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TESXXX10.1177/0888406417700961Teacher Education and Special EducationMitchell et al.
Article
Teacher Education and Special Education
2017, Vol. 40(2) 140–153
Enhancing Effective Classroom © 2017 Teacher Education Division of the
Council for Exceptional Children
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Structures for Changing DOI: 10.1177/0888406417700961
https://doi.org/10.1177/0888406417700961
journals.sagepub.com/home/tes
Teacher Behavior
Abstract
Effective classroom instructional and behavior management is essential to ensure student
academic and social success. Foundational strategies such as clear expectations and routines,
specific feedback, and high rates of opportunities to respond have strong empirical support, yet
are often missing from educator repertoires. In this article, the authors provide a brief rationale
for the inclusion of evidence-based practices accompanied with recommended resources to
identify current and future practices. In addition, they also provide an overview of effective in-
service educator professional development, to ensure evidence-based practices are implemented
with fidelity, and recommended systemic strategies that schools and school districts can adopt
to support teacher learning. Implications for teacher preparation programs also are discussed.
Keywords
evidence-based behavior management, in-service professional development, data-based decision
making teams, multitiered systems of support, pre-service teacher preparation
Educators are in an era of unprecedented further behind. Although the symbiotic nature
accountability for increasing the academic of social behavioral success and academic suc-
achievement of all students especially sub- cess has been documented (e.g., Reid, Gonza-
groups of children who are considered at-risk lez, Nordness, Trout, & Epstein, 2004), the
for poor school outcomes (e.g., English lan- unfortunate reality is that the majority of edu-
guage learners, ethnic minority, recipients of cators receive very limited to no training in
free or reduced lunch, students with disabili- behavior and classroom management but are
ties). Although academic achievement indica- expected to meet the social/emotional needs of
tors, such as improved proficiency scores and students who present daily challenges in the
increased graduation rates, often are at the classroom (Begeny & Martens, 2006).
forefront of public attention, educators are Given the limited preparation and training
keenly aware of the relationship between aca- most educators receive on effective classroom
demic and social behavioral success. That is, management to meet the needs of diverse
students who consistently demonstrate appro- learners, there is clear need for a strong system
priate social skills in school are better posi-
tioned to benefit from academic instruction. 1
University of Missouri, Columbia, USA
Alternately, children with persistent or chronic 2
University of Louisville, KY, USA
challenging behavior are at greater risk for
Corresponding Author:
exclusionary discipline practices that interrupt Barbara S. Mitchell, University of Missouri System, 303
their education leading to a pattern of falling Townsend Hall, Columbia, MO 65211, USA.
both academically and socially, further and Email: mitchellbs@missouri.edu
Mitchell et al. 141
Strategy Description
1. Physical layout Arrangement facilitates typical instructional activities, orderly,
arranged for safe teacher and student movement.
2. Expectations Teacher broadly describes and explicitly teaches how students
should behave.
3. Routines Teacher outlines and teaches steps for completing needed
classroom procedures.
4. Behavior specific praise Teacher delivered verbal statement that explicitly identifies and
affirms a student behavior.
5. Active supervision Teacher monitors classroom by moving, scanning, and interacting
frequently with students.
6. Opportunities to respond Teacher solicits student response with high frequency and using a
variety of strategies (individual, group, written, or verbal, etc.)
7. Reminders about behavior Before a behavior is expected, teacher makes a statement
reminding students what to do.
