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Abstract
The radical polymerization of vinyl monomers (methyl methacrylate, styrene) has been investigated in the presence
of phthalides of dierent structure.
It is shown that the phthalides containing halogen atoms are, ®rst of all, chain-transfer agents. The values of chain-
transfer constants to them have been determined. It was found that the presence of chlorine atom bounded directly with
carbon of phthalide cycle in a phthalide molecule results in considerable growth of chain-transfer constant value to
phthalide. If the halogen is connected with aromatic group of phthalide, phthalide is a weak chain-transfer agent and
the phthalide cycle is not included in polymer molecule. It is shown that the phthalides containing mobile atoms of
hydrogen can take part both in chain-transfer and in initiating system formation with the initiator. The function of
phthalide is determined by structure of phthalide, monomer and initiator. The mechanism of phthalide participation in
polymerization has been discussed. The solutions of poly-MMA containing phthalide groups in macromolecules in
concentrated sulfuric acid are intensively colored. This fact was used for quantitative determination of phthalide cycles
in a polymer chain. It has been found that when UV irradiated the bulks of poly-MMA ¯uoresce and phosphoresce in a
visible part of spectrum. Ó 2001 Elsevier Science Ltd. All rights reserved.
0014-3057/01/$ - see front matter Ó 2001 Elsevier Science Ltd. All rights reserved.
PII: S 0 0 1 4 - 3 0 5 7 ( 0 0 ) 0 0 2 3 8 - X
1166 Yu.I. Puzin et al. / European Polymer Journal 37 (2001) 1165±1173
sulfuric acid [3] also and it can serve as a method of their water. Monomers were dried over CaCl2 and molecular
qualitative and quantitative analysis. It is known also and distilled before use. Boiling points
sieves (3 A)
that polymeric matrix can promote thermochromism are 42°C at 100 mm (MMA) and 70°C at 60 mm
and in¯uence on luminescence properties of some com- (styrene).
pounds [4]. However, few such examples are known. Azo-bis-iso-butyronitrile (AIBN) and benzoyl per-
Therefore, the introduction of heteroaromatic com- oxide (BP) were recrystallized from methanol and dried
pounds in acrylic polymers, ®rst of all, at stage of their at room temperature in vacuum up to constant weight.
synthesis is a very actual task. Phthalides I±VII, IX±XI were obtained by Friedel±
Phthalide introduction in polymer molecule by radi- Crafts method [6,7]. Some data on their synthesis and
cal polymerization methods can be realized by means of puri®cation are given in Table 1. Substance VIII was
their participation in the chain-transfer and/or poly- used of commodity standard (Aldrich, USA, N P3,960-
merization initiation reactions. In this connection the 5); it was recrystallized from methanol before applying;
phthalides containing halogen in molecule are of a spe- m.p. 73°C.
cial interest because they are known as chain-transfer Phthalides II, IV, V, VIII±XI are soluble in MMA in
agents. Phthalides containing mobile hydrogen atoms limited quantity.
