.
(including all assets such as houses, cars, bank The third measure is the median, which is the
accounts and investments) owned by 13 middle of any set of figures ; here, this would be the
individuals. Suppose they own the following seventh figure, again £40,000. Our example gives
amounts: an odd number of figures: 13. If there had been an
even number - for instance, 12 - the median would
1. £000 (zero) be calculated by taking the mean of the two middle
2 £5,000 cases, figures 6 and 7. Like the mode, the median
3. £10,000 gives no idea of the actual range of the data
4. £20,000 measmed.
5. £40,000 Sometimes a researcher Vvill use more than one
6. £40 ,000 measure of central tendency to avoid giving a
7. £40,000 deceptive picture of the average. More often, he
8. £80,000 will calculate the standard deviation for the data in
9. £100,000 question. This is a way of calculating the degree of
10. £150,000 dispersal, or the range, of a set of figures - which
11. £200,000 in this case goes from zero to £10,000,000.
12. £400,000 Correlation coefficients offer a useful way of
13. £10,000,000 expressing how closely cormected two (or more)
variables are. VVhere two variables correlate
The mean corresponds to the average, arrived completely, we can speak of a perfect positive
at by adding together the personal wealth of all correlation, expressed as 1.0. VVhere no relation is
13 people and dividing the result by 13. The found between two variables - they have no
total is £11,085,000; dividing this by 13, we consistent cormection at all- the coefficient is zero.
reach a mean of £852,692.31. This mean is often A perfect negative correlation, expressed as 21 .0,
a useful calculation because it is based on the exists when two variables are in a completely
whole range of data provided. However, it can inverse relation to one another. Perieet correlations
be misleading where one or a small number of are never found in the social sciences. Correlations
cases are very different from the majority In the of the order of 0.6 or more, whether positive or
above exanlple, the mean is not in fact an negative, are usually regarded as indicating a
appropriate measure of central tendency, strong degree of cormection between whatever
because the presence of one very large figure, variables are being analysed. Positive correlations
£ 10,000,000. skews the picture. One might get on this level might be found between, say, social
the impression when using the mean to class background and voting behaviour.
ASK I NG AND ANSWERING SOC IOLOGICAL QUESTIONS

Classic Studies 2.1 The social psychology of prison life

The research problem


Most people have not experienced life in prison
and find it hard to imagine how they would cope
'inside' . How would you fare? Could you work as
a prison officer? What kind of a prison officer
would you be? A disciplinarian maybe? Or
perhaps you would adopt a more humanitarian
approach to your prisoners? In 1971, a research
team led by Philip Zimbardo decided to try and
find out what impact prison would have on
'ordinary people' .
In a study funded by the US Navy, Zimbardo
set out to test the 'dispositional hypothesis',
which dominated within the armed forces. This
hypothesis suggested that constant conflicts
between prisoners and guards were due to the
individual characters of the guards and inmates -
their personal dispositions. Zimbardo thought
this may be wrong and set up an experimental
prison to find out.

Zimbardo's explanation
Zimbardo's research team set up a fake jail at
Stanford Universi~ advertised for male
volunteers to participate in a study of prison life
and selected 24 mainly middle-class students Reaction to the mock prison regime during the
who did not know each other prior to the Stanford prison experiment led to one inmate
experiment. Each participant was then randomly staging a hunger strike to be let out.
assigned as guard or prisoner. Following a
standard induction process which involved
being stripped naked, de-loused and because of the distress of the participants. Even
photographed, also naked, prisoners stayed in before this, five 'prisoners' were released
jail 24 hours a day; but guards worked shifts and because of extreme anxiety and emotional
went home in between times. Standardized problems. Many 'guards', though, were unhappy
uniforms were used for both roles. The aim was that the study had ended prematurely
to see how playing these different roles would On the basis of the findings, Zimbardo
lead to changes in attitude and behaviour. The concluded that the dispositional hypothesis
results shocked the investigators. could not account for the participants' reactions.
Students who played at being guards quickly Instead, he proposed an alternative 'situational'
assumed an authoritarian manner; they explanation - behaviour in prisons is influenced
displayed real hostility towards the prisoners, by the prison situation itself, not by the individual
ordering them around and verbally abusing and characteristics of those involved. In particular,
bullying them The prisoners, by contrast, the expectations attached to the roles being
showed a mixture of apathy and rebelliousness - played tended to shape behaviour. Some of the
a response often noted among inmates in real guards' behaviour had deteriorated - they
prisons. These effects were so marked and the treated prisoners badly; regularly handing out
level of tension so high that the 14-day punishments and appearing to take pleasure in
experiment had to be called off after just 6 days the distress of the prisoners. Zimbardo suggests
Aski ng and Answering Sociological Questions

