Professional Documents
Culture Documents
Children With Medical Complexity
Children With Medical Complexity
530 COHEN et al
SPECIAL ARTICLES
financial burden. The type, intensity, Clinical examples of CMC are de- spiratory malformations, and malig-
and consistency of these manifesta- scribed in the Appendix. nancies. CCCs account for 2.3% of all
tions may change dynamically over Our 4 domains complement the exist- newborn discharges from hospitals in
the life of the child depending on a ing literature on CMC. Previous defini- Ontario, Canada,30 as well as an in-
variety of medical, psychosocial, tions lacked at least 1 domain, in part creasing proportion of childhood
and community factors. because of the data source or a partic- deaths26 and pediatric hospital care.31
2. Chronic condition(s): CMC have 1 or ular focus such as family-identified There are limitations to approaches
more chronic clinical condition(s), needs, diagnostic and procedural that rely exclusively on diagnostic
either diagnosed or unknown, that codes, functional limitations, and re- codes. CCCs were not designed to de-
are severe and/or associated with source use. scribe the interaction of the condition
medical fragility (eg, high morbidity The National Survey of Children With with needs, functional limitations, and
and mortality rates). The condition Special Health Care Needs (NS-CSHCN) health care use. Thus, a particular CCC
and/or its sequelae should be ex- assesses family-reported need and en- (eg, cystic fibrosis) can include chil-
pected to be potentially lifelong, al- ables state-level prevalence estimates dren ranging from those who are vir-
though some children may improve and descriptions of CSHCN.29 One re- tually asymptomatic, and therefore un-
with optimal care or with time. Ex- port described rising complexity by an likely to meet criteria to be considered
amples may include a known condi- increasing number of affirmative an- CMC, to those with severe functional
tion identified among an estab- swers to 5 screening questions that impairment who spend large portions
lished list of CCCs.26 An unknown but identify special needs; there was a re- of their lives interfacing with the
suspected complex and chronic sultant upward trend in costs and ser- health care system and would fulfill
condition, such as a child born with vice needs.3 The NS-CSHCN inquires criteria for CMC. CCCs may also ex-
multiple congenital anomalies but about 16 common health conditions, clude children whose condition(s)
lacking a unifying diagnosis, would the presence of 14 different functional is not defined by a particular coded
be included. limitations, and the use of numerous diagnosis.
3. Functional limitations: Functioning specific types of health services that Other definitions of complexity focus
is typically classified by using key may capture CMC. Although the condi- on descriptions of functional domains
dimensions of body structure and tion list may detect many of the comor- and fragility in keeping with the World
function, performance of activities, bidities among CSHCN, the NS-CSHCN Health Organization’s framework for
and participation in communal lacks information about less common classifying impairments, disabilities,
life.27,28 For CMC, the limitations are primary medical conditions that may and handicaps. These definitions in-
typically severe and may require as- be important contributors to the clude terms such as (1) children with
sistance from technology such as a child’s complexity, the duration, fre- multiple impairments (those with “sig-
tracheostomy tube, feeding tube, or quency, and severity of underlying nificant physical disabilities combined
a wheelchair. The type, consistency, chronic health issues, and specific de- with sensory and/or cognitive defi-
and severity of functional limita- tails on functional limitations (such as cits”),1 (2) the technology-dependent
tions may vary over the life of the technology dependence) and intensive child (“a child who requires both a
child in the context of environmen- service use, which may better capture medical device to compensate for the
tal and personal factors. and describe this key population. loss of a vital body function and signif-
4. Health care use: CMC typically have In 2000, Feudtner et al26 compiled a list icant and sustained care to avert death
high projected utilization of health of International Classification of Dis- or further disability”),32 (3) the medically
resources that may include fre- eases, Ninth Revision– coded “complex fragile child (who is either technology
quent or prolonged hospitalization, chronic conditions” (CCCs) based on dependent or “requires substantial on-
multiple surgeries, or the ongoing an operational definition of a medical going nursing care to avert death or fur-
involvement of multiple subspe- condition that lasts for ⬎12 months ther disability”),33 and (4) children with
cialty services and providers. The and involves several different organ complex needs (“children with multiple
intensity of health care use may systems or 1 organ system requiring a health/developmental needs that re-
also vary over time but is antici- high level of specialty care and hospi- quire multiple services from multiple
pated to be substantial when com- talization. Examples of CCCs include sectors, in multiple locations”).33 Of
