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International Journal of Agricultural Sustainability

ISSN: (Print) (Online) Journal homepage: https://www.tandfonline.com/loi/tags20

Sustainable farmer-to-farmer extension – the


experiences of private service providers in Zambia

Davina Boyd & Rochelle Spencer

To cite this article: Davina Boyd & Rochelle Spencer (2022) Sustainable farmer-to-farmer
extension – the experiences of private service providers in Zambia, International Journal of
Agricultural Sustainability, 20:4, 438-448, DOI: 10.1080/14735903.2021.1939592

To link to this article: https://doi.org/10.1080/14735903.2021.1939592

Published online: 16 Jun 2021.

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INTERNATIONAL JOURNAL OF AGRICULTURAL SUSTAINABILITY
2022, VOL. 20, NO. 4, 438–448
https://doi.org/10.1080/14735903.2021.1939592

Sustainable farmer-to-farmer extension – the experiences of private


service providers in Zambia
a b
Davina Boyd and Rochelle Spencer
a
Centre for Sustainable Farming Systems, Murdoch University, Perth, Australia; bCentre for Responsible Citizenship and
Sustainability, Murdoch University, Perth, Australia

ABSTRACT KEYWORDS
To improve and sustain farm productivity, farmers require information on inputs, Farmer-to-farmer extension;
postharvest management and markets, and exposure to new technologies and private service providers;
best practices. Traditionally public agricultural extension agents are the knowledge user-pays; social
brokers for farmers. However, government extension has received much criticism entrepreneurship;
sustainability
due to limited reach and relevance, and poor resourcing. This paper examines the
use of a private extension approach that is supporting and educating farmers in
groups in two districts of Zambia through farmer-to-farmer extension. This paper
shares the experiences and perspectives of farmers who provide the extension
services. In doing so, it highlights the tensions within the role of farmers as private
service providers and three emergent dilemmas for sustainability of the approach.

Introduction
(F2Fe) represents a shift in thinking away from
In Sub-Saharan Africa (SSA), farmer-to-farmer models systems that emphasize top-down, expert-led transfer
have become an integral part of extension systems of knowledge to one that is more participatory and
(Kiptot & Franzel, 2019; Masangano & Mthinda, 2012; demand-driven. At the same time, F2Fe is part of
Simpson et al., 2015). Farmer-to-farmer extension the impetus for developing extension systems that

CONTACT Davina Boyd d.boyd@murdoch.edu.au Land Management Group, Murdoch University, Perth, Australia
© 2021 Informa UK Limited, trading as Taylor & Francis Group
INTERNATIONAL JOURNAL OF AGRICULTURAL SUSTAINABILITY 439