are also interesting because C±H acids participate in the
formation of oxidation±reduction initiating systems in
combination with acyl (or aroyl) peroxides as well as in
chain-transfer process [5]. 2.2. Procedures
This article presents the results of methyl methacry-
late (MMA) or styrene polymerization in presence of The polymerization kinetics was studied dilatomet-
phthalides containing halogens (compounds I±VII, IX) rically. Polymer after 5% conversion was precipitated
and/or mobile hydrogen atoms (compounds VIII±XI) in methanol or hexane and dried; its molecular weight
are presented as well as some properties of the polymers was measured by viscosimetry in benzene at 25 0:05°C
obtained. using the following equations [8],
1 1 S
CS
Pn Pn0 M
Table 1
Synthesis and some properties of phthalidesa
Phthalide Reagents Procedure Some properties
I (a) Phthalic acid anhydride (0.6 mol) (a) Heating at 60°C during 1 h White crystalline powder
(b) AlCl3 (1.2 mol) (b) Adding to 1 kg ice and 50 ml 36% m.p. 57°C
(c) Benzene (1 mol) HCl
(d) SOCl2 (12.3 mol) (c) Precipitate ®ltering and washing
(d) Solution of precipitate in 7% KOH
(e) Boiling with active carbon
(f) Filtrating from carbon
(g) Neutralizing of ®ltrate with HCl
(h) Precipitate ®ltering and washing
(i) Crystallization and recrystallization
from ethanol
II (a) Phthalic acid anhydride (0.6 mol) As above for I White crystalline powder
(b) AlCl3 (1.2 mol) m.p. 167.5±168°C
(c) Diphenyl oxide (1 mol)
(d) SOCl2 (12.3 mol)
III (a) Phthalic acid dihalide (0.2 mol) (a) Mixing at room temperature during White crystalline powder
(b) AlCl3 (0.12 mol) 1 day m.p. 171±172°C
(c) Chlorobenzene (0.2 mol) (b) Distillation of reagent surpluses in
(d) Benzene (0.2 mol) vacuum
(c) Adding to cooled water solution of
NaOH (3%)
(d) Precipitate ®ltering and washing
(e) Crystallization and recrystallization
from ethanol
IV (a) Phthalic acid dihalide (0.2 mol) As above for III White crystalline powder
(b) AlCl3 (0.12 mol) m.p. 158±159°C
(c) Chlorobenzene (0.41 mol)
V (a) Phthalic acid dihalide (0.2 mol) As above for III White crystalline powder
(b) AlCl3 (0.12 mol) m.p. 125±126°C
(c) Fluorobenzene (0.41 mol)
VI (a) Phthalic acid anhydride (0.6 mol) As above for I White crystalline powder
(b) AlCl3 (1.2 mol) m.p. 150.5±152°C
(c) Chlorobenzene (0.9 mol)
VII (a) Phthalic acid anhydride (0.6 mol) As above for I White crystalline powder
(b) AlCl3 (1.2 mol) m.p. 167±168.5°C
(c) Bromobenzene (0.9 mol)
IX (a) Phthalic acid anhydride (0.6 mol) As above for I White crystalline powder
(b) AlCl3 (1.2 mol) m.p. 147±148.5°C
(c) Fluorene (0.9 mol)
X (a) Phthalic acid dihalide (0.2 mol) As above for III White crystalline powder
(b) AlCl3 (0.12 mol) m.p. 250.5±252°C
(c) Fluorene (0.41 mol)
XI (a) Phthalic acid anhydride (0.6 mol) As above for I White crystalline powder
(b) AlCl3 (1.2 mol) m.p. 228±230°C
(c) Fluorene (0.9 mol)
a
Other properties are given in Ref. [7].
1168 Yu.I. Puzin et al. / European Polymer Journal 37 (2001) 1165±1173
Table 2
Polymerization of MMA at 60°C initiated by AIBN in presence of phthalides containing halogen
Phthalide Initiator concentration Phthalide concentration Polymerization rate Polymerization degree
[I]0 103 mol/l [S]0 103 mol/l W0 103 mol/l min Pn 10 3
I 3.65 0 13.25 3.80
167 13.12 3.25
250 13.07 1.21
500 13.16 1.00
II 3.65 10.0 12.70 3.21
20.0 12.97 2.73
30.0 13.15 2.43
III 3.65 120 13.15 3.65
240 13.19 3.04
480 13.31 2.34
IV 3.65 10.0 12.30 3.61
25.0 12.16 3.27
43.0 12.40 2.99
V 3.65 4.4 12.43 3.73
