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2014 International Radar Conference

Analysis and Comparison of MIMO Radar


Waveforms

Hongbo Sun, Frederic Brigui Marc Lesturgie


Temasek Laboratories@NTU Department of Electromagnetism and Radar
Nanyang Technological University ONERA - The French Aerospace Lab
RTP-BX-09, 50 Nanyang Drive, Singapore 637553 Chemin de la Huniere, 91761 Palaiseau, France
Email: {ehbsun; frederic.brigui}@ntu.edu.sg Email: marc.lesturgie@onera.fr

Abstract—Choosing a proper waveform is a critical task for few certain specific types of modulations and fail to compare
the implementation of multiple-input multiple-output (MIMO) it with other types of waveforms. There are, to the authors'
radars. In addition to the general requirements for radar best knowledge, very few literature (e.g., [3]) giving an
waveforms such as good resolution, low sidelobes, etc, MIMO comprehensive evaluation and comparison for all types of
radar waveforms also should possess good orthogonality. In this
MIMO radar waveforms.
paper we give a brief overview of MIMO radar waveforms,
which are classified into four categories: (1) time division In this paper we try to give a brief overview of MIMO
multiple access (TDMA), (2) frequency division multiple access radar waveforms, which are classified into four categories: (1)
(FDMA), (3) Doppler division multiple access (DDMA), and (4) time division multiple access (TDMA), (2) frequency division
code division multiple access (CDMA). A special circulating
MIMO waveform is also addressed The properties as well as
multiple access (FDMA), (3) Doppler division multiple access
application limitations of different waveforms are analyzed and (DDMA), and (4) code division multiple access (CDMA).
compared. Some simulations results are also presented to Besides these, a special circulating MIMO waveform is also
illustrate the respective performance of different waveforms. addressed. We would highlight that "there is no free lunch" is
also applicable for choosing MIMO radar waveform. We have
Keywords—Multiple-Input Multiple-Output (MIMO) radar, to bear with some losses (e.g., transmit power, Doppler
waveform design, cross-correlation ambiguity, range/Doppler sidelobes, etc) when adopting a
particular waveform. In the following sections, the properties
I. INTRODUCTION as well as application limitations of various waveforms are
Benefiting from its special architecture and operating analyzed and compared. Simulations results are also presented
mode, multiple-input multiple-output (MIMO) radar offers a to illustrate the respective performance of waveforms.
lot of advantages and potentials for improving the target
detection and parameters estimation performances. Based on II. TDMA MIMO Waveform
the different geometrical configurations, two types of MIMO First we consider the MIMO radar waveforms whose
radar systems have been proposed and investigated over the orthogonality are implemented by time division multiple
past decade, namely, MIMO radar with colocated antennas access (TDMA) techniques.
(also known as coherent MIMO radar) [1] and MIMO radar
with widely separated antennas (also known as statistical A. Alternative Transmitting
MIMO radar) [2]. References [1] and [2] extensively review
the superior performance of coherent and statistical MIMO For a MIMO radar, to easily separate the signals
transmitted by different transmit antennas, the most intuitive
radars for various applications. However, note that the
and simple way is alternative transmitting, i.e., each
analyses in both [1] and [2] (as well as many other literatures)
transmitter transmits its own waveform alternatively, and there
are based on the assumption of ideal orthogonal waveform,
and the effects for the practical non-ideal orthogonal is no overlap between any two transmissions. This alternative
waveforms were not addressed. transmitting TDMA approach can achieve ideal orthogonality
and the conventional radar waveform (e..g, chirp waveform)
Choosing a proper waveform is a critical task for the can be directly used in all transmitters. An application
implementation of practical MIMO radar systems. In addition example of such approach can be found in [4], where the
to the general requirements for radar waveforms such as good transmit antennas are switched from pulse to pulse and receive
resolution, low sidelobes, etc, MIMO radar waveforms also antennas receive in parallel.
should possess good orthogonality. Strictly speaking, the ideal
orthogonal MIMO waveform does not exist. Many literatures Though this alternative transmitting TDMA approach is
proposed some quasi-orthogonal waveforms for MIMO radar easy to use, it is evident that the transmission capabilities of
all transmit antennas are not fully utilized. Compared with the
applications. However, most literatures just focus on one or a

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2014 International Radar Conference