address pervasive resourcing constraints; extension and perspectives of farmers who provide PSP services
systems in SSA are increasingly recognized for being in Zambia. In so doing, we contribute to the much-
under funded and under staffed (Davis et al., 2020). needed debates about the sustainability of the role
F2Fe involves engaging local farmers in the deliv- and identify lessons for practitioners.
ery of training and services; these include inter alia,
lead farmers, model farmers, community-based
workers and volunteer farmer trainers. Typically, Materials and methods
F2Fe operates on a voluntary basis; in some instances,
The private service provider (PSP) approach
farmers are paid a small stipend or provided with
incentives (e.g. bicycle, training). While F2Fe can The PSP approach was designed to secure the long-
increase the reach of programs and be cost effective term, post-project sustainability of savings groups in
(Simpson et al., 2015), a major concern is their sustain- rural livelihoods (Bavois, 2013). The first step involves
ability, and as such, approaches tend to be supported recruiting field agents from the target communities.
by the projects of development organizations rather The agents are selected by the community using cri-
than government agencies (Kiptot & Franzel, 2019). teria provided by the project that relate to demo-
Some researchers argue that finding a way to graphics, skills, expectations and prior experience.
finance extension activities is ‘key to having a sustain- They are trained to assist smallholder farmers in
able system of extension’ (McNamara, 2014, p. 1). establishing and maintaining savings groups. While
Others have identified additional drivers of sustain- this initially takes place within a project format, a
ability. For example, Kiptot and Franzel (2019) found certification process is incorporated to graduate (suc-
that the sustainability of volunteer farmer-trainers in cessful) agents to become independent PSPs as
the Kenyan dairy sector was linked to: having the social entrepreneurs. This certification process
program embedded in local institutions; the develop- involves a review of the agent’s performance in con-
ment and fostering of social capital; the provision of sultation with at least two of their savings groups.
technical backstopping and the motivation of the vol- Once certified, PSPs transition from being paid a
unteers. They noted that farmer-trainers were motiv- stipend by the project to being paid by farmers on
ated by non-monetary incentives, including skill a fee-for-service basis. PSPs continue forming and
development, altruism, social and project benefits, supporting savings groups, thereby generating
but they also reported that farmer-trainers were income.
‘increasingly motivated by opportunities to earn Evaluations of this approach in Africa provide evi-
income from selling inputs and services’ (Kiptot & dence that it can be sustainable, with PSPs generating
Franzel, 2019, p. 411; Kiptot et al., 2016). an income from this role and working with savings
In response to the notion that sustainability of groups beyond the life of a project (Bavois, 2018; Fer-
F2Fe is linked to financial incentive, user-pays guson, 2012a). In addition, households with access to
models have emerged. These approaches are similar PSP services are more active as entrepreneurs and
to voluntary F2Fe, but instead of local farmers more likely to have savings and credit linked to
working for free, they work within a business frame- micro enterprise activity (Ferguson, 2012b). Given
work delivering services in exchange for payment these findings, the role of the PSP has been extended
from farmers. The rationale is that service providers in some projects in SSA to include delivery of a
can flourish without ongoing project support by deli- broader range of services relating to the following
vering services that farmers need while generating an skillsets, known as SMART Skills: financial education,
income. User-pays systems are worthy of examination marketing, natural resource management and inno-
for their claims to address issues of sustainability. One vation. These skillsets were derived from a previous
example that forms the basis of this study is the study about the skills farmers desire (Ashby et al.,
private service provider (PSP) approach implemented 2009, p. 130), which found that the combination of
by Catholic Relief Service (CRS) in SSA. This paper these skillsets ‘represent capacity for sustainable
builds on a previous paper that examines the alacrity entrepreneurship’. The PSP approach offers a poten-
and resistance of smallholder farmers to pay for PSP tially effective way to deliver these skillsets to small-
services and the challenges experienced in imple- holders while expanding the services the PSPs have
menting a user-pays approach (see Spencer et al., to offer and also capitalizing on the entrepreneurship
2018). The focus here is to share the experiences already being fostered by PSPs. PSPs undergo further
440 D. BOYD AND R. SPENCER

training in the SMART Skills. It is anticipated that PSPs This study used semi-structured interviews to
will deliver these services to farmers for a fee beyond capture the experiences of the PSPs over time. The
the life of the project. interviews were qualitative and included questions
about the PSPs motivations for becoming a PSP,
how they perceived their role and relationships with
Study sites and methods
their clients (other smallholder farmers) and the
This qualitative research reports on the experiences of NGO, the services they deliver and could potentially
ten PSPs working as private agricultural extension offer in the future, challenges faced and plans for
providers for smallholder farmers in Zambia. These the future. The interviews also included a small
PSPs are part of two projects: one located in the number of questions related to the profitability of
Eastern Province (Project-E) and the other the their businesses such as the number of clients,
Western Province (Project-W). Both projects are food income and expenditure. Over 4 years, the PSPs
security projects with agriculture and nutrition com- were interviewed two or three times, depending on
ponents as well as a focus on consolidating, protect- their availability. These interviews took place at
ing and developing the productive asset base of different stages of their careers as PSPs including:
smallholders. Project-E was a 5-year project; Project- during their training; while they transitioned to this
W was a 4-year project. The PSPs that participated in new role; in the early project phases (year 1 or 2);
the study were purposively selected by project staff and post project (Project-W only). PSP clients and trai-
using criteria provided by the researchers. The criteria ners were also interviewed, the findings from these
were designed to capture a range of experiences interviews inform this paper although are not directly
including men and women, young and old, and reported on here as the focus is to hear from the PSPs
more or less ‘successful’ PSPs (based on project moni- themselves. The research had ethics approval from
toring and evaluation data). the Murdoch University Human Research Ethics Com-
The study sites are two of the poorest provinces in mittee (HREC) permit number 2013/144. Respondents
Zambia. The Eastern Province has a population of 1.7 gave oral or written consent (depending on their pre-
million people with 89.9% involved in small-scale ference and literacy levels) to participate in the
farming (CSO, 2016). The study site is comprised of research using a culturally appropriate protocol
five villages in the province, three in the Chipata Dis- approved by the HREC. Where oral consent was pro-
trict and two in the Lundazi District. The Western Pro- vided, it was recorded on the hard-copy of the proto-
vince has a population of approximately 1 million with col by the interviewer.
an estimated 85.5% of the population living in rural
areas who are largely small-scale farmers (CSO,
Results
2016). In the Western Province, the study site is
made up of five villages in the Mongu District. The underlying premise of the PSP approach is that
At each site, groups of smallholder farmers (e.g. the marketization of development activities fosters
savings, marketing and producer groups) form the sustainability; project beneficiaries become either
basis of the PSPs’ clientele. Across the study sites, service providers (PSPs), or the clients who
group members are subsistence farmers generating demand services from PSPs – the intention being
some cash income from a range of livelihood activi- that this new entrepreneurial ecosystem will
ties. In the Eastern Province, the main sources of thrive long after the project has ended. As with
income were hybrid maize and cotton, other activities any business venture, sustainability is likely to
included groundnut and soya production, buying and depend on a number of factors including the
selling products including second-hand clothes, oil, PSP’s ability to be service-oriented, profitable and
eggs, fish and/or making and selling items such as frit- entrepreneurial.
ters and scones. For farmers in the Western Province, This research intensively engaged with 10 PSPs
the main source of income was tomatoes. Additional over a 4-year period as part of a larger multi-country
livelihood activities included rice, cassava, cabbage research collaboration. They were aged between 31
and rape production. Some individuals were also and 50 and included 4 females and 6 males. Our
engaged in making and selling charcoal and handi- research enabled us to analyse their activities to
crafts, offering services as a blacksmith, and buying explore the sustainability of the role with a particular
and selling fish. emphasis on their perspectives of the role and how
INTERNATIONAL JOURNAL OF AGRICULTURAL SUSTAINABILITY 441

