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Sasane Amol Sasane Sara Maad A Friendly Approach To Complex
Sasane Amol Sasane Sara Maad A Friendly Approach To Complex
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Contents
Overview 1
What is complex analysis? 1
Why study complex analysis? 3
iii
iv Contents
We give an overview of what complex analysis is about and why it is important. For
the discussion in the overview, we assume some familiarity with complex numbers,
but in Chapter 1, we will start from scratch again. So the reader should not worry
about being lost in this overview!
In other words, given any distance ǫ, we can make the difference quotient f pxq´f
x´x0
px0 q
lie within a distance of ǫ from the real number L for all x sufficiently close to, but
distinct from, x0 .
1
2 Overview
f1
f
0 0
" *
2x if x ě 0,
Then f is differentiable everywhere, and f 1 pxq “ “ 2|x|.
´2x if x ă 0.
Indeed, the above expressions for f 1 pxq are immediate when x ‰ 0, and f 1 p0q “ 0
can be seen as follows. For x ‰ 0,
ˇ f pxq ´ f p0q ˇ ˇ f pxq ˇ |x|2
ˇ ˇ ˇ ˇ
ˇ ´ 0ˇ “ ˇ ˇ“ “ |x| “ |x ´ 0|,
x´0 x |x|
and so given ǫ ą 0, taking δ “ ǫ (ą 0), we have that whenever 0 ă |x ´ 0| ă δ,
ˇ f pxq ´ f p0q ˇ
ˇ ˇ
ˇ ´ 0 ˇ “ |x ´ 0| ă δ “ ǫ.
x´0
However, it can be shown that f 1 is not differentiable at 0; see Exercise 0.1. This
is visually obvious since the graph of f 1 has a ‘corner’ at x “ 0.
Summarising, we gave an example1 of an f : R Ñ R, which is differentiable
everywhere in R, but whose derivative f 1 is not differentiable on R.
1Here f 1 only failed to be differentiable at one point (namely, 0), but it can get much worse. There exist
differentiable f : R Ñ R for which f 1 is differentiable nowhere! For example we can
ş start with a continuous
function g : R Ñ R which is nowhere differentiable, and define f by f pxq “ 0x gpξqdξ, so that f 1 “ g
everywhere. Examples of such g can be found for example in [7, Part I,Chap.3, §8].
Why study complex analysis? 3
Exercise 0.1. Let g “ f 1 : R Ñ R be given by gpxq “ 2|x| for all x P R. Prove that g is
not differentiable at 0.
f px, yq
f vpx, yq
px, yq
upx, yq
It turns out that if f is complex differentiable, then its real and imaginary parts
u, v satisfy an important PDE, called the Laplace equation:
B2 u B2 u
∆u :“ ` 2 “ 0.
Bx2 By
Similarly ∆v “ 0 in R2 as well. The Laplace equation arises in many applied
problems, e.g., in electrostatics, steady-state heat conduction, incompressible fluid
flow, Brownian motion, etc.
2Given a function f : C Ñ C, and a point z P C, we could just think of real differentiability of f : R2 Ñ R2
0
at z0 “ px0 , y0 q P R2 ; see e.g. [1, §8.18]. But this is not the same as complex differentiability at z0 . Instead,
we use the multiplicative structure of C to define the complex derivative, as limit of difference quotients,
just as in the case of functions from R to R. This turns out to be a much stronger notion: We shall see
(p.45) that only when the matrix of the (real analysis) derivative at px0 , y0 q is of a special type (namely
corresponding to a ‘rotation’ followed by a ‘scaling/dilation’) will f be complex differentiable at z0 !
4 Overview
Real analysis. Using complex ş8 analysis, we can calculate some awkward integrals
1
in real analysis, for example ´8 1`x 4 dx. The problem is set in the reals, but one
can solve it using complex analysis.
Moreover, sometimes complex analysis helps to clarify some matters in real
1
analysis. Here is an example. Let f pxq :“ 1´x 2 , x P Rzt´1, 1u. Then f has a
‘singularity’ at x “ ˘1, i.e. it is not defined there. It is, however defined in the
interval p´1, 1q. The geometric series 1`x2 `x4 `x6 `. . . converges for |x2 | ă 1, or
1
equivalently for |x| ă 1, and 1 ` x2 ` x4 ` x6 ` ¨ ¨ ¨ “ 1´x 2 “ f pxq for all x P p´1, 1q.
From the formula for f , it is not a surprise that the power series expansion of f is
valid only for x P p´1, 1q, since f itself has singularities at x “ 1 and at x “ ´1.
1 2 4 6
Let gpxq :“ 1`x 2 , x P R. The geometric series 1 ´ x ` x ´ x ` ´ . . . converges for
1
| ´ x2 | ă 1, or equivalently for |x| ă 1, and 1 ´ x2 ` x4 ´ x6 ` ´ ¨ ¨ ¨ “ 1`x 2 “ gpxq
for all x P p´1, 1q. So the power series expansion of g is again valid only for
x P p´1, 1q, despite there being no obvious reason from the formula for g for the
series to break down at x “ ´1 and x “ 1. The mystery will be resolved later:
1 1
Consider the complex extensions of the functions, f pzq “ 1´z 2 and gpzq “ 1`z 2
(whose restriction to R are the given functions f and g, respectively). Then g has
singularities at z “ ˘i, and we will see that the power series expansion is valid in
the biggest disk centred at z “ 0 which does not contain any singularity of g.
i
f g
´1 0 1 0
´i
Applications. Many tools used for solving problems in applications, such as the
Fourier/Laplace/z-transform, rely on complex function theory. These tools in turn
are useful for example to solve differential equations which arise from applications.
Thus complex analysis plays an important role e.g. in physics and engineering.
Analytic number theory. Perhaps surprisingly, many questions about the nat-
ural numbers can be answered using complex analytic tools. For example, consider
the Prime Number Theorem, which gives an asymptotic estimate on πpnq for large
n, where πpnq :“ number of primes ď n:
πpnq
lim n “ 1.
nÑ8 log n
A proof of the Prime Number Theorem can be given using complex analytic com-
putations with a certain complex differentiable function called the Riemann zeta
function ζ. Associated with ζ is also a famous unsolved problem in analytic num-
ber theory, namely the Riemann Hypothesis, saying that all the ‘nontrivial’ zeros
of the Riemann zeta function lie on the line Re s “ 12 in the complex plane. We
will meet the Riemann zeta function in Exercise 4.6.
Why study complex analysis? 5
What will we learn in complex analysis. The central object of study in this
course is: Holomorphic functions in a domain, that is, complex differentiable func-
tions f : D Ñ C, where D is a ‘domain’ (the precise meaning of what we mean by a
domain will be given in Subsection 1.3.4). The bulk of the course is in Chapters 2,
3, 4, where the following three ‘lanterns’ shed light on holomorphic functions in a
domain:
The core content of the book can be summarised in the following Main Theorem3:
Main Theorem. Let D be an open path connected set and let f : D Ñ C.
Then the following are equivalent:
(1) f is complex differentiable in D.
(2) f is infinitely many times complex differentiable in D.
(3) u :“ Re f, v :“ Im f are real differentiable in D, and moreover, we have the
Cauchy-Riemann equations Bu Bv Bu Bv
Bx “ By , and By “ ´ Bx in D.
(4) For each simply connected domain S Ă D, there exists an F : S Ñ C, complex
differentiable in S, such that F 1 “ f in S.
(5) f is continuous on D, and for
ş all piecewise smooth closed paths γ in each simply
connected domain S Ă D, γ f pzqdz “ 0.
(6) If z0 P D and r ą 0 is such that Dpz0 , rq :“ tz P C : |z ´ z0 | ă ru Ă D, then
8 f pnq pz q
ř
f pzq “ n!
0
pz ´ z0 qn for all z P Dpz0 , rq.
n“0
In this chapter, we set the stage for doing complex analysis. First, we introduce the
set of complex numbers, and their arithmetic, making C into a field, ‘extending’
the usual field of real numbers.
Points in C can be depicted in the plane R2 , and we will see that the arithmetic
in C has geometric meaning in the plane. This correspondence between C and
points in the plane also allows one to endow C with the usual Euclidean topology
of the plane.
We will study a fundamental function in complex analysis, namely the exponen-
tial function (and some elementary functions related to the exponential function,
namely trigonometric functions and the logarithm). Thus besides polynomial and
rational functions, these will serve as important examples of complex differentiable
functions in certain domains.
7
8 1. Complex numbers and their geometry
x ´y
Exercise 1.1. Check that p x2 `y 2 , x2 `y 2 q is indeed the inverse of px, yq P Cztp0, 0qu.
R C
x Þ Ñ px, 0q
x1 ` x2 ÞÑ px1 ` x2 , 0q “ px1 , 0q ` px2 , 0q
x1 ¨ x2 Þ Ñ px1 ¨ x2 , 0q “ px1 , 0q ¨ px2 , 0q
1 ÞÑ p1, 0q
0 ÞÑ p0, 0q
So we can view real numbers as?if they are complex numbers, via this identification.
?
For example, the real number 2 can be viewed as the complex number p 2, 0q. If
this makes one uneasy, one should note that we have been doing such identifications
right from elementary school, where for instance, we identified integers with rational
numbers, for example, Z Q 3 “ 31 P Q, and we didn’t lose sleep over it!
An advantage of working with C is that while in R there is no solution x P R to
the equation x2 ` 1 “ 0, now with complex numbers we have with x :“ p0, 1q P C
that x2 ` 1 “ p0, 1q ¨ p0, 1q ` p1, 0q “ p´1, 0q ` p1, 0q “ p0, 0q “ 0, where we have
made the usual identification of the real numbers 1 and 0 with their corresponding
complex numbers p1, 0q and p0, 0q. If we give a special symbol, say i, to the number
p0, 1q, then the above says that i2 ` 1 “ 0. Henceforth, for the complex number
px, yq, where x, y are real, we write x ` yi, since
px, yq “ lo
px, on ` lo
omo0q py,
omo on ¨ lo
0q p0,
omo on “ x ` yi.
1q
”x ”y ”i
0 0
´1
Meanwhile, Cardano (1501-1576) gave a formula for solving the cubic equation
x3 “ 3px ` 2q, namely,
b a b a
3 3
x“ q` q 2 ´ p3 ` q´ q 2 ´ p3 .
For example, one can check that for
? the?equation x3 “ 6x`6, with p “ 2 and q “ 3,
3 3
this yields one solution to be x “ 4` 2. Using the Intermediate Value Theorem,
it can be shown that the cubic y “ x3 always intersects the line y “ 3px ` 2q. See
the picture on the right above. For the equation x3 “ 15x`4, when p “ 5 and q “ 2,
we have q 2 ´ p3 “ ´121 ă 0, and so Cardano’s formula fails with real arithmetic.
But we do have a real root, namely x “ 4: 43 “ 64 “ 60 ` 4 “ 15 ¨ 4 ` 4. Three
decades after the appearance of Cardano’s work, Bombelli suggested that with the
use of complex arithmetic, Cardano’s formula gives the desired real root. So we
? ? ?
may ask if x “ 3 2 ` 11i` 3 2 ´ 11i “ 4. As p2`iq3 “ 2`11i and p2´iq3 “ 2´11i,
the above does work, with appropriate choices of cube roots. Thus Bombelli’s work
established that even for real problems, complex arithmetic can be relevant. From
then on, complex numbers entered mainstream mathematics.
Exercise 1.3. A field F is called ordered if there is a subset P Ă F, called the set of
positive elements of F, satisfying the following:
(P1) For all x, y P P , x ` y P P .
(P2) For all x, y P P , x ¨ y P P .
(P3) For each x P F, exactly one of the following is true: 1˝ x “ 0. 2˝ x P P . 3˝ ´x P P .
The field R of real numbers is ordered, since P :“ p0, 8q is a set of positive elements of R.
Given a set P of positive elements in an ordered field F, elements of F can be compared
via the ‘order relation’ ą in F, defined by setting y ą x for x, y P F if y ´ x P P .
Show that C is not an ordered field. Hint: Consider x :“ i, and first look at x ¨ x.
10 1. Complex numbers and their geometry
y px, yq
p0, 0q x
?
Exercise 1.4. Locate 0, 1, ´ 32 , i, ´ 2i, cos π3 ` i sin π3 in the complex plane.
So we can identify C as a set with the set of points in the plane R2 . Do the field
operations in C have some geometric meaning in the plane? We’ll now see that
addition in C corresponds to ‘vector addition’ in the plane, and multiplication in
C too has a special geometric meaning in the plane, as explained below.
Geometric meaning of complex addition. With the identification of complex
numbers with points in the plane, complex addition corresponds to addition of
vectors in R2 . By addition of vectors, we mean the usual way of combining two
vectors, that is, by completing the parallelogram formed by the line segments
joining p0, 0q to each of the two complex numbers as sides, and then taking the
endpoint of the diagonal from p0, 0q as the sum of the two given complex numbers.
z1 y1
0
The middle picture shows that addition of z1 and z2 as vectors in the plane yields
the correct x-coordinate of their sum as complex numbers by looking at the two
congruent shaded triangles. Similarly, from the rightmost picture, we see that the
y-coordinate is also correct.
y px, yq
θ
0 x
z1 z2
r1 r2 θ1 ` θ2 z2
z1
θ2
θ1
0
zpcos α ` i sin αq iz
α
z z
θ
0 0
Exercise 1.5. In the complex plane, let the points corresponding to 0, z, w, zw, 1 be la-
belled O, P, Q, R, S. Show that the triangle ∆P OS is similar to ∆ROQ.
12 1. Complex numbers and their geometry
De Moivre’s formula and nth roots. de Moivre’s formula states that for all
n P N, and θ P R, pcos θ ` i sin θqn “ cospnθq ` i sinpnθq.
Exercise 1.6. Recover the identity cosp3θq “ 4pcos θq3 ´ 3 cos θ using de Moivre’s formula.
Exercise 1.7. Without expanding, express p1 ` iq10 in the form x ` iy, x, y P R.
Exercise 1.8. Considering p2 ` iqp3 ` iq, show that π
4 “ tan´1 1
2 ` tan´1 31 .
Exercise 1.9. Gaussian integers are complex numbers of the form m ` in, where m, n
are integers. Thus they are integral lattice points in the complex plane. Show that it is
impossible to draw an equilateral triangle such that all vertices are Gaussian
? integers.
Hint: Rotation of one of the sides should give the other. Recall that 3 R Q.
De Moivre’s formula gives a way of finding the nth roots of a complex number z,
i.e., complex numbers w satisfying wn “ z.
Proposition 1.2. Let z “ rpcos θ ` i sin θq, r ą 0, θ P r0, 2πq, n P N, w P C. Then
?
wn “ z if and only if w P t n rpcosp nθ ` k 2π θ 2π
n q ` i sinp n ` k n qq : k “ 0, 1, ¨ ¨ ¨ , n ´ 1u.
?
Proof. (‘If part’:) If w P t n rpcosp nθ `k 2π θ 2π
n q`i sinp n `k n qq : k “ 0, ¨ ¨ ¨ , n´1u, then
n ? n θ 2π θ 2π
w “ p rq pcospnp n `k n qq`i sinpnp n `k n qqq “ rpcospθ`2πkq`sinpθ`2πkqq “ z .
n
θ θ`2π etc.
So α P t nθ ` 2π θ θ 2π θ 2π θ 2π
n k : k P Zu. For α P t n , n ` n , n ` 2 n , ¨ ¨ ¨ , n ` pn ´ 1q n u, we
get distinct w. (Indeed, for any integer k, the division algorithm for integers gives
q, r P Z such that k “ nq ` r and 0 ď r ă n, so that 2π 2π
n k “ n r ` 2πq.)
In particular, if z “ 1, we get the nth roots of unity, which are located at the vertices
of an n-sided regular polygon inscribed in a circle. For example, the following
picture depicts the six 6th roots of unity.
1.2. Geometric representation of complex numbers 13
Exercise 1.10. Find all w P C such that w4 “ ´1. Depict these in the complex plane.
Exercise 1.11. Find all z P C such that z 6 ´ z 3 ´ 2 “ 0.
Exercise 1.12. If a, b, c are real numbers such that a2 `b2 `c2 “ ab`bc`ca, then they must
be equal. Indeed, doubling both sides and rearranging gives pa´bq2 `pb´cq2 `pc´aq2 “ 0,
and since each summand is nonnegative, each must then be 0. Show that if a, b, c are
complex numbers such that a2 ` b2 ` c2 “ ab ` bc ` ca, then they must lie on the vertices
of an equilateral triangle in the complex plane. Explain the real case result in light of this.
Hint: Compute ppb ´ aqω`pb ´ cqqppb ´ aqω 2`pb ´ cqq, ω being a nonreal cube root of unity.
` ˘
Exercise 1.13. The Binomial Theorem says that if a, b P C, n P N, and nk :“ k!pn´kq! n!
` ˘
ř n k n´k
n
for k “ 0, 1, ¨ ¨ ¨ , n, then pa ` bqn “ k a b . A proof can be given using induction.
k“0
`3n˘ `3n˘ `3n˘ `3n˘ 23n `2p´1qn
Show that 0 ` 3 ` 6 ` ¨ ¨ ¨ ` 3n “ 3 . Hint: If ω denotes a nonreal cube
root of unity, find p1 ` 1q3n ` p1 ` ωq3n ` p1 ` ω 2 q3n .
Exercise 1.14. Show, using the geometry of complex numbers, that the line segments
joining the centres of opposite external squares described on sides of an arbitrary convex
quadrilateral are perpendicular and have equal lengths.
Exercise 1.15. Let p be a polynomial of degree d P N, i.e., there are c0 , ¨ ¨ ¨ , cd P C, with
cd ‰ 0, such that for all z P C, ppzq “ c0 ` c1 z ` ¨ ¨ ¨ ` cd z d . Let z0 P C. Show that there
exists a polynomial q of degree d ´ 1 such that for all z P C, ppzq “ qpzqpz ´ z0 q ` ppz0 q. In
particular, if ppz0 q “ 0, then ppzq “ qpzqpz ´ z0 q. Conclude that if n P N, and z1 , ¨ ¨ ¨ , zn
are the n distinct nth roots of unity, then z n ´ 1 “ pz ´ z1 q ¨ ¨ ¨ pz ´ zn q.
Exercise 1.16. Show that if d P N Y t0u, and c0 , ¨ ¨ ¨ , cd P C are such that for all z P C,
c0 ` c1 z ` ¨ ¨ ¨ ` cd z d “ 0, then c0 “ ¨ ¨ ¨ “ cd “ 0.
Exercise 1.17 (Division Algorithm). Let h be a polynomial of degree d P N. Show that
for any polynomial p, there exist unique polynomials q (the quotient) and r (the remainder)
such that for all z P C, ppzq “ qpzqhpzq ` rpzq, where the degree of r is strictly less than d.
(We define the degree of the zero polynomial to be 0.)
Absolute value and complex conjugate. The absolute value or modulus a |z|
of the complex number z “ x ` iy, where x, y P R, is defined by |z| “ x2 ` y 2 .
By Pythagoras’s Theorem, |z| is the distance of the complex number z to 0 in the
complex plane. See the picture on the left below. By expressing z1 , z2 P C in terms
of polar coordinates, or by a direct calculation, it is clear that |z1 z2 | “ |z1 ||z2 |. If
z ‰ 0, then 1 “ |1| “ |z z1 | “ |z|| z1 | and so | 1z | “ |z|
1
, and for w P C, | wz | “ |w|
|z| .
Exercise 1.18. Verify |z1 z2 | “ |z1 ||z2 | by expressing z1 , z2 using Cartesian coordinates.
z “ x ` iy
iy
z “ x ` iy
x
|z|
|y|
0
|x| ´iy
z “ x ´ iy
14 1. Complex numbers and their geometry
B1
Y
C1 Z
X
B A1 C
Feynman could not believe that the ratio of the areas of the triangles was 71 since this had
nothing to do with the number three. He spent most of the evening trying to disprove it,
but finally proved it in the special case when the triangle was equilateral. Use the result
of the previous exercise to prove it in general.
„
1 z1 z1
Exercise 1.26. Prove for all z1 , z2 , z3 P C, i det 1 z2 z2 is real.
1 z3 z3
1.3. Topology of C
The concepts in ordinary calculus in the setting of R, like convergence of sequences,
or continuity and differentiability of functions, all rely on the notion of closeness of
points in R. For example, when we talk about the convergence of a real sequence
pan qnPN to its limit L P R, we mean that given any positive ǫ, there is a large
enough index N such that beyond that index, the corresponding terms an all have
a distance to L which is at most ǫ. This ‘distance of an to L’ is taken as |an ´ L|,
and this is the length of the line segment joining the numbers an and L on the real
number line. In order to do calculus with complex numbers, we need a notion of
distance dpz1 , z2 q between complex numbers z1 and z2 .
z2 “ px2 , y2 q
dpz1 , z2 q :“ |z1 ´ z2 |
|x1 ´ x2 |
z1 “ px1 , y1 q
|y1 ´ y2 |
Using the geometric meaning of addition of complex numbers, and the well-known
result from Euclidean geometry that the sum of the lengths of any two sides of a
triangle is at least as big as the length of the third side, we obtain the following
triangle inequality for the absolute value: |z1 ` z2 | ď |z1 | ` |z2 | for z1 , z2 P C. The
triangle inequality can also be verified analytically by using the Cauchy-Schwarz
inequality for x1 , x2 , y1 , y2 P R: px21 ` y12 qpx22 ` y22 q ě px1 x2 ` y1 y2 q2 , or noting
|z1 ` z2 |2 “ pz1 ` z2 qpz1 ` z2 q “ |z1 |2 ` |z2 |2 ` 2 Repz1 z2 q ď |z1 |2 ` |z2 |2 ` 2|z1 ||z2 |.
z1 `z2
z2 |
z2 |z2 |
`
|z 1
z1
|z1 |
0
Exercise 1.30. Show that for all z1 , z2 P C, |z1 ´ z2 | ě ||z1 | ´ |z2 ||.
Exercise 1.31. Let a P C, and r ą 0. Show that C :“ tz P C : |z|2 ´ 2 Repazq ` |a|2 “ r2 u
is a circle centred at a with radius r.
Exercise 1.32. Show that for all z1 , z2 P C, |z1 `z2 |2 ` |z1 ´z2 |2 “ 2p|z1 |2 `|z2 |2 q. What
is the geometric interpretation of this equality?
16 1. Complex numbers and their geometry
Exercise 1.33. Consider a circle C of radius r ą 0 and centre 0. For any point z on C,
determine |z ` r|2 ` |z ´ r|2 , and use the converse of the Pythagoras Theorem to conclude
that the angle subtended by the diameter at the point z is a right angle.
Exercise 1.34. Sketch the following sets in the complex plane:
(1) tz P C : |z ´ p1 ´ iq| “ 2u.
(2) tz P C : |z ´ p1 ´ iq| ă 2u.
(3) tz P C : 1 ă |z ´ p1 ´ iq| ă 2u.
(4) tz P C : Repz ´ p1 ´ iqq “ 3u.
(5) tz P C : |Impz ´ p1 ´ iqq| ă 3u.
(6) tz P C : |z ´ p1 ´ iq| “ |z ´ p1 ` iq|u.
(7) tz P C : |z ´ p1 ´ iq| ` |z ´ p1 ` iq| “ 2u.
(8) tz P C : |z ´ p1 ´ iq| ` |z ´ p1 ` iq| ă 3u.
Exercise 1.35 (Cosine Formula). Let z, w be distinct nonzero complex numbers. Show
2
`BO2 ´AB 2
that if A, O, B are the points corresponding to z, 0, w, then cos =AOB “ AO2pAOqpBOq .
1´z
px, y, zq
pu, vq
2 2
2u 2v u `v ´1
Show that R2 Q pu, vq ÞÑ p u2 `v 2
2 `1 , u2 `v 2 `1 , u2 `v 2 `1 q P S ztnu is the inverse of ϕ.
2 2 2
x `y 1´z
Hint: u2 ` v 2 “ p1´zq2 “ p1´zq2 .
As ϕ and ϕ´1 are continuous, the complex plane is homeomorphic to S 2 ztnu (where the
latter is given the Euclidean metric d2 on R3 ). Via the bijective correspondence ϕ, we
can equip the complex plane with another metric dc , called the chordal metric, defined by
1
|
dc pw, w1 q “ d2 pϕ´1 w, ϕ´1 w1 q for all w, w1 P C. Show that dc pw, w1 q “ ? 2|w´w
2 1 2
ď 2.
p1`|w| qp1`|w | q
Hint: Use the Cosine Formula in the triangles formed by n, ϕ´1 w, ϕ´1 w1 and by n, w, w1 .
If w, w1 P Czt0u, then show that dc pw, w1 q “ dc p w1 , w11 q.
1.3. Topology of C 17
1.3.2. Open discs, open sets, closed sets and compact sets. To talk about
sets of points near a given point, we introduce the following. An open ball/disc
Dpz0 , rq with centre z0 and radius r ą 0 is the set Dpz0 , rq :“ tz P C : |z ´ z0 | ă ru.
Dpz0 , rq
0000000
1111111
r
z0
Example 1.1. If z P C and |z| ă 1, then pz n qnPN converges to 0: |z n ´0| “ ||z|n ´0|,
and as |z| ă 1, the real sequence p|z|n qnPN converges1 to 0.
Exercise 1.37. Let p be the polynomial given by ppzq “ c0 ` c1 z ` ¨ ¨ ¨ ` cd z d for all z P C,
where d P N, c0 , ¨ ¨ ¨ , cd P C, cd ‰ 0. Show that there exist m, M, R ą 0 such that for all
z P C such that |z| ą R, M |z|d ě |ppzq| ě m|z|d .
Exercise 1.38. Show that a sequence pzn qnPN in C is convergent to L P C if and only if
pRe zn qnPN and pIm zn qnPN are convergent in R to Re L and Im L, respectively.
Exercise 1.39. Show that a sequence pzn qnPN in C is convergent to L P C if and only if
pzn qnPN converges to L.
1This can be seen as follows. Let h “ 1 ´1 ą 0. By the Binomial Theorem, p1`hqn “ 1`nh`¨ ¨ ¨`hn ą nh.
|z|
1 1
So for all n P N, nh
ą p1`hqn
“ |z|n ě 0, and the claim follows from the Sandwich Theorem.
18 1. Complex numbers and their geometry
Exercise 1.40. Prove that C is complete, that is, every Cauchy sequence in C converges
in C. (A sequence pzn qnPN is called a Cauchy sequence if for every ǫ ą 0, there is an index
N P N such that for all indices m, n ą N , we have |zn ´ zm | ă ǫ.)
Exercise 1.41. A sequence pzn qnPN in C is said to tend to 8 if for all R ą 0, there exists
an N P N such that for all n P N satisfying n ą N , we have |zn | ą R.
(1) Show that pnin qnPN tends to 8.
(2) Recall Exercise 1.36. Show pzn qnPN tends to 8 if and only if lim d2 pϕ´1 zn , nq “ 0.
nÑ8
It is sometimes convenient to adjoin a point called infinity, denoted by 8, to the complex
plane to form the extended complex plane C p “ C Y t8u, and extend ϕ : S 2 ztnu Ñ C to a
bijection ϕ : S 2 Ñ C p by setting ϕpnq “ 8. If we use this bijection ϕ and the Euclidean
metric on S 2 to obtain a metric on Cp (which is the chordal distance dc we had seen earlier
a
in Exercise 1.36, together with the extra definition dc pz, 8q :“ d2 pϕ´1 z, nq “ 2{ 1 ` |z|2
p dc q is complete and compact.
for all z P C), then it can be shown that the metric space pC,
This space is called the one-point compactification of C.
1.3.4. Domains. In the rest of the book, the notion of a path-connected open set
will play an important role. We will prove results about our central object of study,
namely functions f : D Ñ C that are complex differentiable at every point of the
set D (Ă C), and for the validity of many of these theorems, we will need D to
be a ‘nice’ subset of C. Sets which satisfy this ‘niceness’ assumption, stipulated
precisely below, will be what we call a ‘domain’. An open subset of C which is
path-connected is called a domain. We already know what ‘open’ means. Now let
us explain what we mean by ‘path-connectedness’. A path (or curve) in C is a
continuous function γ : ra, bs Ñ C.
C
γpbq
γ
a b
γpaq
A stepwise path is a path γ : ra, bs Ñ C such that there exists some integer n ě 0
and points t0 , ¨ ¨ ¨ , tn`1 such that t0 “ a ă t1 ă ¨ ¨ ¨ ă tn ă tn`1 “ b, and for each
k “ 0, 1, ¨ ¨ ¨ , n, the restriction γ : rtk , tk`1 s Ñ C is a path with either a constant
real part or a constant imaginary part. See the picture on the left below.
U
σ
w
γ
z
Example 1.3. The entire plane C is clearly a domain. The open unit disc, namely
D :“ tz P C : |z| ă 1u, is a domain. More generally, if z0 P C and r ą 0, the disc
Dpz0 , rq :“ tz P C : |z ´ z0 | ă ru is a domain. For 0 ă r ă R, the annulus
A :“ tz P C : r ă |z ´ z0 | ă Ru is a domain. Extreme cases of annuli, namely,
‚ the ‘punctured disc’ D˚ pz0 , Rq :“ tz P C : 0 ă |z ´ z0 | ă Ru “ Dpz0 , Rqztz0 u,
‚ the exterior of a disc, De pz0 , rq :“ tz P C : r ă |z ´ z0 |u, and
‚ the ‘punctured plane’ tz P C : 0 ă |z ´ z0 |u “ Cztz0 u
are domains. The right half-plane H :“ tz P C : Repzq ą 0u is a domain.
A H
D
We will see that these extensions have new and interesting properties in the complex
domain that are not possessed by them when the argument is only allowed to be
real. Let us begin with the exponential function.
When y “ 0, the right hand side is simply ex . So our definition extends the usual
exponential function pR Qq x ÞÑ ex pP Rq. Why do we define the complex extension
in this way? After all, z ÞÑ eRe z also gives an extension of the real exponential. So
why not use this simpler definition instead? We define our exp function in the way
we do, because we will see that this is the unique extension of the real exponential
to the whole complex plane having the property that the extension is complex
differentiable everywhere; see Example 4.10 on page 92. In fact, just as for the real
d x d
counterpart, where dx e “ ex for all x P R, we will see that dz exp z “ exp z for all
z P C. So eventually we will learn that our complicated definition is actually quite
natural. Right now, let us check the following elementary properties.
Proposition 1.3.
(1) exp 0 “ e0 pcos 0 ` i sin 0q “ p1qp1 ` i0q “ 1.
(2) For all z1 , z2 P C, exppz1 `z2 q “ pexp z1 qpexp z2 q.
(3) For all z P C, exp z ‰ 0, and pexp zq´1 “ expp´zq.
(4) For all z P C, exppz ` 2πiq “ exp z.
(5) For all z P C, | exp z| “ eRe z .
z3
w2
z2 exp zi
w1 2π
z1 exp ex
w0 0
exp wi
z0
w´1
This phenomenon is not present in the x-direction, where as in the real setting,
the function x ÞÑ exppx ` iy0 q (with y0 P R fixed) is one-to-one.
a a
(5) For x, y P R, |ex cos y ` iex sin y| “ e2x ppcos yq2 ` psin yq2 q “ e2x p1q “ ex .
It follows that | exppx ` iyq| “ ex . Thus exp maps vertical lines in the complex
plane, i.e., all points having a common real part, into circles, i.e., points having
the same absolute value (which is the distance to the origin).
Proposition 1.3(3) implies exp is not one-to-one; rather it is periodic with period
2πi. The picture below shows the effect of the map z ÞÑ exp z on horizontal (fixed
imaginary part y) and vertical lines (fixed real part x).
´8 `8 exp ‘e`8 ’
‘e´8 ’
e¨ pcos θ0 ` i sin θ0 q
¨ `iθ0
exp θ0
x0 `i ¨
ex0 pcos ¨ ` i sin ¨q
exp ex0
x0
1.4. The exponential function and kith 23
2π
exp
3π
2
π
2
´1 0 1 2
In the picture, we see that exp preserves the angle between the curves considered
in its domain: The horizontal and vertical lines, which are mutually perpendicu-
lar, are mapped to circles and radial rays, which are also mutually perpendicular.
We will see that this is no coincidence, and this property of preservation of an-
gles between curves in the domain together with their ‘orientation’ is something
which is possessed by all complex differentiable functions in domains, and is called
‘conformality’; see page 44.
For z “ iy, where y P R, exppiyq “ cos y ` i sin y. This is called Euler’s formula.
If z P C has polar coordinates pr, θq, then z “ rpcos θ ` i sin θq “ r exppiθq.
Exercise 1.48. Compute exp z for the following values of z: 3 ` πi, i 9π
2 .
ex
log y 0
In the complex case, we know that exp : C Ñ Czt0u, and we now wonder if there is
a ‘complex logarithm function’ mapping Czt0u to C that serves as an inverse to the
complex exponential function. Given a z ‰ 0, we seek a complex number w such
that exp w “ z, and we would like to call w the ‘complex logarithm of z’. However,
the exponential function exp is 2π-periodic in the y-direction, and so the moment
we find one w such that ew “ z, we know that there are infinitely many others,
since exppw ` 2πinq “ exp w “ z for all n P Z. Given this infinite choice, which w
is the complex logarithm of z? We remedy this problem of nonuniqueness by just
choosing a w that lies in a fixed particular horizontal strip of width 2π. We will show
that all possible nonzero complex numbers can be obtained as the exp of something
lying in the fixed strip, and now for the purpose of defining the complex logarithm,
we choose (somewhat arbitrarily), the strip S :“ tz P C : ´π ă Impzq ď πu. The
strip S :“ R ˆ p´π, πs is mapped by exp onto Czt0u.
Czt0u
exp
π
S
´π Log
This will give, as we shall show below, a unique w in the strip such that exp w “ z,
and we will call this unique w the ‘principal logarithm of z’, denoted by Log z.
To do this, we first introduce the notion of the principal argument of a nonzero
complex number.
Definition 1.2 (Principal argument).
If z P Czt0u, then the principal argument of z is the unique number Arg z P p´π, πs
such that z “ |z|pcospArg zq ` i sinpArg zqq. If z “ 0, then we define Arg z “ 0.
To see the claimed uniqueness above, we note that if α, β P p´π, πs are such that
|z|pcos α`i sin αq “ |z|pcos β`i sin βq, then cos α “ cos β and sin α “ sin β, showing
α ´ β “ 2πn for some n P Z. But as α, β P p´π, πs, it follows that |α ´ β| ă 2π, so
that 2π|n| “ |α ´ β| ă 2π, giving |n| “ 0, and hence n “ 0.
For example, Arg 3 “ 0, Argp´1q “ π, Arg i “ π2 , Argp´iq “ ´ π2 . If we start at
a point on the positive real axis in the complex plane, and go around anticlockwise
26 1. Complex numbers and their geometry
in a circle, then there is a sudden jump in the value of the principal argument as
we cross the negative real axis: On the negative real axis, the value of the principal
argument is π, while just below the negative real axis, the principal argument is
close to ´π.
π π
Exercise 1.60. Depict tz P C : z ‰ 0, 4 ă |Arg z| ă 3u in the complex plane.
Now we are ready to define the principal logarithm of nonzero complex numbers.
Definition 1.3 (Principal Logarithm).
If z P Czt0u, then the principal logarithm Log z of z is Log z “ log |z| ` iArg z.
Using Exercise 1.44, it follows that Log is not continuous at z P p´8, 0q.
