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Sample Opposition To Motion For Terminating Sanctions in California
Sample Opposition To Motion For Terminating Sanctions in California
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this document.
4 NAME AND PARTY CAPACITY herein submits its Opposition to the motion for
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terminating sanctions, or in the alternative, evidence and issue sanctions against NAME AND
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PARTY CAPACITY on the grounds that NAME AND PARTY CAPACITY, has fully complied
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with all orders of the Court regarding discovery.
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9 NAME AND PARTY CAPACITY further requests the sum of $____ in sanctions against
10 the moving party on the grounds that the moving party filed their motion for terminating sanctions, or
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in the alternative, evidence and issue sanctions against NAME AND PARTY CAPACITY
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without a showing of good cause.
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The Opposition shall be based on this Opposition, the attached memorandum of points and
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15 authorities, the declaration of ___________and exhibits attached thereto, on the complete files and
16 records of this action, and on such other oral and/or documentary evidence as may be presented at the
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hearing on the Motion.
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Dated________________ _______________________________________________
19 ANY ATTORNEY OR PARTY
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MUST BE SERVED AND FILED AT LEAST NINE (9) COURT
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DAYS BEFORE THE HEARING. Court days means Monday through
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personal delivery or overnight mail. See Code of Civil Procedure
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Section 1005 for more details.
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I. STATEMENT OF FACTS…………………………………………………………………….1
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II. ARGUMENT…………………………………………………………………………….…….
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A. THE COURT SHOULD DENY THE MOTION FOR TERMINATING
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SANCTIONS AS DEFENDANT HAS COMPLIED WITH ALL OF THE ORDERS
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OF THIS COURT AND HAS PAID THE $_______ IN SANCTIONS ……………..._
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B. TERMINATING SANCTIONS CANNOT BE IMPOSED UNLESS THERE HAS
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BEEN A WILLFUL FAILURE TO COMPLY WITH A DISCOVERY ORDER …..._
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C. THE PURPOSE OF DISCOVERY SANCTIONS IS NOT TO PROVIDE A
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WEAPON FOR PUNISHMENT, FORFEITURE AND AVOIDANCE OF TRIAL ON
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THE MERITS BUT TO PREVENT ABUSE OF THE DISCOVERY PROCESS ...…_
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D. IMPOSING THE SANCTION OF PEREMPTORY DISMISSAL WITHOUT
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CONSIDERATION OF THE MERITS IS FUNDAMENTLLY UNJUST UNLESS
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THE CONDUCT OF A PARTY INTERFERES WITH THE COURT’S MISSION OF
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SEEKING TRUTH AND JUSTICE ………………………………………………….._
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E. THE COURT SHOULD SANCTION __________ FOR FILING THEIR MOTION
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WITHOUT GOOD CAUSE ………………………………………………………….._
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III. CONCLUSION………………………………………………………………………………..._
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TABLE OF AUTHORITIES
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Page
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Cases
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19 Parker v. Wolters Kluwer United States, Inc. (2007) 149 Cal.App.4th 285 ……………………….…._
20 Rail Services of America v. State Comp. Ins. Fund (2003) 110 Cal.App.4th 323 ……………………_
21 Ruvalcaba v. Government Employees Ins. Co. (1990) 222 Cal.App.3d 1579 ……………………….._
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Stephen Slesinger, Inc. v. Walt Disney Co. (2007) 155 Cal.App.4th 736 ………………………….…_
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Statutes
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2 I.
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STATEMENT OF FACTS
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This case arises from LIST CAUSES OFACTION OF COMPLAINT. Plaintiff filed suit
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against Defendant____________ on or about __________. See Plaintiff’s Complaint on file with the
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7 Court.
8 NAME AND PARTY CAPACITY filed their motion for terminating sanctions, or in the
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alternative, evidence and issue sanctions against NAME AND PARTY CAPACITY contending that
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NAME AND PARTY CAPACITY has failed to comply with orders to respond to discovery made
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by the Court.
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13 NAME AND PARTY CAPACITY contends that the Court should deny the motion for
14 terminating sanctions, or in the alternative, evidence and issue sanctions against NAME AND
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PARTY CAPACITY on the grounds that NAME AND PARTY CAPACITY, has fully complied
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with all orders of the Court regarding discovery in that LIST HERE THS SPECIFIC FACTS AND
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EVIDENCE TO SUPPORT YOUR CONTENTION THAT YOU HAVE COMPLIED WITH
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situation. Do NOT just use the wording here unless it definitely applies
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to your particular situation.
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II.
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7 ARGUMENT
13 terminating sanctions, or in the alternative, evidence and issue sanctions against them as the
14 declaration of _________and attached exhibits clearly shows that they have fully complied with all
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orders of the Court regarding discovery in that LIST HERE THS SPECIFIC FACTS AND
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EVIDENCE TO SUPPORT YOUR CONTENTION THAT YOU HAVE COMPLIED WITH
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ALL ORDERS TO RESPOND TO DISCOVERY AND BE SURE TO CITE TO ANY
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25 unless there has been a willful failure to comply with a discovery order.