that this is due to the power relationships the jail unrepresentative sample. A final criticism is that
had established. Their control over prisoners' the constructed situation may invalidate the
lives very quickly became a source of enjoyment findings. For example, participants knew their
for the guards. On the other hand, following a imprisonment would only last 14 days and they
short period of rebelliousness, prisoners very were paid $15 a day for their participation.
rapidly exhibited a 'learned helplessness' and Established problems of prisons such as racism
dependency As researchers, the study tells us and involuntary homosexuality were also absent.
something important about why social Critics say that the experiment is therefore not a
relationships very often deteriorate within meaningful comparison with real prison life.
prisons and, by implication, other 'total
institutions' (Goffman 1968 [1961]). This has little Contemporary significance
to do with individual personalities and much In spite of the somewhat artificial situation - it
more to do with the prison environment and the was an experiment, after all - Zimbardo's
social roles within it. findings have been widely referred to since the
1970s. For example, Zygmunt Bauman's (1989)
Critical points Modernity and the Holocaust draws on this study
Critics argue that there were real ethical to help explain the behaviour of inmates and
problems with the study Participants were not guards in Nazi-run concentration camps in the
given full information about the purpose of the Second World War. Just as importantly; the
research and it is therefore questionable general thesis emerging from the research - that
whether they could really have given 'informed institutional settings can shape social relations
consent'. Should the study even have been and behaviour - continues to inform
allowed to go ahead? The sample selected was contemporary sociological studies, such as
clearly not representative of the population as a those investigating care homes for older people,
whole; all were students and male. Generalizing residential homes for disabled people and many
about the effects of 'prison life' would therefore more.
be very difficult with such a small and

investigator. Experiments are often used in small groups of individuals can be brought
the natural sciences, as they offer major into a laboratory setting, and in such exper-
advantages over other research procedures. iments people know that they are being
In an experimental situation the researcher studied and may not behave normally. Such
directly controls the circumstances being
studied. Psychologists studying individual
behaviour also use laboratory-based exper- THINKING CRITICALLY
imentation exte nsively. However, compared What is your first re sponse to the
with these disciplines, the scope fo r experi- Zimbardo study - can such an
mentation in sociology is quite restricted. e xperimental situation really reproduce
Most sociological studies, even those of the authentic experie nce of a prison?
individual actions, look to investigate the Which aspects of the prison experience
relatio nship between m icro~ and macroso - could an experiment never replicate?
cial phenomena. To remove individuals Thinking more critically now, should
from their social context for the purposes of social scientists be allowed to
'experiment' on human be ings at all? If
experimentation effectively prevents this.
not, does that me an there are things we
Sometimes, sociologists may want to
will just never know about? If they
explore group dynamics - the way individu-
should, what limits should there be on
als behave when in groups - and experi- such experime nts?
ments may then be possible. However, only
58 ASKING AND ANSWERING SOCIOLOGICAL QUE STIO NS