pared with other populations of brain and spinal cord malformations, these definitions, medical technology de-
CSHCN. metabolic disorders, cardiac and re- pendence on devices such as a tracheos-
532 COHEN et al
SPECIAL ARTICLES
vides an opportunity to target patient- has yet to be addressed is the use of tions and outcomes common to many
safety enhancements such as reduc- alternative payment models to reduce CMC. Examples include comparative ef-
tion of medical59 and medication60 costs and improve quality for CMC. fectiveness of treatments for particu-
errors. New services dedicated to lar subgroups of children (eg, gastro-
CMC need to take into account the RESEARCH AGENDA esophageal reflux disease and
local facilities, expertise, existing care The Institute of Medicine has identified comparative antireflux procedures for
access, and community resources for the comparative effectiveness of pro- children with neurologic impair-
CMC. Specific issues to address in- grammatic models in severe chronic ment).67,68 It is unfortunate that CMC
clude the roles of complex care ser- disease as a priority area of are often excluded from condition-
vices and referring providers; the research.66 specific studies because of the rarity
technical expertise, knowledge, and To date, the definitions, designs, and of underlying conditions, disease se-
after-hours availability required of outcomes of evaluation studies for verity, and/or multiple comorbidities.69
such services, particularly in the pri- CMC vary markedly. A focused re- Studies that focus on condition-
mary care setting; and communication search agenda on CMC must opera- independent outcomes could include
tools, including referral forms, inte- tionalize the definitional framework measures of perceptions of health
grated electronic medical records, found in Fig 1 into tools that are reli- care quality or health-related quality
and communication between provid- able, valid, and feasible. Most adminis- of life, both of which are particularly
ers, needed to create a seamless and trative data sets cannot fully capture important for a group of children who
effective plan of care. CMC and will almost certainly be lim- interface so frequently with the medi-
Providers for and families of CMC ited in scope if they cannot incorporate cal system. Mental health should also
should advocate to hospitals, payers, family-identified needs and functional be measured as salient outcomes, be-
and policy leaders for the priority of limitations. However, adaptation of ex- cause psychiatric issues are common
CMC as a target population for system isting instruments such as adding in many CMC.70 Because of the potent
reform. However, advocacy for CMC questions that capture elements of our and pervasive impact of complex con-
should not preclude advocacy for all definitional framework to the NS- ditions on families and parental care-
CSHCN, because suboptimal systems CSHCN may help achieve this goal, par- givers, including enhanced stress,71
performance is common for CSHCN. ticularly if it is augmented by linked poor health,72,73 marital discord,74 and
Such advocacy may include funding for data from health administrative data employment and financial conse-
dedicated clinical services; community sets and/or instruments completed by quences,75 families should be actively
provider information support; commu- providers to create a complexity scale. involved in the research process and
nication tools; and increased advisory Improvement science that addresses help inform the selection of important
roles and partnership by families. the care of CMC needs to link the clini- family-based outcomes. Examples of
Care for complex and chronic illness is cal interventions being assessed (eg, family-based outcomes include care-
complicated by health care payment, models of care, care plans, reimburse- giver health and quality of life, family
which provides incentives for volume ment strategies) with important and functioning and resiliency, the effects
and procedures among physicians at measurable outcomes. Examples of on siblings, and/or financial impact.
the expense of care coordination, ex- such outcomes should reflect the defi- Other condition-independent out-
panded nursing roles, and home nitional framework of CMC, specifically comes include integration and partici-
care.61 Excessive hospital-based re- meeting family-identified needs, re- pation in the community76 and family
source utilization has been used to jus- ducing condition-specific health com- knowledge about and utilization of
tify development of complex care ser- plications, addressing functional limi- their child’s medical care and commu-
vices.62 Although there has been no tations, and reducing unnecessary nity resources. Careful consideration
known controlled trial of dedicated health service use, including emer- should be given in all studies of
complex care service provision for chil- gency department visits, hospitaliza- condition-independent outcomes in
dren, results of preliminary studies tion days, readmissions, and cost of CMC to appropriate comparison
have shown potential for substan- total care. Outcomes should discrimi- groups, including both children with
tial cost savings by decreasing utiliza- nate between whether the intervention and without special health care needs.