this may impact on whether they continue. This When asked about the kinds of services they could
section presents results regarding: the services the offer in the future, more than half of the PSPs said they
PSPs deliver and whether they are service-oriented; would continue to provide lessons and that in order
their remuneration and whether the role is profitable; to expand their business, rather than focus on
and, importantly how they define the role and extent expanding services they would focus on expanding
to which they are entrepreneurial. Collectively, this their client base – ‘I have plans to expand by increas-
information sheds light on the sustainability of the ing the number of groups to increase the payments’
approach post-project. … ‘when you have many groups you receive more
money’. This expansion approach is built into the
PSP model whereby PSPs are encouraged to recruit
Are the PSPs service oriented?
apprentices to facilitate the establishment of more
Initially, PSPs have two core services to offer: (1) for- groups. Two of the PSPs from Project-E thought this
mation of smallholder savings groups and (2) delivery would be effective, indicating that there was
of training designed to develop smallholder entrepre- demand for new groups, ‘even now groups arrange
neurial capacity (SMART Skills). Over time, the oppor- themselves and even if the project goes the people
tunities for service provision are intended to expand will need me’. But, prioritizing expansion of the
beyond these core services in response to the client base over expansion of services is unlikely to
growing demands of farmers as their livelihoods be feasible for all PSPs, one reason for this is transpor-
improve from the skillsets they learn from PSPs. For tation issues, others include market saturation and
example, as farmers learn about the cost savings managing arrangements with apprentices.
associated with buying inputs in bulk there is an Eight of the PSPs identified transport and/or the
opportunity for the PSP to broker deals with input distance between groups as a major constraint
suppliers. Or, in response to a new market opportu- impacting their ability to maintain their groups and
nity, farmers can request their PSP negotiate a deal grow their business. For Project-W PSPs, walking
with buyers; the entrepreneurial PSP would charge a between groups takes considerable time (average
commission for these arrangements. This expansion 100 min per group) and in order to increase the
of services is potentially critical to the sustainability number of groups they work with would require tra-
of the PSP enterprise, however, very few PSPs velling greater distances due to low population
moved beyond offering the two core services they density; as one PSP remarked ‘in urban areas 9–7
were trained in by the project. groups will be in a 2 km radius, but in rural areas
The main services PSPs offer are forming savings like this there will be much less’. Another commented
groups and teaching, simply put ‘teaching is the on the distances, but also potential risks ‘I want more
service I am rendering’. Other services typically groups, but communities are too far apart and it is
offered include managing the savings-related activi- risky, yesterday I was coming from a group far from
ties of the groups (e.g. calculating interest, helping my place and I fell down because it was night and I
share out the savings and resolving conflicts) and couldn’t see properly’. Project-E PSPs spend less
reporting to the NGO project about the group activi- time travelling to visit their groups (average of 30
ties. Two PSPs offered training beyond what was min per group) but for them it is a challenge to main-
taught to them by the projects. One delivered training tain their bicycles – ‘the parts for the bicycles that we
from previous projects he had been involved in (e.g. have been given aren’t available nearby, so with this I
business management and book keeping), the other don’t think you can work well as a PSP – if the bicycle
delivered training based on the needs of the group is not sound you have to borrow a bicycle [and pay for
(e.g. poultry management and adult literacy). In it]’. The Project-W PSPs suggested ‘they be assisted to
addition, three PSPs offered services other than train- buy a motorbike,’ but project financing was unlikely
ing, for example: ‘providing a link between the groups to accommodate this. Project-E PSPs also saw the
and their customers’, helping the groups receive benefit of having a motorcycle, although they
formal certification with the Department of Commu- reported that they can manage with their bicycles, if
nity and Development so that they can apply for they are able to maintain them.
grants, and helping individuals with ‘business plan- The recruitment of an apprentice was also seen as
ning and profit and loss calculations for new business a way to address the long distances between groups
ideas’. that limited PSPs’ expansion prospects. Two PSPs had
442 D. BOYD AND R. SPENCER