changes in subject behaviour are referred to the interviews, letters and newspaper arti-
as the 'Hawthorne effect'. In the 1930s, cles they collected.
researchers conducting a work-productivity Other procedures of research do not
study at the Western Electric Company's usually yield as much information as the
Hawthorne plant near Chicago found to life-h istory method does about the devel-
their surprise that worker productivity opment of beliefs and attitudes over time.
continued to rise regardless of which exper- Life-historical studies rarely rely wholly on
imental conditions were imposed (levels of people's memories, however. No rmally,
lighting, break patterns, work team size and sources such as letters, contemporary
so forth ). The workers were conscious of reports and newspaper descriptions are
being und e r scrutiny and accelerated used to expand on and check the valid-
their natural work pace. Nevertheless, as ity of the inform ation that individuals
'Classic Studies 2.1' shows, we can still learn provide.
things about social life from small-scale Sociologists' views differ on the value of
experiments. biographical methods. Some feel they are
too unreliable to provide useful informa-
Biographical research tion, but others believe they offer sources of
insight that few other research methods can
In contrast to experiments, biographical match. Indeed, so me sociologists have
research belongs purely to sociology and begun to offer refl ections on their own lives
the other social sciences; it has no place in within the ir research studies, as a way of
natural science. Biographical research has offering insights into the origins and devel-
become much more popular and widely opment of their theoretical assumptions
used in sociology in recent decades and (see Mouzelis 1995).
includes oral histories, narratives, autobi-
ographies, biographies and life histories Comparative research
(Bryman 2008). These methods are used to
explore how individuals experience social The research methods described so far are
life and periods of social change, and how generally applied in a comparative context.
they interpret their relationships with Comparative research is of central impor-
others in the context of a changing world. In tanc e in sociology, becaus e making
this way, biographical methods allow new comparisons allows us to clarify what is
voices to enter sociological research; life going on in a particular area of research. Let
histories are an example of such research us take the rate of divorce in many devel-
methods. oped societies- - i.e. the number of divorces
Life hi stories consist of biographical granted each year - as an example. In the
material assembled about particular indi- early 1960s there were fewer than 30,000
viduals - usually as recalled by the individu- divorces per year in the UK; by the early
als themselves. Life histories have been 1980s thi s figure had risen to aro und
successfully employed in studies of major 160,000 or more. Do these changes reflect
importance. One celebrated early study was specific features of British society? We can
The Polish Peasant in Europe and America, find out by comparing divorce rates in the
by W. I. Thomas and Florian Znaniecki, the UK with those of other countries. Such a
five volumes of which were first published comparison reveals that compared to most
between 1918 and 1920 (Thom as a nd other Western societies the overall trends
Znaniecki 1966). Thomas and Znaniecki are similar. A majority of Western countries
were able to provide a more sensitive and have experienced steadily climbing divorce
subtle account of the experience of migra- rates over the past half century.
tion than would have been possible without
Asking and Answering Sociological Questions 59
Historical analysis the First World Wa r (As hworth 1980).
Ashworth was concerned with analysing
As discussed in chapter 1, a histori cal wha t life was like for men who had to endure
perspective is often essential in sociological being under constant fire, crammed in close
research. For we frequently need a time proximity for weeks on end . He drew on a
perspective to make sense of the material we diversity of documentary sources: official
collect about a particular problem. histories of the war, including those written
Sociologists commonly want to investi- abo ut different military di visions an d
gate past events directly. Some periods of battalions; official publications of the time;
history can be studied in a direct way while the notes and records kept informally by
th ere are still survivors around - such as in individual soldiers; and personal accounts
the case of the Holocaust in Europe during of war experiences. By drawing on such a
the Second World War. Research in oral variety of sources, Ashworth was able to
history means interviewing people about develop a rich and detailed description of
events they witnessed at some point earlier life in the trenches. He discovered that most
in their lives. This kind of research work, soldiers formed their own ideas abo ut how
obviously, can only stretch at the most some often they intended to e ngage in combat
60 or 70 years back in time. with the enemy and often effect ively
Fo r his torical research on an earlier ignored the commands of their officers. For
period, sociologists u se documentary example, on Christmas Day, German and
research from written reco rd s, often Allied soldiers suspended hostilities, and in
con ta ined in the special co llections of one place the two sides even staged an
libraries or archives. The range of useful informal soccer match.
documents is extensive, taking in perso nal
so urces such as diaries; official sources
Comparative-historical research
such as policy documents, records of births
and deaths and tax records; documents Ashworth's research concentra ted on a rela-
from private bodies like businesses and tively short time period, but there have been
voluntary organizations; as well as maga- many studies that have investigated social
zines and newspapers. Depending on the change over much lon ger periods and
research question. historical documents applied comparative research in that histor-
such as these can all constitute primary ical context. One of the more recent modern
sources, just as much as the data recorded classics of comparative historical sociol-
in interviews with war survivors. However, ogy is Theda Skocpol's (1979) analysis of
historical sociologists also m ake much use social revolutions, discu ssed in 'Classic
of secondary sources: accounts of histori- Studies 2.2 '.
cal events written by people afte rwards.
Most documentary studies make use of
both types. However, sociologists face the Sociological research in
same issues as historians when they make the real world
use of such sources. How authentic are the
documents? Is the information within them All research methods, as was stresse d
reliable? Do they represent only a partial earlier, have their advantages and limita-
viewpoint? Documentary research requires tions. Hence, it is common to comb ine
a patient, systematic approach to sources severa l methods in a single piece of
and their interpretation. research, using each to supplement and
An inte resting example of the use of check on the others, in a process known as
historical documents is sociologist Anthony triangulation. We can see the value of
Ashworth's study of trench warfare during combining methods - and, mo re generally,
ASKING AND ANSWERING SOC IOLOG I CAL QUESTIONS