8. Consistent responding Teacher adheres to classroom expectations and routines and
provides consistent error correction and additional instruction/
re-teaching when problem behavior does occur.
before they will be willing to implement it shift (see Figure 1; Guskey, 2002). From this
(Guskey, 2002). Although there is evidence to perspective, change in practices that are asso-
suggest teacher confidence in their own abili- ciated with improved student outcomes is a
ties and their opinions about student abilities prerequisite for change in teacher beliefs and
can improve fidelity of implementation (Cola- attitudes. The resulting change in beliefs and
darci & Breton, 1997; Gibson & Dembo, 1984; attitudes in turn may spur additional changes
Hoy & Woolfolk, 1993; Podell & Soodak, in practice that further improve student out-
1993; Rosenholtz, Bassler, & Hoover- comes. This distinction is important because it
Dempsey, 1986; Ware & Kitsantas, 2007), can be used to shape the design and delivery
changing teacher beliefs alone is not sufficient of maximally effective professional learning
(Kelm & McIntosh, 2012; Tschannen-Moran opportunities for in-service educators and can
& Hoy, 2007). be applied to pre-service teacher candidate
Within the past two decades, a more com- preparation as well.
prehensive approach to in-service profes- Darling-Hammond, Wei, Andree, Richard-
sional development has emerged. Rather than son, and Orphanos (2009) described a prob-
thinking change in teaching philosophy alone lem-solving process designed to evoke a cycle
drives change in practice, current research of continuous improvement through teacher
suggests changing teacher beliefs in their abil- professional learning opportunities. The sug-
ity to impact student learning results from gested process would occur as follows. To
implementing practices, with support, that begin, as a foundational support, schools are
address a specific challenge they are facing organized to enable teachers to meet in learn-
(Kelm & McIntosh, 2012). That is, change in ing teams (grade or content oriented) on a
teacher practice is thought to influence teacher regular basis. Learning teams commit to and
beliefs (Tschannen-Moran & Hoy, 2007). maintain emphasis on shared responsibility
Specifically, when teachers see evidence of for student engagement, learning, and suc-
improved student outcomes resulting from a cess. The learning teams consistently follow a
new or changed practice, then their attitudes sequence of steps that include (a) examining
and beliefs about the practice, and their per- student data to determine areas of need, (b)
ceptions of their ability to improve behavior, identifying areas where additional educator/
Mitchell et al. 143
adult learning is needed to address student period of time, and subsequently reconvene in
needs, (c) creating learning experiences to school teams to review student performance
build educator skills, (d) developing student data (e.g., discipline incidents or teacher anec-
lessons and assessments aligned with student dotal notes about behavior). If behavioral
need incorporating the newly learned strate- improvements were evident, the practice that
gies, (e) applying newly learned strategies in “worked” is then retained and repeated. If
the classroom, (f) reflecting on the impact of improvements are not noted, a series of steps
newly applied strategies on student learning, as outlined above should be followed includ-
and (g) repeating the sequence as new chal- ing insuring the practice was implemented
lenges arise (Darling-Hammond et al., with fidelity or creating adaptations that better
2009). In this manner, teacher learning not match student need. Implementation of the
only is continually driven by student needs effective practice, coupled with improved stu-
as noted through ongoing data review but also dent outcomes, results in a change in teacher
addresses contextual relevance for the educa- beliefs and attitudes about evidence-based
tor. Specifically, professional development is classroom management strategies increasing
explicitly aligned with needs while ongoing, the likelihood they will maintain the practice
data-based monitoring, for both the student and be more open to the team-based problem-
and adult, also occurs. Within this process, solving process. In the same fashion, a similar
improved student outcomes, which Guskey format could be devised within pre-service
(2002) proposed as most influential in the teacher training programs.
teacher change process, is at the forefront of
teacher learning team activities.
Implementation Science
This cyclical approach to improvement
could be applied easily to enhance in-service With the understanding that change in teacher
or pre-service teacher behavior management practice is likely a prerequisite for change in
practices. For example, teacher learning teams attitudes and beliefs that will sustain long-term
use student discipline data to identify areas or commitment to use of a new skill or approach,
skills of greatest need. Teachers select evi- it becomes critically important to closely
dence-based practices that have been docu- examine the manner in which new learning is
mented to address the challenge, and then facilitated for both pre-service and in-service
receive professional development and ongo- educators. Specifically, if we want teachers to
ing technical assistance about that practice. acquire and use new or different instructional
Professional development activities are tai- or management approaches, we need to attend
lored to teacher preferences but may include to maximally effective learning opportunities.