started working with an apprentice, but they suggests that PSPs may need more guidance and
expressed concerns about how this would be support in developing their services, because while
managed, ‘my apprentice may want to be indepen- this facilitation role was well received by groups,
dent and in the process, take some of my groups’ how to package, market and price it was less clear.
and there are ‘conflicts sometimes, they want to The PSP model has inbuilt components that
take over my job’. Interestingly, one PSP who started encourage the expansion of the client base and
as an apprentice also reported difficulties, in their service provision, however for these PSPs, the pro-
case the ‘PSP refused to reveal the formula for jects placed greater emphasis on expanding their
sharing out the savings because he was afraid that client base. This scaling out approach could be a
he could run out of business’. logical first step, but it may also reflect a desire to
Whether in the short or longer term it seems that maximize the number of beneficiaries reached, and
PSPs will not be able to rely solely on expanding an emphasis on the social rather than entrepreneur-
their client base. Transportation issues and challenges ial dimension of the model. However, unless
associated with apprentices aside, some felt they balanced with a scaling up approach to encourage
would run out of things to offer their groups, ‘this is and support PSPs to develop new services, simply
not a viable business because once you train your scaling out could be a major threat to the sustain-
groups, they are free to leave you and say they have ability of the approach.
the knowledge now; it is difficult to ask them to
keep on paying you’. PSPs were asked about the
Are the PSPs profitable?
additional services they thought they could offer
their groups. Four PSPs identified specific services, Central to the PSP approach is the notion that if PSPs
for example: ‘accessing market information’, ‘helping are paid for their services, this will foster sustainability
the farmers to bulk their maize for example, and con- because PSPs will view it as a valuable income gener-
necting them to buyers who can come to buy ating activity. In the early stages of their ‘careers’ half
produce right here’, ‘writing their business plans for the PSPs identified payment as a challenge. As noted
them’ and ‘working as an agent for an agro-dealer by one, ‘almost all groups I have visited have found it
or input supplier’. However, the rest of the PSPs very difficult to accept the PSP fee-for-service
emphasized the continued delivery of lessons, as concept’. However, for most PSPs this issue seems to
articulated by one PSP about their future, ‘I see have resolved itself over time. In the later interviews,
myself learning to have a vast knowledge to teach all the PSPs except for two reported generating
others’. As for the kinds of lessons they thought some income from the role. Table 1 provides an over-
they could offer, suggestions included: repeating view of the PSPs’ average income; it highlights that
lessons, in particular relating to the marketing skillset while not all PSPs were being paid, six earned
including helping their groups to ‘diversify their around USD 30 per month and one earned an esti-
business’, ‘add value to their products’ and ‘calculate mated USD 174 per month, however later reports indi-
the costs of the business before starting it’; and, cated that several groups had stopped making
new lessons, provided by a project, ‘I requested payments, complaining that the rate was too high.
more lessons so our minds will be broadened with For the PSPs not being paid, one chose not to
what we are supposed to do’. charge his groups but to continue training them,
The ideas provided by the PSPs suggests that by- the other received payment from a few groups, but
and-large they consider the core service they have not consistently; this PSP had negotiated with the
to offer, now and into the future, is training. groups but thought that payment would depend on
However, although not articulated as such, in many ‘how they are saving’ and whether they had the
respects, the service the PSPs described is small money to pay. Across both projects, farmer contri-
business facilitation. This service includes building butions to the PSP ranged from USD 0.05 to 0.21
capacity through the SMART Skills, but also providing per month. Payments were not always made
ideas about business development (e.g. diversifying, monthly or every month with some groups paying
value adding) and providing encouragement. PSPs per ‘package’ of topics, visit, half-yearly and yearly.
talked about visiting groups ‘to see how they are In a few cases, payment was made in-kind e.g. the pro-
doing’ and ‘to motivate them so that when the vision of labour for weeding in exchange for a module
project goes they still have something to do’. This on marketing basics valued at USD 26.32.
INTERNATIONAL JOURNAL OF AGRICULTURAL SUSTAINABILITY 443