1.4. The exponential function and kith 27
On the other hand, Log is continuous on the smaller set Czp´8, 0s. This is because
the principal argument Arg is continuous on Czp´8, 0s, as argued below. Let z0 be
any complex number not in p´8, 0s. Then Arg z0 P p´π, πq. There is some room
around z0 not touching the negative real axis, and we can find a small enough r
such that the disc Dpz0 , rq does not touch the ray p´8, 0s. Thus, given an ǫ ą 0,
by shrinking r further if necessary (so that the disc Dpz0 , rq is contained in the
angular wedge formed by the rays emanating from the origin making angles of
Arg z0 ´ ǫ and Arg z0 ` ǫ with the positive real axis), we can ensure that the points
z in Dpz0 , rq satisfy |Arg z ´ Arg z0 | ă ǫ.
Arg
z0
π Arg z0 ´π
As both z ÞÑ log |z| and Arg are continuous in Czp´8, 0s, it follows that Log is
continuous there too. Using the continuity of Log on Czp´8, 0s, we will see later
on that Log is complex differentiable in Czp´8, 0s.
where c, c1 are both nonzero. (The set of all Möbius transformations forms a group
with composition of maps taken as the group operation.)
(3) Describe the fate of circles and lines under the following Möbius transformations:
(Translation) f pzq “ z ` b (Dilation) f pzq “ az pa ą 0q
(Rotation) f pzq “ eiθ z pθ P Rq (Inversion) f pzq “ z1 .
For the image under inversion of a line not passing through 0, it can be assumed (why?)
that the line is L “ tz0 `tiz0 : t P Ru, where z0 ‰ 0. For such a line, show that the image
lies on a circle with centre 2z10 and radius 2|z10 | .
az`b
(If c ‰ 0, then cz`d “ ac ` cpcz`dq
bc´ad
. So every Möbius transformation is the composition
of the special ones described above. Imagining straight lines as circles of infinite radius,
define a sircle be a line or a circle. Möbius transformations map sircles to sircles.)
Chapter 2
Complex differentiability
f vpx, yq f px, yq
px, yq
U
upx, yq
‚ The geometric meaning of the complex derivative f 1 pz0 q: infinitesimally the map
f is an amplification by |f pz0 q| together with a twist (a counterclockwise rotation)
through Argpf 1 pz0 qq.
29
30 2. Complex differentiability
z0 ´1 0 1
Exercise 2.6. Let U Ă C be open. Use Lemma 2.1 to show that if f : U Ñ C is complex
differentiable at z0 P U , then f is continuous at z0 .
Proposition 2.2. Let U be an open subset of C. Let f, g : U Ñ C be complex
differentiable functions at z0 P U . Then:
(1) f ` g is complex differentiable at z0 and pf ` gq1 pz0 q “ f 1 pz0 q ` g1 pz0 q.
pHere f ` g : U Ñ C is defined by pf ` gqpzq “ f pzq ` gpzq for all z P U .q
(2) If α P C, then α¨f is complex differentiable and pα¨f q1 pz0 q “ α f 1 pz0 q.
pHere α¨f : U Ñ C is defined by pα¨f qpzq “ α f pzq for all z P U .q
(3) f g is complex differentiable at z0 , and pf gq1 pz0 q “ f 1 pz0 qgpz0 q`f pz0 qg1 pz0 q.
pHere f g : U Ñ C is defined by pf gqpzq “ f pzqgpzq for all z P U .q
Remark 2.1. Let U be an open subset of C. It follows from the above that OpU q
is a complex vector space with pointwise operations. The third statement above
shows that also the pointwise product of two holomorphic functions is holomorphic,
and so OpU q also has the structure of a complex algebra (that is, it is a complex
vector space with a bilinear product OpU q ˆ OpU q Q pf, gq ÞÑ f g P OpU q). ˚
2.1. Complex differentiability 33
Example 2.3. It is easy to see that if f pzq :“ z (z P C), then f 1 pzq “ 1. Moreover,
if gpzq :“ 1 (z P C), then g1 pzq “ 0. Using the rule for complex differentiation of
a pointwise product of holomorphic functions, induction gives that for all n P N,
d n
z ÞÑ z n is entire, and dz z “ nz n´1 . In particular, all polynomials are entire.
Exercise 2.7. Use Lemma 2.1 to prove Proposition 2.2.
Exercise 2.8. Is OpCq a finite-dimensional vector space (with pointwise operations)?
Exercise 2.9. Let U Ă C be open, and let f P OpU q be such that f pzq ‰ 0 for z P U .
1
pzq
Define f1 : U Ñ C by p f1 qpzq “ f pzq
1
for all z P U . Prove p f1 q1 pzq “ ´ pffpzqq 2 for all z P U .
d m
Exercise 2.10. Show that in Czt0u, for each m P Z, dz z “ mz m´1 .
Just as we have the chain rule for the derivative of composition of functions in the
real setting, there is an analogous chain rule for holomorphic maps.
Proposition 2.3 (Chain rule).
If ‚ Uf , Ug are open subsets of C,
‚ f : Uf Ñ C is complex differentiable at z0 P Uf , f pUf q Ă Ug ,
‚ g : Ug Ñ C is complex differentiable at f pz0 q,
then their composition2 is complex differentiable at z0 and pg ˝f q1 pz0 q “ g1 pf pz0 qqf 1 pz0 q.
Uf Ug
f f pUf q g C
i
f g
´i
Uf “ Czt´i, iu Ug “ Czt0u C
With f pzq “ 1`z 2 for z P Uf “ Czt´i, iu, and gpwq “ w1 for w P Ug “ Czt0u, we have
1 1 2z
f pUf q Ă Ug . By the Chain rule, ddz 1`z 2 “ ´ p1`z 2 q2 2z “ ´ p1`z 2 q2 in Czt´i, iu.
Exercise 2.11. Assuming that exp is entire and that exp1 z “ exp z (shown later), prove
that z ÞÑ expp´ 1`z
1´z q is holomorphic in D :“ tz P C : |z| ă 1u, and find its derivative.
U
f vpx, yq f px, yq
px, yq upx, yq
If one changes the point px, yq, then f px`iyq changes, and so do upx, yq and vpx, yq.
In this manner, associated with f , we obtain two real-valued functions
u : U Ñ R, U Q px, yq ÞÑ Repf px ` iyqq “: upx, yq,
v : U Ñ R, U Q px, yq ÞÑ Impf px ` iyqq “: vpx, yq.
2.2. Cauchy-Riemann equations 35
Our first result in this section is the necessity of the Cauchy-Riemann equations
for complex differentiability, and we will prove this result in Theorem 2.4 below.
The result says that if f is complex differentiable at z0 “ px0 , y0 q P U , then
Bu Bv Bu Bv
Bx px0 , y0 q “ By px0 , y0 q and By px0 , y0 q “ ´ Bx px0 , y0 q ,
and these two equations are called the Cauchy-Riemann equations. If these equa-
tions are not satisfied by the real and imaginary part of some complex-valued
function at some z0 , then the function cannot be complex differentiable at z0 . Let
us revisit Example 2.2. We saw (by ‘brute force’, using the ǫ-δ definition of complex
differentiability), that z ÞÑ z is not complex differentiable anywhere in the complex
plane. Now we will use the Cauchy-Riemann equations to show the same result.
Example 2.5. Define g : C Ñ C by gpzq “ z for all z P C. Writing z “ x ` iy,
where x, y P R, we have that upx, yq “ Repgpx ` iyqq “ Repx ´ iyq “ x and
vpx, yq “ Impgpx ` iyqq “ Impx ´ iyq “ ´y. Thus Bu Bv
Bx px, yq “ 1 ‰ ´ 1 “ By px, yq,
showing that the Cauchy-Riemann equations cannot hold at any point in C. So we
recover our previous observation that g is complex differentiable nowhere.
Before proving the necessity of the Cauchy-Riemann equations for complex differ-
entiability, let us also mention the second important result we will show in this
section, namely the sufficiency of the Cauchy-Riemann equations for complex dif-
ferentiability. Suppose that U is an open subset of C, z0 “ px0 , y0 q P U , the real
and imaginary parts u, v of f : U Ñ C are real differentiable at px0 , y0 q, and the
Cauchy-Riemann equations are satisfied by u and v at px0 , y0 q. Then f is complex
differentiable at z0 , and moreover, f 1 pz0 q “ Bu Bv
Bx px0 , y0 q ` i Bx px0 , y0 q. This important
result will enable us to establish the holomorphicity of important functions without
having to go through the rigmarole of verifying the ǫ-δ definition. As an example,
we revisit Example 2.1.
Example 2.6. Define f : C Ñ C by f pzq “ z 2 for all z P C. Writing z “ x ` iy,
where x, y P R, we have that upx, yq “ Repf px`iyqq “ Repx2 ´y 2 `2xyiq “ x2 ´y 2 ,
and vpx, yq “ Impf px ` iyqq “ Impx2 ´ y 2 ` 2xyiq “ 2xy. As u, v are polynomials,
they are real differentiable, and moreover the partial derivatives satisfy the Cauchy-
Riemann equations: Bu Bv Bu Bv
Bx px, yq “ 2x “ By px, yq, and By px, yq “ ´2y “ ´ Bx px, yq.
We recover that f is entire and f 1 pzq “ Bu Bv
Bx px, yq`i Bx px, yq “ 2x`2yi “ 2z in C.
Theorem 2.4 (C-R necessity). Let U Ă C be open, z0 “ px0 , y0 q P U, f : U Ñ C.
Define u, v : U Ñ R by upx, yq “ Re f px`iyq and vpx, yq “ Im f px`iyq, px, yq P U .
If f is complex differentiable at z0 , then u, v are real differentiable at px0 , y0 q, and
Bu Bv Bu Bv
Bx px0 , y0 q “ By px0 , y0 q and By px0 , y0 q “ ´ Bx px0 , y0 q.
Moreover, f 1 pz0 q “ Bu Bv
Bx px0 , y0 q ` i Bx px0 , y0 q.
Proof. (The idea of the proof is that we let px, yq tend to px0 , y0 q first keeping y
fixed at y0 , and then keeping x fixed at x0 , and look at what this gives us.)
36 2. Complex differentiability
px0 , yq
px0 , y0 q px, y0 q
Bu
Step 3. We show that By px0 , y0 q “ ´Im f 1 pz0 q.
Now let z :“ x0 `iy, where y P R is such that 0 ă |y´y0 | ă δ. Then z´z0 “ ipy´y0 q
and so 0 ă |z ´ z0 | “ |y ´ y0 | ă δ. For a, b P R, Repa ` ibq “ Impipa ` ibqq. Hence
0 ,y0 q
| upx0 ,yq´upx
y´y0 ` Im f 1 pz0 q| “ |Imp ipf pzq´f
y´y0
pz0 qq
q ` Im f 1 pz0 qq|
“ |Imp´ f pzq´f
z´z0
pz0 q
` f 1 pz0 qq|
ď | f pzq´f
z´z0
pz0 q
´ f 1 pz0 q| ă ǫ.
Bu upx0 ,yq´upx0 ,y0 q
Thus the partial derivative By px0 , y0 q “ lim y´y0 “ ´Im f 1 pz0 q.
yÑy0
Bv
Recall from Step 2 that Bx px0 , y0 q “ Im f 1 pz0 q, and so, we have established one of
the two Cauchy-Riemann equations, namely Bu Bv
By px0 , y0 q “ ´ Bx px0 , y0 q.
2.2. Cauchy-Riemann equations 37
Bv
Step 4. We show that By px0 , y0 q “ Re f 1 pz0 q.
We proceed as in Step 3. For a, b P R, Impa ` ibq “ ´Repipa ` ibqq. Hence
0 ,y0 q
| vpx0 ,yq´vpx
y´y0 ´ Re f 1 pz0 q| “ | ´ Repi f pzq´f
y´y0
pz0 q
q ´ Re f 1 pz0 q|
ď | ´ i f pzq´f
y´y0
pz0 q
´ f 1 pz0 q| “ | f pzq´f
z´z0
pz0 q
´ f 1 pz0 q| ă ǫ.
0 ,y0 q
Thus Bv
lim vpx0 ,yq´vpx
By px0 , y0 q “ yÑy y´y0 “ Re f 1 pz0 q. From Steps 1 and 4, we obtain
0
Bu Bv
Bx px0 , y0 q “ By px0 , y0 q. So we have got both Cauchy-Riemann equations.
Finally, we show that u, v are real differentiable (as real-valued functions of two
real variables) at px0 , y0 q. For z “ px, yq satisfying 0 ă |z ´ z0 | ă δ,
“ ‰
|upx, yq ´ upx0 , y0 q ´ r Bu
Bx
px0 ,y0 q Bu
By
px0 ,y0 q s x´x
y´y0 |
0
We will see later on that in fact the real and imaginary parts of a holomorphic
function are infinitely many times real differentiable.
Exercise 2.12. Consider Exercise 2.3 again. Show that f is not complex differentiable at
any point of the open set Czt0u.
One also has the following converse to Theorem 2.4. This is a very useful result to
check the holomorphicity of functions.
Theorem 2.5 (C-R sufficiency). Let U Ă C be open, z0 “ px0 , y0 q P U, f : U Ñ C.
Define u, v : U Ñ R by upx, yq “ Re f px`iyq and vpx, yq “ Im f px`iyq, px, yq P U .
If u, v are real differentiable at px0 , y0 q,
Bu Bv Bu Bv
Bx px0 , y0 q “ By px0 , y0 q, and By px0 , y0 q “ ´ Bx px0 , y0 q,
then f is complex differentiable at z0 , and f 1 pz0 q “ Bu Bv
Bx px0 , y0 q ` i Bx px0 , y0 q.
Proof. Let A :“ Bu Bv Bu Bv
Bx px0 , y0 q “ By px0 , y0 q, B :“ ´ By px0 , y0 q “ Bx px0 , y0 q. Let ǫ ą 0.
As u is real differentiable at px0 , y0 q, there exists δ1 ą 0 such that if px, yq P U
satisfies 0 ă }px, yq ´ px0 , y0 q}2 ă δ1 , then
“ 0‰ “ 0‰
|upx, yq´upx0 , y0 q´rA ´B s x´x y´y0 | |upx, yq´upx0 , y0 q´r BuBx
px0 ,y0 q Bu
By
px0 ,y0 q s x´x
y´y0 | ǫ
“ ă .
}px, yq ´ px0 , y0 q}2 }px, yq ´ px0 , y0 q}2 2
Similarly, let δ2 ą 0 be such that if px, yq P U satisfies 0 ă }px, yq´px0 , y0 q}2 ă δ2 ,
“ 0‰ “ 0‰
|vpx, yq´vpx0 , y0 q´rB As x´xy´y0 |
Bv
|vpx, yq´vpx0 , y0 q´r Bx px0 ,y0 q Bv
By
px0 ,y0 q s x´x
y´y0 | ǫ
“ ă .
}px, yq ´ px0 , y0 q}2 }px, yq ´ px0 , y0 q}2 2
38 2. Complex differentiability
“ `
}px, yq ´ px0 , y0 q}2 }px, yq ´ px0 , y0 q}2
ǫ ǫ
ă ` “ ǫ.
2 2
Bu Bv
Thus f is complex differentiable at z0 and f 1 pz0 q “ Bx px0 , y0 q ` i Bx px0 , y0 q.
|z0 |
|z0 | ´ | Log z´Log z0 | ď | Log z´Log z0 ´ z0 | ă ǫ1 , and so | Log z´z
z´z0 z´z0
z´Log z0 | ě |z0 | ´ ǫ1 ě 2 . Thus
0
whenever 0 ă |z ´ z0 | ă δ, we have
| Log z´z
z´Log z0
0
´ 1
z0 | “ |pz0 ´ z´z0
Log z´Log z0 q
1
z´z0
1
z0 |
Log z´Log z0
z´z0 1 1 1 1
“ |z0 ´ Log z´Log z0 | | z´z0 |z0 | ă ǫ1 |z0 | |z0 | ď ǫ.
Log z´Log z0
| 2
The Cauchy-Riemann equations can also be used to prove some interesting facts, for
example the following one, which highlights the ‘rigidity’ of holomorphic functions
alluded to earlier. We will use this later to prove the ‘Maximum Modulus Theorem’
(Theorem 4.14).
3Here the ‘interval notation’ p´8, 0s’ actually means the set p´8, 0s ˆ t0u in the complex plane, i.e., the
ray in the complex plane comprising the nonpositive reals.
40 2. Complex differentiability
r f
z0 0
px, yq
px0 , y0 q
px, y0 q
q
f
1 px 0
f
p e“
slo
x0
f pxq´f px0 q
lim x´x0 “ f 1 px0 q implies f pxq´f
x´x0
px0 q
« f 1 px0 q for x near x0 , i.e.,
xÑx0
U C
f f pzq
z “ px, yq
We will show that the complex number f 1 pz0 q describes the action of the complex
differentiable function locally infinitesimally around z0 by an anticlockwise rotation
through the angle Arg f 1 pz0 q, along with a scaling/magnification by |f 1 pz0 q|.
f pzq´f pz0 q f pzq´f pz0 q
lim z´z0 “ f 1 pz0 q, implies z´z0 « f 1 pz0 q for z near z0 , i.e.,
zÑz0
f pr
zq
zr
z f
z0 f pz0 q
?
Suppose that f 1 pz0 q “ 3 ` i, so that |f 1 pz0 q| “ 2 and Argpf 1 pz0 qq “ π6 . First look
at z ´ z0 shown in the domain U as the solid line segment between z and z0 . On
the right-hand side, we have shown a translated version of this line segment as a
dashed line, emanating from f pz0 q. In order to find out where f pzq is, we just use
the fact that f pzq ´ f pz0 q is approximately equal to f 1 pz0 q multiplied by z ´ z0 . So
the solid line joining f pz0 q to f pzq on the right-hand side is obtained by rotating
the rightmost dashed line anticlockwise through an angle of Arg f 1 pz0 q (assumed to
be 30˝ in this picture), and magnifying the length of the dashed line by |f 1 pz0 q| “ 2.
If want to find the image of another point zr near z0 , we repeat the same procedure.
Namely we first look at the line segment joining z0 to zr, which is the solid line on
the left. We have shown a translated version of this as a dashed line, emanating
from f pz0 q, in the picture on right-hand side. To find the location of f pr z q, we
first rotate the leftmost dashed line anticlockwise through the argument of f 1 pz0 q,
that is 30˝ , and magnify the length of the leftmost dashed line by |f 1 pz0 q| “ 2. In
this manner, we obtain the solid line on the right-hand side joining f pz0 q to f pr zq
(approximately!). So, locally, the action of f is as follows. Imagine the domain
as a rubber sheet, and look at a point z0 on this rubber sheet. Tear out a small
portion of this rubber sheet around z0 . Then f takes the point z0 on this rubber
sheet to a point f pz0 q somewhere in the complex plane. If we want to know how
the rest of the points on our little torn rubber sheet are mapped by f , one follows
this procedure. We place our rubber sheet such that z0 on our rubber sheet is lying
over the point f pz0 q in the complex plane. (Imagine pinning it on the plane with
the pin passing through the point marked z0 on our little torn rubber sheet.) Then
we stretch out our rubber sheet about the point z0 by a factor of |f 1 pz0 q|, and then
rotate this stretched rubber sheet anticlockwise by an angle of Arg f 1 pz0 q around
the point z0 on the rubber sheet. The images of the points on the original little
torn rubber sheet neighbourhood of z0 in the domain are then approximately given
by their corresponding new positions on the stretched and rotated rubber sheet
pinned at f pz0 q.
In order to stress this geometric interpretation, let us revisit Example 2.1 yet
again, where we considered the squaring map z ÞÑ z 2 .
2.3. Geometric meaning of the complex derivative 43
z
z0 z ÞÑ z 2 θ
θ “ Arg z0 θ
0 0
Next we ask: What is the local amplification produced? To find this out, consider
a point z close to z0 which is at the same distance from 0 as z0 , but it makes a
slightly bigger angle θ ` dθ with the positive real axis. See the following picture.
Since dθ is tiny, the length |z ´ z0 | is approximately |z0 | dθ, while the length
|z 2 ´ z02 | is approximately |z0 |2 2dθ. So the magnification factor |f 1 pz0 q| is equal to
|z0 |2 2dθ
|z0 | dθ “ 2|z0 |.
z2
z02
|z0 |2
2dθ
z z ÞÑ z 2
|z| dθ z0 θ
θ “ Arg z0 θ
0 0
So f 1pz0 q “ |f 1 pz0 q|pcos Arg f 1 pz0 q`i sin Arg f 1 pz0 qq “ 2|z0 |pcos Arg z0 `i sin Arg z0 q “ 2z0 .
Thus by investigating the local behaviour of the squaring map f near z0 , we could
find out the complex derivative f 1 pz0 q.
44 2. Complex differentiability
z
z0
z ÞÑ z
R R
z0
z
Exercise 2.21. We know that the power function z ÞÑ z n , n P N, is entire. Find its
complex derivative by investigating its local behaviour.
Exercise 2.22. We know that the inversion map f P OpCzt0uq, where f pzq “ z1 , z P Czt0u.
Find the complex derivative of f at z P Czt0u by investigating its local behaviour.
Exercise 2.23. We know that the exponential function z ÞÑ exp z is entire. Find its
complex derivative by investigating its local behaviour. Hint: Displace a point z0 vertically
(respectively horizontally) to find the local amplification (respectively rotation).
Exercise 2.24. We know that Log P OpCzp´8, 0sq. Find the complex derivative of Log
at a point w P Czp´8, 0s by investigating its local behaviour.
Exercise 2.25. Give a visual argument to show that the map z ÞÑ Re z is not complex
differentiable anywhere in C.
Exercise 2.26. In Exercise 1.55, show that the limiting value we calculated there equals
the number | exp1 pa ` i0q|2 . Is this expected?
Conformality. The picture on page 23 shows the action of the entire mapping
exp. Just as in the domain, the images of the vertical and horizontal lines under exp
are mutually perpendicular. This is a manifestation of the ‘conformality’ property
of holomorphic functions, that is, of the preservation, under the mapping action,
of the angles between curves in the domain. Let us now see why holomorphic
functions possess this property, based on what we have learnt about the local
action of complex differentiable functions.
2.3. Geometric meaning of the complex derivative 45
T2 ϕ
f θ
θ ϕ
p T1
f ppq
Exercise 2.28 (The BBz -operator). The two Cauchy-Riemann equations can be written as
B
a single equation via the operator Bz . Let U Ă C be open. If ϕ : U Ñ R is real differentiable
Bϕ
at z0 P U , then Bz pz0 q :“ 2 p Bx pz0 q ´ i Bϕ
1 Bϕ Bϕ 1 Bϕ Bϕ
By pz0 qq and Bz pz0 q :“ 2 p Bx pz0 q ` i By pz0 qq. Suppose
f : U Ñ C is such that u :“ Re f , v :“ Im f are real-differentiable at z0 P U . Then define
Bf Bu Bv Bf Bu Bv
Bz pz0 q :“ Bz pz0 q ` i Bz pz0 q and Bz pz0 q :“ Bz pz0 q ` i Bz pz0 q.
Bf
(1) Show that f is complex differentiable at z0 if and only if Bz pz0 q “ 0.
Bf 1
(2) Show that if f is complex differentiable at z0 , then Bz 0 “ f pz0 q.
pz q
2
Bz B|z|
(3) Determine Bz and Bz .
Bz 2 Bz 2
(4) Determine Bz and Bz .
So holomorphic functions are thought of as ‘functions of z, z that are independent of z’.
Chapter 3
But now z and w are points in the complex plane, and so there are many possible
connecting paths along which we could integrate.
47
48 3. Cauchy Integral Theorem
So in the complex setting, besides specifying the end points z and w, we also specify
şb
the path γ taken to go from z to w, and we will replace ş the integral a f pxqdx in
the real case by an expression which looks like this: γ f pzqdz. We call such an
expression a ‘contour’ integral, for the computation of which we need the following
data:
‚ A domain D (Ă C), and z, w P D.
‚ A continuous function f : D Ñ C.
‚ A smooth path γ : ra, bs Ñ D joining z to w.
Note that we need not merely a path, but a smooth path, defined below. A path γ :
ra, bs Ñ D is a continuous function. Decompose γ into its real and imaginary parts:
γptq “ xptq` iyptq for all t P ra, bs, where x, y : ra, bs Ñ R. Then x, y are continuous
functions. The path γ is smooth if x, y are continuously real differentiable (that is,
the derivatives x1 , y 1 : ra, bs Ñ R exist, and they are also continuous).
Example 3.1. Define γ : r0, 1s Ñ C by γptq “ tp1 ` iq, t P r0, 1s. The real and
imaginary parts x, y : r0, 1s Ñ R of γ are given by xptq “ t, yptq “ t for all t P r0, 1s.
Since x, y are continuously real differentiable on r0, 1s, γ is a smooth path.
1`i
Define the two paths γ1 , γ2 : r0, 2πs Ñ R by γ1 ptq “ exppitq and γ2 ptq “ expp2itq,
t P r0, 2πs. The real and imaginary parts of γ1 , γ2 are cos t, sin t, cosp2tq, sinp2tq,
each of which is continuously real differentiable, and so γ1 , γ2 are smooth paths.
γ1 γ2
0 0
The last two integrals above are the usual Riemann integrals of real-valued contin-
uous functions. The contour integral can be interpreted geometrically as follows.
The term γ 1 ptqdt “ x1 ptqdt ` iy 1 ptqdt can be viewed as an infinitesimal incremental
piece of the contour. We multiply this by the (almost constant) value f pγptqq of
f on this incremental piece. Finally, we add up all these contributions along the
şb
contour to get the total as the integral a f pγptqqγ 1 ptqdt.
D
f pγptqq
γpbq
f
γ 1 ptqdt iy 1 ptqdt
x1 ptqdt
γpaq
Exercise 3.2. Let f be holomorphic in a domain and let γ : ra, bs Ñ D be a smooth path.
d
Show that dt f pγptqq “ f 1 pγptqq γ 1 ptq for all t P ra, bs.
Exercise 3.3. Prove ş or disprove:ş For every entire function f and every smooth curve
γ : r0, 1s Ñ C, Re p γ f pzq dzq “ γ Re f pzq dz.
50 3. Cauchy Integral Theorem
Equivalent paths give equal integrals. We will often assume that our smooth
paths are parametrised by r0, 1s, rather than some more general interval ra, bs. Let
us explain why we may assume this. Suppose that γ : ra, bs Ñ C and γ r : rc, ds Ñ C,
are two smooth paths, such that there is a continuously differentiable function
ϕ : rc, ds Ñ ra, bs such that a “ ϕpcq, b “ ϕpdq, and γrptq “ γpϕptqq for t P rc, ds.
We call such smooth paths γ, γr ‘equivalent’. (Imagine going from γpaq “ γ rpcq to
γpbq “ γrpdq along the same route, but with possibly different speeds.)
γpbq “ γ
rpdq
a ϕptq b γ
ϕ γ ptq “ γpϕptqq
r
γpaq “ γ
rpcq
c t d r
γ
By the chain rule, γ r1 ptq “ γ 1 pϕptqq ϕ1 ptq for all t P rc, ds, and so
ş şd şd
γr f pzq dz “ c f pr γ 1 ptq dt “ c f pγpϕptqqqγ 1 pϕptqqϕ1 ptq dt
γ ptqqr
τ “ϕptq ş b ş
“ a f pγpτ qqγ 1 pτ q dτ “ γ f pzq dz.
In particular, given any γ : ra, bs Ñ C, define ϕ : r0, 1s Ñ ra, bs by ϕptq “ p1 ´ tqa ` tb
for all t P r0, 1s. Then ϕ is smooth, and ϕp0q “ a, ϕp1q ş “ b. So with
ş c :“ 0, d :“ 1
in the above, and γ r “ γ ˝ ϕ, γr f pzqdz “ γ f pzqdz. Hence
r : r0, 1s Ñ C defined by γ
there is no loss of generality (when it comes to statements about contour integrals)
in assuming that the smooth path is parametrised by r0, 1s.
r
γ
Then
ş ş1 ş2
r
γ z dz “ 0 t 1 dt ` 1 p1`pt´1qiq i dt
ş1 ş2
“ 0 t dt ` 1 p1´pt´1qiq i dt
1
ş2 1 4´1
“ 2 ` 1 pi`pt´1qq dt “ 2 ` i ` 2 ´ p2 ´ 1q “ 1` i.
3.1. Definition of the contour integral 51
In Examples 3.2 and 3.3, we found that the contour integrals of the (nonholo-
şmorphic) function z şÞÑ z along the paths γ, γr joining 0 and 1 ` i are different:
γ z dz “ 1 ‰ 1` i “ γ
r z dz.
1`i
γ r
γ
Thus the integral depends on the path for the nonholomorphic integrand z ÞÑ z.
This is not strange, because from the definition of the contour integral of course we
expect the value of the contour integral to depend on the route chosen. The main
goal in this chapter is to show that the contour integrals of a function f along two
paths joining z, w P C is the same provided that f is holomorphic everywhere in
the region between the paths. This result (called the Cauchy Integral Theorem) is
fundamental in complex analysis because many further results about holomorphic
functions follow from it. First let us check that the result holds in a simple example.
Example 3.4. Let γ, γ r be the paths considered in Examples 3.2 and 3.3. Instead
of the nonholomorphic map z ÞÑ z, we take the entire function z ÞÑ z. Then
ş ş1 ş1
γ z dz “ 0 p1 ` iqt p1 ` iq dt “ 0 2it dt “ i, and
ş ş1 ş2 ş1 ş2 1 1
r z dz “ 0 t 1 dt ` 1 p1`pt´1qiqi dt “ 0 t dt ` 1 pi´pt´1qq dt “ 2 `i ´ 2 “ i.
γ
ş ş
This time the integrals are the same for γ and γ r: γ z dz “ i “ γr z dz.
Exercise 3.4. Integrate the following over γ, where γptq “ 2 exppitq for all t P r0, 2πs:
z ` z, z 2 ´ 2z ` 3, C Q z ÞÑ xy (where z “ x ` iy, x, y P R).
ş
Exercise 3.5. Evaluate γ Re z dz, where γ is given by:
‚ The line segment from 0 to 1`i.
‚ The short circular arc with centre i and radius 1 joining 0 to 1`i.
‚ The part of the parabola y “ x2 from x “ 0 to x “ 1 joining 0 to 1 ` i.
C
r
z0
52 3. Cauchy Integral Theorem
Theorem 3.1. Let C be a circular path with centre z0"and radius r ą 0 traversed
ş 2πi if n “ ´1,
in the anticlockwise direction. Then C pz ´ z0 qn dz “
0 if n ‰ ´1.
We will see later that this has significant consequences. For instance, suppose that
a function f has an ‘expansion in terms of integral powers of z’, in an annulus
A :“ tz P C : r ă |z ´ z0 | ă Ru with centre z0 , inner radius r, and outer radius R:
ř
f pzq “ an pz ´ z0 qn for all z P A. p‹q
nPZ
We will give a precise meaning to the (infinite) ‘sum’ later, but for now, imagine a
finite sum (so that all but finitely many an s are zeros). Multiplying both sides by
ř
pz ´ z0 q´pm`1q for some m P Z, we obtain pz´zf pzq
0q
m`1 “ an pz ´ z0 qn´m´1 , and so
nPZ
1
ş f pzq ř ş
2πi C pz´z0 qm`1 dz “ an C pz ´ z0 qn´m´1 dz “ am .
nPZ
Here, we assumed that the sum passes through integration over C, which for finite
sums, follows from the definition of the integral, and we will see this in the next
section. When the sum is not finite, we will make precise the details later. The
upshot of it all is that the coefficients are expressible in terms of a contour integral,
and we will see later (Chapter 4) that any function holomorphic in an annulus A
will have such a (‘Laurent series’) expansion (‹).
Exercise 3.6. Let C be the circular path with centre
` ˘ 0 and radius 1 traversed once in the
ş p1`zqn
anticlockwise direction. Show that for 0 ď k ď n, nk “ 2πi
1
C z k`1 dz.
Let CpD; Cq denote the vector space over C of all complex-valued continuous func-
tions on D with pointwise operations. Proposition 3.2 implies that each piece-
wise şsmooth path γ in D induces a linear transformation from CpD; Cq to C:
f ÞÑ γ f pzq dz : CpD; Cq Ñ C.
Exercise 3.7. Prove Proposition 3.2.
γ ´γ
Proof. We have
ş şb 1
şb 1
´γ f pzq dz “ a f pp´γqptqqp´γq ptq dt “ a f pγpa ` b ´ tqqpγ pa ` b ´ tqqp´1q dt
τ “a`b´t ş a 1
şb 1
ş
“ b f pγpτ qqγ pτ q dτ “ ´ a f pγpτ qqγ pτ q dτ “ ´ γ f pzqdz.
Exercise 3.8. If γ : ra, bs Ñ D is a smooth path in a domain D, then show that ´p´γq “ γ.
γ1
γ2
γ1 `γ2
A useful estimate. We now prove a useful inequality for the size of the contour
integral in terms of the size of |f | along the contour, and the length of the contour.
Proposition 3.5 (ML inequality). Let γ : ra, bs Ñ D be a smooth path in a domain
D, and f : D Ñ C is a continuous function, then
ş
| γ f pzq dz| ď p max |f pγptqq| q p length of γ q .
tPra,bs
şb a
If x :“ Re γ, y :“ Im γ : ra, bs Ñ R, then the length of γ is a px1 ptqq2 ` py 1 ptqq2 dt:
The length
a of the path γ is the a sum of the incremental arc lengths ds, where
ds “ px1 ptqdtq2 ` py 1 ptqdtq2 “ px1 ptqq2 ` py 1 ptqq2 dt.
γpbq
ds y 1 ptqdt
x1 ptqdt
γpaq
şb şb
Proof. First, for a path ϕ : ra, bs Ñ C, we will prove | a ϕptq dt| ď a |ϕptq| dt.
şb şb şb şb
Here a ϕptq dt :“ a Repϕptqq dt ` i a Impϕptqq dt. Let a ϕptq dt “ reiθ for some
r ě 0 and θ P p´π, πs. Then
şb şb şb
| a ϕptq dt| “ r “ e´iθ reiθ “ e´iθ a ϕptq dt “ a e´iθ ϕptq dt
şb şb
“ a Repe´iθ ϕptqq dt ` i a Impe´iθ ϕptqq dt.
But the left-hand side is real, and so the integral of the imaginary part on the
right-hand side must be zero. Consequently,
şb şb şb şb şb
| a ϕptqdt| “ a Repe´iθ ϕptqqdt ď a |Repe´iθ ϕptqq|dt ď a |e´iθ ϕptq|dt “ a |ϕptq|dt.
The proposition now follows, since with ϕptq :“ f pγptqqγ 1 ptq for all t P ra, bs,
ş şb şb şb
| γ f pzq dz| “ | a f pγptqqγ 1 ptq dt| ď a |f pγptqqγ 1 ptq| dt “ a |f pγptqq||γ 1 ptq| dt
şb
ď p max |f pγptqq|qq a |γ 1 ptq| dt.
tPra,bs
ş 1 ?
Exercise 3.13. Let γ be the straight line path from i to 1. Prove that | γ z4 dz| ď 4 2.
How does this theorem help? One can now calculate some contour integrals very
easily (just like in ordinary calculus). Here is an example.
d z 2
Example 3.5. As “ z in C, we have that for any piecewise smooth path γ
ş dz 2 2 2 2
joining 0 to 1 ` i, γ z dz “ p1`iq
2 ´ 02 “ 1`2i`i
2 “ 1`2i´1
2 “ i. In particular, we
recover the answer obtained in Example 3.4.