Classic Studies Z.Z Theda Skocpol's comparison of social revolutions


I

I
The research problem Skocpol's explanation
,I As all students of sociology and history are Skocpollooked at the processes of revolution in
taught. the French Revolution of 1789 three different historical contexts: the 1789
transformed France forever But why did it French Revolution (1786-1800) : the 1917
happen then and not at some other time? Was it revolutions in Russia (1917-21) and the
an historical accident or was it inevitable? The revolutionary period in China (1911-49). Given
early twentieth-century revolutions in China and the essentially historical questions she asked,
Russia not only turned those countries into her main method was the use and careful
communist societies, but significantly shaped the interpretation of a range of primary and
direction of the modern world itself. Again, why secondary documentary sources. Although
did they happen then? What caused them? The there are many differences between the three
American sociologist Theda Skocpol (1947- ), cases of revolution, Skocpol argues that their
set out to address these questions and to underlying structural causes are in fact similar.
uncover the similarities and differences between She rejects the Marxist idea that revolutions are
them. Skocpol set herself an ambitious task: to the product of mass (class-based) movements
produce a theory of the origins and nature of with deep grievances. Instead, she agrees with
revolution grounded in detailed empirical study the thesis that, 'revolutions are not made, they
The result was a book, published as States and come'. That is, social revolutions are largely the
Soclai RevoiutJODS (1979) , that is now one of the result of the unintended consequences of
classic studies of long-term social intentional human action. Before the Russian
transformation. Revolution, for instance, various political groups

Social unrest does not necessarily lead to revolution. It is unclear what the outcome of protests in Tibet
against Chinese rule will be.
Asking and Answering Sociological Questions

were trying to overthrow the pre-existing Could things have turned out differently if
regime, but none of these - including the individual actors and groups had chosen
Bolsheviks, who eventually came to power - alternative courses of action? Are individuals so
anticipated the revolution that occurred. A series powerless to influence change in the face of
of clashes and confrontations gave rise to a structural pressures? A further criticism is of
process of social transformation much deeper Skocpol's notion of 'cause' in this context. Some
and more radical than anyone had foreseen. have argued that what her argument amounts to
Skoepol's explanation is that all three is really a set of sophisticated generalizations in
revolutions occurred in predominantly agrarian relation to the cases she studied. And although
societies and were made possible only when the such generalizations work quite well for these
existing state structures (administrative and specific cases. this is not the same thing as a
military) were breaking down as they came general causal theory of social revolutions. So,
under intense competitive pressure from other critics say, despite setting out to discover the
states. In this context, it was peasant revolts and underlying causes and nature of social
mass mobilizations that brought about social revolutions, in the end, Skocpol's study showed
revolutions in France, China and Russia. Thus that each revolution has to be studied in its own
Skocpol argued against the widespread notion right.
that peasants were not a 'revolutionary class'.
Some similarities with other revolutions in Contemporary significance
Vietnam, Cuba, Mexico and Yugoslavia can also Skocpol's study has become a modern classic
be seen. Skocpol's causal explanation focuses for two reasons. First, it developed a powerful
on state structures; as these began to break causal explanation of revolutionary change,
down, a power vacuum was created and states which emphasized the underlying social
lost their legitimacy, enabling revolutionary structural conditions of revolution. Such a strong
forces to take power. central thesis was, nevertheless, underpinned by
Skocpol's research makes use of the 'logic of very detailed analysis of primary and secondary
scientific experiment' for comparative studies, documentary sources. Hence, Skocpol
outlined by John Stuart Mill in the mid-nineteenth successfully demonstrated that comparative-
century Skocpol adopts Mill's 'method of historical sociology could combine the study of
similarity', taking three similar events large-scale, long-tenn social change with the
(revolutions) in very different national contexts. empirical investigation of historical events' on
This allows her to look for possible key the ground'. In essence, she brought together
similarities across the three cases which can be the macro- and rnicrosociological aspects into
identified as independent variables and thus, one theoretical framework Second, Skocpol
help to explain the causes of political revolutions. made a very significant contribution to our
understanding of revolutions. She showed that
Critical points there are enough similarities across different
Some of Skocpol's critics have raised questions revolutions to warrant pursuing general theories
about her thesis's structural argument. This, they of social change. In this way, her thesis helped to
say, leaves little room for active agency on the bridge the gap between mainstream historical
part of people. How did peasant groups revolt? studies and the sociology of revolutions.
Did leaders not play a part in the revolutions?