didactic training, role-plays, or online mod- Traditional professional development formats
ules. Following the targeted professional are often short-term workshops, university
development, teachers implement the practice courses that may not address the specific needs
within their own classrooms for a designated or context of the school, and/or observational
144 Teacher Education and Special Education 40(2)
Table 2. A Summary of a Meta-Analysis of the Effects of Training and Coaching on Teachers’
Implementation in the Classroom (Joyce & Showers, 2002).
visits to other classrooms or schools (Darling- cussion alone demonstrated minimal increase
Hammond et al., 2009). Unfortunately, all in teacher knowledge, very little ability to
these are predicated on the assumption that the translate theory into practice, and no transfer
educator will develop fluency with the new of actual skill use to the classroom setting.
skill, generalize it back to their classroom, and Second, some gains in teacher knowledge and
maintain implementation with high fidelity use of skill in the training setting were evident
over time. Often referred to as “train and when demonstrations during the training were
hope,” the limitations of this approach are well added, but still the transfer to use of skills in
documented (Fixsen, Naoom, Blasé, Fried- the classroom did not occur. Third, even when
man, & Wallace, 2005). Instead, effective pro- practice and feedback were embedded into
fessional development is intensive, ongoing, training sessions, along with other compo-
and connected with practice; focuses on spe- nents, the use of new skills in the classroom
cific academic content; is aligned with other setting only occurred with approximately 5%
school initiatives; and builds working relation- of participants. Only when“coaching”,through
ships among teachers (Darling-Hammond technical assistance and performance feed-
et al., 2009). Fixsen and colleagues (2005) back, was provided to classroom teachers fol-
contended, effective training appears to con- lowing typical professional development did
sist of presenting information (knowledge), the training result in greater than chance
providing demonstrations (live or taped) of the implementation. In fact, according to Joyce
practice, and assuring opportunities to rehearse and Showers (2002), multicomponent training
key skills in the training setting with feedback. with classroom coaching led to increased
knowledge, correct demonstration of skills in
the training setting, and transfer of skills to
Training classroom settings for 95% of the participants
Joyce and Showers (2002) have documented (see Table 2).
the limitations of common professional devel-
opment and highlight the essential element to
Coaching
truly improve educator practice, providing
educators ongoing technical assistance and As indicated previously, “coaching,” providing
performance feedback following initial train- direct technical assistance and performance
ing. Their meta-analysis of research focusing feedback to educators, is essential in conjunc-
on teacher training in public school settings tion with effective training, to lead to improved
highlights several important points that are rel- practice (Knight, 2007). As teachers learn and
evant to support both pre-service and veteran begin to apply new skills, they are likely to
educators’ use of evidence-based practices. encounter several challenges. Provision of
First, training that consisted of theory and dis- effective coaching can serve two important
Mitchell et al. 145
Source. Adapted from Fixsen, Naoom, Blasé, Friedman, and Wallace (2005).
participating teachers had time for guided fessional development activity. This example
practice, independent practice, and coaching began with observations across an entire
between the instructional training sessions. In school during instructional times. Data were
addition, teachers received feedback about collected, and the general findings provided to
their use of newly learned strategies both from the entire faculty as an overview of school-
project staff and from their building principal wide means of teacher and student behaviors
on a consistent basis. during instruction. Teacher behaviors reported
Outcomes from the study showed that back to faculty included the percent of time
average implementation scores for interven- engaged with students, rate of opportunities
tion teachers were nearly double of those provided for student response, and rate of pos-
teachers in the control condition. Further- itive and negative feedback. Student behav-
more, targeted practices were implemented iors included percent of time engaged and rate
with fidelity and had a positive impact on tar- of disruption.
geted student outcomes (Abbott et al., 1998). Following a full faculty discussion, six
One important conclusion drawn by us was volunteers agreed to work with a partner to
the importance of a whole-school approach increase self-selected instructional behaviors.