9.9 12.63 3.63
23.4 13.17 3.48
VI 2.00 0 9.20 6.52
100 9.57 6.49
417 9.53 6.39
VII 2.00 100 9.31 6.49
150 9.26 6.46
Yu.I. Puzin et al. / European Polymer Journal 37 (2001) 1165±1173 1169
Table 3
Chain-transfer constants CS on phthalides I±VII at MMA po-
lymerization (60°C)
Compound CS 102
I 1.44
II 4.49
III 0.67
IV 1.22
V 0.93
VI 0.0060
VII 0.0082
Benzene 0.00075a
Chlorobenzene 0.0015a
Fluorobenzene 0.0009a
a
From Refs. [10,11]
sulfuric acid are not colored though the solutions of VI 3.2. Phthalides containing mobile atoms of hydrogen
or VII in H2 SO4 are brightly colored. (VIII±XI)
Value of CS for phthalide III containing one chloro-
phenyl group is less than that for phthalide IV with two If AIBN is used as initiator, the initial rate of poly-
such groups. Probably, it can be explained by relative merization in presence of VIII is slightly reduced at ®rst,
increase of electronic density on benzene ring owing to then it grows. But the initial value observed in absence
positive mesomeric eect of chlorine atom making easier of VIII is not reached (in the investigated interval of
the radical attack to the ring. The similar eect of ¯u- VIII concentration) (Table 5). The polymerization de-
orine is less [14], therefore, phthalide V reacts weaker gree varies similarly and it indicates possible participa-
with radical and it results in decrease of CS value. tion of VIII in polymerization initiation [10,15]. In this
Table 5
Polymerization of MMA or styrene at 60°C in presence of phthalides VIII±XI
Phthalide Monomer Initiator Initiator concen- Phthalide concen- Initial polymeriza- Polymerization
tration [I]0 103 tration [S]0 103 tion rate W0 103 degree
mol/l mol/l mol/l min Pn 10 4
VIII MMA AIBN 1.00 0 5.42 0.63
0.25 4.60 1.59
0.50 4.47 1.65
0.75 4.41 1.81
1.00 4.58 1.71
1.50 4.75 1.57
BP 1.00 0 4.11 1.43
0.25 4.77 1.24
0.50 6.11 1.26
0.75 7.19 1.29
1.00 9.64 1.34
1.50 12.33 1.39
IX MMA AIBN 1.00 7.50 6.00 0.24
15.00 4.03 1.74
BP 1.00 7.50 4.07 1.11
15.00 4.03 1.74
Styrene AIBN 3.65 0 2.72 0.31
10.00 2.74 0.13
24.90 2.81 0.05
I MMA AIBN 3.65 0 13.25 0.38
167 13.12 0.33
250 13.07 0.12
500 13.16 0.10
X MMA AIBN 1.00 2.73 6.46 1.09
5.45 6.04 0.93
10.90 6.05 0.84
BP 1.00 2.73 4.50 0.91
5.45 5.92 1.00
10.90 7.84 1.12
Styrene AIBN 3.65 5.76 2.82 0.21
11.55 2.80 0.16
23.10 2.84 0.13
XI MMA AIBN 1.00 3.22 6.55 1.12
6.43 6.22 0.94
BP 1.00 3.22 4.30 1.05
6.43 5.31 1.07
Styrene AIBN 3.65 2.15 2.77 0.30
4.30 2.84 0.28
8.60 2.81 0.25
Yu.I. Puzin et al. / European Polymer Journal 37 (2001) 1165±1173 1171
case it is not possible to estimate the participation of the times as much as that on benzene [13]. Phthalide XI
compounds in chain-transfer process. unlike IX contains only one ¯uorene group and the rate
If BP is used as initiator, the addition of VIII results of MMA polymerization initiated by BP increases in
in the growth of W0 accompanied at ®rst by decrease the presence of XI (Table 5). It should be noted that
and then by increase of polymerization degree (Table 5). aromatic carboxylic acids, for example, benzoic acid, do
The analogous change of W0 and Pn in case of increase not eect W0 and are very weak chain-transfer agents
of VIII concentration means that phthalide VIII par- [16]. Phthalide IX contains both ¯uorene and chloride
ticipates in formation of redox initiating system (ROS) groups. In its presence the polymerization rate does not
with peroxide. practically change and polymerization degree grows
The presence of phthalide IX in MMA results (if (Table 5).