Table 1. PSP average income per month and percentage income contribution.
PSP Number of groups Number of groups paying Payment/month (Kwacha) Payment/month (USD) % of income
Project-E 1 11 11 464 49 2
Project-E 2 15 15 329 35 55
Project-E 3 16 0 0 0 5
Project-E 4 22 22 281 30 15
Project-E 5 10 7 140 15 15
Project-W 1 15 15 1650 174 -
Project-W 2 12 11 445 47 50
Project-W 3 18 17 350 37 60
Project-W 4 11 0 0 0 0
Project-W 5 11 8 400 42 10

For those earning approximately USD 30 per charging their groups a fee and others only charging
month, the income generated was comparable to a fee according to the season, because ‘in the rainy
the stipend they received from the project in the season they are lacking many things, but in the dry
training phase (∼USD 26), but for the others it was season they will pay more’. The same applied to one
considerably less or considerably more. Interestingly, of the few PSPs offering a service other than training:
regardless of how much PSPs were being paid they
For business planning, I charge some and others I don’t,
did not consider they were paid adequately because it depends on the type of people that come, there are
of the costs and time involved. One of the better some that have money and others that don’t have
paid PSPs money, it also depends on the type of business, for a
big business (poultry, livestock, fish ponds) I charge, for
felt the money given is not enough because when I con- a small business I don’t.
sider the time I spend, sometimes I spend the whole day
and I buy stationary, lunch and other materials … the One PSP thought that over time the groups might
payment is not enough for this, all in all I say it’s just okay. be in a position to pay them more as they learnt and
Another PSP receiving very little payment reflected applied the SMART Skills, ‘I improve their way of being
that ‘payment is a burden … sometimes I feel like quit- so that maybe in the future they can meet my
ting when I think that I leave my house and my per- demand [and pay me]’. Others were less concerned
sonal work to come and assist the people, but they about the amount they were making, but viewed it
do not appreciate [pay] for my work’. The PSPs as a way to diversify their own income stream. With
seemed to recognize that in terms of the time they PSPs generating 0–60 per cent of their income from
spent on the task and how this impacted their ability the role some ‘depended on this’ income, but
to do other tasks (including generating income) they another cautioned that ‘they could not depend on
were not adequately remunerated. This is not surpris- it’ and that the money received was less reliable
ing as they reported spending an average of 54–70 h than other income sources. Overall, nine PSPs indi-
per month travelling to visit their groups, in addition cated that they could earn some money from it, but
to the time they spent with them. They also reported that the financial returns for many were low.
other expenses for transport, materials, phone Even though there were questions about the profit-
airtime and hired labour costs to carry out farming ability of the role, all the PSPs said they would continue
activities that the PSP would normally undertake, but in the role after the projects ended. As outlined in the
could not because they were busy in the PSP role. previous section, many PSPs saw expanding their
The average monthly expenses incurred range from client base as an opportunity to generate more
USD 5–15 with communication costs the main income. The PSPs were concerned about the low
regular cost averaging USD 4.20 per month. returns, but their intent to continue suggests that
Despite not being entirely satisfied with the PSPs placed considerable value on the non-financial
payment received, typically PSPs understood that it aspects of the role, as discussed in the next section.
was difficult for smallholders to pay, ‘people are
failing to pay me because of the poverty situation
Are the PSPs entrepreneurial?
here’, ‘if a person is struggling for his own money to
save and even to feed their family I should not ask The intent of the PSP model is that service providers
to be paid’. This resulted in at least one PSP never initially develop their business within the framework
444 D. BOYD AND R. SPENCER