for teacher training because it allowed for the This professional development opportunity
development of schoolwide structures of sup- was designed to develop the use of effective
port (Abbott et al., 1998). Examples of school- teacher behaviors (the variables described in
wide support structures in this case were the the observations). Teams of two teachers (pro-
use of peer coaches to enhance skill applica- fessional dyads) were self-selected, allowing
tion or improvement and the inclusion of teachers to identify a peer with whom they
training during staff meetings which allowed were comfortable working, and whom they
opportunities for information dissemination would welcome into their classroom for
and problem solving. observation and sharing of data. Each dyad
followed the same basic sequence on a
monthly basis: observation of one another,
Implementation Example sharing of observation data, and goal setting.
Building teacher fluency to simultaneously The process began with baseline classroom
implement evidence-based practices and observation by the trainer, from which indi-
problem solve student academic and behav- vidual feedback on both teacher and student
ioral challenges using the logic outlined in behavior was provided in a visual format (line
this article takes time, well-thought-out pro- graph). The trainer described each variable,
fessional development, and a commitment to and teachers reviewed their data. From this
sustained implementation (Lewis, Mitchell, information, each teacher chose one effective
Bruntmyer, & Sugai, 2016). Building on the teacher practice as their personal focus. Using
logic and essential features for providing edu- the planning document presented in Figure 2,
cators with the skills, tools, and processes to each dyad planned for the timing and location
address challenging behavior, recent work of both the observation and feedback sessions
within schoolwide positive behavior supports they would be sharing. The trainer then pro-
(Horner, Sugai, & Anderson, 2010) has pro- vided training in the effective teacher practice
vided a vehicle to promote the use of evi- selected, demonstrating specific strategies for
dence-based practices through a collaborative increasing these behaviors.
team process. The following scenario pro- Observations were conducted using an
vides a case in point. iPad and the application Student/Classroom
In response to a principal inquiry regarding Observation and Analysis (Anderson, 2016).
strategies to increase student engagement dur- This tool allowed each teacher to customize the
ing instruction and address classroom man- type of data collected, observe and collect real-
agement issues, six teachers agreed to engage time information using the device, and, imme-
in peer observation and goal setting as a pro- diately upon completion of the observation,
Mitchell et al. 147
Data Collection
Planning/Goal Setting with SCOA
Teacher: ____________________________
Step 1: Choose an area of interest. What data would you like your partner to collect?
Step 2: Determine a plan for collection. When and where will data be collected?
Time Location
Time: ______________________________________________________________________________________
Location: ___________________________________________________________________________________
email the findings to their dyad partner. communities to share experiences and out-
Teachers received training in the use of the comes. At the end of 6 weeks, teachers met
device including practice with video exam- again with the trainer to discuss and describe
ples and trainer feedback. findings from the implementation. Teachers
The trainer was available for technical were encouraged to describe their experience
support for the duration of the project. with the activity including both their goals
Throughout the program, teachers met in and outcomes and any realized impact on stu-
dyads and within their grade-level learning dent behavior. After baseline, some teachers
148 Teacher Education and Special Education 40(2)
Table 4. Teacher Goal Selection and Outcomes Following Peer Observations.
Note. Target denotes that teacher moved from a class focus to an individual student focus for observations.
Behavior
Contracng
Good
Behavior Game
Foundaonal
Management Strategies
Physical Layout
Expectaons
Rounes
Behavior Specific Praise
Acve Supervision
Opportunies to Respond
Reminders about Behavior
Consistent Responding
Figure 3. Continuum of classroom-level behavior management supports (Adamson, McKenna, &
Mitchell, 2016).