γpaq “ γpbq
Exerciseş 3.19. Use the Fundamental Theorem of Contour Integration to determine the
value of γ exp z dz, where γ is a path joining 0 and a ` ib. Equate the answer obtained
with the contour integral along the straight line from 0 to a ` ib, and hence deduce that
ş 1 ax a a
0
e cospbxq dx “ ape cos ab´1q`be
2 `b2
sin b
.
Exercise 3.20. Applying the Fundamental Theorem of Contour Integration to exp z and
ş2π
integrating round a circular path, show that for all r ą 0, 0 er cos θ cospr sin θ ` θq dθ “ 0.
1
Exercise 3.21. Show that z has no primitive in the punctured plane Czt0u.
Before we go further, let us try to understand the statement. Firstly, the two paths
in D are closed. Secondly, what is meant by saying that the two closed paths are
‘D-homotopic’ ? Intuitively, this means the following. See the picture on the left
below, where the two paths are depicted in the domain D “ C. Imagine a rubber
band placed along γ0 . For γ0 to be D-homotopic to γ1 , it should be possible to
deform this rubber band so as to get γ1 , with the condition that each intermediate
position of the rubber band lies in D. Clearly this is not possible sometimes, for
example if the domain has holes. See for example the picture on the right below,
where we expect the two paths in the domain D “ Czt0u to be not D-homotopic.
γ1 D“C D “ Czt0u
γ1
γ0
γ0
obstruction
intermediate position
of the rubber band
The map H may be thought of as describing a family of closed paths from r0, 1s to
D, parameterised by the τ -variable, thought of as ‘time’. The closed path Hp¨, τ q
represents the intermediate position of the ‘rubber band’ at time τ . Initially, for
τ “ 0, Hp¨, 0q is the path γ0 , while finally, when the time τ “ 1, Hp¨, 1q is γ1 . This
is the content of (H1) and (H2). The requirement (H3) says that at time τ , the
intermediate path Hp¨, τ q is closed too. Continuity of H means that the rubber
band never breaks, and the deformation takes place continuously.
Hp¨, 0q “ γ0
Hp¨, τ q
Hp¨, 1q “ γ1
Example 3.8. Let D “ C, and γ0 , γ1 : r0, 1s Ñ C be the two circular paths given
by γ0 “ 4e2πit , and γ1 “ 2i ` e2πit , for all t P r0, 1s. Then γ0 is C-homotopic to γ1 :
We define H by taking a ‘convex combination’ of the points γ0 ptq and γ1 ptq.
Proof.(of Theorem 3.9.) We will make the simplifying assumption that the real
and imaginary parts of the homotopy H are twice continuously differentiable. This
smoothness condition can be omitted (see §3.10), but the proof is technical. The
assumption of twice continuous differentiability is mild, and is used below to ex-
2 B2 H
change the order of partial differentiation: BBτ H Bt “ BtBτ . ş(See e.g. [1, §8.23].)
Let γτ :“ Hp¨, τ q be the path at time τ . Define Ipτ q :“ γτ f pzq dz for all τ P r0, 1s.
dI
(We differentiate underşthe integral sign with respect ş to τ to obtain dτ ” 0, showing
that I is constant. So γ0 f pzq dz “ Ip0q “ Ip1q “ γ1 f pzq dz.) We have
dI d
ş d
ş1 BH
dτ pτ q “ dτ γτ f pzq dz “ dτ 0 f pHpt, τ qq Bt pt, τ q dt
ş1 B
“ 0 Bτ p f pHpt, τ qq BH q
Bt pt, τ qq dt
p˚q ş1 2
“ 0 p f 1 pHpt, τ qq BH BH B H q
Bτ pt, τ q Bt pt, τ q ` f pHpt, τ qq Bτ Bt pt, τ qq dt
ş1 2
“ 0 p f 1 pHpt, τ qq BH BH B H q
Bt pt, τ q Bτ pt, τ q ` f pHpt, τ qq BtBτ pt, τ qq dt
p‹q ş1d BH
“ q
0 dt p f pHpt, τ qq Bτ pt, τ qq dt
“ f pHp1, τ qq BH BH
Bτ p1, τ q ´ f pHp0, τ qq Bτ p0, τ q
(using the Fundamental
Theorem of Calculus)
Hp0,σq´Hp0,τ q
“ f pHp1, τ qq BH
Bτ p1, τ q ´ f pHp1, τ qq lim σ´τ
σÑτ
Hp1,σq´Hp1,τ q
“ f pHp1, τ qq BH
Bτ p1, τ q ´ f pHp1, τ qq lim σ´τ
σÑτ
“ f pHp1, τ qq BH
Bτ p1, τ q ´
BH
f pHp1, τ qq Bτ p1, τ q “ 0.
ş ş
So r0, 1s Q τ ÞÑ Ipτ q is constant. In particular, γ1 f pzqdz “ Ip1q “ Ip0q “ γ2 f pzqdz.
This completes the proof. But where was the holomorphicity of f used? To
get the equalities labelled by (˚) and (‹), for e.g., in (˚), we used the fact that
B 1 BH
Bτ pf pHpt, τ qqq “ f pHpt, τ qq Bτ pt, τ q. We justify this now.
d
Claim: If ϕ is a smooth path, then dτ f pϕpτ qq “ f 1 pϕpτ qqϕ1 pτ q.
Let u :“ Re f , v :“ Im f , x :“ Re ϕ, y :“ Im ϕ. Then
d d q
dτ f pϕpτ qq “
dτ p upxpτ q, ypτ qq ` ivpxpτ q, ypτ qqq
“ Bu 1 Bu 1 p Bv 1 Bv 1
Bx pϕpτ qqx pτ q ` By pϕpτ qqy pτ q ` ip Bx pϕpτ qqx pτ q ` By pϕpτ qqy pτ qq
q
Bu 1 Bv 1 Bv 1 Bu 1
“ Bx pϕpτ qqx pτ q´ Bx pϕpτ qqy pτ q ` ipp Bx pϕpτ qqx pτ q ` Bx pϕpτ qqy pτ qqq
“ p Bu Bv q 1 1 1 1
Bx pϕpτ qq ` i Bx pϕpτ qqq px pτ q ` iy pτ qq “ f pϕpτ qqϕ pτ q.
We also assumed that f 1 is continuous when differentiating under the integral sign.
Again, the result holds without this assumption, and the complete proof of the
Cauchy Integral Theorem is given in §3.10.
Exercise 3.25. Let a ą 0, b ą 0. Define E by Eptq “ a cos t ` ib sin t for all t P r0, 2πs.
ş ş2π
Considering E z1 dz, show that 0 a2 pcos θq2 `b
1 2π
2 psin θq2 dθ “ ab .
60 3. Cauchy Integral Theorem
Exercise 3.26. We have seen that if C is theş circular path with centre 0 and radius 1
traversed in the anticlockwise direction, then C z1 dz “ 2πi. Now consider the path S,
comprising the four line segments which are the sides of the square with vertices ˘1 ˘ i,
traversed anticlockwise. Draw a picture şto convince yourself that S is Czt0u-homotopic to
C. Evaluate parametrically the integral S 1z dz, and confirm that the answer is indeed 2πi.
C D
şExample 3.9. For any closed path γ, as exp ş is entire, and as C is simply connected,
γ exp z dz “ 0. For any entire function f , γ f pzq dz “ 0, for any closed path γ.
It can happen for a domain which is not simply connected, and an f P OpDq that
ş 1
γ f pzqş dz “ 0 for all closed paths γ in D. For example, let D “ Czt0u, f :“ z 2 .
1 1
Then γ z 2 dz “ 0 for all closed paths γ in the punctured plane (as z 2 possesses a
primitive in Czt0u): dz d
p´ 1z q “ z12 .
γpbq “ γ
rpdq
r
γ
γpaq “ γ
rpcq
Proof. As γ ´ γ
r is closed, it follows from the Cauchy Integral Theorem that
ş ş ş
0 “ γ´rγ f pzq dz “ γ f pzq dz ´ γr f pzq dz.
Exercise 3.27. Integrate the following over the circular path given by |z| “ 3 traversed
1
in the anticlockwise direction: Logpz ´ 4iq, z´1 , principal value of iz´3 .
Exercise 3.28. Define γ0 , γ1 : r0, 1s Ñ Czt0u by γ0 ptq “ e2πit , γ1 ptq “ e´2πit for all t P r0, 1s.
Prove or disprove: γ0 is Czt0u-homotopic to γ1 .
62 3. Cauchy Integral Theorem
γ pxptq, yptqq
pxpaq, ypaqq
=
pxpbq, ypbqq
` ´
y 1 ptqdt ´y 1 ptqdt
xptq
` yptq
´x1 ptqdt
x1 ptqdt
şb
From the top two pictures, we see that a xptqy 1 ptqdt “ (Area enclosed by γ).
şb
From the bottom two pictures, we see that a x1 ptqyptqdt “ ´(Area enclosed by γ).
ş şb
Thus γ z dz “ i a pxptqy 1 ptq ´ yptqx1 ptqqdt “ 2i ¨ (Area enclosed by γ).
Exercise 3.30. Suppose a coin of radius r rolls around a fixed bigger coin of radius R.
Then the path traced by a point on the rim of the rolling coin is called an epicycloid,
and it is a closed curve if R “ nr, for some n P N. With the centre of the fixed coin at
the origin, show that the epicycloid is given by zptq “ rppn ` 1qeit ´ eipn`1qt q, t P r0, 2πs.
By evaluating the integral of z along the epicycloid, show that the area enclosed by the
epicycloid is equal to πr2 pn`1qpn`2q.
Next, we will show the following consequences of the Cauchy Integral Theorem:
‚ In simply connected domains every holomorphic function possesses a primitive.
‚ Holomorphic functions are infinitely many times complex differentiable.
‚ Bounded entire functions are constants (Liouville’s Theorem), and a proof of
the Fundamental Theorem of Algebra using Liouville’s Theorem.
‚ Morera’s Theorem (which is a sort of a converse to the Cauchy Integral Theorem).
3.5. Existence of a primitive
On a simply connected domain, every holomorphic function f is the derivative of
some holomorphic function, that is, f possesses a primitive.
Theorem 3.12. If D is a simply connected domain and f P OpDq, then there
exists an F P OpDq such that F 1 “ f in D.
64 3. Cauchy Integral Theorem
ş
Proof. Fix a point p P D. Define F : D Ñ C by F pzq “ γz f pζq dζ (z P D), where
γz is any smooth path in D joining p to z. Then F is well-defined, i.e., F pzq does
not depend on the path joining p to z. If γ is another smooth path in D that joins
p to z, then γz ´ γ is a closed smooth path ş in the simplyş connected domain
ş D.
The Cauchy Integral Theorem implies 0 “ γz ´γ f pζq dζ “ γz f pζq dζ ´ γ f pζq dζ,
ş ş
so that γz f pζq dζ “ γ f pζq dζ.
γ
w
rz, ws
´γ z γw
z
γz
γz
p p
C
z0 r
w ∆
In order to prove this result, we will first prove the following technical fact, which
will also prove to be useful later on. In this result we essentially prove the Cauchy
Integral Formula for the centre z0 of the disc ∆.
Proposition 3.14. Let D be a domain, z0 P D, f : D Ñ C be holomorphic in
Dztz0 u, and continuous on D, r ą 0, ∆ :“ tz P C : |z ´ z0 | ď ru Ă D, and
1
ş f pζq
Cptq “ z0 ` re2πit , t P r0, 1s. Then f pz0 q “ 2πi C ζ´z0 dζ.
C
Cδ
z0
ş f pζq ş f pζq
By the Cauchy Integral Theorem, C ζ´z 0
dζ “ Cδ ζ´z 0
dζ. Hence,
1
ş f pζq 1
ş f pζq 1
ş 1
| 2πi C ζ´z0 dζ ´ f pz0 q| “ | 2πi Cδ ζ´z0 dζ ´ f pz0 q 2πi Cδ ζ´z0 dζ|
1
ş f pζq´f pz0 q
“ | 2πi Cδ ζ´z0 dζ|
1 |f pζq´f pz0 q| 1 ǫ
ď 2π p max |ζ´z0 | q 2πδ ă 2π δ 2πδ “ ǫ.
ζPC δ
z
Cδ
z0
Exercise 3.34. Let f be entire. Define the path C byş Cpθq :“ eiθ , for θ P r0, 2πs. Let
1 1´ζz
z P C such that |z| ă 1. Prove that p1 ´ |z|2 qf pzq “ 2πi C f pζq ζ´z dζ.
ş
1 2π
Deduce from the above that for all z P D, p1 ´ |z|2 q|f pzq| ď 2π iθ
0 |f pe q|dθ.
3.6. The Cauchy Integral Formula 67
1
ş f pζq
Proof. By the Cauchy Integral Formula for circular paths, f pz0 q “ 2πi C ζ´z0 dζ.
As γ, C are Dztz0 u-homotopic, it follows from the Cauchy Integral Theorem that
1
ş f pζq 1
ş f pζq
2πi C ζ´z0 dζ “ 2πi γ ζ´z0 dζ.
This result highlights the ‘rigidity’ associated with holomorphic functions men-
tioned earlier. By this we mean that their highly structured nature (everywhere
locally infinitesimally a rotation followed by a magnification) enables one to pin
down their precise behaviour from very limited information. That is, even if we
know the effect of a holomorphic function in a small portion of the plane (for ex-
ample the values along a closed path), its values can be inferred at other far away
points in a unique manner. The picture below illustrates this in the case of the
Cauchy Integral Formula, where knowing the values of f on the curve γ enables
one to determine the values at all points in the shaded region.
γ
z0
exppizq
Exercise 3.36. Define F by F pzq “ z 2 `1 for all z P Czti, ´iu. Let R ą 1.
(1) Let σ be the closed path comprising the line segment r´R, Rs of the real axis from ´R
ş by the semicircle S of radius R in the upper half plane from R to ´R.
to R, followed
Show that σ F pzqdz “ πe .
(2) Prove that | exppizq| ď 1 for z in the upper half plane, and conclude that for all large
enough |z|, |F pzq| ď |z|2 2 .
ş ş
(3) Show that lim S F pzq dz “ 0, and so lim r´R,Rs F pzq dz “ πe .
RÑ8 RÑ8
ş 8 cos x şR cos x π
(4) Parametrising r´R, Rs in terms of x, show that ´8 1`x 2 dx :“ lim ´R 1`x2 dx “ e .
RÑ8
ş 2π
Exercise 3.37. Evaluate 0 ecos θ cospsin θq dθ. Hint: Consider exppexppiθqq.
68 3. Cauchy Integral Theorem
Cδ
z
z0
3.8. Liouville’s Theorem, Fundamental Theorem of Algebra 69
So for w ‰ z inside C,
f 1 pwq´f 1 pzq 1 1
ş f pζq 1
ş f pζq 1
ş f pζqp2ζ´z´wq
w´z “ w´z p 2πi C pζ´wq2 dζ ´ 2πi C pζ´zq2 dζ q “ 2πi C pζ´wq2 pζ´zq2 dζ.
When w « z, the integrand numerator f pζqp2ζ ´ z ´ wq « 2f pζqpζ ´ zq, while the
1 1 pzq ş f pζq
denominator « pζ ´ zq4 . So we expect that lim f pwq´f w´z
2
“ 2πi C pζ´zq3 dζ. We
wÑz
prove this claim next. For w ‰ z,
f 1 pwq´f 1 pzq 2
ş f pζq 1
ş p3ζ´z´wqf pζq
w´z ´ 2πi C pζ´zq3 dζ “ pw ´ zq 2πi C pζ´wq2 pζ´zq3 dζ. p˚q
If we show that the integral is bounded by some constant for all w close enough to
z, then since the integral is being multiplied by w ´ z, we see that as w Ñ z, we
can make the overall expression as small as we please. To this end, let us consider
a disc with centre z and having radius smaller than r, say r{2, and we will confine
w (which is anyway supposed to be near z) to lie within this disc. As f P OpDq,
in particular, its restriction to the C is continuous, and so is |f | : C Ñ R. But by
the Extreme Value Theorem, M :“ maxζPran C |f pζq| “ maxtPr0,1s |f pCptqq| exists.
Moreover, for ζ P ran C,
|ζ ´ w| ě 2r ,
|3ζ ´ z ´ 2w| “ |3ζ ´ 3z ` 2z ´ 2w| ď 3r ` 2 2r “ 4r, |ζ ´ z|3 “ r 3 .
ş
By the M L-inequality, | C p3ζ´z´2wqf pζq
pζ´wq2 pζ´zq3
dζ| ď 2πr p 4rM
r 2 3 “
q r
32πM
r3
. Using (˚),
2
1 1 pzq ş f pζq wÑz
| f pwq´f
w´z
2
´ 2πi 2 32πM 32M
C pζ´zq3 dζ| ď |w ´ z| 2π r 3 “ r 3 |w ´ z| ÝÑ 0.
Thus f 1 is complex differentiable at z. As z P D was arbitrary, f 1 P OpDq.
pnq
Exercise 3.38. If D is a domain and f P OpDq, show that for all n P N, f has a
continuous complex derivative.
Exercise 3.39. Let U Ă C be open, f P OpU q, u :“ Re f and v :“ Im f . Show that
u, v P C 8 pU q, where C 8 pU q denotes the set of all real-valued functions on U possessing
continuous partial derivatives of all orders on U .
Let us contrast this with the situation in real analysis. For example R Q x ÞÑ sin x
is real differentiable on R, and is bounded (| sin x| ď 1 for all x P R), but is not
constant. On the other hand, in light of the above Liouville’s Theorem, the entire
(complex) function sin, being nonconstant, must necessarily be unbounded on C!
We had checked this earlier on page 24: | sinpiyq| Ñ 8 as y Ñ ˘8.
1
ş f pζq 1 M M
|f 1 pzq| “ | 2πi CR pζ´zq2 dζ| ď 2π R2 2πR “ R .
70 3. Cauchy Integral Theorem
|z| ą R. By Weierstrass’s Theorem, in the compact set tz P C : |z| ď Ru, the real-
valued continuous function |p| has a positive minimum k (as p is never 0). Thus
1 1
|f pzq| ď maxt mR d , k u for all z P C. By Liouville’s Theorem, f must be constant,
1 1
say C. So for all |z| ą R, m|z| d ě |ppzq| “ |C|, giving |C| “ 0 and so C “ 0. Hence
1
for all z P C, ppzq “ C “ 0. Multiplying by ppzq, we get 1 “ 0, a contradiction.
Exercise 3.40. Let f be an entire function such that f is bounded away from 0, that is,
there is a δ ą 0 such that for all z P C, |f pzq| ě δ. Show that f is a constant.
Exercise 3.41. Let w0 P C and r ą 0. Show that an entire function, whose range is
disjoint with the disc tw P C : |w ´ w0 | ă ru, must be a constant.
Exercise 3.42. Let f P OpCq, and periodic in the real and in the imaginary directions,
i.e., there exist positive T1 , T2 in R such that f pzq “ f pz ` T1 q “ f pz ` iT2 q for all z P C.
Prove that f is constant. Give examples to show that periodicity in just the real direction
or just the imaginary direction is not enough.
Exercise 3.43. A classical theme in the theory of entire functions is to try to characterise
the entire function f based on the way |f | grows for large |z|. Here is one instance of this.
(1) Show that if f is entire, and |f pzq| ď | exp z| for all z P C, then in fact f is equal to
c exp z for some complex constant c with |c| ď 1. (Thus if a nonconstant entire function
‘grows’ no faster than the exponential function, it is an exponential function.)
(2) One may be tempted to argue that this cannot be right on the grounds that ‘polynomials
grow slower than the exponential function’, but surely p ‰ exp z. Show that if p is a
polynomial satisfying |ppzq| ď | exp z| for all z P C, then p ” 0. Hint: Take z “ x ă 0.
1Despite its name, there is no purely algebraic proof of the theorem, since it turns out that any proof must
use the completeness of the reals.
3.9. Morera’s Theorem 71
Exercise 3.44. Suppose f is an entire function, and satisfies |f pzq| ą |f 1 pzq| for all z P C.
Prove that there exists a constant C P C such that for all z P C, f 1 pzq “ Cf pzq. Calculate
pe´Cz f q1 , and hence determine all such f .
Exercise 3.45. Let M P R, and f be an entire function such Re f pzq ď M for all z P C.
Prove that f is a constant function.
Exercise 3.46. Suppose that f is an entire function. Let u :“ Re f and v :“ Im f .
Suppose further that upx, yq ď vpx, yq for all px, yq P C. Prove that f 1 pzq “ 0 for all z P C.
Hint: Consider exppf ` if q.
Exercise 3.47. Let f : C Ñ C be an entire function. Suppose that a1 , a2 are complex
numbers such that a1 ‰ a2 , and such that a1 , a2 are contained in the interior of the circular
path C with radius R ą 0 and centre 0, traversed once in the counterclockwise direction.
ş pzq
(1) Prove that | C pz´af1 qpz´a2q
dz| ď pR´|a12πR
|qpR´|a2 |q max |f pzq|.
zPC
1 α β
(2) Find α, β P C such that for all z P C, pz´a1 qpz´a2 q “ z´a1 ` z´a2 .
ş pzq ş f pzq ş f pzq
(3) Express C pz´af1 qpz´a2q
dz in terms of C z´a1 dz and C z´a2 dz.
Use the Cauchy Integral Formula to simplify these latter expressions.
(4) Deduce Liouville’s Theorem.
Exercise 3.48. Throughout this exercise, the polynomial p has degree d ě 1. Using
the Division Algorithm and the Fundamental Theorem of Algebra, p can be factored as
ppzq “ Cpz ´ α1 qm1 ¨ ¨ ¨ pz ´ αk qmk , where m1 , ¨ ¨ ¨ , mk P N, m1 ` ¨ ¨ ¨ ` mk “ d, C ‰ 0, and
α1 , ¨ ¨ ¨ , αk are the distinct zeroes of p. A zero α of p is called simple if ppzq “ pz ´ αqqpzq,
where q is a polynomial such that qpαq ‰ 0. Show that α is a simple zero of p if and only
if ppαq “ 0 and p1 pαq ‰ 0. Show that there exists a w P C such that the polynomial pr,
prpzq “ ppzq ` w (z P C), has only simple zeroes.
Exercise 3.49. Let f be an entire function such that f p0q “ 0 and |f pzq ´ ez sin z| ă 3
for all z P C. Find f .
Proof. Let z0 P D, and let ∆ be a disc with centre z0 such that ∆ Ă D, and γz0 ,z
is the path joining z0 to z by first
ş moving horizontally and then moving vertically.
Define F : ∆ Ñ C by F pzq “ γz ,z f pζq dζ for all z P ∆.
0
72 3. Cauchy Integral Theorem
∆
z
z0
γz0 ,z
We will show that F is holomorphic in ∆, and its derivative is f . This shows that
f is holomorphic in ∆! Why? Because f (being the derivative of a holomorphic
function) is itself then holomorphic in ∆ by Corollary 3.16.
Let z P ∆, and ǫ ą 0. As f is continuous, there exists δ ą 0 such that if w P ∆
satisfies |w ´ z| ă δ, then |f pwq ´ f pzq| ă ǫ. We have
ş ş
F pwq ´ F pzq “ γz ,w f pζq dζ ´ γz ,z f pζq dζ.
0 0
ş
As the integral of f on closed rectangular paths is zero, F pwq´F pzq “ γz,w f pζq dζ,
where γz,w is the path joining z to w by again first moving horizontally and then
moving vertically. See the picture below which shows one particular case:
ş ş ş ş ş ş ş
F pwq ´ F pzq “ γz ,w f pζq dζ ´ γz ,z f pζq dζ “ ✓✓A ` B ` C ´p✓ ✓
A ` D qf pζq dζ
ş 0
ş ş 0
ş ş ş
“ p B ` C ` ´γz,w ` ´D q ` γz,w f pζq dζ “ p 0qq ` γz,w f pζq dζ.
δz γz,w
w
D
z0
C
A B
Thus for 0 ă |w ´ z| ă δ,
F pwq´F pzq 1
ş 1
ş 1
ş
w´z ´ f pzq “ w´z γz,w f pζq dζ ´ f pzq w´z γz,w 1 dζ “ w´z γz,wpf pζq ´ f pzqq dζ.
Here we have used the Fundamental ş Theorem of Contour Integration for the holo-
morphic function 1 to obtain γz,w 1 dζ “ w ´ z. From the above, and using the fact
that the length of γz,w is |Repw ´ zq| ` |Impw ´ zq| ď 2|w ´ z|, we have
ş
| F pwq´F
w´z
pzq 1
´f pzq| “ | w´z ǫ
γz,wpf pζq ´f pzqq dζ| ď |w´z| p|Repw ´ zq|`|Impw ´ zq|q ă 2ǫ.
3.10. Appendix
In this appendix, we will prove the Cauchy Integral Theorem without the simpli-
fying assumptions used earlier. We first prove the following.
Theorem A (Cauchy-Goursat). ş Let U be an open subset of C, and f P OpU q.
Then for any triangle ∆ Ă U , B∆ f pzq dz “ 0.
3.10. Appendix 73
(Here a triangle ∆ is considered open, i.e., the open region contained within the
three sides constituting its boundary B∆. Also, we denote the counterclockwise
path starting at any vertex traversed once along the boundary also by B∆.)
ş
Proof. f is continuous in U . Let ∆0 Ă U be a triangle. Set I “ B∆0 f pzq dz. Divide
∆0 in 4 triangles ∆10 , ∆20 , ∆30 , ∆40 , using the midpoints of the sides of ∆0 . Then
ş 4 ş
ř
I “ B∆0 f pzq dz “ B∆j
f pzq dz. (Why?)
j“1 0
∆20
∆40
∆30 ∆10
ş |I|
So there is a j such that | B∆j0
f pzq dz| ě 4 (otherwise |I| ă 4 |I|
4 , a contradiction).
Let ∆1 be one of the ∆j0 s with this property. The perimeter of B∆1 is half that of
B∆0 . Repeating this process of dividing a triangle into four smaller triangles, we
get a decreasing sequence of triangles ∆0 Ą ∆1 Ą ∆2 Ą ¨ ¨ ¨ , such that
ş
| B∆k f pzq dz| ě |I|
4k
, and the perimeter ℓpB∆k q “ ℓpB∆
2k
0q
.
Let c P Xkě0 ∆k ‰ 2 H, where ∆k “ ∆k Y B∆k . Since f is complex differentiable
at c, given ǫ ą 0, there exists a δ ą 0 such that whenever |z ´ c| ă δ, we have
|f pzq ´ f pcq ´ f 1 pcqpz ´ cq| ď ǫ|z ´ c|. Take k large enough
ş so that ∆k Ă Dpc, δq. By
the Fundamental Theorem of Contour Integration, B∆k pf pcq ` f 1 pcqpz ´ cqqdz “ 0.
So ş ş
| B∆k f pzq dz| “ | B∆k pf pzq ´ f pcq ´ f 1 pcqpz ´ cqqdz|
ď p sup |f pzq ´ f pcq ´ f 1 pcqpz ´ cq|qq ℓpB∆k q
zPB∆k
ď p sup ǫ|z ´ c|qq ℓpB∆k q
zPB∆k
ď ǫ ℓpB∆k q ℓpB∆k q (Why?)
2
“ ǫ pℓpB∆
4k
0 qq
.
c
z
ş 2
For large enough k, |I|
4k
ď | B∆k f pzq dz| ď ǫ pℓpB∆
4k
0 qq
, that is, |I| ď ǫpℓpB∆0 qq2 . As
ǫ ą 0 was arbitrary, |I| “ 0, and so I “ 0.
Theorem B. Let z0 P C, r ą 0, and f P OpDpz0 , rqq. Then there exists an
F P OpDpz0 , rqq such that F 1 “ f in Dpz0 , rq.
2For example, the centres c of ∆ form a bounded sequence in R2 , and by the Bolzano-Weierstrass
k k
Theorem, this sequence has a convergent subsequence, say pcnk qkPN , with limit, say, c P R2 . For each
n P N Y t0u, there exists a K P N such that for all k ě K, nk ą n, and so pcnk qkěK is a sequence in the
closed set ∆n , showing that its limit c also belongs to ∆n . As n P N was arbitrary, c P Xně0 ∆n .
74 3. Cauchy Integral Theorem
Proof. For z P Dpzş0 , rq, let rz0 , zs be the straight line segment joining z0 to z.
Define F by F pzq “ rz0 ,zs f pζq dζ for all z P Dpz0 , rq. For w P Dpz0 , rq and w ‰ z,
ş ş ş
we get by Theorem A that rz0 ,zs f pζq dζ ` rz,ws f pζq dζ ` rw,z0 s f pζq dζ “ 0, i.e.,
ş
F pwq ´ F pzq “ rz,ws f pζq dζ. So for such w,
ş
ş | rz,ws pf pζq´f pzqqdζ|
| F pwq´F
w´z
pzq 1
´ f pzq| “ | w´z rz,ws f pζq dζ ´ f pzq| “ |w´z|
|w´z| max |f pζq´f pzq|
ζPrz,ws
ď |w´z| “ max |f pζq ´ f pzq|.
ζPrz,ws
p1, 1q ζj,k`1
ζj`1,k`1
p j`1 k`1
n , n q
Sjk
I2 Pjk
p nj , nk q
ζjk
p0, 0q ζj`1,k
ζ1,k
H
ζ0k
p n0 , nk q p nn , nk q Qk
ζn´1,k
Let Qk be the closed polygon rζ0k , ζ1k , ¨ ¨ ¨ , ζnk s, 0 ď k ď n. We will show that
ş ş ş ş ş
γ0 f pzq dz “ Q0 f pzq dz “ Q1 f pzq dz “ ¨ ¨ ¨ “ Qn f pzq dz “ γ1 f pzq dz.
ş ş
To see that γ0 f pzq dz “ Q0 f pzq dz, observe that if σj ptq “ γ0 ptq for nj ď t ď j`1
n ,
then σj ` rζj`1,0 , ζj0 s is a closed smooth path in the disc Dpζj0, rq Ă D.
σj p j`1 j`1 j`1
n q “ γ0 p n q “ Hp n , 0q “ ζj`1,0
γ0
σj p nj q “ γ0 p nj q “ Hp nj , 0q “ ζj0
ζj`2,k`1
ζj,k`1
ζj`1,k`1
ζj`2,k
ζjk
ζj`1,k
Moreover, ζ0,k “ Hp0, nk q “ Hp1, nk q “ ζn,k , so that rζş0,k`1 , ζ0,k s “ş ´rζn,k , ζn,k`1s.
Taking these cancellations into account, (‹‹) gives 0 “ Qk f pzqdz ´ Qk`1f pzqdz.
76 3. Cauchy Integral Theorem
ζ2,k`1
21
42
ζ2k
31
32
11
12
converges in some disc Dpz0 , Rq and diverges for |z ´ z0 | ą R. Also, in the disc
Dpz0 , Rq, it defines a holomorphic function. Vice versa, if f P OpDpz0 , Rqq, then it
has a power series expansion as above, called its ‘Taylor series’ (centred at z0 ). We
will use this to show the general Cauchy Integral Formula, and to understand the
nature of zeroes of holomorphic functions. Moreover, we will prove two additional
fundamental theorems about holomorphic functions: the Identity Theorem and the
Maximum Modulus Theorem.
z0 z0
8
ř
Taylor series: cn pz ´ z0 qn ř
Laurent series: cn pz ´ z0 qn
n“0 nPZ
77
78 4. Taylor and Laurent series
4.1. Series
Just as with real series, given a sequence pan qnPN of complex numbers, one can
form the sequence psn qnPN of its partial sums, where sn :“ a1 ` ¨ ¨ ¨ ` an for all n P N.
8
ř
‚ The series an converges if psn qnPN converges.
n“1
8
ř 8
ř
‚ If an converges, then the sum of the series is an :“ lim sn .
n“1 n“1 nÑ8
8
ř
‚ The series an diverges if psn qnPN diverges.
n“1
8
ř 8
ř
‚ The series an converges absolutely if the real series |an | converges.
n“1 n“1
From the result in Exercise 1.38, which says that a complex sequence converges if
and only if the sequences of its real and imaginary parts converge, it follows that
8
ř 8
ř 8
ř
an converges ô the real series Re an and Im an converge.
n“1 n“1 n“1
Thus the results from real analysis are useful in testing the convergence of complex
series. For example, it is easy to prove the following two facts, which we leave as
exercises.
ř
8
Exercise 4.1. If an converges, then show that lim an “ 0.
n“1 nÑ8
ř
8 ř
8
Exercise 4.2. If an converges absolutely, then show that an converges.
n“1 n“1
ř
8
Exercise 4.3. If an converges, and ǫ ą 0, then show that there exists an N P N such
n“1
ř
8 ř
8
that an converges and | an | ă ǫ.
n“N `1 n“N `1
ř
8 ř
8
1
Exercise 4.4. Show that if |z| ă 1, then zn converges and that zn “ 1´z .
n“0 n“0
ř
8
1
Exercise 4.5. Show that if |z| ă 1, then nz n´1 “ p1´zq2 .
n“1
1 1 1
Exercise 4.6. Show that 1s ` 2s ` 3s ` ¨ ¨ ¨ converges for all complex s with Re s ą 1.
ř
8
1
Thus s ÞÑ ζpsq :“ ns is a well-defined map in the half-plane ts P C : Re s ą 1u, and is
n“1
called the Riemann zeta function.
The Riemann zeta function is linked with number theory through the Euler Product For-
mula: If p1 , p2 , p3 , ¨ ¨ ¨ is the infinite list of primes in increasing order, then
ś K
1
ζpsq “ lim ´s (Re s ą 1).
KÑ8 k“1 1´pk
Riemann (1826-66) showed that the function ζ can be extended holomorphically to Czt1u.
It can be shown that the function ζ has zeroes at ´2, ´4, ´6, ¨ ¨ ¨ , called ‘trivial zeroes’,
but it also has other zeroes. All the non-trivial zeroes Riemann computed turned out to
lie on the line Re s “ 21 . This led him to formulate the following conjecture (now called the
Riemann Hypothesis), which is a famous unsolved problem in Mathematics: All non-trivial
zeroes of the Riemann zeta function lie on the line Re s “ 21 .
4.2. Power series 79
Example 4.1. All polynomial expressions are power series, with only finitely many
nonzero coefficients. Polynomials converge for all z P C.
8
ř
Example 4.2. From Exercise 4.4, the power series zn converges if |z| ă 1.
n“0
8
ř
As |z n ´ 0| “ |z|n ě 1 for all n P N, �p lim z n “ 0q. So z n diverges if |z| ě 1.
nÑ8 n“0
The following result gives a general answer to the fundamental question above.
Theorem 4.1.
Let pcn qnPN be a sequence in C. Then exactly one of the following hold :
8
ř
‚ Either cn z n is absolutely convergent for all z P C,
n“0
‚ or there is a unique nonnegative real number R such that :
8
ř
(1) cn z n is absolutely convergent for all z P C with |z| ă R, and
n“0
8
ř
(2) cn z n is divergent for all z P C with |z| ą R.
n“0
The unique R ą 0 in the above theorem is called the radius of convergence of the
power series, and if the power series converges for all z P C, then we say that the
power series has an infinite radius of convergence, and write ‘R “ 8’.
diverge
R
z0
converge
What happens on the circle |z| “ R? Complex power series may diverge at every
point on the boundary (given by |z| “ R), or diverge on some points of the bound-
ary and converge at other points of the boundary, or converge at all the points on
the boundary. There is no general result answering what happens at each point on
the circle, and the specific power series at hand has to be investigated to find out
the behaviour.
80 4. Taylor and Laurent series
r
R
R 11
00
00
11
0 z
Corollary 4.2.