the problems and pitfalls of real sociological for him to find this out, because all he could
research - by looking once again at Laud really do in the toilets was observe. The
Humphreys' Tearoom Trade. norm of silence in the toilets made it
One of the questions that Humphreys difficult to ask any questions, or even to talk.
wanted to answer was: 'What kind of men In addition, it would have been very odd if
came to the tearooms?' But it was very hard he had begun to ask personal questions of
62 ASKING AND ANSWERING SOCIOLOGICAL QUESTIONS

people who basically wanted to be anony- already know? Is itsimplythe tedious defini-
mous. tion of social phenomena with which we are
Humphreys' solution was to try to find already familiar' Sociology at its worst can
out more about the men in the 'tearooms' be all of these things, but it is never appro-
using survey methods. Standing by the door priate to judge any discipline by what its
of the toilets, he would write down the car worst practitioners do. In fact, good sociol-
number-plates of people who pulled up to ogy sharpens our understanding of the
the car park and went into the toilets for sex. obvious (Berger 1963) or it completely
He then gave the numbers to a friend transforms our com.mon sense. In either
who worked at the Department of Motor event, good sociology is neither tedious nor
Vehicles, securing the addresses of the men. a restatement o[the obvious. Discussions of
Months later, Washington University in St a new topic in this text sometimes begin
Louis, in the United States, where Laud was with definitions of things that you may
working, was conducting a door-to-door already understand. It is necessary for any
survey of sexual habits. Humphreys asked academic discipline to define its terms.
the principal investigators in that survey if However, when we define a family, for
he could add the names and addresses of example, as a unit of people who are related
his sample of tearoom participants. to one another, we do so not as an endpoint
Humphreys then disguised himself as one but instead as a beginning. Without defining
of the investigators and wen t to interview OllI terms, we often cannot move forward to
these men at their homes, supposedly just sharper levels of understanding later on -
to ask only the survey questions but actually good sociology never defines terms as an
also to learn more about their social back- end in itself.
grounds and lives. He found that most of
these men were married and otherwise led The influence of sociology
very conventional lives. He often inter-
viewed wives and other family members as Sociological research is rarely of interest
well. only to the intellectual community of soci-
ologists. For a start, much sociological
THINKING CRITICALLY research funding comes from government
sources and is directly linked to social issues
Do you think Zimbardo's project would
and problems. Many studies of crime and
be allowed today? On reflection, should
deviance, for examp le, target specific
such projects be allowed in sociology at
all? Considering Laud Humphreys' offences or types of offender with a view to
study of tearooms and Zimbardo's gaining a better knowledge so that the social
prison experiment, can the knowledge problems associated with crime can be
benefits of a research study ever justify tackled more effectively. Sociologists also
compromising a researcher's own work with voluntary agencies, public bodies
ethical position? and businesses, bringing their research
skills to bear on matters of interest not just
to the sociologist. A fair amount of this work
Restating the obvious? is applied social research, which does not
simply aim to produce better knowledge,
Because sociologists often study things that but also seeks to inform interventions
we have some personal experience of, one aimed at improving social life. A study of the
can sometimes wonder if sociology is effects on children of parental alcohol use,
merely 'a painful elaboration of the obvious' for example, may be interested in whether a
(Wright 2000). Is sociology merely a restate- particular treatment programme has any
ment, in abstract jargon, of things we effect on reducing alcoholism. Sociology's
Asking and Answering Sociological Questions 63
impact is not restricted to policy-oriented logical investigation. A way of describing
research, however. this phenomenon, usi ng the technical
The resul ts of sociological research are concepts of sociology, is to say that sociol-
often d isseminated th ro ughou t society. ogy stands in a 'refl exive relation' to the
Sociology, it must be emphasized, is not just h uman beings whose behaviour is studied.
the study of societies; it is a significant Reflexivity, as we shall see in chapter 3,
element in the continuing life of those soci- describes the interchange between socio -
eties. Take the transformations taking place logical research and human behaviour. We
in relation to marriage, sexuality and the should not be surprised that sociological
family (discussed in chapters 9 and 14). Few find in gs oft e n corre late close ly with
people do not have some knowledge of common sense. The reason is not simply
these changes, as a result of the filtering that socio logy comes up with fin di ngs
down of sociological research. Our thinking we knew already; it is, rather, that sociologi-
and behavio ur are affected by socio logical cal research con ti nually infl uences what
knowledge in complex and often subtle our common -sense knowledge of society
ways, thus reshaping the very field of socio- actually is.