tion of hospital days through care- is condition-specific or condition- Outcome measures should encompass
coordination interventions.10,24,63– 65 A independent. Some existing literature the holistic International Classification
key clinical and research priority that focuses on condition-specific interven- of Functioning, Disability and Health
534 COHEN et al
SPECIAL ARTICLES
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536 COHEN et al
APPENDIX Clinical Examples of CMC
Domain Type of Complexity Subtype Child With Severe Neurologic Impairments Child With Multiple Congenital Child With a Complex Cardiac Child With Severe
Anomalies Condition Autism
Needs Medical problems Organ system Brain (seizures, global developmental delay, abnormal Condition- and phenotype-specific Brain (eg, at risk of developmental Brain (seizures, global
tone, behavioral problems, visual/hearing delay); respiratory (chronic developmental delay,
impairment); respiratory (chronic and recurrent lung disease); gastrointestinal abnormal tone,
pneumonia, reactive airways disease); ear, nose, (gastroesophageal reflux behavioral
and throat (sialorrhea, upper airway obstruction); disease, failure to thrive) problems)
gastrointestinal (gastroesophageal reflux,
oromotor feeding problems, constipation);
musculoskeletal (scoliosis/contractures)
Medications Antiepileptic drugs; bronchodilators; inhaled Condition- and phenotype-specific Gastric acid suppressants; Antiepileptic
corticosteroids; gastric acid suppressants; promotility agents; diuretics; medication; other
promotility agents; antispasticity agents; cardiac medications (eg, anti- neuropsychiatric
537
APPENDIX Continued
538
Domain Type of Complexity Subtype Child With Severe Neurologic Impairments Child With Multiple Congenital Child With a Complex Cardiac Child With Severe
Anomalies Condition Autism
Technology Enterostomy tubes; suction machines; tracheostomy Condition- and phenotype-specific
Variable but could include one or Variable but can be
dependence tubes; ventriculoperitoneal shunts; feeding pumps; more of the following: completely reliant
COHEN et al
home oxygen enterostomy tubes, on others for
tracheostomy tubes, home activities of daily
oxygen, implantable cardiac living
devices, etc
Health care Providers Medical Primary care provider (eg, pediatrician); neurologist; Primary care provider (eg, Primary care provider (eg, Primary care provider
utilization gastroenterologist; pulmonologist; otolaryngologist; pediatrician); large number of pediatrician); cardiologist; (eg, pediatrician);
developmental pediatrician; general surgeon; subspecialists characteristic cardiac surgeon; pulmonologist; neurologist;
orthopedic surgeon; neurosurgeon; hospitalist large number of other; developmental
specialists common pediatrician;
psychiatrist
Other health Physiotherapist; occupational therapist; social worker; Physiotherapist; occupational Physiotherapist; occupational Social worker;
professionals speech/language pathologist; dietician; nurses; therapist; social worker; therapist; social worker; physiotherapist;
pharmacist speech/language pathologist; speech/language pathologist; occupational
dietician; nurses; pharmacist dietician; nurses; pharmacist therapist; speech/
language
pathologist; nurses;
pharmacist; mental
health professionals
Health services Hospital Emergency department; outpatient clinics; inpatient Emergency department; Emergency department; outpatient Hospital use less likely
stays; laboratory services; diagnostic imaging outpatient clinics; inpatient clinics; inpatient stays; to be inpatient-
stays; laboratory services; laboratory services; diagnostic based but still
diagnostic imaging imaging common; use of
extensive psychiatric
services common
both in hospital and,
in particular, in the
community
Community School; home/congregate care; respite care; School; home/congregate care; School; home/congregate care; School;
rehabilitation services; transitional care respite care; rehabilitation respite care; rehabilitation home/congregate
services; transitional care services; transitional care care; respite care;
rehabilitation
services; transitional
care
Interrelated Services Specifics may be Family/social support; mental and behavioral health; Family/social support; mental and Family/social support; mental and Family/social support;
jurisdiction- housing; transportation; faith-based/spiritual behavioral health; housing; behavioral health; housing; mental and
specific, but transportation; transportation; behavioral health;
cross-sectorial faith-based/spiritual faith-based/spiritual housing;
care is almost transportation;
universal faith-based/spiritual
These examples are for illustrative purposes to emphasize some of the types of children and the spectrum of clinical and systems issues that characterize CMC.