Let pcn qnPN be a sequence in C, and z0 P C. Then exactly one of the following hold :
8
ř
‚ Either cn pz ´ z0 qn is absolutely convergent for all z P C,
n“0
‚ or there is a unique nonnegative real number R such that :
8
ř
(1) cn pz ´ z0 qn is absolutely convergent for all z P C with |z ´ z0 | ă R.
n“0
8
ř
(2) cn pz ´ z0 qn is divergent for all z P C with |z ´ z0 | ą R.
n“0
ř
8
Exercise 4.7. Let R denote the radius of convergence of cn pz ´ z0 qn . Show that:
n“0
ř
8
‚ If cn pz ´ z0 qn converges for a z˚ P C, then R ě |z˚ ´ z0 |.
n“0
ř
8
‚ If cn pz ´ z0 qn diverges for a z˚ P C, then R ď |z˚ ´ z0 |.
n“0
ř
N ř!
N ř
8
Exercise 4.8. Let N P N and z P C. Show that |z n! | ď |z n |. Prove that z n!
n“1 n“1 n“1
ř
8
converges in D :“ tz P C : |z| ă 1u. Determine the radius of convergence of z n! .
n“1
8
ř
Theorem 4.3. Consider the power series cn z n . If L :“ lim | cn`1
cn | exists, then:
n“0 nÑ8
1
‚ If L ‰ 0, then the radius of convergence is L.
‚ If L “ 0, then the radius of convergence is infinite.
Proof.
1
1˝ Let L ‰ 0. For all nonzero z such that |z| ă L there exists a q ă 1 and an
|cn`1 z n`1 |
N large enough such that |cn z n | “ | cn`1
cn ||z| ď q ă 1 for all n ą N . (This is
nÑ8 L|z|`1
because | cn`1
cn z| ÝÑ L|z| ă 1. So we may take q “ 2 ă 1.) Thus by the
8
ř
Ratio Test, cn z n is absolutely convergent for such z.
n“0
|cn`1 z n`1 |
If |z| ą 1
L, then there is an N large enough such that |cn z n | “ | cn`1
cn ||z| ą 1
nÑ8 8
ř
for all n ą N , as | cn`1
cn z| ÝÑ L|z| ą 1. By the Ratio Test, cn z n diverges.
n“0
|cn`1 z n`1 |
2˝ Let L “ 0. For z P Czt0u, there is a q ă 1 such that |cn z n | “ | cn`1
cn ||z| ď q ă 1
nÑ8
for all n ą N . (This is because | cn`1
cn z| ÝÑ 0|z| “ 0 ă 1. So we may take
8
ř
1
q“ 2 ă 1.) By the Ratio Test, cn z n is absolutely convergent for such z.
n“0
1
pn`1q2 8 n
ř z
Example 4.3. As lim 1 “ 1, n2
converges if |z| ă 1 and diverges if |z| ą 1.
nÑ8 n“1
n2
n 8
ř 8 n
ř
If |z| “ 1, then | zn2 | “ n12 , and as 1
n2 converges, it follows that z
n2 is absolutely
n“1 n“1
convergent. Thus at every point of the circle |z| “ 1, the power series converges.
82 4. Taylor and Laurent series
8
ř
The previous example is in contrast to the geometric series zn, where we had
n“0
convergence at no point of the circle |z| “ 1.
ř
8 a
Exercise 4.9. Consider the power series cn xn . If L :“ lim n |cn | exists, then:
n“0 nÑ8
ř
8
zn
Exercise 4.10. Show that nn converges for all z P C.
n“1
ř
8
Exercise 4.11. Show that nn z n converges only when z “ 0.
n“1
ř
8 p´1qn ř
8 ř
8
1 n
Exercise 4.12. Find the radius of convergence of: n z n, n2022 z n , z .n!
n“1 n“0 n“0
ř
8
Exercise 4.13. Let R be the radius of convergence of cn z n . Show that:
a n“0
(1) If p n |cn |qnPN is not bounded, then R “ 0.
a a
(2) If p n |cn |qnPN is bounded, and Mn :“ a supt m |cm | : m ě nu, n P N, then pMn qnPN is
convergent. Set L “ lim Mn“ lim sup n |cn |. If L “ 0, then R “ 8. If L ‰ 0, then R “ L1 .
nÑ8 nÑ8
8
ř 8
ř
Let an z n and bn z n be two power series, with radii of convergence Ra , Rb . Their
n“0 n“0
termwise sum is (absolutely) convergent in the common region of convergence,
8
ř
namely the disc Dp0, mintRa , Rb uq. Their Cauchy product is cn z n , where
n“0
ř
n
cn :“ an´k bk , for n P t0, 1, 2, 3, ¨ ¨ ¨ u.
k“0
Using Exercise 4.14 below, it can be shown that the Cauchy product of two power
series converges in the common region of convergence.
ř
8 ř
8 ř
n
Exercise 4.14. Suppose an and bn are absolutely convergent. Define cn “ an´k bk
n“0 n“0 k“0
ř
8 ř
8 ř
8 ř
8
for nonnegative integers n. Show that cn converges, and cn “ p an qp bn q.
n“0 n“0 n“0 n“0
th
Hint: If An , Bn , Cn denote the n partial sums, show that |C2n ´ An Bn | Ñ 0 as n Ñ 8.
Exercise 4.15. Let A and E be opposite vertices of an octagon ABCDEF GH. A frog
starts at vertex A. From any vertex except E it jumps to one of the two adjacent vertices.
When it reaches E it stops. Let an be the number of distinct paths of exactly n P N jumps
ending at E. To obtain a formula for an in terms of n, proceed as follows. Show that
a2n´1 “ 0 for all n P N. Also show that a2 “ 0 and a4 “ 2. Let bn be the number of
distinct paths of length n from C to E. Prove that for all n ą 1, a2n “ 2a2n´2 ` 2b2n´2
and b2n “ 2b2n´2 ` a2n´2 . Deduce that a2n`2 “ 4a2n ´ 2a2n´2 for all n ą 1. Define
ř
8
Apzq :“ a2n z n , taking a0 :“ 0. Show that p1 ´ 4z ` ?2z 2 qApzq “
?
2z 2 in the disc of
n“0 p2` 2qn´1? ´p2´ 2qn´1
convergence of the power series. Conclude that a2n “ 2
for all n P N.
Explain using the Binomial Theorem why the right-hand side is an integer.
4.2. Power series 83
4.2.1. Power series are holomorphic. We have seen that polynomials are
power series with an infinite radius of convergence, that is, they converge in the
whole of C. They are of course also holomorphic there. More generally, a power
8
ř
series f pzq :“ cn z n , which is convergent for |z| ă R, is holomorphic there, and
n“0
8
ř
d
f 1 pzq “ dz pc0 ` c1 z ` c2 z 2 ` ¨ ¨ ¨ q “ c1 ` 2c2 z ` 3c3 z 2 ` ¨ ¨ ¨ “ cn nz n´1
n“1
8
ř
Proof. First we will show that gpzq :“ ncn z n´1 “ c1 `2c2 z `¨ ¨ ¨ `ncn z n´1 `¨ ¨ ¨
n“1
is absolutely convergent for |z| ă R. Fix z and let r satisfy |z| ă r ă R. By
ř8
hypothesis cn r n converges, and so there is some positive number M such that
n“0
|z|
|cn r n | ă M for all n. Let ρ :“ r . Then 0 ď ρ ă 1, and
M nρn´1
|ncn z n´1 | “ |cn r n | 1r n| zr |n´1 ď r .
8
ř 8
ř
1
As nρn´1 converges (to p1´ρq2 ; Exercise 4.5), by the Comparison Test, ncn z n´1
n“1 n“1
is absolutely convergent.
Next, we will show that f 1 pz0 q “ gpz0 q for |z0 | ă R, i.e., lim p f pzq´f
z´z0
pz0 q
´gpz0 qq “ 0.
zÑz0
As before, let r be such that |z0 | ă r ă R. Below, we consider z satisfying |z| ă r.
z0
0
r
R
8
ř
Let ǫ ą 0. As ncn r n´1 converges absolutely, there exists an N P N such that
n“1
8
ř 8
ř
|ncn r n´1 | ă 4ǫ . We have f pzq ´ f pz0 q “ cn pz n ´ z0n q, and so for z ‰ z0 ,
n“N `1 n“1
f pzq´f pz0 q 8
ř z n ´z0n 8
ř
z´z0 “ cn z´z0 “ cn pz n´1 ` z n´2 z0 ` ¨ ¨ ¨ ` zz0n´2 ` z0n´1 q.
n“1 n“1
f pzq´f pz0 q 8
ř
Thus z´z0 ´ gpz0 q “ cn pz n´1 ` z n´2 z0 ` ¨ ¨ ¨ ` z0n´1 ´ nz0n´1 q. We let S1 be
n“1
the sum of the first N terms of this series (that is, from n “ 1 to n “ N ) and S2
be the sum of the remaining terms. Then since |z|, |z0 | ă r, it follows that
8
ř 8
ř
n´1
|S2 | ď ` r n´1 ` ¨ ¨ ¨ ` r n´1 `nr n´1 q “
|cn |prlooooooooooooooomooooooooooooooon 2n|cn |r n´1 ă 2ǫ .
n“N `1 n“N `1
n terms
84 4. Taylor and Laurent series
ř
N
S1 “ cn pz n´1 ` z n´2 z0 ` ¨ ¨ ¨ ` zz0n´2 ` z0n´1 ´ nz0n´1 q is a polynomial in z and so
n“1
ř
N ř
N
lim S1 “ cn pz0n´1 ` z0n´2 z0 ` ¨ ¨ ¨ ` z0 z0n´2 ` z0n´1 ´ nz0n´1 q “ cn pnz0n´1 ´ nz0n´1 q “ 0.
zÑz0 n“1 n“1
that f p¨q “ gp¨ ´ z0 q P OpDpz0 , Rqq, and also it follows by the Chain Rule that
8
ř
f 1 pzq “ g 1 pz ´ z0 q ¨ 1 “ ncn pz ´ z0 qn´1 for all z P Dpz0 , Rq. The general case for
n“1
n ě 2 now follows by a repeated application of this last result.
4.3. Taylor series 85
(1) The set of points z for which the power series converges equals either the singleton set
t0u or some open disc of finite positive radius or the entire complex plane, but no other
type of set.
(2) If the power series converges for z “ 1, then it converges for all z with |z| ă 1.
(3) If the power series converges for z “ 1, then it converges for all z with |z| “ 1.
(4) If the power series converges for z “ 1, then it converges for z “ ´1.
(5) Some power series converge at all points of an open disc with centre 0 of some positive
radius, and also at certain points on the boundary of the disc (that is the circle bounding
the disc), and at no other points.
(6) There are power series that converge on a set of points which is exactly equal to the
closed disc given by |z| ď 1.
(7) If the power series diverges at z “ i, then it diverges at z “ 1 ` i as well.
Exercise 4.18 (Generalised Binomial Theorem). Let a P p0, 1q. Show that the radius of
convergence of the complex power series 1 ` az ` apa´1q
2! z 2 ` apa´1qpa´2q
3! z 3 ` ¨ ¨ ¨ is 1. Let
f P OpDp0, 1qq be the sum of the above power series. Prove that p1 ` zqf 1 pzq “ af pzq in
Dp0, Rq. Show that p1 ` ¨qa P OpDp0, 1qq. Calculate pp1 ` ¨q´a f q1 in Dp0, 1q, and hence
show that f pzq “ p1 ` zqa in Dp0, 1q.
ř
8
p´1qn 2n
Exercise 4.19. Show that the complex power series J0 pzq “ 22n pn!q2 z converges for
n“0
ř
8
p´1qn n
all z P C. (Hint: Consider first 22n pn!q2 w .) J0 is called the Bessel function of order 0.
n“0
Prove that J0 solves the differential equation f 2 pzq ` 1z f 1 pzq ` f pzq “ 0 in Czt0u.
ř
8 ř
8
Exercise 4.20. Let pcn qnPN be a sequence in C such that |cn | converges, but n|cn |
n“0 n“0
ř
8
does not. Show that the radius of convergence of cn z n is equal to 1.
n“0
also prove the general Cauchy Integral Formula, expressing the derivatives f pnq for
all n ě 0 of a holomorphic function f inside a disc from the values of f along its
bounding circle. The cases n “ 0, 1 were seen earlier in Sections 3.6 and 3.7.
Theorem 4.7. Let z0 P C, R ą 0, and f P OpDpz0 , Rqq. For any r P p0, Rq, define
1
ş f pζq
the circular path Cptq :“ z0 `re2πit for all t P r0, 1s, and let cn :“ 2πi C pζ´z0 qn`1 dζ
8
ř
for all integers n ě 0. Then f pzq “ cn pz ´ z0 qn for all z P Dpz0 , Rq.
n“0
r
z0 R
1
ş f pζqpz´z0 qn
and so plugging this in the above, we have, with Rn pzq :“ 2πi C pζ´z0 qn pζ´zq dζ,
1
ş pz´z0 qn´1 pz´z0 q n
f pzq “ 2πi p 1
C f pζqp ζ´z0 ` ¨ ¨ ¨ ` pζ´z0 qn ` pζ´z0 qn pζ´zq q dζ
“ c0 ` c1 pz ´ z0 q ` ¨ ¨ ¨ ` cn´1 pz ´ z0 qn´1 ` Rn pzq.
So we will be done if we show that Rn pzq goes to 0 as n Ñ 8. As |f | is a continuous
real-valued function on the compact set ran C, i.e., there is an M ą 0 such that for
pz´z0 qn |z´z0 | n nÑ8
all ζ P ran C, |f pζq| ă M . Also, for ζ P ran C, | pζ´z 0q
n| “ p r q ÝÑ 0. The term
1
|ζ´z| for ζ P ran C, is bounded by the reciprocal of the ‘distance between the circle
ran C and z’. We have |ζ ´ z| “ |ζ ´ z0 ´ pz ´ z0 q| ě |ζ ´ z0 | ´ |z ´ z0 | “ r ´ |z ´ z0 |.
nÑ8 8
ř
Thus |Rn pzq| ď p |z´z 0| n M
r q r´|z´z0 | ÝÑ 0. Hence cn pz ´ z0 qn converges to f pzq.
n“0
C
z
ζ
z0
4.3. Taylor series 87
1
ş f pζq
We have only shown the series expansion with cn “ 2πi C pζ´z0 qn`1 dζ for r satisfy-
ing |z´z0 | ă r ă R, while the theorem statement said that we could have taken any
ş f pζq
r P p0, Rq. By the Cauchy Integral Theorem, C pζ´z 0q
n`1 dζ is independent of r, and
Example 4.5. Log P OpDq, where D denotes the ‘plane with a cut’ given by
Czpp´8, 0s ˆ t0uq. The largest open disc with centre z0 “ 1, which is contained in
n
D, is Dp1, 1q. Since Log1 z “ z1 for z P D, it follows that Logpnq z “ p´1q zpn´1q!
n . In
pnq p´1qn pn´1q!
particular, Log 1 “ 1n . Also Log 1 “ 0. Thus
z´1 pz´1q2 p´1qn pz´1qn
Log z “ 1 ´ 2 ` ¨¨¨ ` n ` ¨ ¨ ¨ for all z P Dp1, 1q,
2 p´1qn wn
w w
or equivalently, Log p1 ` wq “ 1 ´ 2 ` ¨¨¨ ` n ` ¨ ¨ ¨ for all |w| ă 1.
88 4. Taylor and Laurent series
3 5 2 4
Exercise 4.21. Show that sin z “ z´ z3! ` z5! ´ ` ¨ ¨ ¨ , cos z “ 1´ z2! ` z4! ´ ` ¨ ¨ ¨ for all z P C.
Exercise 4.22. Find the Taylor series of the polynomial z 6 ´ z 4 ` z 2 ´ 1 centred at 1.
ř
8
Exercise 4.23. For the f below, find cn , n ě 0, in the Taylor series cn z n of f .
ş 2 n“0 2
‚ f pzq “ r0,zs eζ dζ (z P C), where r0, zs is the straight path from 0 to z. Hint: f 1 pzq “ ez .
z2 1
‚ f pzq “ pz`1q2 (z P Czt´1u). Hint: For |z| ă 1, z`1 “ 1 ´ z ` z2 ´ ` ¨ ¨ ¨ .
ř
8
Exercise 4.24. Let f P OpDp0, 1qq be such that |f pzq| ă 1 for all z P Dp0, 1q. Let cn z n
n“0
be the Taylor series of f centred at 0. Prove that |cn | ď 1 for all n ě 0.
Exercise 4.25. True or false? There exists an r ą 0 and a function f P OpDp0, rqq such
that f pnq p0q “ pn!q2 for all n ě 0.
Exercise 4.26. Determine all entire functions f which satisfy f pz 2 q “ f pzq for all z P C.
Exercise 4.27. Let a0 , a1 , ¨ ¨ ¨ be a sequence of real numbers tending to infinity, and let
f : C Ñ C be an entire function satisfying |f pnq pak q| ď e´ak for all nonnegative integers k
and n. Prove that f pzq “ c e´z for some constant c P C with |c| ď 1.
Corollary 4.10 (Cauchy’s inequality). Let z0 P C, R ą 0, f P OpDpz0 , Rqq.
Suppose there exists an M ą 0 such that |f pzq| ď M for all z P Dpz0 , Rq. Then
for all n ě 0, |f pnq pz0 q| ď n!M Rn .
2πit
Proof. Let Cptq “ z0 ` re , t P r0, 1s, where r P p0, Rq. By Corollary 4.9,
ş f pzq f pzq
|f pnq pz0 q| “ | 2πi
n! n! n! M n!M
C pz´z0 qn`1 dz| ď 2π max | pz´z0 qn`1 | 2πr “ 2π r n`1 2πr “ r n .
zPC
The claim now follows by passing to the limit as r Õ R.
Exercise 4.28. Let f P OpCq such that there exists an M ą 0 and an integer n ě 0 such
that for all z P C, |f pzq| ď M |z|n . Use Cauchy’s inequality to prove f pn`1q pzq “ 0 for all
z P C, and show that f is a polynomial of degree at most n. What happens when n “ 0?
ş
Exercise 4.29. Evaluate C zsin z
2023 dz, where C is the circular path with centre 0 and radius
Example 4.7. exp has no zeroes in C. Indeed, | exp z| “ eRe z ą 0 for all z P C.
?
cos z ´ 3 has infinitely many zeroes in C at 2πn ˘ i logp3 ` 2 2q, n P Z, all of which
lie on a horizontal line, and they are isolated, with a distance of 2π between any
two isolated adjacent zeroes. We had seen this in Exercise 1.58.
The polynomial p, ppzq “ pz ` 1q3 z 9 pz ´ 1q9 , has zeroes at ´1, 0, 1.
If p is a nonzero polynomial such that ppz0 q “ 0, then by the Division Algorithm
there exists a polynomial q (the quotient) such that ppzq “ pz ´ z0 qqpzq (that is,
the remainder is 0). Now we have two possible cases:
1˝ qpz0 q ‰ 0. Then z0 is an isolated zero of p.
2˝ qpz0 q “ 0. Then we repeat the above procedure with p replaced by q.
Eventually, we obtain ppzq “ pz ´ z0 qm qpzq for some m ě 1 and qpz0 q ‰ 0. Then m
is called the order of z0 (as a zero of p). Note that 0 “ p1 pz0 q “ ¨ ¨ ¨ “ ppm´1q pz0 q and
ppmq pz0 q ‰ 0. Theorem 4.11 below says that the same thing holds for holomorphic
functions f (replacing the polynomial p), except that we end up with another
holomorphic function g (instead of the polynomial q). This is not completely
surprising, since power series are analogues of polynomials, and every holomorphic
function has a local power series expansion.
Let D be a domain and f P OpDq. We say z0 P D is a zero of f of order m P N
if 0 “ f pz0 q “ f 1 pz0 q “ ¨ ¨ ¨ “ f pm´1q pz0 q, but f pmq pz0 q ‰ 0.
Theorem 4.11 (Classification of zeroes). Let D be a domain, f P OpDq, and
z0 P D be a zero of f . Then exactly one of the following hold:
1˝ f ” 0.
2˝ There exists an m P N such that z0 is a zero of f of order m, and there exists
a g P OpDq such that gpz0 q ‰ 0 and f pzq “ pz ´ z0 qm gpzq for all z P D.
In 2˝ , as g is continuous and as gpz0 q ‰ 0, there is a small r ą 0 such that g is
never zero in Dpz0 , rq, and so f pzq “ pz ´ z0 qm gpzq ‰ 0 for all z P Dpz0 , rqztz0 u.
Thus z0 is the only zero of f in Dpz0 , rq, that is, z0 is isolated.
Proof. First we will just show the theorem replacing 1˝ by the statement that
there is an R ą 0 such that f pzq “ 0 for all z P Dpz0 , Rq. Later, after showing the
Identity Theorem, we will prove the more general statement.
Let R ą 0 be such that Dpz0 , Rq Ă D. Then f has a Taylor series expansion,
f pzq “ c0 ` c1 pz ´ z0 q ` c2 pz ´ z0 q2 ` ¨ ¨ ¨ for z P Dpz0 , Rq. Since f pz0 q “ 0, c0 “ 0.
Then exactly one of the following hold:
1˝ All the cn are zero. Then f pzq “ 0 for all z P Dpz0 , Rq.
2˝ There is a first integer m ě 1 such that cm ‰ 0. Then c0 “ c1 “ ¨ ¨ ¨ “ cm´1 “ 0.
pnq
As cn “ f n!pz0 q for all integers n ě 0, z0 is a zero of order m. For z P Dpz0 , Rq,
8
ř
f pzq “ cm pz´z0 qm `cm`1 pz´z0 qm`1 ` ¨ ¨ ¨ “ pz´z0 qm cm`k pz´z0 qk . (˚)
k“0
90 4. Taylor and Laurent series
$
& f pzq
pz´z0 qm for z P Dztz0 u,
Define g : D Ñ C by gpzq “ 8
ř
% cm`k pz´z0 qk for z P Dpz0 , Rq.
k“0
From (˚), the two definitions give the same value whenever both are applicable,
and so g is well-defined. Moreover, we have:
‚ g P OpDq. For z P Dztz0 u, g “ p¨´zf0 qm , and since f, p¨´z10 qm P OpDztz0 uq,
we have g P OpDztz0 uq. For z P Dpz0 , Rq, g is given by a power series, and so
g is holomorphic in Dpz0 , Rq.
‚ gpz0 q “ cm ‰ 0, by the definition of m.
‚ f pzq “ pz ´ z0 qm gpzq for z P Dztz0 u follows from the definition of g.
If z “ z0 , then both sides are 0. So for all z P D, f pzq “ pz ´ z0 qm gpzq.
γpT q
We can now also complete the proof of the result on the classification of zeroes
(Theorem 4.11). We had shown the theorem replacing 1˝ by the statement that
there is an R ą 0 such that f pzq “ 0 for all z P Dpz0 , Rq. But from the Identity
R
Theorem, f ” 0 in D e.g. by taking zn “ z0 ` 2n for all n P N.
Exercise 4.36. Use the Identity Theorem to show cospz`wq “ pcos zqpcos wq´psin zqpsin wq
for all z, w P C, by appealing to the corresponding identity when z, w are real numbers.
Exercise 4.37. Let D be a domain. Then it is easy to check that OpDq is a commutative
ring5 with the pointwise operations: pf ` gqpzq “ f pzq ` gpzq and pf ¨ gqpzq “ f pzqgpzq for
all z P D and all f, g P OpDq. Check that OpDq is an integral domain, that is, a nonzero
ring having no zero divisors (if f ¨ g “ 0 for f, g P OpDq, then either f “ 0 or g “ 0).
If instead of OpDq, we consider the set CpDq of all complex-valued continuous functions on
D, then CpDq is again a commutative ring with pointwise operations. Is CpDq an integral
domain? This shows that continuous functions are not as ‘rigid’ as holomorphic functions.
Exercise 4.38. Does there exist a nonzero entire function with an uncountable set of
Ť
zeroes? Hint: C “ Dp0, nq. A countable union of finite sets is finite or countable.
nPN
Exercise 4.39. Let D :“ tz P C : |z| ă 1u, and f P OpDq be such that f has at least one
zero in Dzt0u, and f pzqf p´zq “ f pz 2 q for all z P D. Prove that if z0 P Dzt0u is a zero of
f , then z02 is a new zero of f in Dzt0u. Determine all possible such f . Hint: Construct a
sequence of zeros and invoke the identity theorem.
5A commutative ring R, is a set R with two laws of composition ` and ¨ such that pR, `q is an Abelian
group, ¨ is associative, commutative and has an identity, and the distributive law holds: for a, b, c P R,
pa ` bq ¨ c “ a ¨ c ` b ¨ c.
4.6. The Maximum Modulus Theorem 93
Exercise 4.40. Let D be a domain and f, g P OpDq. Which of the following conditions
imply f “ g identically in D?
(1) There is a sequence pzn qnPN of distinct terms in D such that f pzn q “ gpzn q for all n P N.
(2) There is a convergent sequence pzn qnPN of distinct points in D with its limit in D such
that f pzn q “ gpzn q for all n P N.
(3) γ is a smooth path in D joining distinct points z, w P D and f “ g on γ.
(4) w P D is such that f pnq pwq “ g pnq pwq for all n ě 0.
Exercise 4.41. Let f : p0, 8q Ñ R be given by f pxq “ sinplog xq for all x ą 0. Find all
x ą 0 such that f pxq “ 0. Does there exist an entire function F which extends f ?
ř
8
Exercise 4.42. Suppose r ą 0, and that g P OpDp0, rqq is such that g pnq p0q converges.
n“0
Prove that g has a unique entire extension.
Exercise 4.43. Let the entire f be such that in every power series (i.e., for every z0 P C)
ř
8
f pzq “ cn pz ´ z0 qn , at least one coefficient is 0. Prove that f is a polynomial.
n“0
Exercise 4.44. Let D :“ Dp0, 1q, and f, g P OpDq be nonzero everywhere in D, and such
f 1p 1 q g1 p 1 q
that f p 1nq “ gp 1nq for all integers n ě 2. Prove that f “ λg for some λ P Czt0u.
n n
Exercise 4.45. Find all entire f satisfying f p n1 q “ n12 for all n P N. Hint: gpzq :“ f pzq´z 2 .
Show that there is no entire function f satisfying f p n12 q “ n1 for all n P N.
Exercise 4.46 (Argument Principle). Let D be a domain, f P OpDq, z0 P D, R ą 0 be
such that tz P C : |z ´ z0 | ď Ru Ă D, Cptq :“ z0 ` Re2πit , t P r0, 1s, and f pCptqq ‰ 0 for
all t P r0, 1s. Let Zpf q :“ tz P Dpz0 , Rq : f pzq “ 0u and mpzq be the order of the zero
1
ş f 1 pzq ř
z P Zpf q of f . Then 2πi C f pzq
dz “ mpzq.
zPZpf q
Proof. Let r ą 0 be such that Dpz0 , 2rq Ă D. Define Cr by Cr ptq “ z0 ` re2πit for
all t P r0, 1s. By the Cauchy Integral Formula,
1
ş f pzq ş
1 1 f pz0 `re2πit q
ş1
f pz0 q “ 2πi Cr z´z0 dz “ 2πi 0 re2πit
2πire2πit dt “ 0 f pz0 ` re2πit qdt.
(The last expression can be viewed as the ‘average’ of the values of f on Cr .) Thus
ş1 ş1 ş1
0 |f pz0 q| dt “ |f pz0 q| “ | 0 f pz0 ` re2πit q dt| ď 0 |f pz0 ` re2πit q| dt. Rearranging,
ş1 2πit q| ´ |f pz q|q 2πit q| ď |f pz q| for all t P r0, 1s,
0 p |f pz0 ` re 0 q dt ě 0. Since |f pz0 ` re 0
ş1
the integrand is pointwise ď 0. So ´ 0 p |f pz0 q| ´ |f pz0 ` re2πit q| q dt “ 0. As
the integrand is continuous and pointwise nonnegative, the above implies that
|f pz0 ` re2πit q| “ |f pz0 q| for all t P r0, 1s. By replacing r by any smaller number, the
same conclusion holds. Thus f maps the disc ∆ :“ tz P C : |z ´ z0 | ď ru into the
circle tw P C : |w| “ |f pz0 q|u. By Example 2.10, f is constant on ∆. The Identity
Theorem shows that f is constant on D.
94 4. Taylor and Laurent series
e ´z
Example 4.11. Let H “ tz P C : Re z ě 0u. Define f : H Ñ C by f pzq “ z`1 ,
z P H. It can be shown }f }8 :“ maxt|f pzq| : z P Hu exists. Without worrying about
the existence of this maximum, let us see how, assuming its existence, the Maximum
Modulus Theorem enables us to calculate its value. Suppose z0 P H is a maximiser
of |f | on H. If Re z0 ą 0, then z0 is a maximiser of |f | on the open right-half plane
1
H˝ :“ tz P C : Re z ą 0u, and since f is not constant (e.g. f p1q “ 2e ‰ 3e12 “ f p2q),
we get a contradiction to the Maximum Modulus Theorem. So z0 P iR, that is,
e´iy
z0 “ iy0 for some y0 P R. But |f piyq| “ | iy`1 | “ ? 12 ď ?012 `1 for all y P R. Thus
y `1
}f }8 “ max |f pzq| “ max |f piyq| “ max ? 12 “ ? 1
2
0 `1
“ 1.
zPH yPR yPR y `1
Exercise 4.47. Let D be a domain and let f P OpDq be a nonconstant map. Prove that
there is no maximiser of |f | in D.
Exercise 4.48 (Minimum Modulus Theorem). Let D be a domain and let f P OpDq be
such that there is a z0 P D such that for all z P D, |f pzq| ě |f pz0 q|. Then prove that
f pz0 q “ 0 or f is constant on D.
Exercise 4.49. Consider the function f defined by f pzq “ z 2 ´ 2. Find the maximum
and minimum value of |f pzq| on tz P C : |z| ď 1u.
Exercise 4.50. Prove or disprove: There exists a f P OpDp0, 1qq such that |f pzq| “ e|z|
for all z P Dp0, 1q.
Proof of Theorem 4.15. (Existence.) Fix z P A. Suppose that rr and R r are such
r
that r ă rră |z ´ z0 | ă R ă R. Define circular paths Crr and CRr by Crrptq “ z0 ` rreit
r it for all t P rθ, 2π `θs, and θ :“ pArg zq` π . Let σ : rr
and CRr ptq “ z0 ` Re r ÑA
r , Rs
2
z´z0
be the path σptq “ ti |z´z0 | . (This is a straight line path joining Crr and CRr , and
the multiplication by i produces a rotation by 90˝ , ensuring that σ avoids z.)
CRr
´σ Crr
σ
z
rr
r z0
r
R R
Hence
1
ş f pζq
2πi CRr ζ´z dζ
1
ş f pζq 1
ş f pζq n´1 1
ş f pζq n
“ 2πi CRr ζ´z0 dζ ` ¨¨¨ ` 2πi CRr pζ´z0 qn dζpz´z0 q ` 2πi CRr pζ´z0 qn pζ´zq dζpz´z0 q
p˚q
“ c0 ` c1 pz ´ z0 q ` ¨ ¨ ¨ ` cn´1 pz ´ z0 qn´1 ` Rn pzq,
1
ş f pζqpz´z0 qn
where Rn pzq :“ 2πi C pζ´z0 qn pζ´zq dζ. To see (˚), note that a reparametrisation of
r
R
CRr is A-homotopic to a circular path Cptq “ z0 `ρe2πit , t P r0, 1s, for any ρ P pr, Rq,
ş f pζq ş f pζq
and so by the Cauchy Integral Theorem, C r pζ´z k dζ “ C pζ´z0 qk dζ “ ck for
R 0q
k “ 1, ¨ ¨ ¨ , n ´ 1. To show finish the proof of Step 1, we will show lim Rn “ 0.
nÑ8
Let M ą 0 be such that for all ζ P CRr , |f pζq| ă M . We have |ζ ´ z0 | “ R r and also
r |z´z0 | n M nÑ8
|ζ ´ z| “ |ζ ´ z0 ´ pz ´ z0 q| ě R ´ |z ´ z0 |. So |Rn pzq| ď p r q r ÝÑ 0.
R R´|z´z0 |
1
ş f pζq
Thus c0 ` c1 pz ´ z0 q ` c2 pz ´ z0 q2 ` ¨ ¨ ¨ “ 2πi γ2 ζ´z dζ.
1
ş f pζq 8
ř
Step 2. We will show that ´ 2πi Crr ζ´z dζ “ c´n pz ´ z0 q´n . We have
n“1
1
ş f pζq 1
ş f pζq 1
ş f pζq
´ 2πi Crr ζ´z dζ “ 2πi Crr pz´z0 q´pζ´z0 q dζ “ 2πi Crr ζ´z0 dζ.
pz´z0 qp1´ z´z q
0
ζ´z0 rr 1 wn
If w :“ z´z0 , then |w| “ |z´z0 | ă 1, and ζ´z “ 1 ` w ` ¨¨¨ ` wn´1 ` 1´w . So
1´ z´z0
0
1
ş f pζq
´ 2πi Crr ζ´z dζ
1
ş 1 pζ´z0 qn´1 pζ´z0 qn
“ 2πi Crr f pζqp z´z0 ` ¨¨¨ ` pz´z0 qn ` pz´z0 qn pz´ζq qdζ
1
ş 1 1
ş f pζq 1 1
ş f pζqpζ´z0 qn
“ 2πi Crr f pζqdζ ¨ z´z0 ` ¨¨¨ ` 2πi Crr pζ´z0 q´n`1 dζ ¨ pz´z0 qn ` 2πi Crr pz´z0 qn pz´ζq dζ
p‹q
“ c´1 pz ´ z0 q´1 ` ¨ ¨ ¨ ` c´n pz ´ z0 q´n ` R rn pzq,
ş f pζqpζ´z0 qn
where R rn pzq :“ 1
2πi Crr pz´z0 qn pz´ζq dζ. To see (‹), note that a reparameterisation
of Crr is A-homotopic to C (Cptq “ z0 ` ρe2πit , t P r0, 1s, where ρ P pr, Rq). By the
ş f pζq ş f pζq
Cauchy Integral Theorem, Crr pζ´z k dζ “ C pζ´z qk dζ “ ck for k “ ´1, ¨ ¨ ¨ , ´n.
0q 0
Let M ą 0 be such that for all ζ P Crr, |f pζq| ă M . We have |ζ ´ z0 | “ rr and
|z ´ ζ| “ |pz ´ z0 q´ pζ ´ z0 q| ě |z ´ z0 |´ rr, and so |R rn pzq| ď p rr qn M rr nÑ8
|z´z | r ÝÑ 0.
|z´z0 |´r
´1 ´n 1
ş f pζq 0
Thus c´1 pz ´ z0 q ` ¨ ¨ ¨ ` c´n pz ´ z0 q ` ¨ ¨ ¨ “ ´ 2πi Crr ζ´z dζ.
This completes the proof of the existence part of the Laurent expansion.
Uniqueness of coefficients.