MIMO radar in which all transmit antennas can transmit adjacent antennas is equal to the signal bandwidth transmitted
simultaneously, this alternative transmitting approach suffers by each antenna. In the waveform illustrated in Fig. 2, the
from a significant loss of transmit power, which will give a signals transmitted by a certain antenna remain unchanged in
much shorter target detection range. different pulses. The orthogonality is implemented in single
pulse, i.e., fast time. However, due to the linear relationship
B. Time-Staggered LFMCW Waveform between the carrier frequency and the index of antenna
Another type of MIMO waveform which also makes use of element, a strong range-azimuth coupling will occur after
TDMA is the time-staggered linear frequency modulation MIMO beamforming. Fig. 3 depicts the simulated range-angle
continuous wave (LFMCW) waveform. Assuming there are 8 ambiguity function for the waveform in Fig. 2, where 4
transmit antennas, this time-staggered LFMCW waveform set transmit antennas (with half-wavelength inter-element
comprises 8 copies of a standard LFMCW radar waveform. spacing) are assumed and each antenna transmits a chirp
Each copy of the waveform is staggered in time by 1/8 of the signal with 100kHz bandwidth (without overlapping). A target
waveform repetition interval. Each member of the waveform is assumed at 10km and 90 degrees (i.e., array boresight). We
set is transmitted from a different element in the transmit can find that the range-azimuth coupling is very strong, and
antenna array. Fig. 1 illustrates the this time-staggered thus this waveform cannot be used in practical applications.
LFMCW waveform, where the lines with the different colors
denote the waveform transmitted by different transmit
antennas. Such waveform has been successfully implemented
in an Australian MIMO high-frequency over-the-horizon (HF-
OTH) radar [5].

Fig. 1: Illustration of time-staggered LFMCW waveform Fig. 2: Illustration of fast-time regular FDMA MIMO waveform

Different from the previous alternative transmitting


approach, this time-staggered LFMCW waveform allows all
transmit antennas to transmit signals simultaneously, and thus
fully utilizes the transmission capabilities of all transmit
antennas. In addition, since the waveforms transmitted by
different antennas can be separated in time delays (i.e.,
TDMA) and the unwanted cross interferences from other
transmit antennas can be removed in the subsequent filtering,
this time-staggered LFMCW waveform possesses very good
orthogonality. However, Note that this time-staggered
LFMCW waveform is only applicable for CW radars with
enough pulse repetition frequency (PRF) tolerance, e.g., HF
radar. It will be difficult to apply it in normal microwave
radars due to the tight constrains between unambiguous range Fig. 3: Range-angle ambiguity function of fast-time regular FDMA MIMO
and PRF. waveform

One method to remove this coupling is randomizing the


III. FDMA MIMO Waveform distribution of carrier frequencies across transmit antennas.
Another technique to achieve the orthogonality of MIMO This method has been used in the RIAS system developed by
radar waveform is the frequency division multiple access ONERA, France, in late 1980s [6]. Fig. 5 depicts the
(FDMA), i.e., the signals transmitted by different antennas are simulated range-angle ambiguity function for the randomized
modulated by different carrier frequencies. Such FDMA FDMA waveform shown in Fig. 4. It can be seen that the
technique is also called orthogonal spatial-frequency coding in range-angle coupling is removed, but with the cost of high
some literatures, which can be implemented in single pulse sidelobe level. To have better sidelobe performance, more
(fast-time) or a pulse train (slow-time). number of transmit antennas are desired (for example, the
French RIAS system has 25 transmit antennas) and some
A. Fast-Time FDMA MIMO Waveform optimization techniques can be applied to set the carrier
We assume there are 4 transmit antennas, each antenna frequency distribution over transmit antennas and further
transmit a chirp signal and the frequency gap between two reduce the sidelobe level. If the number of transmit antennas
are limited (e.g., 2 or 4), this randomization technique cannot