AIBN is initiator) in some growth of W0 and simulta- Thus, the in¯uence of ¯uorene phthalides on process
neously considerable decrease of Pn (Table 5). Probably, of polymerization depends on structure of monomer and
phthalide IX participates both in initiation and in chain- initiator. When discussing the mechanism of their par-
transfer processes but the latter dominates. Based on ticipation in the process, it is necessary to take into ac-
decrease of molecular mass of poly-MMA versus IX count the following.
concentration, the value of CS to IX was calculated to be (1). There is no interaction between phthalide and
equal to 0.190. It means that IX is very active as chain- initiator, the in¯uence of phthalides IX±XI does not
transfer agent. For comparison, the data on polymer- depend on a structure of the initiator, but it is not so.
ization in the presence of I are presented in Table 5. One (2). If we assume that the rate of termination de-
can see that chloro-containing phthalide having no ¯u- creases, the structure (or activity) of macroradical should
orene groups decreases the polymerization degree and change. But it is not connected with structure of the
does not eect W0 and participate in chain-transfer with initiator, but it is not so.
CS 0:0144. Chain-transfer to I can be connected with a (3). The kinetic scheme of radical polymerization is
high activity of chlorine atom (it was discussed above). based on several assumptions. One of them assumes that
Therefore, the mechanism of chain-transfer to IX can the chain-transfer does not change the activity of a
be shown as follows (Scheme 3). Chain-transfer to I can radical [17]. As a result of chain-transfer the radicals
be realized only by directions (3.1) and (3.2), and the distinguished from primary radicals by the structure will
®rst one is more probable. Radical E (in contrary to F) is be formed. Their interaction with a molecule of a
less active in chain propagation owing to additional monomer is characterized by the same (or greater)
stabilization by aromatic substituents and it facilitates constant of chain propagation rate, as interaction of a
the radical formation and its interaction with growing primary radical. Therefore agent of chain-transfer
macroradical r . should not directly in¯uence the activity of a macro-
Fluorene group is a new active center of chain- radical (probably, except special cases of complexing).
transfer. For example, CS value on ¯uorene during Above mentioned allows to conclude, that phthalides
styrene polymerization at 60°C is 0.075, that is 4170 IX±XI increase the initiator destruction in radical poly-
merization, that is form redox systems. Probably, it is
connected with mobility of hydrogen atom in phthalide
CH2 group.
This supposition is con®rmed by in¯uence of phtha-
lide X on polymerization process. Phthalide X contains
two ¯uorene groups and must react actively with per-
oxidic initiator. Really, the rate of polymerization in-
creases strongly in the presence of phthalide X but
polymerization degree decreases (Table 5).
Earlier we mentioned [5,18] that the compounds
containing mobile hydrogen atoms react with peroxide
or azo-initiator resulting in ROS. Also we paid attention
to in¯uence of the monomer on polymerization initia-
tion. The reaction between initiator and C±H acid in-
tensi®es in MMA but slackens in styrene. Analogous
eect is observed during polymerization carried out
in the presence of phthalides (Table 5). When concen-
tration of IX or X increase the rate of styrene poly-
merization changes insigni®cantly, but polymerization
degree of polystyrene is strongly decreased. It means
Scheme 3. Chain transfer on 3-chloro-3-¯uorenyl-phthalide. that these phthalides are chain-transfer agents with
1172 Yu.I. Puzin et al. / European Polymer Journal 37 (2001) 1165±1173
Table 6
Luminescence of poly-MMA bulks synthesized in presence of phthalides
Phthalide Wavelength of exciting, k (nm) Wavelength of emission, k (nm) Time of half decrease of
phosphorescence intensity,
s1=2 , s
I 378 480 ±
517
II 375 480 12
510
III 372 473 15
508
IX 375 477 ±
510
XI 375 473 ±
508
Yu.I. Puzin et al. / European Polymer Journal 37 (2001) 1165±1173 1173