Cauchy’s Integral Formula allows us to show that the Laurent expansion is unique,
ř
i.e., if f pzq “ rcn pz ´ z0 qn for r ă |z ´ z0 | ă R, then for all n P Z, r
cn “ cn .
nPZ
98 4. Taylor and Laurent series
d pz´z0 qn`1
ş
If n ‰ ´1, then pz ´ z0 qn “ dz p n`1 q. So C pz ´ z0 qn dz “ 0 (n ‰ ´1), where
ş 1
C is given by Cptq “ z0 ` ρe2πit , t P r0, 1s. But C z´z 0
dz “ 2πi. By term-by-term
integration,
ş f pzq ş ´m´1 ř r ř ş
C pz´z0 qm`1 dz “ C pz´z0 q cn pz´z0 qn dz “ r cn C pz´z0 qn´m´1 dz “ 2πir
cm ,
nPZ nPZ
proving the claim about the uniqueness of coefficients. The term-by-term integra-
tion is justified as follows. We have
ř crm´1 crm
cn pz ´ z0 qn´m´1 “ p ¨ ¨ ¨ `
r pz´z0 q2
q ` z´z 0
`pr
cm`1 ` r
cm`2 pz ´ z0 q ` ¨ ¨ ¨ q
nPZ
crm
“ f1 pzq ` z´z 0
` f 2 pzq.
We need only show that f1 , f2 have a primitive in the annulus, because then
ş ř ş crm
C cn pz ´ z0 qn´m´1 dz “ C pf1 pzq ` z´z
r 0
` f2 pzqqdz “ 0 ` 2πir
cm ` 0 “ 2πir
cm .
nPZ
8
ř 8 c
ř rm`n
We have f2 pzq “ cm`n pz ´ z0 qn´1 for z P Dpz0 , Rq. If F2 pzq :“
r n pz ´ z0 qn
n“1 n“1
for z P Dpz0 , Rq, then ddz F2 pzq “ f2 pzq, and so F2 is a primitive of f2 . Note
that since for all n P N, | crm`n n cm`n pz ´ z0 qn´1 |, it follows by the
n pz ´ z0 q | ď R|r
8 r
ř cm`n
comparison test that n pz ´ z0 qn converges absolutely in Dpz0 , Rq.
n“1
8
ř crm´n 8
ř 1
For R ą |z ´ z0 | ą r, f1 pzq “ pz´z0 qn`1
“ cm´n wn`1 , where w “
r z´z0 . So
n“1 n“1
8
ř 8 r
ř cm´n
cm´n wn`1 converges for |w| ă 1r . Let Gpwq :“ ´
r n wn for |w| ă 1r . As
n“1 n“1
8
ř 1
cm´n wn`1 is absolutely convergent for
r R ă |w| ă 1r , and since for all n P N,
n“1
8 r
ř
| crm´n n cm´n wn`1 |, by the comparison test,
n w | ď R|r
cm´n
n wn is absolutely con-
n“1
vergent, and being a power series, this holds also for all w P Dp0, 1r q. We have
8
ř 8 c
ř rm´n
d 1
dz Gpwq “´ cm´n wn´1 . If F1 pzq :“ Gp z´z
r 0
q“´ n pz ´ z0 q´n for z P A,
n“1 n“1
8
ř
1
then d
dz F1 pzq “ pG1 p z´z 0
qqp´ pz´z1 0 q2 q “ pz ´ z0 q´2 cm´n pz ´ z0 q´n`1 “ f1 pzq.
r
n“1
r
A
A
0 1 0 0
4.8. Classification of singularities 99
Let m be the smallest such n: lim pz ´z0 qm`1f pzq “ 0, � p lim pz ´z0 qmf pzq “ 0qq.
zÑz0 zÑz0
By part (1), p¨ ´z0 qm f has a removable singularity at z “ z0 . Thus there exists
an F P OpDpz0 , Rqq, R ą 0, such that F |Dpz0 ,Rqztz0 u “ pz ´ z0 qm f . Thus we have
F pzq
F pz0 q “ lim F pzq “ lim pz ´z0 qm f pzq ‰ 0 (definition of m). From f pzq “ pz´z0 qm
zÑz0 zÑz0
|F pzq| 1
for z P Dpz0 , Rqztz0 u, lim |f pzq| “ lim m “ |F pz0 q| lim m “ `8. So
zÑz0 zÑz0 |z´z0 | zÑz0 |z´z0 |
z0 is a pole of f .
102 4. Taylor and Laurent series
(3) This follows from the first two parts. If z0 is an essential singularity, then it is
not removable, and so � p lim pz ´ z0 qf pzq “ 0qq, proving the claim for n “ 1. As
zÑz0
z0 is not a pole, by (2), the claim is true for all other n P N as well.
Conversely, if for all n P N, � p lim pz ´ z0 qn f pzq “ 0 q , then in particular,
zÑz0
from the n “ 1 case, we get by (1) that z0 cannot be a removable singularity. From
the cases for all other natural numbers n ě 2, using (2), we conclude that z0 cannot
be a pole either. So z0 must be an essential singularity of f .
Exercise 4.56 (Bernoulli numbers). Determine the set Z of complex zeroes of ez ´ 1. For
each z P Z, determine the order of z as a zero of ez ´ 1. Define f by f pzq “ ezz´1 for
z P CzZ. Show that 0 is an isolated singularity of f , and that it is removable. Prove that
there exist r ą 0 and complex Bn (n ě 0), such that
z ř
8
Bn n
ez ´1 “ z n! for 0 ă |z| ă r.
n“0
1
Exercise 4.57. Let f pzq :“ cos z´1 for all 0 ă |z| ă 2π. Prove that 0 is a pole of f , and
find its order.
We will now learn our second characterisation result for singularities, in terms of
the Laurent series coefficients.
4.8. Classification of singularities 103
removable
pole
´m
essential
Also, for z ‰ 0, exp z12 “ 1 ` 1!z1 2 ` 2!z1 4 ` 3!z1 6 ` ¨ ¨ ¨ . For infinitely many n P N,
c´n ‰ 0. Thus 0 is an essential singularity of exp z12 .
Exercise 4.58. Let f P OpDq, where D is a domain, and suppose f has a zero z0 P D of
order m P N. Show that f1 is well-defined locally in a punctured disc Dpz0 , rqztz0 u Ă D,
for some r ą 0, and that z0 is a pole of f1 of order m.
Exercise 4.59. Let z0 P C, r ą 0. Suppose f P OpDpz0 , rqztz0 uq is such that f pzq ‰ 0 for
all z P Dpz0 , rqztz0 u, and z0 is a pole of f of order m. Show that f1 P OpDpz0 , rqztz0 uq has
a holomorphic extension g to Dpz0 , rq, and that g has a zero of order m at z0 .
Exercise 4.60. Let r ą 0, and z0 P C be a pole of order m of f P OpDpz0 , rqztz0 uq. Let
ř
f have the Laurent series expansion f pzq “ cn pz ´ z0 qn for 0 ă |z ´ z0 | ă r. Show that
1 dm´1 nPZ
m
c´1 “ pm´1q! lim dzm´1 ppz ´ z0 q f pzqq.
zÑz0
Exercise 4.62. Decide the nature of the singularity, if any, at 0 for the following func-
tions. If the function is holomorphic or the singularity is isolated, expand the function in
appropriate powers of z convergent in a punctured disc given by 0 ă |z| ă R.
sin z, sin z1 , sinz z , sin z
z2 ,
1
sin 1
, z sin z1
z
f pzq
δ f
z0 w ǫ
z
This example illustrates a much stronger result than the Casorati-Weierstrass The-
orem, due to Picard, which says that the image of any punctured disc centred at
an essential singularity misses at most one point of C. In our example above, the
exceptional value is w “ 0. A proof of Picard’s Theorem is beyond the scope of
this book, but can be found in [3].
Exercise 4.68. Prove that if f P OpDpz0 , rqztz0 uq, where z0 P C and r ą 0, has an
essential singularity at z0 and w P C, then there exists a sequence pzn qnPN in Dpz0 , rqztz0 u
such that lim zn “ z0 and lim f pzn q “ w.
nÑ8 nÑ8
Exercise 4.69. Prove that if f is entire and not a polynomial, and w P C, then there
exists a complex sequence pzn qnPN such that lim zn “ 8 and lim f pzn q “ w.
nÑ8 nÑ8
More generally, if f has a finite number of poles in D, then the following holds.
Theorem 4.20 (Residue Theorem). Let D be a domain, p1 , ¨ ¨ ¨ , pK P D for some
K P N, f P OpDztp1 , . . . , pK uq, p1 , . . . , pK be poles of f of order m1 , . . . , mK P N,
respectively. Let R1 , ¨ ¨ ¨ , RK ą 0 be such that the discs Dppk , Rk q Ă D, and they are
mutually disjoint. For k “ 1, ¨ ¨ ¨ K, let Ck be a circular path centred at pk traversed
once in the counterclockwise direction, contained in Dppk , Rk q. Let γ be a closed
path in Dztp1 , . . . , pK u, such that for each k “ 1, . . . , K, a reparametrisation of γ
ş ř
K
is Dztpk u-homotopic to Ck . Then γ f pzqdz “ 2πi Respf, pk q.
k“1
γ
C2
C1 p2
p1
CK
pK
108 4. Taylor and Laurent series
m
řk pkq 8 pkq
ř
Proof. In Dppk , Rk qztpk u, f pzq “ c´n pz ´ pk q´n ` cn pz ´ pk qn “ rk ` hk ,
n“1 n“0
where we denote the sum with negative powers of z ´ pk by rk , and the sum with
nonnegative powers of z ´ pk by hk , k “ 1, ¨ ¨ ¨ K. Then f ´ rk “ hk P OpDppk , Rk qq,
and rk is a rational function, defined in Cztpk u, having only one singularity, namely
a pole at pk . Set
$
& f pzq ´ pr1 pzq ` ¨ ¨ ¨ ` rK pzqq if z P Dztp1 , ¨ ¨ ¨ , pK u,
gpzq :“ ř
% hk ´ rj pzq if z P Dppk , Rk q, k “ 1, ¨ ¨ ¨ , K.
jPt1,¨¨¨ ,Kuztku
where (‹) follows by the Cauchy Integral Theorem (since for each k “ 1, ¨ ¨ ¨ , K,
rk P OpDztpk uq, and a reparametrisation of γ is Dztpk u-homotopic to Ck ), and
ş řk pkq ş
m pkq
(‹‹) follows since for all k “ 1, ¨ ¨ ¨ K, Ck rk dz “ c´n Ck pz´p1 k qn dz “ c´1 .
n“1
ş Log z
Exercise 4.70. Evaluate γ 1`exp z dz along the path γ shown below.
´5 ` 10i 10 ` 10i
5 ` 5i
´5 ` 5i
´5 ´ 2i
10 ´ 2i
´5 ´ 5i 5 ´ 5i
şπ 1
Exercise 4.71. Evaluate ´π 2`cos θ dθ.
ş 2π cos θ
Exercise 4.72. Evaluate 0 5`4 cos θ dθ.
ş2π 2π
ş exp z
Exercise 4.73. Deduce 0 ecos θ cospnθ ´ sin θqdθ “ n! , n P N, by finding C z n`1 dz,
iθ
where Cpθq :“ e , θ P r0, 2πs.
1
Exercise 4.74. Let f have a zero of order 1 at z0 , so that f has a pole of order 1 at z0 .
1
Prove that Resp f1 , z0 q “ f 1 pz 0q
.
Exercise 4.75. Prove that Resp sin1 z , kπq “ p´1qk , k P Z.
ş2π π
`2n˘
Exercise 4.76. Using Residue Calculus, show that 0 psin tq2n dt “ 22n´1 n for all n P N.
Hint: Use the Binomial Theorem for finding the coefficient of z 0 in pz ´ z ´1 q2n .
Exercise 4.77. Let g be an entire function.
(1) Show that the residue of gpzqp1 ` z12 q at 0 is g 1 p0q.
ş 2π
(2) Show that 0 gpeit q cos t dt “ πg 1 p0q. Hint: 2 cos t “ z ` 1z , where z “ eit .
4.9. Residue Theorem 109
Exercise 4.78. The nth Fibonacci number fn , where n ě 0, is defined by the following
ř
8
recurrence relation: f0 “ 1, f1 “ 1, fn “ fn´1 ` fn´2 for n ě 2. Let F pzq :“ fn z n .
n“0
1
Exercise 4.79. Consider the rational function f pzq :“ z 2022 ´1 of the complex variable z.
(1) Determine the poles of f and their order.
(2) What is the residue Respf, pq at each of the poles p?
ş
(3) Show that C f pzqdz “ 0, where Cptq :“ 2eit , t P r0, 2πs.
6Even if the Cauchy principal value exists, ş 8 f pxqdx need not: e.g., ş
lim r xdx “ 0,
şb
xdx “ b2
.
´8 rÑ`8 ´r 0 2
110 4. Taylor and Laurent series
ş
Consider γ f pzqdz, around a path γ “ s ` σ as shown in the following picture,
where s denotes the straight line path r´r, rs Q x ÞÑ spxq :“ x, and σ is the
semicircular path starting at r and ending at ´r in the upper half-plane.
s
´r 0 r
Since f is rational, it has finitely many poles in the upper half plane, and choosing
r large enough, γ encloses all of these poles in its interior. We now apply the
Residue Theorem to f , taking the domain D to be the half-plane above the dotted
line shown in picture, separating the real axis and the poles of f in the lower
half-plane. Then
ş ş şr ř
γ f pzqdz “ σ f pzqdz ` ´r f pxqdx “ 2πi Respf, pk q,
k: Imppk qą0
We show that as r increases, the value of the integral over the corresponding
semicircular arc σ approaches 0. Indeed, as the degree of the denominator of f is
at least two more than the degree of the numerator, thereş exist M, r0 large enough
M M Mπ
such that |f pzq| ď |z| 2 for all |z| ą r0 . Hence for r ą r0 , | σ f pzq dz| ď r 2 πr “ r .
ş ş8 ř
Consequently, lim σ f pzqdz “ 0, and so ´8 f pxqdx “ 2πi Respf, pk q.
rÑ`8 k: Imppk qą0
1
ş8 π 1
Example 4.21. We will show that 0 1`x 4 dx “ . With f pzq :“ , f has
?
2 2 1`z 4
four poles of order 1: p1 “ exp 4 , p2 “ exp 4 , p3 “ exp 5πi
πi 3πi
4 , p4 “ 7πi
exp 4 .
?
2i
p2 p1
0 1
p3 p4
The first two of these poles lie in the upper half plane. We have
z´p1
Respf, p1 q “ lim 4 “ lim 1
p1`z 4 q´p1`p4 q
“ d
1
“ 1
4p31
“ ´ p41 ,
zÑp1 1`z zÑp1 1 dz
p1`z 4 q|z“p1
z´p1
z´p2
Respf, p2 q “ lim 4 “ lim 1
p1`z 4 q´p1`p4 q
“ d
1
“ 1
4p32
“ ´ p42 .
zÑp2 1`z zÑp2 2 dz
p1`z 4 q|z“p2
z´p2
ş8 ?
Thus 1
´8 1`x4 dx “ 2πip´ p41 ´ p2
“ 2πip´ 42i q “ ?π2 . As f is an even function
4 q
ş8 1 ş
1 8 1 π
(i.e., f pxq “ f p´xq for all x P R), we obtain 0 1`x 4 dx “ 2 ´8 1`x4 dx “
?
2 2
.
4.9. Residue Theorem 111
(3) If z belongs to the right or left side of SN and y :“ Im z, then using the trigonometric
addition formulae, show that | cospπzq| “ | sinpiπyq| and | sinpπzq| “ | cospiπyq|.
So for a z belonging to the right or left side of SN , if y :“ Im z, then
´πy ´π|y|
πy π|y|
1´e´2π|y|
| cospπzq sinpiπyq e ´e e ´e
sinpπzq | “ | cospiπyq | “ | e´πy `eπy | “ | eπ|y| `e´π|y| | “ 1`e´2π|y|
ď 1.
Thus for z belonging to the right or left sides of SN , we have |f pzq| ď |z|1 2 .
ş
(4) Show that lim SN f pzq dz “ 0 using the M L-inequality and the estimates above.
N Ñ8
ř
8
1 π2
(5) Deduce that n2 “ 6 .
n“1
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Chapter 5
Harmonic functions
In this last chapter, we will study harmonic functions, which are real-valued func-
tions that solve a certain partial differential equation, called the Laplace equation.
We will show that the real and imaginary parts of holomorphic functions are
harmonic, and that the converse holds locally, and even globally on simply con-
nected domains.
Finally, some consequences of the above interplay between harmonic and holo-
morphic functions, in particular in the context of a certain ‘boundary value prob-
lem’ for the Laplace equation, called the Dirichlet problem.
113
114 5. Harmonic functions
Now we show Theorem 5.2, which gives a converse to the above result when the
open set in question is a simply connected domain. As mentioned earlier, for more
general domains, it can happen that there are harmonic functions which are not
globally the real part of a holomorphic function; see Exercise 5.4, where we take
‚ U :“ R2 ztp0, 0qu (which is not simply connected) and
‚ u :“ logpx2 ` y 2 q (which is harmonic in U ).
Then there is no holomorphic f in Czt0u such that u “ Re f in U .
Harmonic conjugates are obviously not unique since we can just add a constant to
a harmonic conjugate and get a new harmonic conjugate. In a domain D, this is
the only indeterminacy: If v, vr are both harmonic conjugates to a harmonic u in D,
then u ` iv, u ` ir
v P OpDq, so that iprv ´ vq P OpDq. Hence by the Cauchy-Riemann
Bpr
v ´vq B0 Bpr
v ´vq B0
equations, Bx “ ´ By “ 0 and By “ Bx “ 0, showing that vr ´ v is constant
along horizontal line segments and along vertical line segments. As D is a domain,
it follows that vr ´ v is constant in D, that is, vr “ v ` C for some C P R.
In a simply connected domain, for each harmonic function, Theorem 5.2 guar-
antees the existence of a harmonic conjugate, but it is not particularly useful for
finding a harmonic conjugate (from the proof, we see that it relies on the construc-
tion of a primitive G). A more direct way is to use the Cauchy-Riemann equations,
as shown below.
5.3. Consequences of the two way traffic 117
Example 5.5. Let upx, yq “ ´psin xq sinh y for all px, yq P R2 . Then u P C 2 pR2 q.
2 2 2 2
Also, we have BBxu2 “ psin xq sinh y and BByu2 “ ´psin xq sinh y, so that BBxu2 ` BByu2 “ 0
in R2 . Thus u is harmonic in R2 . As R2 is simply connected, a harmonic conjugate
exists on R2 . If v is a harmonic conjugate, then u ` iv is entire, and so u, v satisfy
the Cauchy-Riemann equations. Thus v satisfies
Bv
Bx “ ´ Bu
By “ psin xq cosh y, p‹q
Bv Bu
By “ Bx “ ´pcos xq sinh y. p‹‹q
Integrating (‹) with respect to x from 0 to x while keeping y fixed, we obtain that
vpx, yq ´ vp0, yq “ ´pcos xqpcosh yq ` cosh y, and so
vpx, yq “ ´pcos xqpcosh yq ` Cpyq, p˚q
where Cpyq :“ vp0, yq ` cosh y. Differentiating with respect to y, we get
p‹‹q Bv p˚q dC
´ pcos xqpsinh yq “ By “ ´pcos xqpsinh yq ` dy pyq.
Consequently dC dy pyq “ 0, and so Cpyq “ C for all y. Thus we could take any
constant C, and in particular we may choose C “ 0. Hence based on the above, we
take v “ ´pcos xqpcosh yq as a candidate for a harmonic conjugate of u. In order
to verify this guess, we may note that u, v are real differentiable in R2 , and the
Cauchy-Riemann equations are satisfied by the pair pu, vq, showing that f :“ u`iv
is holomorphic. But instead, let us use an old calculation from Exercise 1.57 to
check directly that f :“ u ` iv is holomorphic by giving f explicitly:
f “ u ` iv “ ´psin xqpsinh yq ´ ipcos xqpcosh yq
“ ´ippcos xqpcosh yq ´ ipsin xqpsinh yqq “ ´i cos z,
which is entire.
2
Exercise 5.3. Find harmonic conjugates for the following harmonic functions in R :
ex sin y, x3 ´ 3xy 2 ´ 2y, xp1 ` 2yq.
Exercise 5.4. Show that there is no holomorphic function f defined in Czt0u whose real
part is the harmonic function u defined by upx, yq “ logpx2 ` y 2 q, px, yq P R2 ztp0, 0qu.
Hint: If v is a harmonic conjugate of u, then show that f P OpCzt0uq satisfies f 1 pzq “ 2z .
Exercise 5.5. Is it possible to find a function v : R2 Ñ R so that the function f defined
by f px ` iyq “ x3 ` y 3 ` ivpx, yq, px, yq P R2 , is entire?
Exercise 5.6. Let U Ă C be open, u be harmonic in U , v be a harmonic conjugate of u.
u Bu `v Bv
Suppose that u2 ` v 2 never vanishes in U . Prove that uBx2 `v2Bx is harmonic in U .
Exercise 5.7. Let U Ă C be open, and v : U Ñ R be a harmonic conjugate of a harmonic
function u : U Ñ R. Prove that the product uv is harmonic in U .
Harmonic
functions Holomorphic functions
In the previous three chapters we have learnt many pleasant properties possessed by
holomorphic functions. Let us now use these to derive some important properties
of harmonic functions. In particular, we will now show the following results:
‚ If u is harmonic, then it is C 8 .
‚ The Mean Value Property for harmonic functions.
‚ The Maximum Principle for harmonic functions.
‚ Uniqueness of solutions to the Dirichlet Problem.
Mean value property. Using the Cauchy Integral Formula, we immediately ob-
tain the following ‘mean value property’ of harmonic functions, which says that
the value of a harmonic function at a point is the average (or mean) of the values
on a circle with that point as the centre.
Theorem 5.4 (Mean-value property of harmonic functions). Let U Ă C be open,
u : U Ñ R be harmonic in U, z0 P U, R ą 0 be such that Dpz0 , Rq Ă U . Then
ş
1 2π it
upz0 q “ 2π 0 upz0 ` re qdt for all r P p0, Rq.
5.3. Consequences of the two way traffic 119
Proof. As Dpz0 , Rq is simply connected, there exists an f P OpDpz0 , Rqq such that
u “ Re f . By the Cauchy Integral Formula, with Cptq :“ z0 ` reit , t P r0, 2πs,
1
ş f pzq ş
1 2π f pz0 `reit q
ş
1 2π
f pz0 q “ 2πi C z´z0 dz “ 2πi 0 reit
ireit dt “ 2π it
0 f pz0 ` re qdt.
Equating real parts, the claim is proved.
Exercise 5.9.
1
Let z0 P C, R ą 0, and u be a harmonic function in Dpz 2
0 , Rq. Show that
upz0 q “ πR 2 Dpz0 ,Rq
u dA, where dA “ dxdy is the area measure in R .
Exercise 5.11 (An analogue of Liouville’s theorem). Let u be nonnegative and harmonic
in R2 . Show that u is constant. Show that the condition of ‘nonnegativeness of u’ can
be relaxed to ‘u is bounded above or bounded below’. Hint: Pass to the limit R Ñ 8 in
Exercise 5.10. (See Exercise 5.14 for a different proof using Liouville’s theorem.)
Intuitively, the mean-value property of harmonic functions rules out the possibility
of them having a local maximum or local minimum (unless they are constant). To
see this, suppose z0 is such a would-be (say) local maximum, and take a small
enough r ą 0. The maximum maxC u on C, is at least as big as the mean of u
on C, and by the mean-value property at least as big as upz0 q. But as z0 is a
maximiser, we cannot have a strict inequality, and so maxC u equals the mean of u
on C. This implies u is constant on C. But as this happens with each r ą 0 small
enough, u must be a constant. We give a rigorous proof below.
Uniqueness of solution for the Dirchlet problem. We will now use the Max-
imum Principle to show the uniqueness of solutions in the Dirichlet problem. Let
D “ tz P C : |z| ă 1u, T :“ tz P C : |z| “ 1u. The Dirchlet problem is the following:
120 5. Harmonic functions
D
Given ϕ : T Ñ R, continuous,
find a u : D Y T Ñ R such that
‚ u is continuous on D Y T,
∆u “ 0 T
‚ u|T “ ϕ,
2
‚ u P C pDq,
‚ ∆u “ 0 in D.
ϕ lives here
ϕ is called the boundary data. The Dirichlet problem arises in applications, for
example in heat conduction. Using the Maximum Principle, we have the following.
Proposition 5.6. The solution to the Dirichlet problem is unique.
Proof. Let u1 , u2 be two distinct solutions corresponding to the boundary data ϕ.
In particular, u1 “ u2 on T. So u1 differs from u2 somewhere inside D. Without
loss of generality, let w P D be such that u1 pwq ą u2 pwq. (Otherwise swap u1 , u2 .)
Then u :“ u1 ´ u2 is such that u ” 0 on T, upwq ą 0, and u is harmonic in D.
Let z0 P D Y T be the maximiser for the real-valued continuous function u on the
compact set D Y T. As u ” 0 on T, and upwq ą 0, we have z0 R T. So z0 P D.
Since upz0 q ě upzq for all z P D, the Maximum Principle implies that u must be
constant in D. As u is continuous on D Y T, and since u is 0 on T, the constant
value of u must be 0 everywhere in D Y T. Hence u1 “ u2 , a contradiction.
ş
1 2π 1´r 2
Remark 5.1. Let upreit q :“ 2π iθ
0 1´2r cospθ´tq`r 2 ϕpe qdθ, 0 ď r ă 1, t P p´π, πs.
This expression for u is called the Poisson Integral Formula, and it can be shown
that it solves the Dirichlet problem with boundary data ϕ. We will not prove this
here, but refer the interested reader to e.g. [10] for a proof. ˚
Exercise 5.13 (Half-plane Dirichlet problems). Given a continuous function ϕ : R Ñ R,
we seek a continuous, real-valued function h defined in tpx, yq P R2 : y ě 0u, such that h is
harmonic in tpx, yq P R2 : y ą 0u and hpx, 0q “ ϕpxq for all x P R.
(1) If ϕ P Rrxs, then show that we can take h given by hpx, yq “ Repϕpx ` iyqq.
1
(2) If ϕpxq “ 1`x 2 , then px, yq ÞÑ Repϕpx ` iyqq is not a solution (as its not defined at i).
i y`1
Show that hpx, yq :“ Re z`i “ x2 `py`1q 2 gives a solution.
Exercise 5.14 (An analogue of Liouville’s theorem redux). Let u be a pointwise nonneg-
ative, harmonic function in R2 . Show that u is constant. Hint: If f P OpCq and u “ Re f ,
consider expp´f q. (In Exercise 5.11, we have seen a proof using Harnack’s inequality.)
Exercise 5.15. The regularity of Laplace equation solutions is not completely for free,
i.e., the solution should be at least C 2 to guarantee that it is then C 8 . Here is an example
to show that a discontinuous function may satisfy the Laplace equation! Define u : R2 Ñ R
by up0, 0q “ 0, and for z “ px, yq P Cztp0, 0qu, by upx, yq “ Repexpp´ z14 qq.
(1) Verify that u is discontinuous at p0, 0q.
1
1 ´
(2) Check that upx, 0q “ e´ x4 , up0, yq “ e y4 .
(3) As u is the real part of a holomorphic function in Czt0u, u satisfies the Laplace equation
2 2 2 2
in R2 ztp0, 0qu. Show that BBxu2 p0, 0q and BByu2 p0, 0q exist, and BBxu2 p0, 0q ` BByu2 p0, 0q “ 0.
5.3. Consequences of the two way traffic 121
123
124 Solutions
x ´y x ´y ´y x
px, yq ¨ p x2 `y 2 , x2 `y 2 q “ px x2 `y 2 ´ yp x2 `y 2 q, xp x2 `y 2 q ` y x2 `y 2 q
2 `y2 ´xy`xy
“ p xx2 `y 2, x2 `y 2
q “ p1, 0q.
x ´y
Hence for px, yq ‰ p0, 0q, we have px, yq´1 “ p x2 `y 2 , x2 `y 2 q in C.
Hence
1`i tan θ
1´i tan θ “ p1 ` i tan θqppcos θq2 ` ipsin θq cos θq
sin θ sin θ
“ pcos θq2 ´ cos θ psin θqpcos θq ` ippsin θqpcos θq ` 2
cos θ pcos θq q
cos π3 ` i sin π3
i
´ 23
0 1
?
2
?
´ 2i
Solutions to the exercises from Chapter 1 125
Solution to Exercise 1.5. Let z, w have polar coordinates pr, αq and pρ, βq, re-
spectively. Then we have =P OS “ α, =QOS “ β, and =ROS “ α ` β. Thus
1
=ROQ “ =ROS ´ =QOS “ pα ` βq ´ β “ α “ =P OS. Also, OP r OS
OR “ rρ “ ρ “ OQ .
As the ratio of a pair of sides is equal, and the included angle is equal too, ∆P OS
is similar to ∆ROQ.
Solution to Exercise 1.6. For θ P R, pcos θ ` i sin θq3 “ cosp3θq ` i sinp3θq. But
pcos θ ` i sin θq3 “ pcos θ ` i sin θqppcos θq2 ´ psin θq2 ` i2pcos θqpsin θqq
“ pcos θqppcos θq2 ´ psin θq2 q ´ psin θq2pcos θqpsin θq ` ip¨ ¨ ¨ q.
Solution to Exercise 1.8. The angle made by 2 ` i with the positive real axis is
tan´1 21 , and the angle made by 3 ` i with the positive real axis is tan´1 31 . Thus
the angle made by p2 ` iqp3 ` iq with the positive real axis is tan´1 21 ` tan´1 31 . As
p2 ` iqp3 ` iq “ 6 ´ 1 ` ip2 ` 3q “ 5 ` 5i, the angle made by p2 ` iqp3 ` iq with the
positive real axis is tan´1 55 “ tan´1 1 “ π4 . Consequently, π4 “ tan´1 21 ` tan´1 31 .
´1`i
? 1`i
?
2 2
3π
4
5π
4
π
4
´1´i
? 1´i
?
7π 2
2 4
that the distance of b ´ a to the origin is the same as the distance of c ´ b to the
origin, and moreover, the angle between the line segments joining a to b and c to
b is π3 . So the triangle formed by a, b, c is equilateral.
a c
π π
3 3
b c or b a
2π 2π
3 3
If a, b, c are all real, then the equilateral triangle must degenerate to a point r P R,
and so a “ b “ c (“ r). Thus we recover the real case result.
C
D
S Q
A B
B1
128 Solutions
Solution to Exercise 1.15. For k P N, pz ´z0 qpz k´1 `z k´2 z0 `¨ ¨ ¨`zz0k´2 `z0k´1 q
when expanded ‘telescopes’ to give z k ´ z0k . We have:
ppzq “ c0 ` c1 z ` c2 z 2 ` ¨ ¨ ¨ ` cd z d
ppz0 q “ c0 ` c1 z0 ` c2 z02 ` ¨ ¨ ¨ ` cd z0d
ppzq ´ ppz0 q “ c1 pz ´ z0 q ` c2 pz 2 ´ z02 q ` ¨ ¨ ¨ ` cd pz d ´ z0d q.
With qpzq :“ c1 ` c2 pz ` z0 q ` ¨ ¨ ¨ ` cd pz d´1 ` z k´2 z0 ` ¨ ¨ ¨ ` zz0k´2 ` z0k´1 q, we have
ppzq´ppz0 q “ pz´z0 qqpzq, i.e., ppzq “ pz´z0 qqpzq`ppz0 q. As cd ‰ 0, the polynomial
q has degree d ´ 1. If ppz0 q “ 0, then ppzq “ pz ´ z0 qqpzq ` 0 “ pz ´ z0 qqpzq.
If ppzq :“ z n ´ 1, then since ppz1 q “ 0, we have ppzq “ pz ´ z1 qq1 pzq for some
polynomial q1 of degree n ´ 1. But 0 “ ppz2 q “ pz2 ´ z1 qq1 pz2 q, and since z2 ‰ z1 ,
q1 pz2 q “ 0, and so q1 pzq “ pz ´ z2 qq2 pzq for some polynomial q2 of degree n ´ 2.
Hence ppzq “ pz ´ z1 qpz ´ z2 qq2 pzq. Proceeding in this manner, we eventually get
ppzq “ pz ´ z1 qpz ´ z2 q ¨ ¨ ¨ pz ´ zn´1 qqn´1 pzq for a polynomial qn´1 of degree 1.
Moreover, qn´1 pzn q “ 0, so that qn´1 pzq “ Cpz ´ zn q for some constant C. But
´1 “ 0n ´ 1 “ pp0q “ Cp0 ´ z1 q ¨ ¨ ¨ p0 ´ zn q “ Cp´1qn z1 ¨ ¨ ¨ zn
ś
n´1
“ Cp´1qn pcosp 2π 2π 2π 2π
n ` k n q ` i sinp n ` k n qq
k“0
“ Cp´1qn pcosp2π`pn´1qπq ` sinp2π`pn´1qπqq “ Cp´1qn p´1qn´1 “ ´C,
and so C “ 1.
Suppose the claim is true for all polynomials of degree ď n, for some n P N Y t0u.
Let p be a polynomial of degree n ` 1 (ě 0 ` 1 “ 1). By the Division Algorithm
for integers, n ` 1 “ d ¨ k ` ℓ, for nonnegative integers k, ℓ, where 0 ď ℓ ă d. Let
ppzq “ cn`1 z n`1 ` ¨ ¨ ¨ ` c0 , and hpzq “ ad z d ` ¨ ¨ ¨ ` a0 . Then the coefficient of the
leading term, namely z n`1 , of the polynomial cn`1 akd
hk is cn`1 , and so p ´ cn`1
akd
hk has
degree ď n. By the induction hypothesis, there exist polynomials qr, rr such that
p ´ cn`1
ak
hk “ hr
q ` rr, and such that the degree of rr is strictly less than d.
d
|z|
|Im z|
|Re z|
|z|
z
130 Solutions
tpw ´ zq
0
´z
Solution to Exercise 1.24. Let a “ |a|pcos α`i sin αq, and b “ |b|pcos β `i sin βq,
where α, β P r0, 2πq. Then ab “ |a|pcos α ` i sin αq|b|pcos β ´ i sin βq and so we have
Impabq “ |a| |b|ppcos αqp´ sin βq ` psin αqpcos βqq “ |a| |b| sinpα ´ βq.
A
β a
|a|
β´α
O α
0
|b|
B b
B1
Y
C1 Z
X
B A1 C
|z|
|w| w
|w|
|z| z
z
0
Solution to Exercise 1.28. If z, w P S 1 , then |zw| “ |z||w| “ 1p1q “ 1, and so
zw P S 1 . Complex multiplication is associative and commutative. Also, 1 P S 1 ,
and z1 “ z “ 1z for all z P S 1 . If z P S 1 , then z ‰ 0 and 1z P S 1 too, because
1
| 1z | “ |z| “ 11 “ 1, and so every element in S 1 has a multiplicative inverse in S 1 .
1
Hence S forms an Abelian group.
For n P N, let ζ “ cos 2π 2π m
n ` i sin n . If for some m P N, ζ “ 1, then in particular,
2πm 2πm
cos n “ 1, so that p0 ‰q n “ 2πk for some k P Zzt0u, showing that n divides
m. This means that m ě n. So ζ, ¨ ¨ ¨ , ζ n´1 cannot be 1. Also, ζ n “ 1. Thus the
order of ζ P S 1 is n, and Hn “ t1, ζ, ¨ ¨ ¨ , ζ n´1 u is a subgroup of S 1 of order n.
? ?
Let H :“ tcosp 2πmq ` i sinp 2πmq : m P Zu Ă S 1 , and 1 “ cos 0 ` i sin 0 P H.