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2014 International Radar Conference

be implemented and the fast-time spatial-frequency coding IV. DDMA and HADAMARD Coding MIMO Waveform
waveform cannot be used.
A. DDMA MIMO Waveform
Doppler division multiple access (DDMA) MIMO
waveform means the centre frequencies of the signals
transmitted by different transmit antennas are shifted slightly
so that these signals can be separated in Doppler domain. The
frequency gap between two adjacent antennas should satisfy
two requirements: (i) it should be equal or larger than 1/ Tp ,
where Tp is the pulse width of transmit signal, to satisfy the
orthogonal requirement; (ii) it should be equal or larger than
two times of the possible Doppler shift caused by the fastest
moving target to guarantee the signals transmitted by different
Fig. 4: Illustration of fast-time randomized FDMA MIMO waveform antennas can be separated in Doppler domain. The DDMA
MIMO waveform can achieve very good performance. Its
range-angle ambiguity function is plotted in Fig. 7, also with 4
transmit antennas (half-wavelength inter-element spacing) and
each antenna transmits 400kHz bandwidth chirp signal. Ref
[8] introduces the experimental results of an airborne MIMO
GMTI radar, in which the DDMA MIMO waveform is
adopted.

Fig. 5: Range-angle ambiguity function of fast-time randomized FDMA


MIMO waveform

B. Slow-Time FDMA MIMO Waveform


The FDMA (spatial-frequency coding) can also be
implemented over a pulse train, i.e., in slow time. For this
case, each antenna transmits different carrier frequencies at
different pulses, as illustrated in Fig. 6. Fig. 7: Range-angle ambiguity function of DDMA MIMO waveform

However, similar to the previous time-staggered LFMCW


waveform, this DDMA waveform also requires that the radar
system must have enough PRF tolerance. The radar PRF must
be equal or larger than 2Ne times of the maximum Doppler
frequency of target, where Ne is the number of transmit
antennas. Thus, the DDMA waveform can only be applied in
low frequency radars (e.g., HF radars) or the radars for short-
range detection (e.g., the airborne GMTI radar in [8]).

B. Hadamard Coding Waveform


Actually the Hadamard coding waveform is a kind of
Fig. 6: Illustration of slow-time FDMA MIMO waveform
slow-time code division multiple access (CDMA) waveform.
In such slow-time FDMA waveform, the degrees of But it has the same application features as the DDMA
freedom over multiple pulses can be used for optimization, waveform. So we list it in this section together with DDMA
and the sidelobe level can be reduced, even when the MIMO waveform.
radar just has a few transmit antennas. This slow-time FDMA We still assume there are 4 transmit antennas, and each
MIMO waveform has been investigated in a number of antenna transmits a chirp signal with 400kHz bandwidth. The
literatures (e.g., [7]), and the readers can refer to them for initial phases of 4 consecutive pulse signals transmitted by 4
more detailed results. antennas are modulated by a 4-by-4 Hadamard matrix

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2014 International Radar Conference

⎡1 1 1 1 ⎤ the phase codes remain the same for different pulses, which
⎢1 −1 1 −1⎥ allows that the pulse compression (also the waveform
C=⎢ ⎥ decoding) can be separated with the Doppler processing.
⎢1 1 −1 −1⎥ Therefore the computation load of fast-time phase coding
⎢ ⎥ waveform is quite low (similar to the conventional pulse-
⎣1 −1 −1 1 ⎦
Doppler radar waveform). The drawback is that its range
The instantaneous transmit pattern of this array is depicted in sidelobe will be high, depending on the cross-correlation
Fig. 8, where each pattern corresponds to one column property of the code sequence. We take the cyclic algorithm
sequence in the above Hadamard matrix. On average, the new (CAN) MIMO code as an example [9]. Fig. 9 depicts the
transmit pattern is omni-directional. corresponding range-angle ambiguity function. Again, 4
transmit antennas (half-wavelength inter-element spacing) are
assumed and each antenna transmits the CAN coded pulse
signal with 400kHz bandwidth (code length is equal to 80).