of the project and once the project ends they are deliver these back to the groups’. For these PSPs, a
equipped to operate as social entrepreneurs. This moral imperative to deliver lessons to their commu-
entrepreneurialism is integral to the PSPs’ ability to nities is core to their role, ‘From the lessons that I
scale up and be sustainable beyond the life of the receive, I see groups formed and saving, it encourages
project. The extent to which they embraced the me because I know what I am doing is right’.
concept of social entrepreneur was revealed in discus- Over time, the dual dimensions associated with
sions about how they defined their role and what social entrepreneurship became apparent to them.
motivated them. It quickly emerged that there were Commitment to their communities remained a pre-
four main role definitions based on their emphasis vailing motivation for the PSPs even after they came
on the entrepreneurial or community development to embrace the entrepreneurial qualities of the role.
dimensions of the role (see Figure 1). One PSP had many older farmers in his groups who
In the early stages of their budding careers, eight ‘are failing even to pay one kwacha [∼USD 0.05] per
PSPs emphasized the community volunteer aspect month’, but ‘the heart I have is for the community,
of the role, ‘I am a community volunteer. People are to improve their livelihoods, sharing with them knowl-
not yet developed, so my role is to help them move edge’. At the same time, he was entrepreneurial, char-
a step further’ and ‘I don’t really want to get ging a fee of 20 kwacha [∼USD 1.08] to give
payment as such; my focus is for the community to consultations to field assistants of other NGOs and
develop’. Initially, only one PSP spoke of being both to farmers’ associations. He explained ‘I could have
community volunteer and businessperson but been charging more, but to encourage more business
expressed concern about describing themselves as a I keep the price low’.
businessperson to their groups ‘because when I say Three PSPs strongly identified with the entrepre-
to a member that I’m doing business, the members neurial aspect of the role. One PSP told us ‘I am a busi-
will think that I myself am the only one who will nessperson because people are paying money, that is
benefit’. Despite the market-based premise of the why I work hard and teach them all the skills I have
PSP design, just one PSP defined their role as entre- learned [from the NGO] so that they can appreciate
preneur: ‘I see myself as a businessperson because I and pay me’. Another explained ‘To me being a PSP
have a product to sell, which is to provide lessons at is like a business, I depend on it and I earn my liveli-
a fee’. hood from being a PSP. I am also a farmer but
One and two years later, six perceived themselves being a PSP is another source of income’. This PSP
as agents of the NGO. They explained this is ‘because I expressed entrepreneurial ambition to expand his ser-
report to the project’. One PSP explained ‘my role is to vices and number of groups he worked with, but he
inform the project of what is going on in the field and also demonstrated a strong sense of obligation to
to take lessons from the project to the groups’. The his community, ‘I am motivated because many
relationship with the NGO was a defining character- people are able to now take their children to school
istic precisely because PSPs are trained within the and benefit from savings groups’. The social entrepre-
project, ‘I go to trainings on the SMART Skills and neur premise of the role is signalled by his dual

Figure 1. Spectrum of how PSPs identify their role.


INTERNATIONAL JOURNAL OF AGRICULTURAL SUSTAINABILITY 445

motivation to work hard because people are paying confusing for their farmer groups who had been
him and to improve the wellbeing of his clients receiving the service for free. We heard from one
through trainings. PSP that a ‘group refused the payment element
Half of the PSPs had previously volunteered with asking why should they pay for his service when
NGOs. Conceivably, the PSP role was yet another before this was free’. And for two PSPs, the notion
way they could contribute to their community’s of asking their groups to pay was at odds with the
development, albeit for payment. We heard numer- mutually reinforced belief that they are poor commu-
ous declarations from PSPs to this effect: ‘I have nities that need free agricultural extension services.
seen that it is one way of helping the community’, We were told, ‘I can’t demand a lot of money from
‘the NGO opened our eyes so that we can help my groups because they are very poor’. And from
people in the community, to reduce their poverty’. another,
Another PSP explained, ‘I am contributing to the
There are a lot of widows and disabled people who
development of my community but it was the NGO cannot move through the Barotse Plains to buy and
that provided me with all the training and knowledge sell fish. I’m feeling pity for my people. They just pay
to do this’. Another disclosed ‘my husband worries me a small token of appreciation, anything they want
because I earn nothing from my PSP activities, but I to give me, but not a regular monthly payment.
am still working hard because I accepted the job to This dilemma was compounded by the unclear
assist the community’; ‘I am public spirited and messages coming from NGOs. Despite the PSP train-
happy to sacrifice my time for the benefit of the com- ing modules’ description of the PSP as social entrepre-
munity. We have sacrificed ourselves to save our com- neur, some PSPs revealed that project staff referred to
munities’. These testimonies from PSPs reveal that for PSPs as volunteers. Others described situations where
most, the potential to develop a business is not what project staff had discouraged entrepreneurial drive,
compels them to take up the role. Understanding this advising PSPs not to pursue opportunities because
nuance as a legacy of colonialism and postcolonial ‘they were not ready’ or because it was beyond the
development interventions sheds light on the chal- scope of the project. For example, one PSP had
lenges for introducing market-based approaches. trained as a literacy instructor but when he advised
When NGOs recruit farmers to train as PSPs, the the NGO of his intention to provide this service to
role is introduced to them as a social entrepreneur. his groups, he was told to wait until the following
However, the data highlight that newly recruited year. Likewise, when the PSPs expressed a desire to
PSPs are not typically motivated to become business- create a farmers’ association for their groups the
people nor to develop a business. They are compelled NGO discouraged them, ‘we are keen to start an
to address the prevailing poverty of their commu- association, but we are being told not to hurry and
nities. One PSP explained ‘My vision is to see the com- then we lost confidence’.
munity not experience hunger and for children to go The PSP approach is designed as a market-based
to school’; another said when the project ends they intervention for the delivery of fee-based services to
will continue to be a PSP ‘but would like to work help develop rural livelihoods. What we see though
with another project’. These remarks offer us a is that many of the PSPs (and in some cases, the
glimpse into how the PSP role is perceived by the NGO project staff) struggle to adopt the entrepreneur-
PSPs themselves. While all PSPs were socially motiv- ial aspect of the role. This finding raises important
ated to continue, not all were driven by the entrepre- questions about the sustainability of the PSP
neurial opportunities, signalling the need for the approach.
project to focus its efforts on developing this aspect.
This is not to say that PSPs don’t value earning an
income from this new role, but it can be understood in
Discussion and concluding remarks
light of how the PSP model is implemented. In the
beginning, while PSPs were being trained, they The PSP model’s market-based approach incorporates
received payment from the NGO. Once they com- a range of elements designed to foster sustainability
pleted their trainings they graduated and were including a service orientation, self-funding mechan-
expected to charge their farmer groups a fee for ism and entrepreneurial emphasis. However, the
their services. We heard from the PSPs that this tran- PSPs’ experiences highlight that many of them
sition in service delivery is challenging for them and struggled with the market-based orientation; they
446 D. BOYD AND R. SPENCER