Also, H is closed under
? multiplication? because if z, w P ? H, then there ? exist m, n P Z
such that ? z “ cosp 2πmq ` i sinp
? 2πmq and w “ cosp 2πnq ` i sinp 2πnq, giving
zw “ cosp 2πpm ` nqq ` i sinp 2πpm `? nqq P H, as m `?n P Z. Finally, H is closed
under taking inverses,
? since if z “?cosp 2πmq ` i sinp 2πmq P H, where m P Z,
then z ´1 “ cosp ?2πp´mqq ` i sinp? 2πp´mqq P H too. The map ϕ : Z Ñ H given
by Z Q m ÞÑ cosp 2πmq`i sinp ?2πmq P H is surjective.? It is?also injective, ?since if
for some distinct m,?n P Z, cosp
? 2πmq ` i sinp 2πmq “ cosp 2πnq ?` i sinp 2πnq,
2k
then it follows that 2πm “ 2πn`2πk for some integer k, giving 2 “ m´n P Q,
a contradiction. Thus the map ϕ is a bijection. As Z is countable, so is H. (There
are many other examples of infinite countable subgroups too.)
Solutions to the exercises from Chapter 1 133
Solution to Exercise 1.30. For z1 , z2 P C, |z1 | “ |z1 ´z2 `z2 | ď |z1 ´z2 |`|z2 |. So
|z1 | ´ |z2 | ď |z1 ´ z2 |. As this holds for all z1 , z2 P C, by swapping z1 and z2 , we
also obtain |z2 | ´ |z1 | ď |z2 ´ z1 | “ | ´ pz1 ´ z2 q| “ | ´ 1| |z1 ´ z2 | “ |z1 ´ z2 |. Thus
||z1 | ´ |z2 || ď |z1 ´ z2 |.
1´i
2
0 4
´4
R
z
1´i
1`i
1´i
E
1´i
(8) The set of z such that |z ´ p1 ´ iq| ` |z ´ p1 ` iq| “ 3 lies on an ellipse E with
foci at 1 ` i and 1 ´ i, and so tz P C : |z ´ p1 ´ iq| ` |z ´ p1 ` iq| ă 3u is the
region in the interior of the ellipse E. See the picture on the right above.
Solutions to the exercises from Chapter 1 135
z
β
α
´α
The triangles formed by n, ϕ´1 w, ϕ´1 w1 and by n, w, w1 share the angle θ between
the ray from n to w, and the ray from n to w1 . The Cosine Formula in each triangle
136 Solutions
gives |w ´ w1 |2 “ A2 ` A12 ´ 2AA1 cos θ and dc pw, w1 q2 “ a2 ` a12 ´ 2aa1 cos θ. Thus
2 `A12 ´|w´w 1 |2
dc pw, w1 q2 “ a2 ` a12 ´ 2aa1 A 2AA1
4 4 2 ? 2 `1`|w 1 |2?
|w|2? `1´|w´w 1 |2
“ |w|2 `1 ` |w 1 |2 `1 ´ 2?
|w|2 `1 |w 1 |2 `1 2 |w|2 `1 |w 1 |2 `1
✘2✘ ✘ ❳
❳1 |❳
2 `1q´4p|w|✘ ✘ ❳
“ ✘ ❳ ✘ `1`|w ❳
❳ ❳
4p|w| `1q`4p|w 2 1 |2 `1´|w´w 1 |2 q
p1`|w|2 qp1`|w 1 |2 q
4|w´w 1 |2
“ p1`|w|2 qp1`|w 1 |2 q
.
Taking square roots, the result follows. As dc pw, w1 q is at most the diameter of the
sphere, dc pw, w1 q ď 2. If w, w1 P Czt0u, then
1
1
2| w ´ w11 | 2 |w ´w|
|w||w1 | 2|w´w 1 |
dc pw´1 , w1´1 q “ b 1
“ ?
p|w|2 `1qp|w1 |2 `1q
“? “ dc pw, w1 q.
p1` qp1` 11 2 q p1`|w|2 qp1`|w 1 |2 q
|w|2 |w | |w||w1 |
Solution to Exercise 1.38. (‘If’ part) Let pRe zn qnPN , pIm zn qnPN be convergent
in R to Re L, Im L respectively. Given ǫ ą 0, let N P N be such that for all
n ą N , |Re zn ´ Re L| ă ?ǫ2 and |Im zn ´ Im L| ă ?ǫ2 . Then for all n ą N ,
a b
2 2
|zn ´ L| “ pRe zn ´ Re Lq2 ` pIm zn ´ Im Lq2 ă ǫ2 ` ǫ2 “ ǫ.
So pzn qnPN converges to L.
(‘Only if’ part) Let pzn qnPN converge to L. Given ǫ ą 0, let N P N be such that for
all n ą N , |z ´ L| ă ǫ. For n ą N , |Re zn ´ Re L| “ |Repzn ´ Lq| ď |zn ´ L| ă ǫ,
and |Im zn ´ Im L| “ |Impzn ´ Lq| ď |zn ´ L| ă ǫ. Hence pRe zn qnPN , pIm zn qnPN are
convergent in R to Re L, Im L, respectively.
Solutions to the exercises from Chapter 1 137
Solution to Exercise 1.39. (‘Only if’ part) Suppose pzn qnPN converges to L.
Then pRe zn qnPN and pIm zn qnPN converge to Re L and Im L, respectively. Hence
pRe zn qnPN and p´Im zn qnPN converge to Re L and ´Im L, respectively, that is,
pRe zn qnPN and pIm zn qnPN converge to Re L and Im L, respectively. Consequently
pzn qnPN converges to L.
(‘If’ part) Suppose pzn qnPN converges to L. By the previous part, ppzn qqnPN con-
verges to pLq, that is, pzn qnPN converges to L.
Solution to Exercise 1.43. First consider the case of the unit circle; r “ 1.
There is no loss of generality in assuming that P1 , ¨ ¨ ¨ , Pn are the n distinct nth
roots of unity, say 1, z1 , ¨ ¨ ¨ , zn´1 , and these are the distinct roots of the polynomial
z n ´ 1. So pz ´ 1qpz n´1 ` z n´2 ` ¨ ¨ ¨ ` z ` 1q “ z n ´ 1 “ pz ´ 1qpz ´ z1 q ¨ ¨ ¨ pz ´ zn´1 q.
Thus for all z ‰ 1, pz ´ z1 q ¨ ¨ ¨ pz ´ zn´1 q “ z n´1 ` z n´2 ` ¨ ¨ ¨ ` z ` 1. As both
sides are continuous functions on C that match everywhere on Czt1u, their values
must also match at 1 (this can be seen e.g. via the sequential characterisation
138 Solutions
Solution to Exercise 1.45. (‘If’ part) Suppose u and v are continuous at z0 . Let
ǫ ą 0. Then there exists a δ1 ą 0 such that whenever z P S satisfies |z ´ z0 | ă δ1 ,
|upzq ´ upz0 q| ă ǫ{2. Also, there exists a δ2 ą 0 such that whenever z P S satisfies
|z ´ z0 | ă δ2 , |vpzq ´ vpz0 q| ă ǫ{2. So with δ :“ mintδ1 , δ2 u ą 0, if |z ´ z0 | ă δ, then
|f pzq´f pz0 q| “ |upzq` ivpzq´upz0 q´ ivpz0 q| ď |upzq´upz0 q|`|i||vpzq´ vpz0 q| ă 2ǫ ` 2ǫ “ ǫ.
So f is continuous at z0 .
(‘Only if’ part) Let f be continuous at z0 . Let ǫ ą 0. There exists a δ ą 0 such
that if z P S satisfies |z ´ z0 | ă δ, then |f pzq ´ f pz0 q| ă ǫ. So if |z ´ z0 | ă δ, then
|upzq ´ upz0 q| “ |Re f pzq ´ Re f pz0 q| “ |Repf pzq ´ f pz0 qq| ď |f pzq ´ f pz0 q| ă ǫ,
and |vpzq ´ vpz0 q| “ |Im f pzq ´ Im f pz0 q| “ |Impf pzq ´ f pz0 qq| ď |f pzq ´ f pz0 q| ă ǫ.
Thus both u and v are continuous at z0 .
Solution to Exercise 1.47. Since D is open, it is clear that its reflection in the
real axis, D, r is also open. Let w1 , w2 P D. r Then w1 , w2 P D. As D is a domain,
there exists a stepwise path γ : ra, bs Ñ C such that γpaq “ w1 , γpbq “ w2 and for
all t P ra, bs, γptq P D. Now define γ r : ra, bs Ñ C by γ rptq “ γptq, t P ra, bs. Then
rpaq “ w1 “ w1 , r
γ γ pbq “ w2 “ w2 , and for all t P ra, bs, γ
rptq “ γptq P D. r As rγ is the
composition of the continuous functions γ and z ÞÑ z, γ r is continuous. Also, since
γ is a stepwise path, there exist points t0 “ a ă t1 ă ¨ ¨ ¨ ă tn ă tn`1 “ b such
that for each k “ 0, 1, ¨ ¨ ¨ , n, the restriction γ|rtk ,tk`1 s has either constant real part
or has a constant imaginary part. Consequently γ r|rtk ,tk`1 s (which has the same
real part as γ|rtk ,tk`1 s and has imaginary part which is minus the imaginary part
of γ|rtk ,tk`1 s ) also has either a constant real part or has a constant imaginary part.
So rγ is a stepwise path too. Hence D r is path-connected.
Solution to Exercise 1.48. expp3 ` πiq “ e3 pcos π ` i sin πq “ e3 p´1 ` i0q “ ´e3
and exppi 9π π 0 π π
2 q “ exppip4π ` 2 qq “ e pcosp4π ` 2 q ` i sinp4π ` 2 qq “ 1p0 ` i1q “ i.
γp0q “ γp2πq “ 1
140 Solutions
Solution to Exercise 1.52. As exppt ` itq “ et pcos t ` i sin tq, the curve is given
by t ÞÑ pet cos t, et sin tq. The curve is a spiral, and as t Œ ´8, et pcos t ` i sin tq
converges to 0, while the curve spirals outwards as t Õ 8.
Solution to Exercise 1.55. For x, y P R, exppx ` iyq “ ex pcos y ` i sin yq, and
so the image of vertical lines are circles and the image of horizontal lines are rays
from 0. Thus the image of the square is a portion of an annulus, as shown below.
ǫ ea´ǫ ea`ǫ
a´ǫ a a`ǫ ´ǫ
´ǫ
Solutions to the exercises from Chapter 1 141
The area of the sector with radius r and opening angle θ is 12 θr 2 , so that the ratio
1
p2ǫqppea`ǫ q2 ´pea´ǫ q2 q 4ǫ
ρpǫq of the areas is ρpǫq “ 2
p2ǫq2
“ e2pa´ǫq e 4ǫ´1 . Hence we obtain
4ǫ x
lim ρpǫq “ lim e2pa´ǫq e 4ǫ´1 “ e2pa´0q de 2a 0 2a
dx |x“0 “ e e “ e .
ǫÑ0 ǫÑ0
π
I
A Log
0 1
´π
With inversions, we will now see that the image of a circle is either a circle or a
straight line (which can be viewed as a circle with an infinite radius). If f pzq “ z1 ,
then f pCq X C “ tw P C : | w1 ´ z0 | “ ru “ tw P C : |1 ´ wz0 | “ r|w|u. So:
w P f pCq X C ô 0 “ |1 ´ wz0 |2 ´ r 2 |w|2 ô 0 “ p1 ´ wz0 qp1 ´ w z0 q ´ r 2 |w|2
ô p|z0 |2 ´ r 2 q|w|2 ´ z0 w ´ z0 w ` 1 “ 0.
1˝ |z0 | “ r ą 0. Then w P f pCqX C if and only if 2 Repz0 wq “ 1. If z0 “ px0 , y0 q P R2 ,
we have with w “ px, yq P R2 that w P f pCq if and only if x0 x ´ y0 y “ 21 . Thus
f pCq “ tpx, yq P R2 : x0 x ´ y0 y “ 21 u Y t8u, which is a line in the complex
plane. (Since |z0 | “ r ą 0, px0 , y0 q ‰ p0, 0q. Also, 0 P C, and so 8 P f pCq.)
2˝ |z0 | ą r. Let k ą 0 be such that k2 “ |z0 |2 ´ r 2 ą 0. Also, let a “ kz02 P C.
Then w P f pCq if and only if |w|2 ´ 2Repawq ` |a|2 “ p kr2 q2 . Thus (see e.g.
Exercise 1.31) f pCq “ tw P C : |w ´ a| “ kr2 u, which is a circle in the complex
plane with centre a and radius kr2 .
3˝ |z0 | ă r. Let k ą 0 be such that k2 “ r 2 ´ |z0 |2 ą 0. Also, let a “ ´ kz02 P C.
Then w P f pCq if and only if |w|2 ´ 2Repawq ` |a|2 “ p kr2 q2 . It follows that
f pCq “ tw P C : |w ´ a| “ kr2 u, which is a circle with centre a and radius kr2 .
Next we consider the case of lines. From Exercise 1.22, a line passing through
z0 , z1 , z0 ‰ z1 , is L “ ttz1 ` p1 ´ tqz0 : t P Ru. So if d :“ z1 ´ z0 ‰ 0, then
L “ tz0 ` td : t P Ru is the line passing through z0 and z0 ` d (‰ z0 ).
For a translation f pzq “ z ` b, f pLq “ tz0 ` b ` td : t P Ru, which is a line passing
through z0 ` b and z0 ` b ` d.
For a dilation f pzq “ az (a ą 0), f pLq “ taz0 ` tad : t P Ru, which is a line passing
through az0 and az0 ` ad.
For a rotation f pzq “ eiθ z (θ P R), f pLq “ teiθ z0 ` teiθ d : t P Ru, which is a line
passing through eiθ z0 and eiθ z0 ` eiθ d.
Thus in each of the cases above, the images of lines are lines again.
With inversions f pzq “ 1z , we will now see that the image of a line L is either a line
(if L passes through the origin) or a circle (if L does not pass through the origin).
1˝ If L “ ttd : t P Ru, then using f p8q “ 0 and f p0q “ 8, it can be seen that
f pL Y t8uq “ ts d1 : s P Ru Y t8u. The set ts d1 : s P Ru describes a line passing
through 0 (and is obtained by reflecting L in the real axis).
2˝ If L does not pass through the origin, then there is a nonzero complex number
z0 P L closest to the origin, so that the segment joining 0 to z0 is perpendicular
1
to L. So we may take d “ iz0 , and L “ tz0 ` tiz0 : t P Ru. For w :“ z0 p1`itq ,
1 1 2 1 2p1´itq 1 1´t2 2t
|w ´ 2z0 | “ 2|z0 | | 1`it ´ 1| “ 2|z0 | | 1`t2 ´ 1| “ 2|z0 | | 1`t2 ´ i 1`t2 |
1
a 1 1
“ p1 ´ t2 q2 ` 4t2 “ 2|z0 |p1`t 2
2|z0 |p1`t2 q 2 q p1 ` t q “ 2|z | .
0
1 1
So f pL Y t8uq “ tw P C : |w ´ 2z0 | “ 2|z0 | u, which is a circle passing through
the origin.
146 Solutions
2 2
Solution to Exercise 2.3. For z ‰ 0, f pzq´f z´0
p0q
“ |z|z´0
´0
“ |z|z “ z. So we
guess that f 1 p0q “ 0. Given ǫ ą 0, set δ :“ ǫ ą 0. If 0 ă |z ´ 0| “ |z| ă δ, then
| f pzq´f
z´0
p0q
´0| “ |z| “ |z| ă δ “ ǫ. So f is complex differentiable at 0, and f 1 p0q “ 0.
For z close to z0 , the numerator is small. Also, the denominator term |z| is close
to |z0 | ą 0, and hence can be made to stay away from zero (so that 1{|z| can
be bounded), as follows: If (the to-be-chosen) δ ą 0 is such that δ ď |z0 |{2,
then whenever 0 ă |z ´ z0 | ă δ, we have (using the reverse triangle inequality)
|z0 |{2 ě δ ą |z ´ z0 | ě ||z| ´ |z0 || ě |z0 | ´ |z|, which yields |z| ą |z0 |{2. Then
|z´z0 | 2 1
the right-hand estimate in (‹) can be bounded above: |z||z 2 ă δ |z | |z |2 , and so to
0| 0 0
make this latter combination smaller than ǫ, we can further choose δ ď ǫ|z0 |3 {2. So,
3
given ǫ ą 0, setting δ :“ mint |z20 | , ǫ|z20| u, for all z P Czt0u such that 0 ă |z ´z0 | ă δ,
1 1
´ |z´z0 | ǫ|z0 |3 2
| zz´zz00 ´ p´ z12 q| “ |z||z0 |2
ă δ |z20 | |z10 |2 ď 1
2 |z0 | |z0 |2 “ ǫ.
0
Solution to Exercise
a 2.13. 1˝ Let y ą 0. If u :“ RepLogq and v :“ ImpLogq
x
then upx, yq “ log x2 ` y 2 “ 12 logpx2 ` y 2 q, and vpx, yq “ cos´1 a 2 2 . So
x `y
1
0´x a 2y
Bu 1 1 x Bv 1 2 x2 ` y 2 x
“ 2x “ 2 , “ ´b “ 2 ,
Bx 2 x2 ` y 2 x ` y2 By 1´ x2 x2 ` y 2 x ` y2
x2 `y 2
a x
1 x2 ` y 2 ´ x a
Bu 1 1 y Bv 1 x2 ` y 2 y
“ 2y “ 2 , “ ´b “´ 2 .
By 2 x2 ` y 2 x ` y2 Bx 1´ x2 x2 ` y 2 x ` y2
x2 `y 2
These partials are continuous on R ˆ p0, 8q, and the Cauchy-Riemann equations
y
are satisfied. Thus Log is holomorphic here, and Log1 z “ x2 `y
x z 1
2 ´ i x2 `y 2 “ zz “ z ,
These partials are continuous on R ˆ p´8, 0q, and the Cauchy-Riemann equations
y
are satisfied. Thus Log is holomorphic here, and Log1 z “ x2 `y
x z 1
2 ´ i x2 `y 2 “ zz “ z ,
Bu Bv
By px, yq “ h1 pvpx, yqq By px, yq “ h1 pvpx, yqq Bu
Bx px, yq
` Bv
˘ Bv
1 1
“ h pvpx, yqq h pvpx, yqq Bx px, yq “ ph1 pvpx, yqqq2 Bx px, yq
“ ´ph1 pvpx, yqqq2 Bu
By px, yq,
Solution to Exercise 2.20. Let u, v be the real and imaginary parts of f . Then
upx, yq “ x2 ´ y 2 and vpx, yq “ kxy for all px, yq P R2 .
(‘Only if’ part) If f is entire, then the Cauchy-Riemann equations are satisfied in
R2 , and so 2x “ Bu Bv
Bx “ By “ kx for all x, y P R. Taking x “ 1 and any y P R, k “ 2.
(‘If’ part) If k “ 2, then f pzq “ x2 ´y 2 `2xyi “ x2 `piyq2 `2xpiyq “ px`iyq2 “ z 2 .
We have seen in Example 2.1 that z ÞÑ z 2 is entire.
qθ
pn ´ 1
z z ÞÑ zn z0n
ndθ
dθ z0 nθ
θ “ Arg z0
0 0
|z ´ z0 | “ |z0 | tan dθ « |z0 |dθ, while |z n ´ z0n | “ |z0 |n tanpndθq « |z0 |n ndθ, and so
|z n ´z n | n ndθ
the magnification produced locally by z ÞÑ z n is |z´z00| « |z|z0 |0 |dθ “ n|z0 |n´1 . Also,
π π
from the picture, the anticlockwise local rotation is 2 ´p 2 ´ pn´1qθq “ pn´1qθ. So
f 1 pz0 q “ n|z0 |n´1 pcosppn´1qθq`i sinppn´1qθqq “ np|z0 |pcos θ`i sin θqqn´1 “ nz0n´1 .
d n
Consequently, dz z “ nz n´1 in C.
152 Solutions
zr zr
z
z
dθ
θ
0 ´θ
π´2θ
1 0 1
dθ 1
1 z
zr 1
z 1
zr
Next, displace z0 counterclockwise along a circular arc with centre 0 and radius
|z0 | through an angle dθ to obtain zr. Then it is clear that z1r is obtained from 1z
by moving clockwise through an angle of dθ along a circular arc with radius | z1 |
1
centred at 0. So the local magnification is |z| dθ{p|z|dθq “ |z|1 2 .
d 1 1 ´1
Consequently, dz p z q “ |z|2
pcospπ´2θq ` i sinpπ´2θqq “ |z|2 pcos θ`i sin θq2
“ ´ z12 .
ex δ
From the left picture above, the magnification is δ “ ex . From the right picture,
the anticlockwise local rotation produced is y. Thus the complex derivative at z0
must be ex pcos y ` i sin yq “ exppx ` iyq. Consequently, exp1 z “ exp z for all z P C.
θ
0 0
Solutions to the exercises from Chapter 2 153
Next, displace w counterclockwise along a circular arc with centre 0 and radius |w|
through an angle dθ to obtain w1 . Then it is clear that Log w1 is obtained from
Log w by a vertical displacement through a distance dθ. So the local magnification
dθ
is |w|dθ 1
“ |w| . Thus Log1 w “ |w|
1 1
pcosp2π´θq ` i sinp2π´θqq “ |w|pcos θ`i 1
sin θq “ w .
Solution to Exercise 2.25. Let z0 P C. Move z0 along the line with slope 1
through a distance of δ to get the point z. Similarly move z0 horizontally to the
left by a distance δ to get the point zr. Suppose that the map ζ ÞÑ Re ζ is complex
differentiable at z0 . In the following picture, by considering the images of z, zr
under the mapping Re ¨, we get conflicting values of the local rotation produced as
being 45˝ and 0˝ , i.e., π4 “ ArgpRe1 z0 q “ 0, a contradiction. So the map cannot
be complex differentiable at z0 . As the choice of z0 P C was arbitrary, the map is
complex differentiable nowhere.
z
δ
zr
δ z0 Re ¨
No Clockwise
rotation 45˝ rotation
Re zr Re z0 Re z
x
r
θ
α
0
So Bf
Bz pz0 q “ 0 if and only if the Cauchy-Riemann equations hold at z0 . As it
is given that u and v are real differentiable at z0 , Theorems 2.5 and 2.4 imply
that f is complex differentiable at z0 if and only if Bf
Bz pz0 q “ 0.
(2) We have
Bf Bu Bv 1 Bu Bu 1 Bv Bv
Bz pz0 q “ Bz pz0 q`i Bz pz0 q “ 2 p Bx pz0 q´i By pz0 qq`i 2 p Bx pz0 q´i By pz0 qq
1 Bu Bv 1 Bu Bv Bu Bv 1
“ 2 p Bx pz0 q` By pz0 qq`i 2 p´ By pz0 q` Bx pz0 qq “ Bx pz0 q`i Bx pz0 q “ f pz0 q.
Bz “ Bz “ Bz “ 12 p Bpx
Bx ` i Bpx
By q “ 21 p2x ` i2yq “ x ` iy “ z.
So |z|2 is complex differentiable only at 0.
(4) R2 Q px, yq “ z ÞÑ f pzq “ z 2 “ x2 ´ y 2 ` ip2xyq is entire, because
1 Bpx2 ´y 2 q 2 ´y 2 q
Bz 2
Bz “ 2 p Bx ` i Bpx
By q ` i 21 p Bp2xyq
Bx ` i Bp2xyq
By q
1 1
“ 2 p2x ´ i2yq ` i 2 p2y ` i2xq “ 0.
Moreover,
Bz 2 1 Bpx2 ´y 2 q Bpx2 ´y 2 q
Bz “ 2 p Bx ´ i By q ` i 12 p Bp2xyq
Bx ´ i Bp2xyq
By q
1 1
“ 2 p2x ` i2yq ` i 2 p2y ´ i2xq “ 2px ` iyq “ 2z.
Solutions to the exercises from Chapter 3 155
Solution to Exercise 3.2. Let γptq “ xptq ` iyptq, t P ra, bs, where x, y are
real-valued. Also, let u, v be the real and imaginary parts of f , respectively. Then
f 1 pγptqqγ 1 ptq
“ p Bu Bv q 1 1
Bx pxptq, yptqq ` i Bx pxptq, yptqqq px ptq ` iy ptqq
Bu 1 Bv 1 p Bu 1 Bv 1 q
“ Bx pxptq, yptqqx ptq ´ Bx pxptq, yptqqy ptq ` ip Bx pxptq, yptqqy ptq ` Bx pxptq, yptqqx ptqq
Bu 1 Bu 1 p Bv 1 Bv 1 q
“ Bx pxptq, yptqqx ptq ` By pxptq, yptqqy ptq ` ip By pxptq, yptqqy ptq ` Bx pxptq, yptqqx ptqq
(using the Cauchy-Riemann equations)
d d
“ dt upxptq, yptqq ` i dt vpxptq, yptqq (using the Chain Rule)
d q d
“ dt p upxptq, yptqq ` ivpxptq, yptqqq “ dt f pγptqq.
‚ The 2π-periodicity of psinp2¨qq cos is used to get the first equality in the last line.
ş ş2π ş 2π
γ xy dz “ 0 2pcos tq2psin tq 2ipcos t`i sin tqdt “ 4i 0 psinp2tqqpcos t`i sin tqdt
şπ ş2π
“ 4i ´π psinp2tqq cos t dt ´ 2 0 pcos t ´ cosp3tqqdt “ 0.
looooooomooooooon
odd function
156 Solutions
n ` ˘
ř n ℓ
Solution to Exercise 3.6. By the Binomial Theorem, p1 ` zqn “ ℓ z .
ℓ“0
n ` ˘
ř n ℓ´k´1
n
For 0 ď k ď n, and z P ran C, we have p1`zq
z k`1
“ ℓ z . Consequently,
ℓ“0
1
ş p1`zqn
1
ş ` ˘
ř n ℓ´k´1
n `
ř n 1
n ˘ ş `
ℓ´k´1 dz “ n .
˘
2πi C z k`1 dz “ 2πi C ℓ z dz “ ℓ 2πi C z k
ℓ“0 ℓ“0
Solution to Exercise 3.9. We do have that γpbq “ p´γqpaq, and so the two paths
γ and ´γ can be concatenated, and we have
ş ş ş ş ş
γ`p´γq f pzq dz “ γ f pzq dz ` ´γ f pzq dz “ γ f pzq dz ´ γ f pzq dz “ 0.
Solutions to the exercises from Chapter 3 157
Solution to Exercise
ş1 ? ? γ : r0, 1s Ñ C by γptq “ p1 ` iqt for t P r0, 1s.
3.11. Define
The length of γ is 0 12 ` 12 dt “ 2. (Also evident by Pythagoras’s Theorem).
1`i
γ
1
0 1
Solution to Exercise 3.13. Set γptq “ p1´tqi`t, t P r0, 1s. By the ML inequality,
ş ?
| γ z14 dz| ď plength of γq max | pγptqq
1
4| “ 2 max pp1´tq12 `t2 q2 .
t Pr0,1s t Pr0,1s
2
But for a, b P R, a2 ` b2 ě pa`bq
2 (since pa ´ bq2 ě 0). So with a “ p1 ´ tq, b “ t,
2 ş ? ?
we obtain p1 ´ tq2 ` t2 ě p1´t`tq
2 “ 21 . So | γ z14 dz| ď 2 max pp1´tq12 `t2 q2 ď 4 2.
t Pr0,1s
From Exercise 1.37, there exists an r ą 0 and constants C1 , C2 such that for all
z C1 a2 ´z 2 C2
z P C such that |z| ě r, | z 2 `a2 | ď |z| and | pz 2 `a2 q2 | ď |z|2 . For z P ran Sr ,
Im z ě 0, and so |eiz | “ e´Im z ď e0 “ 1. It follows from these estimates that
z eiz ´r
ş a2 ´z 2 eiz C2
lim | z 2 `a 2 i |r | “ 0. Using the M L-inequality | S pz 2 `a2 q2 i dz| ď r 2 πr, and
r
rÑ8
ş 2 ´z 2 eiz ş zeiz
so lim | Sr pza2 `a 2 q2 i dz| “ 0. Consequently, lim | S z 2 `a2 dz| “ 0.
r
rÑ8 rÑ8
Solution to Exercise 3.16. cos is entire, and in particular continuous. Also cos
has a primitive in C: sin1 z “ cos z. Thus by the Fundamental Theorem of Contour
ş ´1
Integration γ cos z dz “ sin i ´ sinp´iq “ 2 exppiiq´expp´iiq
1
2i “ e i´e “ pe ´ 1e qi.
Solution to Exercise 3.20. Let C be the circular path with centre at 0 and radius
r ą 0 traversed in the anticlockwise direction, i.e., Cpθq “ reiθ for all θ P r0, 2πs.
By the Fundamental Theorem of Contour Integration,
ş ş2π ş2π
0 “ C exp z dz “ 0 er cos θ`ir sin θ rieiθ dθ “ 0 er cos θ rieipr sin θ`θq dθ.
ş2π
Equating real and imaginary parts, in particular, 0 er cos θ cospr sin θ ` θq dθ “ 0.
Solution to Exercise 3.21. Suppose f P OpCzt0uq is such that f 1 “ z1 in Czt0u.
Let C be a circular path with a positive radius centred at 0 traversed in the
anticlockwise direction.
ş By the Fundamental
ş Theorem
ş of Contour Integration,
since C is closed, C f 1 pzq dz “ 0. But C f 1 pzq dz “ C z1 dz “ 2πi, a contradiction.
Solution to Exercise 3.22. E, C are both closed, since Ep0q “ a “ Ep1q and
Cp0q “ r “ Cp1q. Define H : r0, 1sˆr0, 1s Ñ Czt0u by Hpt, τ q “ p1´τ qCptq`τ Eptq,
for all t, τ P r0, 1s. To see that |Hpt, τ q| ‰ 0, setting m “ minta, b, ru ą 0,
|Hpt, τ q|2 “ pp1´τ qr`τ aq2 pcosp2πtqq2 `pp1´τ qr`τ bq2 psinp2πtqq2
ě pp1´τ qm`τ mq2 pcosp2πtqq2 `pp1´τ qm`τ mq2 psinp2πtqq2 “ m2 ą 0.
Then C is Czt0u-homotopic to E, since H is continuous, and moreover:
Hpt, 0q “ Cptq for all t P r0, 1s,
Hpt, 1q “ Eptq for all t P r0, 1s,
Hp0, τ q “ p1´τ qCp0q`τ Ep0q “ p1´τ qCp1q`τ Ep1q “ Hp1, τ q for all τ P r0, 1s.
Solution to Exercise 3.24. The ‘point’ path γ : r0, 1s Ñ Czt0u, γptq :“ ´2,
r are Czt0u-homotopic: If H : r0, 1s ˆ r0, 1s Ñ Czt0u
t P r0, 1s, is closed. Also, γ, C
r ` τ p´2q “ ´2 ` p1 ´ τ qe2πit , τ, t P r0, 1s, then
is defined by Hpt, τ q “ p1 ´ τ qCptq
r
|Hpt, τ q ` 2| ď 1, so that |Hpt, τ q| ě 1 ą 0, and for all t, τ P r0, 1s, Hpt, 0q “ Cptq,
Hpt, 1q “ ´2 “ γptq and Hp0, τ q “ Hp1, τ q. Also, H is continuous.
If C, Cr are Czt0u-homotopic, then by the transitivity of Czt0u-homotopy, C, γ
are Czt0u-homotopic, and the Cauchy Integral Theorem with f :“ z1 P OpCzt0uq
ş ş ş1 1
implies that 2πi “ C z1 dz “ γ z1 dz “ 0 ´2 0 dt “ 0, a contradiction.
Solution to Exercise 3.25. For a circular path C : r0, 1s Ñ Czt0u ş with centre
0 and radius r ą 0, traversed once in the anticlockwise direction, C z1 dz “ 2πi.
Define E r : r0, 1s Ñ C by Eptq r “ a cosp2πtq ` ib sinp2πtq for all t P r0, 1s. The
r
elliptic path E is Czt0u-homotopic to C, as shown in Exercise r is a
ş 3.22,
1
and
ş E
1
reparamterisation of E. So by the Cauchy Integral Theorem, Er z dz “ C z dz “
2πi, and so
ş ş ş2π
2πi “ Er z1 dz “ E z1 dz “ 0 a cos θ`ib 1
sin θ p´a sin θ ` ib cos θq dθ
ş2π p´a sin θ`ib cos θqpa cos θ´ib sin θq
“ 0 a2 pcos θq2 `b2 psin θq2
dθ
ş2π pb2 ´a2 qpcos θqpsin θq`iabppcos θq2 `psin θq2 q
“ 0 a2 pcos θq2 `b2 psin θq2
dθ
ş2π pb2 ´a2 qpcos θqpsin θq`iabp1q
“ 0 a2 pcos θq2 `b2 psin θq2 dθ.
ş2π 1 2π
Equating the imaginary parts, 0 a2 pcos θq2 `b2 psin θq2 dθ “ ab .
Solutions to the exercises from Chapter 3 161
C S
0
γ3
γ1
´1´i γ4 1´i
4i
r C
C
ş
(1) Logp¨ ´ 4iq P OpCztr`4i : r ď 0uq. So C Logpz ´ 4iq dz “ 0.
ş
r is the circle with centre 1 and any radius r ą 0, then r
(2) If C 1
dz “ 2πi.
C z´1
As 1 r are Czt1u-homotopic, it follows from the
P OpCzt1uq, and since C, C
z´1 ş 1 ş 1
Cauchy Integral Theorem that C z´1 dz “ Cr z´1 dz “ 2πi.
162 Solutions
Solution to Exercise
şt 1 psq3.29. şt γ 1 psq γ 1 ptq
(1) ϕ1 ptq “ pexp 0 γγpsq dsq ddt 0 1
γpsq ds “ ϕptq γptq . Hence ϕ γ ´ ϕγ “
1 0, and1
ϕ1 γ´ϕγ 1
d ϕ
dt γ “ “ 0.
γ2 “ 0
γ2 Thus ϕp0q ϕp1q
γp0q “ γp1q . But γp0q “ γp1q (since γ is closed).
ş0 1 psq
So ϕp1q “ ϕp0q “ exp 0 γγpsq ds “ exp 0 “ 1. Hence wpγq P Z.
ş 1
1 1 Γ1 ptq
ş
1 1 2πi expp2πitq 1
(2) We have wpΓ1 q “ 2πi 0 Γ1 ptq dt “ 2πi 0 expp2πitq dt “ 2πi 2πi “ 1.
(3) If for all t P r0, 1s, γ1 ptq ‰ 0 and γ2 ptq ‰ 0, then also pγ1 ¨ γ2 qptq ‰ 0 for
all t P r0, 1s, and so γ1 ¨ γ2 does not pass through the origin. Also, γ1 ¨ γ2 is
closed since pγ1 ¨ γ2 qp0q “ γ1 p0qγ2 p0q “ γ1 p1qγ2 p1q “ pγ1 ¨ γ2 qp1q. We have
pγ1 ¨γ2 q1 ptq “ γ11 ptqγ2 ptq ` γ1 ptqγ21 ptq, t P r0, 1s. So
ş
1 1 pγ1¨γ2 q1 ptq
ş 1 1
1 1 γ1 ptqγ2 ptq`γ1 ptqγ2 ptq
wpγ1 ¨γ2 q “ 2πi 0 pγ1¨γ2 qptq dt “ 2πi 0 γ1 ptqγ2 ptq dt
ş 1
1 1 γ1 ptq✟ ✟
γ2 ptq ş
1 1✟ ✟ 1
γ1 ptqγ2 ptq
“ 2πi ✟ dt ` 2πi 0 γ ptqγ
0 γ ptqγ ptq ✟ ptq dt “ wpγ1 q ` wpγ2 q.