Fig. 8: Instantaneous transmit pattern of Hadamard coding MIMO waveform

At the receive side, by multiplying the Hadamard matrix to


the received signal, the signals from 4 consecutive pulses can Fig. 9: Range-angle ambiguity function of fast-time CDMA MIMO waveform
be converted to the signals from 4 transmit antennas, i.e., the
waveform decoding is performed. However, this processing B. Slow-Time CDMA MIMO Waveform
also causes that the unambiguous PRF is reduced by 4 times. In slow-time CDMA waveform, the phase codes are used
This property is similar to that in DDMA MIMO waveform. In to modulate the initial phases of different pulses. The
general, the Hadamard coding waveform has almost the same waveform bandwidth is still determined by the signal
performance as the DDMA waveform (the range-angle map is transmitted in each pulse, e.g., chirp signal. Similarly, the
the same as that shown in Fig. 7). However, it should be noted range sidelobe of slow-time phase coding waveform is also
that the Doppler frequency of fast-moving target may slightly determined by the signal transmitted in each pulse, which can
affect the beamforming of Hadamard coding waveform. be very low. However, the Doppler sidelobe will be high,
Relatively, the DDMA waveform will be much more robust depending on the cross-correlation property of the code
for this case. sequence. The Doppler-angle ambiguity function of the slow-
time CDMA MIMO waveform will have the same
V. CDMA MIMO WAVEFORM characteristics as the range-angle ambiguity function of the
Code division multiple access (CDMA) MIMO waveform fast-time CDMA MIMO waveform (as shown in Fig. 9), if the
means the signals transmitted by different antennas are same phase codes are used.
modulated by different series of orthogonal phase codes, either There is another drawback for the slow-time CDMA
in fast time or in slow time, so that these signals can be waveform. Since the code sequence is modulated over many
separated/decoded in radar receiver. Since the ideal orthogonal pulses, its orthogonality will be affected by the Doppler
code sequence with good auto- and cross-correlation frequency of moving target. Thus, the waveform decoding
properties does not exist, the CDMA MIMO waveforms can (also pulse compression) cannot be separated with the Doppler
just approximately satisfy the orthogonality requirement. processing. In another word, they must be implemented as a
joint processing, whose computational load is much larger
A. Fast-Time CDMA MIMO Waveform than that of the fast-time CDMA waveform.
In fast-time CDMA waveform, the phase codes are
modulated by the carrier signal within each pulse. Thus, the VI. Circulating MIMO Waveform
code length N is directly linked to the waveform bandwidth:
At last we introduce a special MIMO waveform -
N = B ⋅ T p , where Tp is the pulse width. On the other hand, circulating MIMO waveform. The circulating MIMO

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2014 International Radar Conference

waveform means the waveform transmitted by each antenna is


a time-circulating copy of the same signal, where the
circulating step should be equal to 1/B, where the B is the
waveform bandwidth, to satisfy the orthogonality requirement.
The circulating MIMO waveform has very special properties
and features, much different from the previous ones. We take
the circulating LFM MIMO waveform as an example, which
is illustrated in Fig. 10. The lines with different colors denote
the waveforms transmitted by different antennas.

(a)

Fig. 10: Illustration of circulating LFM MIMO waveform

The auto- and cross-correlations of the circulating LFM


MIMO waveform is plotted in Fig. 11. We can see that there is
a prominent peak in all cross-correlation results, which is just (b)
slightly shifted (equal to 1/B) with each other in time delay.
After MIMO beamforming, these peaks will merge into one Fig. 12: Range-angle ambiguity function of circulating LFM MIMO
waveform (a) Range-angle map; (b) Range and angle cuts in the target cell
wider peak, which causes the degradation of range resolution
(by Ne times). However, the good thing is, ultra-low range To further evaluate the performance of circulating LFM
sidelobe can be achieved. Fig. 12(a) depicts the range-angle waveform, we consider a monostatic MIMO radar with 4
ambiguity function of the circulating LFM MIMO waveform, transmit antennas and 4 receive antennas. The transmit
also for 4 antennas with half-wavelength inter-element spacing element spacing is 2 wavelengths and the receive element
and each antenna transmits a circulating copy of LFM signal. spacing is half wavelength. we still assume a point target at
Fig. 12(b) depicts the range and angle cuts of the target 10km and 90 degrees (array boresight). Fig. 13(a) shows the
response, which is at 10km and 90 degrees. Comparing Fig. 12 range-angle map of the target when using circulating LFM
with Fig. 7 and Fig. 9, we can find the degraded range waveform, and Fig. 13(b) shows the range and angle cuts of
resolution and very low range sidelobes. The performance target peak. For comparison, Fig. 14 shows the results when
degradation in angle resolution is not very significant. fast-time CDMA waveform is used. From the authors' point of
view, the low range sidelobe performance of circulating
MIMO waveforms is very attractive and useful for practical
applications. The loss of range resolution can be compensated
by transmitting a larger bandwidth.