26 "The prerequisites for imposition of terminating sanctions are that there was a failure to
27 comply with a discovery order and the failure was willful.” Liberty Mutual Fire Ins. Co. v. LcL
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2 Employees Ins. Co. (1990) 222 Cal.App.3d 1579, 1581 (Civil Discovery Act requires “disobedience
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to a court order before a matter could be terminated”; accord, Maldonado v. Superior Court (2002)
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94 Cal.App.4th 1390, 1398–1399; and Biles v. Exxon Mobil Corp. (2004) 124 Cal.App.4th 1315,
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1327. Biles also observes that nonmonetary discovery sanctions are those “ ‘ “ ‘ “suitable and
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7 necessary to enable the party seeking discovery to obtain the objects of the discovery he
8 seeks,” ’ ” ’ ” and may not be ordered to “ ‘ “ ‘ “impose punishment. ” ’ ” ’ ” (Id. at p. 1327).
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Because a terminating sanction is a drastic measure that denies a party the right to a trial on
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the merits, our courts have limited its use to only the rarest and most extreme cases of litigation
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misconduct when no lesser sanction can preserve the fairness of the trial and restore balance to the
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13 adversary system. Lyons v. Wickhorst (1986) 42 Cal.3d 911, 916–917; Stephen Slesinger, Inc. v.
14 Walt Disney Co. (2007) 155 Cal.App.4th 736, 761, 764 (Slesinger).
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NAME AND PARTY CAPACITY has clearly shown that they have complied with all of the
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orders to respond to discovery made by this Court. As a result the circumstances of this case do not
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present one of those rare cases in which “any remedy short of dismissal [is] inadequate to preserve
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situation. Do NOT just use the wording here unless it definitely applies
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to your particular situation.
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7 a weapon to punish NAME AND PARTY CAPACITY and result in a forfeiture of their right to a
14 Another California legal treatise states that, Discovery sanctions are not a windfall. They are
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to compensate for costs and fees incurred by the party in enforcing discovery or defending a meritless
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motion. Weil and Brown, California Practice Guide: Civil Procedure Before Trial (TRG 2009)
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¶8:1213 (citing Caryl Richards, Inc. v. Superior Court (1961) Cal.App. 2d 300 at 303.)
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19 "[T]he purpose of discovery sanctions is not to provide a weapon for punishment, forfeiture
20 and the avoidance of a trial on the merits, . . . but to prevent abuse of the discovery process and
21 correct the problem presented." Parker v. Wolters Kluwer United States, Inc. (2007) 149 Cal.App.4th
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285, 301 (internal quotations & fn. omitted.)
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A trial court may impose discovery sanctions that `"`are suitable and necessary to enable the
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25 party seeking discovery to obtain the objects of the discovery he [or she] seeks but the court may not
26 impose sanctions which are designed not to accomplish the objects of the discovery but to impose
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7 required to protect the interests of the party entitled to but denied discovery." (Ibid.) "[T]he sanction
8 should not operate in such a fashion as to put the prevailing party in a better position than he would
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have had if he had obtained the discovery sought and it had been completely favorable to his cause."
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Ibid., (citing Stein v. Hassen (1973) 34 Cal. App.3d 294, 301-303); accord McArthur v. Bockman,
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(1989) 208 Cal. App. 3d 1076, 1080 (citation omitted).
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13 A California Court of Appeal case involved dismissal following a failure to comply with
14 discovery sanctions. Midwife addressed the question whether a dismissal could ever be an
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appropriate remedy for a party's noncompliance with a discovery order imposing monetary sanctions,
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and found it governed by federal constitutional principles. After reviewing pertinent federal cases,
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the court concluded that following federal authority, "California courts have held that `"The sanctions
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19 the court may impose are such as are suitable and necessary to enable the party seeking discovery to
20 obtain the objects of the discovery he seeks but the court may not impose sanctions which are
21 designed not to accomplish the objects of the discovery but to impose punishment. [Citations.]"'
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[Citation.] See Midwife v. Bernal (1988) 203 Cal.App.3d 57, 63-64 (Midwife).
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The Court in Midwife also stated that, "When a court's order goes beyond imposing a sanction
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25 which will accomplish the purpose of discovery and `denies a party any right to defend the action or
26 to present evidence upon issues of fact which are entirely unaffected by the discovery procedure
27 before it, it not only abuses its discretion but deprives the recalcitrant party of due process of law.'
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2 concession of the lack of merit to his claims in the lawsuit. [Fn. omitted.] Under these circumstances,
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dismissal is purely punitive. We conclude that it was an abuse of discretion to dismiss the action
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solely on the ground that Midwife had failed to pay monetary sanctions ordered by the trial court." Id.
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at pp. 64-65.
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situation. Do NOT just use the wording here unless it definitely applies
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to your particular situation.