1 ✟2 ✟1 2
(5) Define the map ϕ : r0, 1s Ñ R by ϕptq “ |γ0 ptq|, t P r0, 1s, giving the distance
of γ0 ptq from 0. Being a real-valued continuous function on a compact interval,
it has a minimum value d0 , and d0 ą 0 since γ0 does not pass through 0.
Take δ “ d0 {2 ą 0. Suppose that γ is a smooth closed path such that we have
}γ ´ γ0 }8 :“ maxtPr0,1s |γptq ´ γ0 ptq| ă δ. We will show γ is Czt0u-homotopic
to γ0 . Define H : r0, 1s ˆ r0, 1s Ñ Czt0u by Hpt, τ q “ p1 ´ τ qγ0 ptq ` τ γptq,
t, τ P r0, 1s. Then H is continuous. Also, Hpt, 0q “ γ0 ptq and Hpt, 1q “ γptq for
all t P r0, 1s, and Hp0, τ q “ p1´τ qγ0 p0q`τ γp0q “ p1´τ qγ0 p1q`τ γp1q “ Hp1, τ q
for all τ P r0, 1s. Finally, Hpt, τ q is never 0, because being a convex combination
1Here we use the product and quotient rules for differentiation of complex-valued maps of a real variable.
These follow easily by mimicking the analogous proofs in the context of real-valued functions. Firstly, if
ϕ : I Ñ C is differentiable on an interval I, then ϕ1 ptq :“ pRe ϕq1 ptq ` ipIm ϕq1 ptq “ lim ϕpt`hq´ϕptq
h
. If ϕptq ‰ 0
hÑ0
1
d 1 1 ϕ ptq
(t P I), then dt ϕ
“ lim p 1 ´ 1
q “ ´ pϕptqq 2 . Similarly, the product rule can be shown.
hÑ0 h ϕpt`hq ϕptq
Solutions to the exercises from Chapter 3 163
of γ0 ptq and γptq, if p1 ´ τ qγ0 ptq ` τ γptq “ 0 for some t, τ , then we arrive at a
contradiction: 1 d20 ą τ |γ0 ptq´ γptq| “ |γ0 ptq´ pp1´ τ qγ0 ptq` τ γptqq| “ |γ0 ptq| ě d0 .
ě d0
γptq γ0 ptq
0
d0
ă 2
Solution to Exercise 3.30. The length of the arc on the big circle subtended by
=Q1 OQ is tpnrq. As the small coin rolls without slipping, the angle made by O1 P
with OO 1 is ptnrq{r “ n t.
P1
O1 π´nt
r P
nt
Q1
O nr Q
As O1 ” pnr ` rqeit ,
and since O1 P
is obtained from O1 P 1 “ reit by a clockwise
rotation through π ´nt, P ” pnr`rqeit `e´ipπ´ntq reit “ pn`1qreit `p´1q r epn`1qit .
The area enclosed by the epicycloid γ is
1
ş ş
1 2π it pn`1qit qrppn ` 1qieit ´ pn ` 1qiepn`1qit q dt
2i γ z dz “ 2i 0 rppn ` 1qe ´ e
ş
1 2π 2 ´it ´ e´pn`1qit qpn ` 1qipeit ´ epn`1qit q dt
“ 2i 0 r ppn ` 1qe
2 ş 2π
“ pn`1qr
2 0 ppn ` 1q ´ pn ` 1qe
int ´ e´int ` 1q dt
pn`1qr 2
“ 2 ppn ` 1q2π ` 0 ` 0 ` 2πq “ πr 2 pn ` 1qpn ` 2q.
Solution to Exercise 3.31. For example, let f pzq “ z1 for z P D :“ Czt0u. Then
f does not have a primitive in D. (See Example 3.7 and Exercise 3.21.)
Solution to Exercise 3.32. Let Cptq “ eit for all t P r0, 2πs. Then
ş i
ş2π i it
ş2π ´eit
C pz´aqpaz´1q dz “ 0 peit ´aqpaeit ´1q ie dt “ 0 peit ´aqpa´e´it qeit dt
ş2π 1
ş2π 1
“ 0 peit ´aqpe ´it ´aq dt “ 0 |eit ´a|2
dt
ş2π ş 2π
“ 0 ppcos tq´aq12 `psin tq2 dt “ 0 1´2a cos 1
t`a2 dt.
164 Solutions
i
Since z ÞÑ is holomorphic in a disc containing the unit circle C (as 0 ă a ă 1),
az´1
1
ş az´1
i
i i
by the Cauchy Integral Formula, 2πi γ z´a dz “ az´1 |z“a “ a2 ´1 .
ş2π 1
ş i
i 2π
So 0 1´2a cos t`a2
dt “ γ az´1
z´a dz “ 2πi a2 ´1 “ 1´a2 .
ş 1
ş 1´z2
1
1
γ zp1´z 2 q dz “ γ z´0 dz “ 2πi 1´z 2 |z“0 “ 2πi,
1
a contradiction. So zp1´z 2 q does not have a primitive in tz P C : 0 ă |z| ă 1u.
´1 1 ´1 1 ´1 1 ´1 1 3 1 2
ş exp z
(1) γ z´1 dz “ 2πi exp z|z“1 “ 2πi exp 1 “ 2πie.
ş ş z 2 `1
z 2 `1 `1 `1 2 2
(2) γ z 2 ´1 dz “ dz “ 2πi zz`1
z`1
γ z´1 |z“1 “ 2πi 11`1 “ 2πi.
ş z 2 `1 2 ? ?
(3) γ z 2 ´1 dz “ 0, since e.g. zz 2 `1
´1
P OpDpi, 2qq, Dpi, 2q is simply connected,
?
and γ is a closed path in Dpi, 2q.
2 `1
ş 2 ş zz´1 z 2 `1 p´1q2 `1
(4) γ zz 2 `1
´1
dz “ γ z´p´1q dz “ 2πi z´1 |z“´1 “ 2πi ´1´1 “ ´2πi.
ş z 2 `1
ş z 2 `1 1 1
ş z 2 `1 ş z 2 `1
(5) γ z 2 ´1 dz “ γ 2 p z´1 ´ z`1 q dz “ γ z´1 dz ´ γ z´p´1q dz
2 2
2 2
“ 2πi z 2`1 |z“1 ´2πi z 2`1 |z“´1 “ 2πip1q ´ 2πip1q “ 0.
Solutions to the exercises from Chapter 3 165
i r´R, Rs
´R R
´i
Solution to Exercise 3.37. Let Cpθq ş :“ exppiθq for all θ P r0, 2πs. As exp P OpCq,
1 exp z
by the Cauchy Integral Formula, 2πi C z´0 dz “ exp z|z“0 “ exp 0 “ 1. But
ş exp z ş2π exppexppiθqq ş2π
C z´0 dz “ 0 exppiθq i exppiθq dθ “
0 i exppexppiθqq dθ
ş2π ş2π cos θ
“ i exppcos θ ` i sin θq dθ “ 0 ie
0 pcospsin θq ` i sinpsin θqq dθ
ş2π cos θ ş2π cos θ
“ ´ 0 e sinpsin θq dθ ` i 0 e cospsin θq dθ
ş2π
Hence 0 ecos θ cospsin θq dθ “ 2π.
Solution to Exercise 3.39. For n P N, let C n pU q denote the set of all real-valued
functions on U possessing continuous partial derivatives of order ď n on U . We use
induction to show that u P C n pU q for all n P N, hence proving the claim. Consider
the following sequence of statements Sn , n P N:
Sn : For every holomorphic function on U , its real part belongs to C n pU q.
We show that S1 is true. Let f P OpU q. We want to show that u :“ Re f P C 1 pU q.
As f “ u ` iv P OpU q, f 1 P OpU q. Also, f 1 “ Bu Bv Bu Bu
Bx ` i Bx “ Bx ´ i By . It follows from
1
Theorem 2.4 that for the holomorphic function f , its real and imaginary parts are
real differentiable, and in particular, continuous, everywhere in U . So Bu Bu
Bx , By are
continuous on U . Thus u P C 1 pU q. This shows S1 is true.
Suppose Sn is true. Let f P OpU q. We want to show that u :“ Re f P C n`1 pU q
in order to complete the induction step. As f 1 P OpU q and f 1 “ Bu Bu
Bx ´ i By , it follows
from the validity of Sn that Bu 1 n Bu 1
Bx “ Repf q P C pU q, and By “ Repif q P C pU q.
n
n
We already know that u “ Re f P C pU q. To show that u P C n`1 pU q, we need to
show that the partial derivatives of order n ` 1 of u are continuous. But any such
partial derivative will be an nth order partial derivative of Bu Bu
Bx or of By , which we
have established is continuous. Thus u P C n`1 pU q. Hence Sn`1 is true, completing
the induction step. By the induction principle, Sn is true for all n P N.
So if f P OpU q, then u :“ Re f P C 8 pU q. Also, v :“ Im f “ Rep´if q P C 8 pU q.
Solution to Exercise 3.48. (‘If part’) Let ppαq “ 0 and p1 pαq ‰ 0. So α is a zero
of p. Suppose that α is not a simple zero of p. Then ppzq “ pz ´ αqm qpzq, where
the integer m ą 1, and q is a polynomial. Thus p1 “ mpz ´ αqm´1 q ` pz ´ αqm q 1 ,
and so p1 pαq “ 0, a contradiction. So α is a simple zero of p.
(‘Only if part’) Let α be a simple zero of p. Then ppαq “ 0 and ppzq “ pz ´ αqqpzq,
where q is a polynomial such that qpαq ‰ 0. Thus p1 “ q ` pz ´ αqq 1 , and so
p1 pαq “ qpαq ` 0 “ qpαq ‰ 0.
If the degree of p is 1, then ppzq “ az ` b, where a ‰ 0, and so taking w “ 0, we
have that pr “ p ` w “ p ` 0 “ p has the only zero at ´ ab , which is a simple zero.
Next suppose that the degree of p is ą 1. Then p1 has degree d ´ 1 ě 1. By the
Fundamental Theorem of Algebra and the Division Algorithm, p1 has d ´ 1 zeroes
(possibly with repetition), say β1 , ¨ ¨ ¨ , βd´1 . Let w P Czt´ppβ1 q, ¨ ¨ ¨ , ´ppβd´1 qu.
We claim pr`w has only simple zeroes. Indeed, if α is a zero of pr, then prpαq “ 0, i.e.,
ppαq ` w “ 0, i.e., ppαq “ ´w R tppβ1 q, ¨ ¨ ¨ , ppβd´1 qu. Hence α R tβ1 , ¨ ¨ ¨ , βd´1 u,
and so pr 1 pαq “ p1 pαq ‰ 0. By the previous part of the exercise, we conclude that
α is a simple zero of pr. Consequently, all the zeroes of pr are simple.
Solution to Exercise 4.11. For z “ 0, the series converges with sum 0. For
1
z ‰ 0, |z| ‰ 0, and let N P N be such that N ą |z| . For n ą N , |nz| ą N |z| ą 1,
8
ř
giving |nn z n ´ 0| “ |nz|n ą 1n “ 1, showing �p lim nn z n “ 0q. So nn z n diverges.
nÑ8 n“1
172 Solutions
Solution ton`1
Exercise 4.12.
p´1q 8 p´1qn
n ř
As lim | n`1
p´1qn | “ lim “ 1, the radius of convergence of zn is 1.
nÑ8 n nÑ8 n`1 n“1
n
pn`1q2022 8
ř
As lim | n2022
| “ lim p1` n1 q2022 “ 1, the radius of convergence of n2022 z n is 1.
nÑ8 nÑ8 n“0
1 8
1 ř 1 n
As lim | pn`1q!
1 | “ lim “ 0, the radius of convergence of z is infinite.
nÑ8 n! nÑ8 n`1 n“0
n!
M3 “ supt 3
|c3 |, ¨ ¨ ¨ u,
¨¨¨ .
pMn qnPN converges to L :“ inf Mn (as it’s decreasing and bounded below by 0).
nPN
If z “ 0, then convergence of the power series is obvious.
1 1
Let z P Czt0u satisfy |z| ą L. As there is a gap between |z| and L, there
1
exists an α such that L “ inf Mn ă α ă |z| . Then there exists an N P N such
nPN a 1
that for all n ą N , Mn ď MN ă α. Thus for all n ą N , n |cn | ă α ă |z| , i.e.,
a 8
ř
n
|cn z n | ă α|z| “: r ă 1. By the Root Test, cn z n is absolutely convergent.
n“0
Hence we have shown:
8
ř
‚ If L ą 0, then cn z n is absolutely convergent for all z P Dp0, Lq.
n“0
8
ř
‚ If L “ 0, then cn z n is absolutely convergent for all z P C.
n“0
1 1
It remains to show that if L ą 0, then we have divergencea L . If |z| ą L ,
for |z| ą a
1 1
then |z| ă L “ inf Mn . So for all n P N, |z| ă Mn “ supt |cn |,
n n`1
|cn`1 |, ¨ ¨ ¨ u,
nPN
and in particular, there exists an mn ą n such that |cmn z mn | ą 1. So for all
n P N, there exists an mn ą n such that |cmn z mn | ą 1. Thus it is not the case
8
ř
that lim cn z n “ 0, and hence cn z n diverges.
nÑ8 n“0
ř
n ř
n ř
n
Solution to Exercise 4.14. For n ě 0, let An , Bn , Cn be ak , bk , ck . Then:
k“0 k“0 k“0
C2n ´ An Bn “ a0 pbn`1 `¨ ¨ ¨` b2n q ` a1 pbn`1 `¨ ¨ ¨` b2n´1 q `¨ ¨ ¨` an´1 pbn`1 q
` b0 pan`1 `¨ ¨ ¨` a2n q`b1 pan`1 `¨ ¨ ¨` a2n´1 q`¨ ¨ ¨`bn´1 pan`1 q.
See the following picture.
Solutions to the exercises from Chapter 4 173
b2n
bn ¨¨¨
bn´1
.. ..
. .
b1
b0 ¨¨¨
a0 a1 an´1 an a2n
An Bn
c0 c1 cn´1 cn c2n
So
|C2n ´ An Bn | ď |a0 |p|bn`1 | `. . . q ` |a1 |p|bn`1 | `. . . q `. . .` |an´1 |p|bn`1 | `. . . q
` |b0 |p|an`1 | `. . . q`|b1 |p|an`1 | `. . . q`. . .`|bn´1 |p|an`1 | `. . . q
8
ř 8
ř 8
ř 8
ř nÑ8
ď p |ak |q |bk | ` p |bk |q |ak | ÝÑ 0.
k“0 k“n`1 k“0 k“n`1
8
ř 8
ř
Thus lim C2n “ lim An Bn “ lim An lim Bn “ p an qp bn q. Similarly, one can
nÑ8 nÑ8 nÑ8 nÑ8 n“0 n“0
nÑ8 8
ř 8
ř
show that |C2n`1 ´An Bn | ÝÑ 0, and so lim C2n`1 “ lim An Bn “ p an qp bn q.
nÑ8 nÑ8 n“0 n“0
8
ř 8
ř 8
ř
Consequently, cn “ lim Cn “ p an qp bn q.
n“0 nÑ8 n“0 n“0
Solution to Exercise 4.15. In one jump, the ‘edge-distance’ (i.e., smallest num-
ber of edges to E) changes by 1. As the initial edge-distance is 4, which is even,
an odd number of jumps cannot reduce it to 0. Thus a2n´1 “ 0 for all n P N.
F E
G D
H C
A B
In two jumps, the frog can only stay at A, or reach C or G, and so a2 “ 0. In four
jumps, the frog can reach E either following the path ABCDE or AHGF E, and
so a4 “ 2.
174 Solutions
As 1´p´1qk is 0 for even k, the only terms that survive are the ones with an odd k.
If k` “ 2m˘ ` 1mď?n ´n´1´p2m`1q
1, m a nonnegative integer, then
? the corresponding summand
n´1
is 2m`1 p2q2 22 , which is equal to 2 times a nonnegative integer.
?
So when the sum of such terms is divided by 2, we get a nonnegative integer.
1
Solution to Exercise 4.16. f pzq :“ 1 ` 2z ` 3z 2 ` 4z 3 ` ¨ ¨ ¨ “ p1´zq2 for |z| ă 1.
2 3 4 z
Multiplying by z, we get zf pzq “ gpzq :“ z ` 2z ` 3z ` 4z ` ¨ ¨ ¨ “ p1´zq 2
2 3 4
for |z| ă 1. As gpzq :“ z ` 2z ` 3z ` 4z ` ¨ ¨ ¨ converges for |z| ă 1, g is
holomorphic in the disc Dp0, 1q, with g 1 pzq “ 1 ` 22 z ` 32 z 2 ` 42 z 3 ` ¨ ¨ ¨ for
1 2 1´z`2z 1`z
z
|z| ă 1. But g 1 pzq “ ddz p1´zq2 “ 1 p1´zq2 ` z p1´zq3 “ p1´zq3
“ p1´zq 3 . Hence
1`z
1 ` 22 z ` 32 z 2 ` 42 z 3 ` ¨ ¨ ¨ “ p1´zq3 for |z| ă 1.
Solutions to the exercises from Chapter 4 175
8
ř p´1qn
Solution to Exercise 4.19. Consider first cn wn , where cn “ 22n pn!q2
. We have
n“0
p´1qn`1
nÑ8 8 p´1qn
ř
2pn`1q ppn`1q!q2 22n ¨n!¨n!
| cn`1
cn | “ |
2
p´1qn | “ 22n ¨22 ¨pn`1q!¨pn`1q! “ 1
4pn`1q2 ÝÑ 0. So 22n pn!q2 w
n
22n pn!q2 n“0
8 p´1qn
ř
converges everywhere. For z P C, putting w “ z 2 , J0 pzq “ 22n pn!q2
z 2n converges.
n“0
176 Solutions
Power series can be differentiated termwise inside the disc of their convergence. So
8 p´1qn
ř 8
2n´1 , J 2 pzq “ ř p´1q 2np2n´1qz 2n´2 , and
n
for z P Czt0u, J01 pzq “ 22n pn!q2 2nz 0 22n pn!q2
n“1 n“1
8 p´1qn
ř 8 p´1qn´1
ř
1 1
J02 pzq ` z J0 pzq “ 22n pn!q2
2npp2n´1q ` 1qz 2n´2 “ p´1q 22n pn!q2
2np2nqz 2pn´1q
n“1 n“1
8
ř p´1qn´1 8
ř p´1qm
“ p´1q 2pn´1q “ p´1q z 2m “ ´J0 pzq.
2pn´1q ppn´1q!q2 z 22m pm!q2
n“1 2 m“0
8
ř
Solution to Exercise 4.20. As cn z n is absolutely convergent for z “ 1, it is
n“0
convergent for z “ 1, and the radius of convergence R ě 1. If R ą 1, then with
8
ř 8
ř
f pzq :“ cn z n for z P Dp0, Rq, we have f P OpDp0, Rqq, and f 1 pzq “ ncn z n´1 in
n“0 n“1
8
ř
Dp0, Rq. So ncn z n´1 is absolutely convergent for all z P Dp0, Rq. In particular,
n“1 8
ř
as R ą 1, with z “ 1, we get n|cn | converges, a contradiction. Thus R “ 1.
n“1
d2n d2n`1
Solution to Exercise 4.21. As dz 2n sin z “ p´1qn sin z, n
dz 2n`1 sin z “ p´1q cos z,
8
ř 1 dn 3 5
sin 0 “ 0 and cos 0 “ 1, we have sin z “ n! p dz n sin zq|z“0 z n “ z ´ z3! ` z5! ´ ` ¨ ¨ ¨ .
n“0
z2 z4
Similarly, cos z “ 1 ´ 2! ` 4! ´ ` ¨ ¨ ¨ .
8 n
ř 8
exppizq`expp´izq i n ř p´1qn in n
Alternatives: As cos z “ 2 “ 12 p z `n! z q, n! and i2n “ p´1qn,
n“0 n“0
1 z2 iz 3 z4 iz 5 z6
cos z “ 2 p 1 ` iz ´ 2! ´ 3! ` 4! ` 5! ´ 6! ` ¨¨¨
z2 iz 3 z4 iz 5 z6
`1 ´ iz ´ 2! ` 3! ` 4! ´ 5! ´ 6! ` ¨¨¨ q
z2 z4 z6
“ 1 ´ ` ´ ` ´¨¨¨ . 2! 4! 6!
Or termwise differentiate the power series for sin:
8 p´1qn
ř 8
2n “ ř p´1q z 2n “ 1 ´
n
z2 z4 z6
cos z “ sin1 z “ p2n`1q! p2n ` 1qz p2nq! 2! ` 4! ´ 6! ` ´¨¨¨.
n“0 n“0
and 1 d2n`1 1
p2n`1q! dz 2n`1 f pzq|z“0 “ 0, i.e., f p2n`1q p0q “ p2nq!
n! and f
p2n`2q p0q “ 0. Also,
ş 8 f pmq p0q
ř 8 p2n`1q p0q
ř 8
ř z 2n`1
f p0q “ r0,0s exppζ
2 qdζ “ 0. So f pzq “ m!zm “ f z 2n`1 “ p2n`1q! p2n`1qpn!q .
m“0 n“0 n“0
Solutions to the exercises from Chapter 4 177
1
(2) For |z| ă 1, z`1 “ 1 ´ z ` z 2 ´ z 3 ` z 4 ´ ` ¨ ¨ ¨ . As power series are holomorphic
in the region of convergence with complex derivative obtained by termwise
1 d 1 2 3
differentiation, ´ pz`1q2 “ dz z`1 “ ´1 ` 2z ´ 3z ` 4z ´ ` ¨ ¨ ¨ for |z| ă 1.
8
ř
z2
Multiplying by ´z 2 gives pz`1q2
“ z 2 ´ 2z 3 ` 3z 4 ´ ` ¨ ¨ ¨ “ p´1qn pn ´ 1qz n
n“2
for |z| ă 1. So we have c0 “ c1 “ 0 and cn “ p´1qn pn ´ 1q for n ě 2.
Solution to Exercise 4.24. Let Cr ptq “ re2πit , t P r0, 1s. Then for all integers
1
ş f pζq
n ě 0, we have cn “ 2πi Cr ζ n`1 dζ. Consequently, by the M L-inequality, we get
2πr |f pζq| 1 1 1
|cn | ď 2π max n`1 ď r rn`1 “ rn . Passing to the limit as r Õ 1, |cn | ď lim n “ 1.
ζPCr r rÑ1´ r
Solution to Exercise 4.25. Suppose f P OpDp0, rqq is such that f pnq p0q “ pn!q2
8 f pnq p0q
ř 8 pn!q2
ř 8
ř
for all n ě 0. Then for z P Dp0, rq, f pzq “ n! zn “ n! zn “ n!z n .
n“0 n“0 n“0
8
ř
r
Setting z “ 2 P Dp0, rq, n!p 2r qn converges. If N P N is such that N 2r ą 1, then for
n“0
all n ą N , n!p 2r qn “ N !pN `1q ¨ ¨ ¨ pN `pn´N qqp 2r qN p 2r qn´N ą N !p 2r qN 1n´N , showing
that �pp lim n!p 2r qn “ 0qq, a contradiction. Hence, there is no f P OpDp0, rqq such
nÑ8
that f pnq p0q “ pn!q2 for all n ě 0.
8
ř
Solution to Exercise 4.26. Let the Taylor series of f be given by f pzq “ cn z n .
n“0
The series is (absolutely) convergent for all z P C since f is entire. As f pz 2 q “ f pzq,
we have c0 ` c1 z 2 ` c2 z 4 ` ¨ ¨ ¨ “ c0 ` c1 z ` c2 z 2 ` ¨ ¨ ¨ , that is, for all z P C,
c1 z ` pc2 ´ c1 qz 2 ` ¨ ¨ ¨ ` c2n`1 z 2n`1 ` pc2n`2 ´ cn`1 qz 2n`2 ` ¨ ¨ ¨ “ 0. Since the
right-hand side is the zero function, which has the Taylor expansion given by the
left-hand side, it follows that the kth coefficient of the left-hand side power series
pkq
is zero (being 0 k!p0q ) for all integers k ě 0. So we get 0 “ c1 “ c3 “ c5 “ ¨ ¨ ¨
and c2 ´ c1 “ 0, c4 ´ c2 “ 0, ¨ ¨ ¨ , c2n`2 ´ cn`1 “ 0, ¨ ¨ ¨ , so that all the coefficients
cn “ 0 for n P N. Thus f pzq “ c0 for all z P C, that is, f is a constant. Conversely,
if f is constant, it satisfies the given relation and is entire.
2
Sk x´ak “ 2δ ´ y2δ
ak x
8 f pnq pa q
ř
The Taylor series centered at ak of f P OpCq is f pzq “ k
n! pz ´ ak qn (z P C).
n“0
178 Solutions
In particular,
8 f pnq pa q
ř 8 |f pnq pa q|
ř
|f pzq| “ | k
n! pz ´ ak qn | ď k
n! |z ´ ak |n
n“0 n“0
8 ´a
ř 8
ř
e k 1
ď n! |z ´ ak |n “ e´ak n! |z ´ ak |n “ e´ak e|z´ak | .
n“0 n“0
there exists a c P C such that f pzq “ c e´z (z P C). Substituting this expression for
f in (‹) yields |c| ď eδ . As δ ą 0 was arbitrary, we obtain |c| ď inf δą0 eδ “ e0 “ 1.
2022!
ş sin z d2022 2022
2πi C pz´0q2022`1 dz “ dz 2022 sin z|z“0 “ p´1q
2 sin z|z“0 “ 0.
“ 0 ` 0z 2 ´ 4!3 z 4 ` ¨ ¨ ¨ ,
and so z0 is a zero of order 4.
Solution to Exercise 4.32. In the disc, there is only one zero of f , which is at
z0 , and so for z in the disc such that z ‰ z0 , we have f pzq ‰ 0. By the result on
the classification of zeroes, there exists a function g that is holomorphic in the disc,
gpz0 q ‰ 0, and f pzq “ pz ´ z0 qgpzq for all z in the disc. It follows that g is nonzero
at each point of C. Thus
1
1
ş zf 1 pzq 1
ş zp1 gpzq`pz´z0 q g1 pzqq 1
ş zpgpzq`pz´z
gpzq
0 q g pzqq
ϕ
gą0 f ą0
t
0
Being the composition of continuous functions, f, g P CpDq. Also f pzq ą 0 for all z
in the right half of ∆, and so f ‰ 0 in CpDq. Similarly gpzq ą 0 for all z belonging
to the left half of ∆, and so g ‰ 0 in CpDq. Nevertheless, f ¨ g “ 0.
Solution to Exercise 4.38. Let f P OpCq be such that Zpf q “ tz P C : f pzq “ 0u
Ť
is uncountable. For n P N, let Sn :“ Zpf q X Dp0, nq. Then we have Sn “ Zpf q.
nPN
If each Sn is finite, then their countable union, Zpf q, which we know is infinite,
must be countable, which is not true. Thus there exists an N P N such that SN is
an infinite set. Take any sequence pzn qnPN of distinct elements from SN . Then for
all n P N, |zn | ď N , that is, the sequence pzn qnPN is bounded. Using the Bolzano-
Weierstrass Theorem, there exists a subsequence pznk qkPN which is convergent, with
limit say z˚ P C. As f pznk q “ 0 for all k P N, it follows by the Identity Theorem
that f ” 0. So there is no nonzero entire function with an uncountable zero set.
Solution to Exercise 4.39. Suppose that z0 P Dzt0u is a zero of f . Then we
have |z02 | “ |z0 ||z0 | ă 1 |z0 |. So z02 ‰ z0 . Also 0 ă |z0 |2 ă 1, i.e., z02 P Dzt0u. Finally,
f pz02 q “ f pz0 qf p´z0 q “ 0 f p´z0 q “ 0.
It is given that f has some zero z0 P Dzt0u. By the above, each term in the
sequence z0 , z02 , z04 , z08 , ¨ ¨ ¨ is a zero of f . Moreover, these terms are distinct: Using
n N n N n n N n
z02 P Dzt0u, for N ą n, |z02 | “ |z02 ||z02 ´2 | ă |z02 | ¨ 1, so that z02 ‰ z02 .
Also, since |z0 | ă 1, the geometric sequence z0 , z02 , z03 , ¨ ¨ ¨ converges to 0, so that
n
its subsequence pz02 qnPN also converges to 0 P D. By the identity theorem, since f
is holomorphic in the domain D, we conclude that f ” 0 in D.
Vice versa, f ” 0 is holomorphic, satisfies f pzqf p´zq “ f pz 2 q in D, and is not
zero-free in Dzt0u.
Solution to Exercise 4.40.
(1) No. Take D “ C, f “ exp, g “ 1. Then f p2πinq “ expp2πinq “ 1 “ gp2πinq
for all n P N, but f ‰ g (e.g., because f piπq “ ´1 ‰ 1 “ gpiπq).
(2) Yes.
(3) Yes. Let γptq “ xptq ` iyptq for all t P ra, bs, where x, y : ra, bs Ñ R. Take
t0 P pa, bq so that x1 pt0 q or y 1 pt0 q is nonzero. (If they are both always 0, then
z “ w, a contradiction.) Let x1 pt0 q ą 0 (the other cases are handled similarly).
Then x1 ptq ą 0 in a neighbourhood of t0 . So x is strictly increasing there. Take
tn “ t0 ` n1 , n ě N , with N large enough so that t0 ` N1 P ra, bs. Set zn “ γptn q.
Then pzn qněN is a sequence of distinct points (as the real parts are distinct),
which converges to γpt0 q. By the Identity Theorem, f “ g in D.
(4) Yes. By the Taylor expansion in a small disc Dpw, δq Ă D around w, f “ g in
Dpw, δq, and so by the Identity Theorem, f “ g in D.
182 Solutions
Solution to Exercise 4.41. sinplog xq “ 0 if and only if log x P tnπ : n P Zu, i.e.,
x P tenπ : n P Zu. Let F be an entire extension of f . Then F pe´nπ q “ f pe´nπ q “ 0
for every n P N. As ex is strictly increasing, the points e´nπ , n P N, are distinct.
Also, e´nπ Ñ 0 P C as n Ñ 8. By the Identity Theorem, F ” 0. But this is
π π π
absurd since, e.g., F pe 2 q “ f pe 2 q “ sinplog e 2 q “ sin π2 “ 1 ‰ 0.
8
ř 8
ř
g pnq p0q n
Solution to Exercise 4.42. For z P Dp0, rq, gpzq “ n! z . As g pnq p0q con-
b n“0 n“0
8
ř
g pnq p0q g pnq p0q
verges, gpnq p0q Ñ 0 as n Ñ 8. Thus nÑ8 | “ 0. So has an infinite ra-
n
lim | n! n! zn
n“0
dius of convergence, and defines an entire function that coincides with g on Dp0, rq
(as both have the same power series there). Also, such an entire function has to
be unique by the Identity Theorem (as any two such coincide with g on Dp0, rq).
Solution to Exercise 4.43. Let K “ tz P C : |z| ď 1u. For each z P K, there
8
ř
exists a smallest integer npzq ě 0 such that for all w P C, f pwq “ cn pzqpw ´ zqn
n“0
f pnpzqq pzq
and cnpzq pzq “ 0. Hence pnpzqq! “ 0, and so f pnpzqq pzq “ 0. Let ϕ : K Ñ N Y t0u
be defined by ϕpzq “ npzq. Since K is uncountable, while N Y t0u is countable,
there exists an N such that ϕ´1 pN q is infinite. Let pzn qnPN be a sequence of
distinct points in ϕ´1 pN q Ă K. In particular, |zn | ď 1 for all n P N, and so by the
Bolzano-Weierstrass Theorem, it follows that pzn qnPN has a convergent subsequence
pznk qkPN with limit, say z˚ P K. As f pN q pznk q “ 0 for all k P N, by the Identity
Theorem (applied to f pN q P OpCq), we have f pN q “ 0 in C. By Taylor’s Theorem,
8 f pnq p0q
ř ´1 f pnq p0q
Nř
f pzq “ n! zn “ n! z n , for all z P C, and so f is a polynomial.
n“0 n“0
f 1 g´f g 1
Solution to Exercise 4.44. We have p fg q1 “ g2
, and so for all integers n ě 2,
1 1 1 1
f 1p n qgp n q´f p n qg 1 p n q
p fg q1 p n1 q “ 1 2
pgp n qq
0
pgp n qq
“
1 2 “ 0. By the Identity Theorem applied to
T
e2it
1
´1 0 2
3
1
Solution to Exercise 4.50. For z P Dp0, 1q, |f pzq| “ e|z| ą 0, and so f is never
0 on Dp0, 1q. Consider g :“ f1 . Then as f P OpDp0, 1qq, g P OpDp0, 1qq too. For
1 1
z P Dp0, 1q, |z| ě 0, and so |gpzq| “ |f pzq| “ e´|z| ď e0 “ e´|0| “ |f p0q| “ |gp0q|,
and so, by the Maximum Modulus Theorem, g must be a constant. Then f is also
1
a constant. But |f p0q| “ e|0| “ 1 ‰ e 2 “ |f p 12 q|. So we arrive at a contradiction.
Thus there is no f P OpDp0, 1qq such that |f pzq| “ e|z| for all z P Dp0, 1q.
Solution to Exercise 4.51. For z P A1 :“ tz P C : 0 ă |z ´ 1| ă 1u, we have
1 1 1 2 3
zpz´1q “ pz´1`1qpz´1q “ z´1 p1 ´ pz ´ 1q ` pz ´ 1q ´ pz ´ 1q ` ´ ¨ ¨ ¨ q
1
“ ´ 1 ` pz ´ 1q ´ pz ´ 1q2 ` pz ´ 1q3 ´ ` ¨ ¨ ¨ .
z´1
r 1 :“ tz P C : 1 ă |z ´ 1|u,
On the other hand, for z P A
1 1 1 1 1 1
zpz´1q “ pz´1`1qpz´1q “ pz´1q2 p1` 1 q “ pz´1q2 p1 ´ z´1 ` pz´1q2 ´ ` ¨ ¨ ¨ q
z´1
1 1 1 1
“ pz´1q2 ´ pz´1q3 ` pz´1q4 ´ pz´1q5 ` ´¨¨¨ .
Solution to Exercise 4.52. f´w p´zq “ expp ´w 1 w 1
2 p´z´ ´z qq “ expp 2 pz´ z qq “ fw pzq.
8
ř 8
ř
For all z P Czt0u, Jn p´wqp´zqn “ f´w p´zq “ fw pzq “ Jn pwqz n . By the
n“´8 n“´8
uniqueness of coefficients, Jn p´wqp´1qn “ Jn pwq, i.e., Jn p´wq “ p´1qn Jn pwq.
Let C be circular path Cpθq “ eiθ , θ P r0, 2πs. For all n P Z,
1
ş fw pzq ş w iθ
1 2π expp 2 pe ´e
´iθ qq
Jn pwq “ 2πi C pz´0qn`1 dz “ 2πi 0 peiθ qn`1
ieiθ dθ
ş
1 2π exppwi sin θq
ş
1 2π
“ 2π 0 exppinθq dθ “ 2π 0 exppiw sin θ ´ inθq dθ.
1
Solution to Exercise 4.53. e´ z2 P OpCzt0uq, and has the Laurent series
1 8 p´1qn
ř
e´ z2 “ 1 1 1 1 1 1
n! z 2n “ 1 ´ z 2 ` 2! z 4 ´ 3! z 6 ` ´ ¨ ¨ ¨ .
n“0
ş ´ 1 ş 1
The coefficient of z ´6 1
is ´ 3! “ ´ 61 . So ´ 16 “ 1 e z2
2πi C pz´0q´6`1 dz “ 1
2πi C z 5 e´ z2 dz,
ş 5 ´1
giving C z e z2 dz “ ´ πi
3.