found it difficult to conceive of ways to expand the PSP approach? The challenge is to arrive at a respon-
services they deliver, to generate sufficient income sive and situated implementation of the PSP
to justify the time and expense of the role, and, to approach.
flourish as social entrepreneurs. This signals the PSP
approach requires a radical rethinking of how to do
How to balance the strong social mission of
development and the roles of the different actors;
the PSPs and smallholder expectations
quite simply there seems to be a tension between
regarding free agricultural extension with a
the ‘old’ (charity-oriented) way of doing development
fee-for-service approach?
and the ‘new’ (market-oriented), and this potentially
undermines the PSP approach as well as threatens The compelling sentiment of the PSPs was to support
its sustainability, thereby raising a series of dilemmas. NGO interventions that address the persistent poverty
of their communities. This strong sense of social
purpose prevails over the entrepreneurial aspect of
How to scale out and up when an important
the role, signalling the need to emphasize entrepre-
metric of determining the impact of a project is
neurship during recruitment and training and to
the number of beneficiaries reached?
explain to PSPs the imperative for a market-based
An important metric of determining the impact of a approach. NGOs need to embrace the entrepreneur
development intervention is the number of benefici- premise of the role too and discursively shift from
aries reached within the project timeframe. Too often the community volunteer concept.
scaling out processes (the mere multiplication of the Combined with an entrenched history of depen-
same, i.e. train more PSPs to reach more farmer dency, the fee-for-service approach sits somewhat
groups) are prioritized over scaling up processes in uncomfortably with cultural norms regarding giving
which value is added to something (i.e. PSPs offer and reciprocity. The culture of solidarity, ‘social net-
new services and training to the same farmer groups) works and culturally legitimized dealings tend to
(Linn, 2012). Certainly, PSPs identified the risk of prevail over market-efficient behaviour, as they
market saturation in scaling out compared with what promote the survival of the community under con-
they deemed to be the more sustainable approach of ditions of scarcity’ (Cieslik, 2016, p. 12). Farmers are
scaling up. Indeed, most challenges regarding scalabil- compelled to offer PSPs a small token of appreciation
ity in the context of international development relate for their time and training, for example, giving the PSP
to scaling up rather than scaling out (Wigboldus & money for soap as opposed to payment. This subtle
Leeuwis, 2013), and therefore, processes of scaling resistance to the marketization of agricultural exten-
up require ‘flexibility, time and resources to be success- sion points to the need for the PSP model to privilege
ful’ (Creech, 2008, p. 9). This is particularly so in the local understandings and ways of being that embed
context of social entrepreneurship, whereby, scaling social norms of gift and reciprocity within the commu-
processes should focus on diversity of services nity (McNamara, 2017).
offered; knowledge dissemination; creating markets; Hence, a moral economy lens helps to equalize the
influencing awareness, norms and behaviours; and two elements of social entrepreneur because it recog-
network development (Kalafatas, 2006). nizes ‘that economic activities are defined and legiti-
In discussing scaling up of R4D innovations in agri- mized by moral beliefs, values and norms’ (Cieslik,
culture, Shilomboleni and De Plaen (2019) advise that 2016, p. 12). The notion of the moral economy rests
implementing actors must effectively engage with the upon the premise that, particularly in rural livelihoods,
scaling process. Therefore, ensuring that the PSP there are ‘a set of normative attitudes concerning the
approach is not only scaled out but embedded social relations that surround their local economies’
within local socio-cultural structures and practices is (Cieslik, 2016, p. 12). The solidarity expressed by
‘an important enabling factor that affects the sustain- PSPs for their communities is an artefact of the pre-
able spread or adoption of an innovation’ (Shilombo- vailing moral economy that the PSP approach must
leni & De Plaen, 2019, p. 727). In doing so, the PSP support to ensure its sustainability. This is also impor-
model is enacted within situated practice, that is, in tant for the effectiveness of the approach because the
farmers’ capabilities to adopt the approach. Could it motivation of farmers engaged in F2Fe has been
be that only scaling out (without also scaling up) linked to their effectiveness in the role (Fisher et al.,
holds an inherent risk to the sustainability of the 2018).
INTERNATIONAL JOURNAL OF AGRICULTURAL SUSTAINABILITY 447