Summary points 4 . In fieldwork or participant observation, the


researcher spends lengthy periods of time
I . Sociologists investigate social life by posing with a group or community being studied.
distinct questions and trying to find the Survey research involve s sending or
answers to these by syste matic rese arch. administering questionnaire s to samples of a
These questions may b e factual, comparative, larger population. Documentary research uses
developmental or theoretical. printed materials, from archives or other
2. All rese arch begins from a research problem, resources, as a source for information. Other
which interests or puzzle s the investigator. research methods include experime nts,
Gaps in the existing literature, theoretical biographical methods, historical analysis and
debates, or practical issues in the social world comparative research.
may suggest research problems. There are a 5 . Each of these various methods of research has
numbe r of clear steps in the development of its limitations. For this reason, researchers will
research strategies - although these are rarely often combine two or more methods in the ir
followed exactly in actual research. work, each being used to check or
3. A causal relationship between two events or suppleme nt the material obtained from the
situations is one in which one event or others. This process is called triangulation.
situation brings about the other. This is more 6 . Sociological re search ofte n poses ethical
problematic than it seems at first. Caus ation dilemmas. These may arise either where
must be distinguishe d from correlation, which deception is practised against those who are
refers to the existence of a regular the subjects of the research, or where the
relationship between two variables. A variable publication of research findings might
can be differences in age, income , crime adversely affect the feelings or lives of those
rates , etc. We need to als o distinguish studied. There is no entirely satisfactory way
independent variables from dependent to deal with these issue s , but all researchers
variables. An independent variable is a have to be se nsitive to the dilemmas they
variable that produces an effect on another. pose.
Sociologists often use controls to ascertain a
causal re lationship.
ASKING AND ANSWERING SOCIOLOGICAL QUESTIONS

•••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••
••
Further reading Bryman's Social Research Methods, 3rd edn •
(Oxford: Oxford University Press, 2008), •


Books on research methods are very which has become very widely adopted by •

numerous, especially those pitched at lecturers for their research methods courses. ••
introductory level students. This selection is Tim May's Social Research: Issues, Methods and ••
therefore merely the tip of a large iceberg of Process, 3rd edn (Buckingham: Open •
•• •

• literature. University Press, 2003) is a similarly much- •

• used and reliable guide. •
•• Novice researchers need a text that is both ••
• informative and practical, so something like One other book worth looking at is Darrell •
• ••
•• Judith Bell's Doing Your Research Project: A Huffs How to Lie with Statistics (London:
• •
• Guide for First-time Researchers in Education, Penguin Books Ltd, 1991), which is •
• ••
• Health and Social Science, 4th edn apparently the best-selling statistics book •
• •

• (Buckingham: Open University Press, 2007) ever written (see J. M. Steele, 'Darrell Huff
• is a very good place to begin thinking about and fifty years of how to lie with statistics',

• and planning a research project. Similarly, Statistical Science, 20/3 (2005): 205- 9). This is


• Keith F. Punch's Introduction to Social probably because its irreverent tone makes it

•• Research: Quantitative and Qualitative attractive to students. It is, however, an
• Approaches, 2nd edn (London: Sage excellent guide to the misuse of statistical

• Publications, 2005) does exactly what it says information in society, which carries a •

• and covers a lot of issues and debates. Gary serious message.

• D. Bouma and Rod Ling's The Research

• Finally, a good dictionary is usually a good
• Process, Fifth Edition (Melbourne: Oxford
• investment, so Victor Jupp's The SAGE
• University Press, 2005) is also an excellent
•• Dictionary ofSocial Research Methods
• introduction to research methods. (London: Sage Publications, 2006) is well

•• For something more sophisticated and worth consulting.
• comprehensive, you could then try Aian


••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••
Asking and Answering Sociological Questions

•••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••

Internet links The UK Data Archive - a centre of expertise in ••
relation to the collection and storage of data on ••
Ipsos MORI - a merged company (lpsos UK and a variety of subjects: •


MORI) focusing on market research and social www.data-archive.ac.uk/ •

research: •
CESSDA - Council of European Social Science •
www.ipsos-mori.com/ •
Data Archives - houses many social science data •
Intute - social science web resources for educa- archives from across Europe covering many
tion and research: types of research:
www.intute.ac. uk/ socialsciences / www.nsd.uib.no/cessda/home.html
UK National Statistics Online, which includes
•• lots of survey research, but other types as well:
• www.statistics.gov.uk/default.asp
••

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