Solution to Exercise 4.54. f P OpCzt0uq, and so 0 is an isolated singularity.
We will first show that 0 is not a removable singularity of f by showing it is not
1
the case that lim f pzq exists. If zn :“ logpnπq , n P N, then zn Ñ 0 as n Ñ 8. But
zÑ0
f pzn q “ cospe1{zn q “ cospelogpnπq q “ cospnπq “ p´1qn .
So it is not the case that lim f pzq exists. So 0 is not a removable singularity of f .
zÑ0
We will show 0 is not a pole by showing it is not the case that lim |f pzq| “ `8 :
zÑ0
For all n P N, |f pzn q| “ 1, showing that it cannot be the case that lim |f pzq| “ 8.
zÑ0
So the isolated singularity 0 is essential, as it is neither removable nor a pole.
Solution to Exercise 4.55. If D :“ Czpp´8, 0s ˆ t0uq, then Log P OpDq, and
Log1 z “ z1 . Hence lim Logp1`zq
z “ lim Logp1`zq´Log
p1`zq´1
1
“ Log1 1 “ 11 “ 1. Thus
zÑ0 zÑ0
lim z Logp1`zq
z2
“ 1 ‰ 0. Hence z “ 0 is a pole of order 1 of Logp1`zq
z2
.
zÑ0
Solutions to the exercises from Chapter 4 185
lim | fzpzq
n | “ lim
|gpzq|
n´m “ |gp0q| lim 1
n´m “ `8.
zÑ0 zÑ0 |z| zÑ0 |z|
(4) True. In some punctured disc Dpz0 , rqztz0 u, r ą 0, f, g are nonzero, and by
Exercise 4.59, there exist hf , hg P OpDpz0 , rqq such that hf pz0 q ‰ 0, hg pz0 q ‰ 0,
1 1
and for all z P Dpz0 , rqztz0 u, f pzq “ pz ´ z0 qmf hf pzq, gpzq “ pz ´ z0 qmg hg pzq.
1
So hf pz0 qhg pz0 q ‰ 0, and @z P Dpz0 , rqztz0 u, f pzqgpzq “ pz´z0 qmf `mg hf pzqhg pzq.
Thus f g has a pole of order mf ` mg at z0 , by Exercise 4.58. (Alternatively,
by Exercise 4.63, lim pz ´ z0 qmf f pzq “: α ‰ 0 and lim pz ´ z0 qmg gpzq “: β ‰ 0,
zÑz0 zÑz0
giving lim pz ´ z0 qmf `mg f pzqgpzq “ αβ ‰ 0, and so by Corollary 4.17, z0 is a
zÑz0
pole of f g of order mf ` mg .)
Solution to Exercise 4.65. Define f by f pzq “ pexp z1 q ` exp z´1 1
, z P Czt0, 1u.
1
Then f P OpCzt0, 1uq. The function exp z´1 is holomorphic in the neighbourhood
Dp0, 1q of z “ 0, while the function exp z1 has an essential singularity at 0. Thus,
considering the Laurent series expansion of their sum f in the punctured disc
Dp0, 1qzt0u, f has an essential singularity at 0 (because the negatively indexed
ř 1
coefficients in f “ cn z n are given by c´n “ n! ‰ 0, n P N).
nPZ
Similarly, as exp 1z is holomorphic in the neighbourhood Dp1, 1q of 1, and as
1
exp z´1 has an essential singularity at 1, f has an essential singularity at z “ 1 (as
ř 1
the negatively indexed coefficients in f “ cn pz ´ 1qn are c´n “ n! ‰ 0, n P N).
nPZ
8
ř
Solution to Exercise 4.69. Let the Taylor series of f be f pzq “ cn z n , z P C.
n“0
As f is not a polynomial, infinitely many cn are nonzero. Define g P OpCzt0uq by
8
ř
gpζq “ f p 1ζ q for all ζ P Czt0u . Then gpζq “ cn ζ ´n for all ζ P Czt0u, and so g
n“0
has an essential singularity at 0. By Exercise 4.68, there exists a sequence pζn qnPN
in Czt0u which converges to 0, while pgpζn qqnPN converges to w. If zn :“ ζ1n , n P N,
then pzn qnPN converges to 8, and pf pzn qqnPN “ pgpζn qqnPN converges to w.
3πi
γ1
´πi
γ2
Solutions to the exercises from Chapter 4 189
ş ş ş
We have γ f pzq dz “ γ1 f pzq dz ` γ2 f pzq dz “ 2πipRespf, 3πiq ´ Respf, ´πiqq.
Log z c´1,3πi
Writing 1`exp z “ z´3πi ` h3πi , where h3πi P OpDp3πi, rqq for some r ą 0, we have
pz´3πiqLog z
c´1,3πi “ lim 1`exp z “ lim z´3πi
Log z “ exp11p3πiq lim Log z
zÑ3πi zÑ3πi exp z´expp3πiq zÑ3πi
1
“ expp3πiq Logp3πiq “ ´plog |3πi| ` i π2 q “ ´ log 3 ´ log π ´ i π2 .
Log z c´1,´πi
Writing 1`exp z “ z´p´πiq ` h´πi , where h´πi P OpDp´πi, rrqq for some rr ą 0,
pz´p´πiqqLog z
c´1,´πi “ lim 1`exp z “ lim exp z´p´πiq 1
z´expp´πiq Log z “ exp1 p´πiq zÑ´πi
lim Log z
zÑ´πi zÑ´πi
1 π π
“ expp´πiq Logp´πiq “ ´plog | ´ πi| ` ip´ 2 qq “ ´ log π ` i 2 .
ş Log z
So γ 1`exp z dz “ 2πip´ log 3 ´ log π ´ i π2 ` log π ´ i π2 q “ 2π 2 ´ p2π log 3qi.
Solution to Exercise 4.72. Let γpθq :“ eiθ for θ P r0, 2πq. Then
ş2π cos θ ş z` 1
z ş ş
2 z 2 `1
0 5`4 cos θ dθ “ γ
2 1
z` 1 iz
dz “ γ 2izp2zz 2`1
`5z`2q dz “ γ 2izp2z`1qpz`2q dz.
5`4 z
2
z 2 `1
Let f pzq :“ 2izp2z`1qpz`2q . Then f has three poles, at 0, ´ 12 , ´2, and each is of
order 1 (which can be seen using the classification of singularities via limits). Of
these, the poles at 0 and ´ 21 lie inside γ. So by the Residue Theorem,
ş2π cos θ 1
0 5`4 cos θ dθ “ 2πipRespf, 0q ` Respf, ´ 2 qq
zpz 2 `1q pz` 21 qpz 2 `1q
“ 2πiplim ` lim 2izp2z`1qpz`2q q
zÑ0 2izp2z`1qpz`2q zÑ´ 21
1 1¨ 5 1 5
“ 2πip 2i¨1¨2 ` 2i¨p´ 14q¨2¨ 3 q “ 2πip 4i ´ 12i q “ ´ π3 .
2 2
2πi
ş2π ecos θ`i sin θ iθ ş2π
n! “ 0 peiθ qn`1
ie dθ “ i 0 ecos θ ei sin θ e´inθ dθ
ş2π
“ i 0 ecos θ pcospnθ ´ sin θq ´ i sinpnθ ´ sin θqqdθ.
ş2π
Equating the imaginary parts, we obtain 0 ecos θ cospnθ ´ sin θqdθ “ 2π n! .
190 Solutions
Solution to Exercise 4.76. Let C be given by Cptq “ eit for all t P r0, 2πs. Then
ş2π ş2π eit ´e´it 2n 1 it ş ´1
2n 1 1
ş 1 2n 1
2n
0 psin tq dt “ 0 p 2i q ieit ie dt “ C p z´z
2i q iz dz “ 22n p´1qn i C pz´ z q z dz.
Define the function f P OpCzt0uq by f pzq :“ pz ´ 1z q2n 1z , z P Czt0u. By the
` ˘
Binomial Theorem, f pzq “ pz 2n ` ¨ ¨ ¨ ` p´1qn 2n 1 1
` ¨ ¨ ¨ ` z 2n q z , z P Czt0u. So
n
`n2n˘
f has a pole at z “ 0. Also, Respf, 0q “ p´1q n . The Residue Theorem gives
ş ş2π 2n 1
` ˘
n 2n “ π
`2n˘
C f pzqdz “ 2πi Respf, 0q. So 0 psin tq dt “ 22n p´1qn i 2πip´1q n 22n´1 n
.
Solution to Exercise 4.77.
(1) For z P Czt0u, we have
g 2 p0q 2 g 1 p0q g 2 p0q
gpzqp1` z12 q “ pgp0q ` g1 p0qz ` 2! z ` ¨ ¨ ¨ q ` p gp0q
z2 ` z ` 2! ` ¨ ¨ ¨ q,
and so Respgpzqp1` z12 q, 0q “ coefficient of z ´1 “ g 1 p0q.
(2) Let Cptq “ eit , t P r0, 2πs. Then by the Residue Theorem,
ş2π ş2π eit `e´it 1
ş 1 z` z1
0 gpeit q cos t dt “ 0 gpe q
it
2 ie it ieit dt “
C iz dz
gpzq 2
1
ş 1 1 1
“ 2i C gpzqp1` z 2 q dz “ 2i 2πi Respgpzqp1 ` z 2 q, 0q
1 1 1
“ 2i 2πi g p0q “ πg p0q.
Alternatively, one could use the Cauchy Integral Formula:
ş2π it 1
ş 1 1
ş ş gpzq
0 gpe q cos t dt “ 2i C gpzqp1` z 2 q dz “ 2i p C gpzq dz ` C z2
dzq
1
“ 2i p0 ` 2πi g1 p0qq “ πg 1 p0q.
Solution to Exercise 4.78.
(1) f0 “ 1 ď 20 “ 1, f1 “ 1 ď 21 “ 2. If for some n ě 1, fm ď 2m for all m ď n, then
fn`1 “ fn ` fn´1 ď 2n ` 2n´1 “ 2n´1 3 ă 2n´1 4 “ 2n`1 .
a a ?
(2) For |z| ă 21 , n |fn z n | “ n |fn | |z| ď n 2n |z| “ 2|z| ă 1 for all n P N. By the Root
8
ř
Test, |fn z n | converges if |z| ă 21 . So the radius of convergence of F is ě 12 .
n“0
(3) For |z| ă 21 , zF pzq “ f0 z ` f1 z 2 ` f2 z 3 ` ¨ ¨ ¨ and z 2 F pzq “ f0 z 2 ` f1 z 3 ` ¨ ¨ ¨ .
Thus zF pzq`z 2 F pzq “ 1 z ` pf1 `f0 qz 2 ` pf2 `f1 qz 3 ` ¨ ¨ ¨
“ f1 z `f2 z 2 `f3 z 3 ` ¨ ¨ ¨
“ pf0 ` f1 z ` f2 z 2 ` f3 z 3 ` ¨ ¨ ¨ q ´ f0 “ F pzq ´ 1.
So for |z| ă 12 , 1 “ F pzq´zF pzq´z 2 F pzq “ p1´z´z 2 qF pzq, and F pzq “ 1
1´z´z 2 .
Solutions to the exercises from Chapter 4 191
F pzq f0 `¨¨¨`fn´1 z n´1 `fn z n `fn`1 z n`1 `¨¨¨
(4) For |z| ă 21 , 1
z n`1 p1´z´z 2 q
“ z n`1
“ z n`1
f0 f1 fn
“ z n`1 ` z n ` ¨ ¨ ¨ ` z ` fn`1 ` fn`2 z ` ¨ ¨ ¨ ,
1
and so Resp z n`1 p1´z´z 2 q , 0q “ fn .
(5) For |z| “ R ą 2 : |1 ´ z ´ z 2 | ě |z 2 ` z| ´ 1 “ |z||z ` 1| ´ 1 “ R|z ` 1| ´ 1
ě Rp|z|´1q´1 “ RpR´1q´1 “ R2 ´R´1
ą 2R´R´1 “ R´1 ą 2 ´ 1 ą 0.
it
ş 1 1 1 RÑ8
With CR ptq :“ Re , t P r0, 2πs, | CR z n`1 p1´z´z 2 q dz| ď Rn`1 R2 ´R´1 2πR ÝÑ 0.
?
1 ´1` 5
If Gpzq :“ z n`1 p1´z´z 2 q , then G has a pole at 0 of order n`1, a pole at 2
?
of order 1, and a pole? at ´1´2 5 of order
?
1. The Residue Theorem yields
´1` 5 ´1´ 5 1
ş
RespG, 0q ` RespG, 2 q ` RespG, 2 q “ 2πi CR Gpzqdz for R ą 2. Letting
? ? ş
´1` 5 ´1´ 5 1
R Ñ 8, RespG, 0q ` RespG, 2 q ` RespG, 2 q “ lim 2πi CR Gpzqdz “ 0,
? ? RÑ0 ?
i.e., fn “
?
RespG, 0q “ ´RespG, ´1`2 5
q ´ RespG, ´1´2 5
5`1
q. If τ “
2 , then we
? n`1
5´1
get τ1 “ 2 . So RespG, ´1`2 5 q “ lim pz´ τ1 q z n`1 p1´z´z
1
2q “ 1 ?
p τ1 qn`1 p´ 5q
“ ´ τ ?5 .
zÑ τ1
? ?
Also, RespG, ´1´2 5 q “ ´1´?51 n`1 ? “ p 1´2 5 qn`1 p ?15 q. Hence we obtain that
p 2 q 5
? ? ? ?
fn “ ?15 p 1`2 5 qn`1 ´ ?15 p 1´2 5 qn`1 “ ?15 pp 1`2 5 qn`1 ´ p 1´2 5 qn`1 q.
“ p1
πip 4p 1
1
p2
4 ` 4p ` 4p4 ` 4p q
1
2
“ πip´ p1 `p
4
2
` 1
4p1 ` 1
4p2 q
1 2
? ?
2i 2i π
“ πip´ 4 ` 4p´1q q “ ?2 .
´iξz ξ ´iξz e´ξ
Solution to Exercise 4.81. lim pz ´iq e1`z 2 “ e2i ‰ 0, lim pz ` iq e1`z 2 “ ´2i ‰ 0.
zÑi zÑ´i
e´iξz
So by Corollary 4.17, f pzq :“ 1`z 2
has two poles, at i and at ´i, both of order 1.
1˝ ξ ă 0. Let γ` be a path comprising a semicircle σ` centred at 0 of radius r ą 0
in the upper half-plane, together with a line segment path from ´r to r, as on
ş şr ş ξ
p. 110. Then σ` f pzqdz` ´r f pxqdx “ γ` f pzqdz “ 2πi Respf, iq “ 2πi e2i “ πeξ .
it it
For r ą 1 and t P r0, πs, |1 ` r 2 e2it | ě r 2 ´ 1, |e´iξe | “ eRep´iξre q “ eξr sin t ď 1.
ş ´iξz
it
|e´iξre | 1 rÑ8
Thus | σ` e1`z 2 dz| ď πr max |1`r 2 e2it | ď πr r 2 ´1 ÝÑ 0. So if ξ ă 0, then
tPr0,πs
ş8 e´iξx
şr
´8 1`x2 dx “ lim f pxqdx “ πeξ .
rÑ8 ´r
2˝ ξ ě 0. Let γ´ be a path comprising a semicircle σ´ centred at 0 of radius
r ą 0 starting at ´r and ending at r in the lower half-plane, together with a
line segment path from r to ´r. Then
ş şr ş e´ξ ´ξ
σ´ f pzqdz ´ ´r f pxqdx “ γ´ f pzqdz “ 2πi Respf, ´iq “ 2πi ´2i “ ´πe .
it it
For r ą 1 and t P r´π, 0s, |1`r 2 e2it | ě r 2 ´1, |e´iξre | “ eRep´iξre q “ eξr sin t ď 1.
ş ´iξz
it
|e´iξre | 1 rÑ8
Thus | σ´ e1`z 2 dz| ď πr max |1`r 2 e2it | ď πr r 2 ´1 ÝÑ 0. So if ξ ě 0, then
tPr´π,0s
ş8 e´iξx
şr
´8 1`x2 dx “ lim f pxqdx “ ´p´πe´ξ q “ πe´ξ .
rÑ8 ´r
ş8 e´iξx
Summarising, ´8 1`x2 dx “ πe´|ξ| .
Solutions to the exercises from Chapter 4 193
Thus z 2 p z 2cospπzq
sinpπzq
´ 1
πz 3
q “ c´2 ` c´1 z ` ¨ ¨ ¨ in Dp0, 1qzt0u, so that
πz cospπzq´sinpπzq
Hence zp z 2cospπzq
sinpπzq
´ 1
πz 3
q “ c´1 ` c0 z ` ¨ ¨ ¨ in Dp0, 1qzt0u, so that
πz cospπzq´sinpπzq
c´1 “ lim zp z 2cospπzq
sinpπzq
´ 1
πz 3
q “ lim π2 z3
sinpπzq .
zÑ0 zÑ0 πz
πz cospπzq´sinpπzq π3 z2
For z P Dp0, 1qzt0u, as found above, π2 z3
“ ´ π3 ` 30 ` ¨¨¨ .
Thus lim πz cospπzq´sinpπzq
π2 z3
“ ´ π3 . So
zÑ0
πz cospπzq´sinpπzq
´ π3
Respf, 0q “ c´1 “ lim π2 z3
sinpπzq “ 1 “ ´ π3 .
zÑ0 πz
So n is a pole of f of order 1.
cospπzq c´1
Let z 2 sinpπzq
“ z´n ` c0 ` c1 pz ´ nq ` ¨ ¨ ¨ in Dpn, 1qztnu. Then
c´1 “ lim pz ´ nq z 2cospπzq
sinpπzq “
1
n2 π (as found above).
zÑn
(3) We have | cospπzq| “ | sinpiπyq| because
cospπzq “ cospπp˘pN ` 12 q ` iyqq
“ cosp˘pπN ` π2 qq cospiπyq ´ sinp˘pπN ` π2 qq sinpiπyq
“ 0 ´ ˘p´1qN sinpiπyq.
194 Solutions
Similarly,
sinpπzq “ sinpπp˘pN ` 12 q ` iyqq
“ sinp˘pπN ` π2 qq cospiπyq ` cosp˘pπN ` π2 qq sinpiπyq
“ ˘p´1qN cospiπyq ` 0,
and so | sinpπzq| “ | cospiπyq|.
(4) The length of each side of the square is pN ` 21 q|p1 ` iq ´ p1 ´ iq| “ 2N ` 1.
M
So the length of SN is 4p2N ` 1q. Let M :“ maxtA, 1u. Then |f pzq| ď |z| 2 for
8
ř 1 π2
Passing to the limit as N Ñ 8, and rearranging, we get n2
“ 6 .
n“1
Solutions to the exercises from Chapter 5 195
Solution to Exercise 5.2. Let V be the real vector space of all real-valued func-
tions defined on U , with pointwise operations. We will show that HpU q is a subspace
of this vector space V , and hence a vector space with pointwise operations:
(1) The constant function 0 assuming value 0 everywhere on U belongs to HpU q.
2 2
Indeed 0 P C 2 pU q and BBx02 ` BBy02 “ 0 ` 0 “ 0.
(2) If u, v P HpU q, then
B2 pu`vq 2
B pu`vq B2 u 2
B v 2
B u B v 2 B u 2
B u 2 B v 2
B v 2
Bx2
` By 2 “ Bx2
` Bx 2 ` By 2 ` By 2 “ p Bx2 ` By 2 q ` p Bx2 ` By 2 q “ 0 ` 0 “ 0.
B2 pα¨uq B2 pα¨uq 2 2 2 2
(3) If α P R, u P HpU q, then Bx2
` By2 “ α BBxu2 `α BByu2 “ αp BBxu2 ` BByu2 q “ α ¨ 0 “ 0.
The pointwise product of two harmonic functions need not be harmonic. We will
show that every open set U admits a harmonic function u such that u ¨ u “ u2
is not harmonic in U . Any u P C 2 pU q such that �p∇u ” 0q will work, as we
will see. Thus, we may take u to be a linear function, upx, yq “ ax ` by, where
pa, bq P R2 ztp0, 0qu. Then Bu Bu
Bx “ a, By “ b, and ∆u “ 0 ` 0 “ 0. So u P HpU q. But
Bpu2 q B2 pu2 q B2 pu2 q
2 B2 u
Bx “ 2u Bu
Bx , Bx2
“ 2p Bu 2 B u
“ 2p Bu
Bx q ` 2u Bx2 , and similarly,
By 2
2
By q ` 2u By 2 .
Thus ∆pu2 q “ 2}∇u}22 ` 2u∆u “ 2}∇u}22 ` 2u 0 “ 2}∇u}22 , which is not identically
zero in U . (For the linear u “ ax ` by, }∇u}22 “ a2 ` b2 ‰ 0 for all px, yq P U .)
Thus z2 has aş primitive f in Czt0u, and so if Cptq :“ eit , t P r0, 2πs, then we
obtain 4πi “ C z2 dz “ f p1q ´ f p1q “ 0, which is absurd. Hence u has no harmonic
conjugate in Czt0u.
Solution to Exercise 5.5. Set u :“ x3 ` y 3 . If f were holomorphic, then u would
2 2
be harmonic. But BBxu2 ` BByu2 “ Bx
B B
p3x2 q ` By p3y 2 q “ 6x ` 6y “ 6px ` yq ‰ 0 for
x ‰ ´y. Hence the answer is ‘no’.
B2 Bu B2 Bu B B2 u B B2 u B B2 u B B2 u
p q
Bx2 Bx
` p q
By 2 Bx
“ Bx p Bx2 q ` By p ByBx q “ Bx p´ By 2 q ` By p BxBy q
B B2 u B B B B B2 u B2 u B
“ Bx p´ By 2 q ` Bx p By p By uqq “ Bx p´ By 2 ` By 2
q “ Bx p0q “ 0.
B2 Bu B2 Bu B B2 u B B2 u B B2 u B2 u B
Similarly, p q
Bx2 By
` p q
By 2 By
“ By p Bx2 q ` By p By 2 q “ By p Bx2 ` By 2
q “ By p0q “ 0.
Solution to Exercise 5.9. By the mean-value property, for all r P p0, Rq, we
ş2π
have 2πupz0 q “ 0 upz0 `reit qdt. Multiplying by r, and integrating from r “ 0 to R,
şR şR ş2π
πR2 upz0 q “ 2πupz0 q 0 rdr “ 0 0 upz0 ` reit qdtrdr “ Dpz0 ,Rq u dA.
Solution to Exercise 5.10. Let z P Dpz0 , Rq. Then Dpz, R´|z ´z0 |q Ă Dpz0 , Rq.
Using Exercise 5.9, and the nonnegativity of u, we have
1
1
upzq “ πpR´|z´z 0 |q2 Dpz,R´|z´z 0 |q u dA ď πpR´|z´z 0 |q2 Dpz0 ,Rq u dA
πR2 1
“ πpR´|z´z 2
0 |q πR
2 Dpz0 ,Rq u dA
πR2 1
“ πpR´|z´z0 |q2
upz0 q “ |z´z0 | 2 upz0 q.
p1´ R
q
Solution to Exercise 5.11. Using Exercise 5.10, we have for any two points
z, z0 P C and any R ą |z ´ z0 | that
1
upzq ď |z´z0 | 2 upz0 q.
p1´ R
q
Passing to the limit as R Ñ 8, we obtain upzq ď upz0 q. As z, z0 P C were arbitrary,
we can swap their roles to obtain also upz0 q ď upzq. Hence upzq “ upz0 q for all
z P C, that is u is constant.
If u is simply bounded below, say by m, then u ´ m ě 0 everywhere, and it is
also clearly harmonic. So u ´ m is constant, and consequently so is u.
On the other hand, if u is bounded above, then ´u is bounded below, and
moreover harmonic, showing that ´u is constant. Thus u is constant as well.
´ 14 ´ 14
Bu upx,0q´up0,0q e ´0 e
Bx p0, 0q “ lim “ lim “ lim “ 0.
x x
(3) We have x´0 x
xÑ0 xÑ0 xÑ0 x
1
1 1 1 2 1
(For the last equality, note that for x ‰ 0, e x4 “1 ` x4 ` 2! p x4 q ` ¨¨¨ ą x4
´ 1
Bu
and so 0 ď | e x | ď |x|3 .) Similarly,
x4
By p0, 0q “ 0. Thus
1 1
2
B u
Bu
px, 0q ´ Bu
p0, 0q d ´ x4
e ´0 e´ x4 4 ´ 1
4e x4
Bx2
p0, 0q “ lim Bx x ´ 0Bx “ lim dx x “ lim x x5
“ lim 6 “0
xÑ0 xÑ0 xÑ0 xÑ0 x
´ 1
“ 1 ` x14 ` 2!1 p x14 q2 ` ¨ ¨ ¨ ą 1
for x ‰ 0, which gives 0 ď | ex6 | ď 2|x|2 ).
1 x4
(as e x4
2x8
B2 u B2 u B2 u
Similarly, By 2 p0, 0q “ 0. Hence Bx2 p0, 0q ` By 2 p0, 0q “ 0 ` 0 “ 0.
P p” sq
O1
A 0 B
p” ´1q p” 1q
¨´1 ¨´1
ϕ is holomorphic: ¨`1 P OpCzt´1uq, and as H Ă Czt´1u, we have ¨`1 P OpHq.
1`z
Define ψ : D Ñ H by ψpsq “ z P D. (This expression for ψ, which is a
1´z ,
candidate for ϕ , is obtained by solving for s in the equation z “ ϕpsq “ s´1
´1
s`1 .)
z
1`
z
´1 ´
z P 1 θ
´ 1
´1 z
A 0 B
The angle subtended by the diameter AB at any point of the circle is 90˝ .
So for any P (” z) in D, =AP B ą 90˝ . So
Repψpzqq “ Re 1`z
1´z “ |ψpzq| cos θ “ |ψpzq| cospπ ´ =AP Bq ą 0.
Thus ψpzq P H for all z P D. This can also be seen analytically, since if z P D,
then z “ reiθ for an r P r0, 1q and θ P R, and so
“ Repp1`r cos θ`ir sin θqp1´r cos θ`ir sin θqq
1`z iθ 2
Re 1´z “ Re 1`re
1´reiθ p1´r cos θq2 `r 2 psin θq2
1´r
“ p1´r cos θq2 `r 2 psin θq2 ą 0.
1`¨
Also, ψ P OpDq, since 1´¨ P OpCzt1uq, and D Ă Czt1u.
s´1
1` s`1 s`1`s´1 2s
For s P H, pψ ˝ ϕqpsq “ 1´ s´1
“ s`1´s`1 “ 2 “ s “ idH psq, where idH is
s`1
the identity map on H. This shows that ϕ is injective. Also, for z P D, we have
1`z
1´z
´1 1`z´1`z 2z
pϕ ˝ ψqpzq “ 1`z
`1
“ 1`z`1´z “ 2 “ z “ idD pzq, where idD is the identity
1´z
map on D. This shows that ϕ is surjective. So ϕ is a bijection and ϕ´1 “ ψ.
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Some real analysis background
We recall here a few of the real analysis results we use in the book. Proofs of results listed
here, or other preliminaries from real analysis needed in the book can be found in most
undergraduate real analysis textbooks, for example [1], [14], [16].
pa, bq “ tx P R : a ă x ă bu a b
ra, bs “ tx P R : a ď x ď bu
a b
pa, bs “ tx P R : a ă x ď bu
a b
ra, bq “ tx P R : a ď x ă bu
a b
pa, 8q “ tx P R : a ă xu a
ra, 8q “ tx P R : a ď xu
a
p´8, bq “ tx P R : x ă bu
b
p´8, bs “ tx P R : x ď bu
b
p´8, 8q “ R
201
202 Some real analysis background
There are three important tests for the convergence of a real series:
‚ The comparison test (where we compare with a series whose convergence status is known).
‚ The ratio test (where we look at the behaviour of the ratio aan`1 of terms).
a n
ř
8
cn converges. for all large n. for all large n.
n“1
a
Divergence ð an ě dn ě 0 for all large n; | aan`1
n
|ě1 n
|an | ě 1
ř
8
dn diverges. for all large n. infinitely often.
n“1
ř
8
Real power series: Let pcn qně0 be a real sequence. Then either cn xn is absolutely
n“0
convergent for all x P R (the power series is then said to have an infinite radius of con-
vergence), or there exists a unique r ě 0 (called the radius of convergence of the power
ř
8 ř
8
series) such that cn xn is absolutely convergent for x P p´r, rq and cn xn diverges for
n“0 n“0
x P Rzr´r, rs.
Let I be an interval in R, c P I and f : I Ñ R. The function f is continuous at c if for every
ǫ ą 0, there exists a δ ą 0 such that for all x P I satisfying |x ´ c| ă δ, |f pxq ´ f pcq| ă ǫ.
The function f is continuous (on I) if for every x P I, f is continuous at x.
Intermediate Value Theorem: If f : ra, bs Ñ R is continuous and y P R lies between
f paq and f pbq, pthat is, f paq ď y ď f pbq or f pbq ď y ď f paqq, then there exists a c P ra, bs
such that f pcq “ y.
Extreme Value Theorem: If f : ra, bs Ñ R is continuous, then
(1) The set S, where S :“ tf pxq : x P ra, bsu “: f pra, bsq “ range of f , is bounded.
(2) sup S and inf S exist.
(3) sup S and inf S are attained, i.e., there exist c, d P ra, bs such that f pcq “ sup S “ max S
and f pdq “ inf S “ min S.
If I Ă R is an interval, f : I Ñ R, and c P I, then f is differentiable at c if there exists an
L P R such that lim f pxq´f
x´c
pcq
“ L, that is, for every ǫ ą 0, there exists a δ ą 0 such that
xÑc
whenever x P I satisfies 0 ă |x ´ c| ă δ, we have | f pxq´fx´c
pcq
´ L| ă ǫ. The number L is
1 df
unique, and we denote this unique number by f pcq or by dx pcq, and call it the derivative
of f at c. If f is differentiable at every x P I, then f is called differentiable on I.
If f is differentiable at c P I, then f is continuous at c. One may wonder how badly be-
haved continuous functions might be with respect to the notion of differentiability. It turns
out that there are functions that are continuous everywhere, but differentiable nowhere.
For example, the blancmange function b is continuous on R, but not differentiable at any
x P R, and is constructed as follows. We start from the sawtooth function f1 , and construct
1
f2 , f3 , ¨ ¨ ¨ by setting fn pxq “ 2n´1 f1 p2n´1 xq, x P R, n ě 2. The blancmange function b is
ř
8
obtained by adding these: bpxq “ fn pxq, x P R.
n“1
1
2 f1
m
a In R , we use the Euclidean metric, d2 px, yq “ }x ´ y}2
Multivariable real analysis.
m 2 2 for v “ pv , ¨ ¨ ¨ , v q P Rm .
for x, y P R . Here }v}2 :“ v1 ` ¨ ¨ ¨ ` vm 1 m
A sequence pxn qnPN in Rm is said to converge to x P Rm if for every ǫ ą 0, there exists
an N P N such that for all n ą N , }xn ´ x}2 ă ǫ. A sequence pxn qnPN is convergent
to x P Rm if and only if converges componentwise to x, that is, for all k P t1, ¨ ¨ ¨ , mu,
pkq p1q pmq
pxn qnPN converges to pxpkq qnPN . Here x “: pxp1q , ¨ ¨ ¨ , xpmq q and xn “: pxn , ¨ ¨ ¨ , xn q.
A set U Ă Rm is open if for every x P U , there exists an r ą 0 such that the ball
Bpx, rq :“ ty P Rm : }y ´ x}2 ă ru Ă U . A set F Ă Rm is closed if Rm zF is open.
Any finite intersection of open sets is open, and arbitrary unions of open sets are open.
Taking complements, it follows that a finite union of closed sets is closed, and arbitrary
intersections of closed sets are closed. A set F Ă Rm is closed if and only if for every
convergent sequence pxn qnPN such that xn P F (n P N), we have that lim xn P F . A set
nÑ8
K Ă Rm is compact if every sequence in K has a convergent subsequence with its limit
m
belonging to K. A set K Ă R is compact if and only if K is closed and bounded.
Let Rn , Rm be equipped with the Euclidean distance. Let S Ă Rn , and c P S. Then f is
continuous at c if for every ǫ ą 0, there exists a δ ą 0 such that whenever x P S satisfies
}x ´ c}2 ă δ, we have }f pxq ´ f pcq}2 ă ǫ. Also, f is said to be continuous on S if for
each x P S, f is continuous at x. The function f : S Ñ Rm is continuous on S if and only
if for every V open in Rn , f ´1 pV q :“ tx P S : f pxq P V u is open in S, that is, for each
x P f ´1 pV q, there exists an r ą 0 such that ty P S : }y ´ x}2 ă ru Ă f ´1 pV q. The function
f : S Ñ Rm is continuous at c P S if and only if for every sequence pxk qkPN in S such
that pxk qkPN converges to c, pf pxk qqkPN converges to f pcq. If f : S Ñ Rm is continuous
Some real analysis background 205
rf 1 pcqs “ – ..
.
..
.
fl.
Bfm Bfm
Bxj pcq ¨¨¨ Bxn pcq
By the standard basis for Rn , we mean the set te1 , ¨ ¨ ¨ , en u, where for k P t1, ¨ ¨ ¨ , nu,
ek P Rn has all components zero, except for the k th component, which is equal to 1.
Bfi
If all the partial derivatives exist at each x P U and the maps x ÞÑ Bx j
pxq : U Ñ R
(i “ 1, . . . , m; j “ 1, . . . , n) are continuous on U , then f is differentiable at each x P U .
Schwarz Theorem: If U Ă R2 , f : U Ñ R, and at each px, yq P U , the partial derivatives
Bf Bf B2 f B Bf B2 f B Bf
Bx px, yq, By px, yq, BxBy px, yq :“ Bx By px, yq, ByBx px, yq :“ By px, yq Bx px, yq exist, and define
B2 f B2 f
continuous functions on U , then BxBy px, yq “ ByBx px, yq for all px, yq P U .
Some relevant set theory. A relation R on a set S is a subset of the Cartesian product
S ˆ S :“ tpa, bq : a, b P Su. If pa, bq P R, then we write aRb. A relation R on a set S is called
an equivalence relation if it is reflexive (that is, for all a P S, aRa), symmetric (that is, if
aRb, then bRa), and transitive (that is, if aRb and bRc, then aRc). If R is an equivalence
relation of a set S, then the equivalence class of a, denoted by ras, is defined to be the set
ras “ tb P S : aRbu.
A set S is finite if it is empty or there exists an n P N and a bijection f : t1, ¨ ¨ ¨ , nu Ñ S. If
no such bijection exists, then S is called infinite. If S is an infinite set, then S is countable
206 Some real analysis background
if there is a bijective map from N onto S. If S is infinite and not countable, then it is called
uncountable. Every infinite subset of a countable set is countable. If A, B are countable,
then AˆB is also countable. A countable union of countable sets is countable. A countable
union of finite sets is finite or countable. The sets N, Z, Q are examples of countable sets,
while R and any interval in R are examples of uncountable sets.
Notes
207
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Bibliography
209
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Index
211
212 Index
one-point compactification, 18
order of a pole, 100
order of a zero of a function, 89
ordered field, 9
radius of convergence, 79
real analytic function, 84
real part, 7