and in school settings is clearly articulated What Works Clearinghouse) and driven by
expectations about which classroom manage- student need and contextual fit (Cook &
ment strategies should be in place in all class- Odom, 2013; Cook, Tankersley, Cook, & Lan-
rooms. Not only should minimum expectations drum, 2008). For example, Figure 3 illustrates
about management strategies that are provided a complete continuum which includes a range
for all students be explicitly outlined, but there of evidence-based practices that could be
also is need for a continuum of strategies that applied in all classrooms (Adamson, McK-
support students who are nonresponsive to enna, & Mitchell, 2016). In this example,
basic management practices (Office of Special foundational management practices such as (a)
Education Programs [OSEP] Technical Assis- clearly identified classroom expectations and
tance Center on Positive Behavioral Interven- procedures, (b) precorrects and active supervi-
tions & Supports, 2015). The collection of sion to promote student skill use, (c) behavior
identified practices should be carefully specific praise to acknowledge student mas-
selected using standards of evidence (e.g., tery of social behavioral expectations, (d) error
150 Teacher Education and Special Education 40(2)
corrections for minor problem behavior, and that may facilitate implementation fidelity
(e) the use of instructional strategies that pro- include (a) clearly articulated definitions and
mote high rates of student success (e.g., mul- steps for delivery of practices with effective
tiple opportunities to respond) are included. dissemination among all who will use, (b)
Next, the Good Behavior Game (Barrish, regular and ongoing monitoring of use of the
Saunders, & Wolf, 1969) provides an example practices, and (c) periodic performance feed-
of a second layer of more intensive support to back (see, for additional strategies, http://
promote desired behavior if the foundational pbismissouri.org/educators/effective-class-
supports alone are not leading to improved stu- practice). Each of these processes can be
dent behavior (Flower, McKenna, Bunuan, incorporated in teacher preparation programs,
Muething, & Vega, 2014). Finally, individual new teacher induction programs, and in-ser-
student behavioral contracts, paired with social vice professional learning opportunities. For
skill instruction, could be adopted to provide example the Teacher Self-Assessment of the
supports for those students who continue to Effective Classroom Practices (http://pbis-
struggle. Although this example depicts a pre- missouri.org/educators/effective-class-prac-
vention-oriented approach, it also includes the tice) lists evidence-based management
use of more intensive strategies that provide practices, outlines key features of the practice,
teachers with a range of options for meeting and allows opportunity for teachers to con-
the social behavioral needs of all students in a sider and assess their use of the practice, and
classroom. The range of options included in a then codifies these strategies into classroom
classroom continuum is flexible according to management plans to guide and assist. Having
contextual relevance for the specified setting. available a document that explicitly identifies
Both pre-service teacher candidates and in- the practices to be implemented and the pro-
service educators could benefit from being cedures for delivering them effectively, along
presented with the idea first that there are a with the expectation of monitoring student
number of evidence-based management strate- outcomes, gives educators a way to engage in
gies which are effective for promoting desired conversations about implementation fidelity.
student behavior, and second, that an addi- When attention is given to the topic, the likeli-
tional range of strategies can be provided for hood for delivery with fidelity improves
students who need more support. (McKenna et al., 2014). A second helpful
resource is the Classroom Walk Through
Commitment to Implementation Observation tool (http://pbismissouri.org/edu-
cators/effective-class-practice). The tool can
Fidelity be used by school administrators, a same
Once a continuum of evidence-based practices grade–level colleague, a district behavior spe-
has been selected and adopted, commitment to cialist, or within teacher preparation programs
implementation fidelity provides another to assess the degree to which the classroom
structural support that increases the likelihood teacher or pre-service candidate is implement-
of teacher and student success. Committing to ing his or her rules, procedures, routines, as
fidelity of implementation ensures that proce- well as engaging in high rates of effective
dures are in place to promote accurate adop- practices (e.g., opportunities to respond, posi-
tion of selected practices (McKenna, Flower, tive feedback). Strategies for delivery of feed-
& Ciullo, 2014). When structures and systems back may differ for pre-service candidates in
are in place to ensure selected practices are teacher training programs versus new or expe-
delivered with high fidelity, and when regular rienced teachers who are already in the field.
assessment of implementation and monitoring Each entity can determine its own contextu-
of student responsiveness occurs, students ally appropriate strategies for giving feed-
experience maximum benefit (OSEP Techni- back; the important factor is that performance
cal Assistance Center on Positive Behavioral feedback is given and expected as part of the
Interventions & Supports, 2015). Processes professional learning cycle.