How to reconcile the innovative, creative and from targeted activities that emphasize the entrepre-
responsive elements of social neurial aspects of the model and support PSPs and
entrepreneurialism with detailed project other actors to unravel some of the dilemmas high-
design, consistent project delivery and a lighted above to enable PSPs to thrive and drive the
culture of accountability? sustainability of this F2Fe approach.
Notwithstanding the strong social purpose of the
PSPs, there was evidence of nascent entrepreneurial- Acknowledgements
ism, but this was often dampened by NGO staff. As
Special thanks to the PSPs who met with the research team mul-
McNamara (2017) notes, structures relating to devel- tiple times over 4 years and generously shared their experi-
opment funding and ‘actants’ like project reporting ences. Thanks to CRS for funding and partnering with the
influence how NGO field staff create meanings. In researchers to explore its market-based approach. We also
this case, the meanings of social entrepreneurship acknowledge the work of the research team (Drs. Catherine
for NGO staff are constrained by concerns for how Mthinda, Charles Masangano, Stanley Kahila, John Davis),
research assistant Leila Nasr and implementing NGOs in Zambia.
to marry innovation, creativity and responsiveness
with typical structured and consistent project deliv-
ery. Although there is no singular definition of a Disclosure statement
social entrepreneur, some key attributes beyond
No potential conflict of interest.
creating social value, is their ability to recognize and
harness opportunities, innovate, take risks and be
resourceful (Peredo & McLean, 2006). This sits in Funding
tension with the way in which NGO staff and pro-
grams are closely monitored, controlled and This work was supported by the Australian Agency for Inter-
national Development (AusAID) through the AusAID Develop-
evaluated. ment Research Awards Scheme under an award titled
The PSP approach encourages the development of Improving the ability of smallholder farmers in southern Africa
PSP networks intended to operate as ‘peer support to engage with markets [Grant Agreement number 66421].
organizations’ that ‘enhance sustainability’ beyond
the life of a project (Bavois, 2013). These networks
potentially play a vital role in the innovation Notes on contributors
process, although as described their function Davina Boyd is a research fellow with the Centre for Sustainable
appears to be less about innovation and more about Farming Systems at Murdoch University. She is an applied social
risk management, training, quality control and stan- researcher, community development practitioner and not-for-
profit director. Working in the research for development
dardization of services and pricing (Bavois, 2013).
space, her research combines interests in capacity development,
This suggests that there could be room to reimagine sustainable intensification, rural livelihoods and agricultural
the function of the PSP network, whereby the extension.
network itself is a broker of innovation (Klerkx, 2012) Rochelle Spencer is a founding co-director of the Centre for
connecting PSPs and facilitating alliances with other Responsible Citizenship and Sustainability at Murdoch Univer-
actors; enabling these actors, rather than the NGO, sity and a co-chair of the Research for Development Impact
to be the drivers of change and improving the per- Network. Her research spans the anthropology of development,
gender and rural livelihoods, Indigenous social enterprise,
formance and impacts of private extension systems
capacity development and development tourism.
(Malima et al., 2020). At the same time, there is a
need for policies that foster innovation and support
the F2Fe ecosystem to thrive after project funding ORCID
support ends (Kiara, 2011).
Davina Boyd http://orcid.org/0000-0003-2094-6728
This research highlights the considerable promise Rochelle Spencer http://orcid.org/0000-0001-7910-7844
of the PSP model to address the challenge of provid-
ing sustainable agricultural extension services to
smallholder farmers. However, like other novel exten- References
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