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D. IMPOSING THE SANCTION OF PEREMPTORY DISMISSAL WITHOUT
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19 CAPACITY has not in any way interfered with the Court’s mission of seeking truth and justice. On
20 the contrary it is counsel for the moving party that has interfered with the Court’s mission of seeking
21 truth and justice by filing the motion for terminating sanctions and falsely claiming that NAME AND
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PARTY CAPACITY has not complied with all orders of this Court to provide discovery.
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It is in fact NAME AND PARTY CAPACITY who has refused to serve any meaningful
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2 merits, is fundamentally unjust unless the conduct of a plaintiff is such that the delinquency interferes
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with the court's mission of seeking truth and justice." Morgan v. Ransom (1979) 95 Cal.App.3d 664,
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670; see also another case cited by Plaintiff which is Mileikowsky v. Tenet Healthsystem (2005) 128
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Cal.App.4th 531, 565, (disapproved on another ground in Mileikowsky v. West Hills Hospital &
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Be sure to modify these paragraphs to suit your individual
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10 situation. Do NOT just use the wording here unless it definitely applies
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to your particular situation.
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19 alternative, evidence and issue sanctions against NAME AND PARTY CAPACITY in that LIST
20 HERE THE SPECIFIC FACTS THAT SUPPORT YOUR CONTENTION THAT THE
21 MOVING PARTY DID NOT MAKE A REASONABLE EFFORT TO MEET AND CONFER
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AND BE SURE TO CITE TO ANY ATTACHED EXHIBITS.
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The determination of whether an attempt at informal resolution is adequate involves the
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2 context, a greater effort at informal resolution may be warranted. In a simpler, or more narrowly
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focused case, a more modest effort may suffice. The history of the litigation, the nature of the
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interaction between counsel, the nature of the issues, the type and scope of discovery requested, the
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prospects for success and other similar factors can be relevant. Judges have broad powers and
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14 (i) Failing to confer in person, by telephone, or by letter with an opposing party or attorney in
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a reasonable and good faith attempt to resolve informally any dispute concerning discovery, if the
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section governing a particular discovery motion requires the filing of a declaration stating facts
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showing that an attempt at informal resolution has been made.”
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19 Code of Civil Procedure § 2023.020 states that, “ Notwithstanding the outcome of the
20 particular discovery motion, the court shall impose a monetary sanction ordering that any party or
21 attorney who fails to confer as required pay the reasonable expenses, including attorney’s fees,
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incurred by anyone as a result of that conduct.”
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“Monetary sanctions encourage voluntary compliance with discovery procedures by assessing
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25 the costs of compelling compliance against the defaulting party." Pratt v. Union Pacific Railroad
26 Co., (2008) 168 Cal. App. 4th 165, 183 (citing Argaman v. Ratan (1999) 73 Cal.App.4th 1173, 1179.
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2 the amount of $___ for their failure to make a reasonable effort to meet and confer.
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Be sure to modify these paragraphs to suit your individual
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to your particular situation.
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CONCLUSION
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Based on the foregoing, the Court is urged to deny the motion for terminating sanctions or in
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the alternative, evidence and issue sanctions against NAME AND PARTY CAPACITY, on the
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13 grounds that NAME AND PARTY CAPACITY has fully complied with all orders of the Court
14 regarding discovery, and instead order the moving party to pay sanctions in the amount of
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$__________.
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19 Dated________________ ___________________________________________________
ANY ATTORNEY OR PARTY
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7 __________, now pending before the ________County Superior Court, as case number
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USE THE WORDING BELOW IF A PARTY IS SIGNING
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1. I am ___________________________ in this action. I am over the age of 18 years and
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have personal knowledge of the facts contained in this declaration, and if called as a witness, could
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2 are not true. The true facts are that on ___________, I mailed a Check Number ___ to counsel for the
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moving party. A true and correct copy of the cancelled Check is attached hereto as Exhibit “1” and
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incorporated herein by reference.
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5. The allegations made by the moving party in the motion that I have not complied with
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7 the orders of this Court to respond to discovery are also false. The true facts are that on
13 moving party, in a good faith effort to resolve this case. I have received no answers or discovery
14 documents, in return. The true facts are that on _________I produced a box of documents along with
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over ________ pages of discovery. (The box of discovery turned over was over 1 feet deep - filled to
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the top) to ____________________per the email that I received from counsel for the moving party on
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___________________. A true and correct copy of my email exchange with _______is attached
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26 8. My clients are being charged $_____ per hour for attorney services.
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2 alternative, evidence and issue sanctions against NAME AND PARTY CAPACITY and order the
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moving party to pay sanctions in the amount of $_____ against _________________ for their willful
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failure to meet and confer to reach an information resolution of this matter.
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9 your situation. Do NOT ask for attorney’s fees unless you are
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represented by an attorney.
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12 I declare under penalty of perjury under the laws of the State of California that the foregoing
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is true and correct, and that this declaration is executed on ______________,20__ at
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______________________,California.
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___________________________________________________
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NAME OF PERSON SIGNING DECLARATION
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