Mitchell et al. 151
management which included clear expecta- Birman, B. F., Desimone, L., Porter, A. C., & Garet,
tions about a continuum of behavior manage- M. S. (2000). Designing professional devel-
ment practices identified for use in every opment that works. Educational Leadership,
classroom, a commitment to and supports for 57(8), 28-33.
Coladarci, T., & Breton, W. A. (1997). Teacher
ensuring implementation fidelity, and the use
efficacy, supervision, and the special educa-
of teacher teams as a mechanism for acquiring
tion resource-room teacher. The Journal of
and sustaining evidence-based management Educational Research, 90, 230-239.
practices. Finally, a variety of resources and Cook, B. G., & Odom, S. L. (2013). Evidence-based
links for additional materials were embedded practices and implementation science in special
to show the types of tools that might be useful education. Exceptional Children, 79, 135-144.
to incorporate in pre- or in-service teacher Cook, B. G., Tankersley, M., Cook, L., & Landrum,
learning opportunities. T. J. (2008). Evidence-based practices in spe-
cial education: Some practical considerations.
Declaration of Conflicting Interests Intervention in School and Clinic, 44, 69-75.
Darling-Hammond, L., Wei, R. C., Andree, A.,
The author(s) declared no potential conflicts of Richardson, N., & Orphanos, S. (2009).
interest with respect to the research, authorship, Professional learning in the learning pro-
and/or publication of this article. fession. Washington, DC: National Staff
Development Council.
Funding Desimone, L. M., Porter, A. C., Garet, M. S., Yoon,
The author(s) disclosed reciept of the following K. S., & Birman, B. F. (2002). Effects of pro-
financial support for the research, authorship, and/ fessional development on teachers’ instruc-
or publication of this article: This manuscript was tion: Results from a three-year longitudinal
supported in part by the Office of Special Educa- study. Educational Evaluation and Policy
tion Programs, U.S. Department of education Analysis, 24, 81-112.
(H326S1300004). Opinions expressed in the article DuFour, R. (2004). What is a “professional learn-
are those of the authors, no official endrosement from ing community”? Educational Leadership,
the U.S. Department of Education should be inferred. 61(8), 6-11.
Fixsen, D. L., Naoom, S. F., Blasé, K. A., Friedman,
R. M., & Wallace, F. (2005). Implementation
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behavior support and response to interven- Author Biographies
tion: System similarities, distinctions, and Barbara S. Mitchell, PhD, is an assistant research
research to date at the universal level of sup- professor for the University of Missouri. Her work
port. In S. R. Jimerson, M. K. Burns, & A. M. focuses on Emotional and Behavioral Disorders (E/
VanDerHeyden (Eds.), Handbook of response BD), School-wide Positive Behavior Support (SW-
to intervention: The science and practice of PBS), and classroom management.
assessment and intervention (2nd ed., pp. 703-
Regina G. Hirn, PhD, is an assistant professor at
717). New York, NY: Springer.
the University of Louisville, Department of Special
McKenna, J. W., Flower, A., & Ciullo, S. (2014).
Education. Her research interests include strategies
Measuring fidelity to improve intervention
for teaching students with learning and behavior
effectiveness. Intervention in School and
disorders and implementation of effective teacher
Clinic, 50, 15-21.
practices in the classroom.
Office of Special Education Programs Technical
Assistance Center on Positive Behavioral Timothy J. Lewis, PhD, is a professor of special
Interventions & Supports. (2015, October). education at the University of Missouri. His
Positive Behavioral Interventions and research interests focus on positive behavior sup-
Supports (PBIS) implementation blueprint: ports.