Fig. 11: Auto- and cross-correlations of the circulating LFM MIMO


waveform
(a)

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2014 International Radar Conference

TABLE I. SUMMARY OF MIMO WAVEFORMS


For which
Waveforms What we get What we paid for
applications
TDMA - • Good orthogonality • Loss of transmit Low power radar
Alternative power for short-range
• Low range / Doppler
transmitting detection
sidelobe
TDMA - • Good orthogonality • Limited Doppler Low-frequency
Staggered unambiguity radar
• Low range / Doppler
LFMCW range
sidelobe
Fast-time • Good orthogonality • High range Ground-based
FDMA sidelobe radar with many
transmitters
Slow-time • Good orthogonality • High range / All, if high range /
FDMA Doppler sidelobe Doppler sidelobe
can be accepted
(b)
DDMA • Good orthogonality • Limited Doppler Low-frequency
Fig. 13: Range-angle map for a MIMO radar using circulating LFM waveform unambiguity radar
• Low range / Doppler
(a) Range-angle map; (b) Range and angle cuts in the target cell sidelobe range
Slow-time • Good orthogonality • Limited Doppler Low-frequency
Hadamard unambiguity radar for slow
• Low range / Doppler
Coding range moving target
sidelobe
detection
• Sensitive to fast-
moving target
Fast-time • Approximate • High range All, if high range
CDMA orthogonality sidelobe sidelobe can be
accepted
• Low Doppler
sidelobe
Slow-time • Approximate • High Doppler All, if high
CDMA orthogonality sidelobe Doppler sidelobe
can be accepted
• Low range sidelobe • High computation
load
Circulating • Good orthogonality • Loss of range All, if Ne-times
LFM resolution larger bandwidth
• Ultra low range /
can be transmitted
Doppler sidelobe

(a)
REFERENCES
[1] J. Li, P. Stoica, "MIMO radar with colocated antennas", IEEE Signal
Processing Magazine, Vol.24, No.5, pp.106-114, Sep 2007.
[2] A.M. Haimovich, R.S. Blum, L.J. Cimini, "MIMO radar with widely
separated antennas", IEEE Signal Processing Magazine, Vol.25, No.1,
pp.116-129, Jan 2008.
[3] M. Xue, J. Li, P. Stoica, "Chapter 4: MIMO radar waveform design", in
Waveform design and diversity for advanced radar systems (edited by F.
Gini, A. De Maio, L. Patton), IET Radar, Sonar and Navigation Series
22, 2012
[4] J.H.G. Ender, J. Klare, "System architectures and algorithms for radar
imaging by MIMO-SAR", 2009 IEEE Radar Conference, Pasadena, CA,
USA, pp.1-6, May 2009
[5] G.J. Frazer, Y.I. Abramovich, B.A. Johnsonz, F.C. Robeyx, "Recent
(b) Results in MIMO Over-the-Horizon Radar", 2008 IEEE Radar
Conference, Rome, Italy, pp.789-794, May 2008
Fig. 14: Range-angle map for a MIMO radar using fast-time CDMA [6] J. Dorey, G. Gamier, G. Auvray, "RIAS - synthetic impulse and antenna
waveform (a) Range-angle map; (b) Range and angle cuts in the target cell radar", 1989 International Conference on Radar, Paris, pp.556-562, 1989
[7] B. Liu, "Orthogonal discrete frequency-coding waveform set design with
VII. CONCLUSION minimized autocorrelation sidelobes", IEEE Transactions on Aerospace
and Electronic Systems, Vol.45, No.4, pp.1650-1657, Oct 2009
In this paper various types of MIMO radar waveforms are [8] J. Kantor, S.K. Davis, "Airborne GMTI using MIMO techniques", 2010
briefly analyzed and compared. We summarize the merits and IEEE International Radar Conference, Washington D.C., US, pp.1344-
demerits of all waveforms in Table 1. Again, there is no free 1349, May 2010
lunch. We must trade off something when using a particular [9] H. He, P. Stoica, J. Li, "Designing unimodular sequence sets with good
correlations – Including an application to MIMO radar", IEEE
MIMO waveform in the real radar system. The radar engineers
Transactions on Signal Processing, Vol.57, No.11, pp.4391-4405, Nov
should make careful selections according to the practical 2009
requirements of MIMO radar system.

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