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Nejmoa 2207586
Nejmoa 2207586
Nejmoa 2207586
The
journal ofmedicine
established in 1812 february 16, 2023 vol. 388 no. 7
abstr act
BACKGROUND
Limited level 1 evidence is available on the omission of radiotherapy after breast- From the University of Edinburgh (I.H.K.,
conserving surgery in older women with hormone receptor–positive early breast L.J.W., D.A.C., J.M.D.) and Western Gen- eral
cancer receiving adjuvant endocrine therapy. Hospital (W.J.L.J.) — both in Edin- burgh.
Prof. Kunkler can be contacted at
METHODS i.kunkler@ed.ac.uk or at the Institute of
Genetics and Cancer, University of Edin-
We performed a phase 3 randomized trial of the omission of irradiation; the trial burgh, Crewe Rd., Edinburgh, EH4 2XR,
population included women 65 years of age or older who had hormone receptor– United Kingdom.
positive, node-negative, T1 or T2 primary breast cancer (with tumors ≤3 cm in the A list of the collaborators in the PRIME II
largest dimension) treated with breast-conserving surgery with clear excision mar- trial is provided in the Supplementary
gins and adjuvant endocrine therapy. Patients were randomly assigned to receive Appendix, available at NEJM.org.
whole-breast irradiation (40 to 50 Gy) or no irradiation. The primary end point was N Engl J Med 2023;388:585-94.
local breast cancer recurrence. Regional recurrence, breast cancer–specific sur- DOI: 10.1056/NEJMoa2207586
Copyright © 2023 Massachusetts Medical Society.
vival, distant recurrence as the first event, and overall survival were also assessed.
RESULTS
A total of 1326 women were enrolled; 658 were randomly assigned to receive
whole-breast irradiation and 668 to receive no irradiation. The median follow-up
was 9.1 years. The cumulative incidence of local breast cancer recurrence within
10 years was 9.5% (95% confidence interval [CI], 6.8 to 12.3) in the no-radiother-
apy group and 0.9% (95% CI, 0.1 to 1.7) in the radiotherapy group (hazard ratio,
10.4; 95% CI, 4.1 to 26.1; P<0.001). Although local recurrence was more common
in the group that did not receive radiotherapy, the 10-year incidence of distant
recurrence as the first event was not higher in the no-radiotherapy group than in
the radiotherapy group, at 1.6% (95% CI, 0.4 to 2.8) and 3.0% (95% CI, 1.4 to 4.5),
respectively. Overall survival at 10 years was almost identical in the two groups, at
80.8% (95% CI, 77.2 to 84.3) with no radiotherapy and 80.7% (95% CI, 76.9 to
84.3) with radiotherapy. The incidence of regional recurrence and breast
cancer–spe- cific survival also did not differ substantially between the two
groups.
CONCLUSIONS
Omission of radiotherapy was associated with an increased incidence of local re-
currence but had no detrimental effect on distant recurrence as the first event or
overall survival among women 65 years of age or older with low-risk, hormone
receptor–positive early breast cancer. (Funded by the Chief Scientist Office of the
Scottish Government and the Breast Cancer Institute, Western General Hospital,
Edinburgh; ISRCTN number, ISRCTN95889329.)
N THE UNITED STATES, 26% OF BREAST for the accuracy and completeness of the data
cancer diagnoses are in women 65 to 74 for the adherence to the protocol. The funders
I
years of age.1 The prevalence of breast cancer of the trial had no role in its design or conduct,
among older adults is rising.2 Underrepresenta- no access to the data, and no role in the
tion of older patients with breast cancer in clini- analysis or publication of the data.
A Quick Take
is available at cal trials has led to undertreatment and over-
NEJM.org treatment.3 A meta-analysis by the Early Breast PATIENT SELECTIoN
Cancer Trialists’ Cooperative Group4 showed Women 65 years of age or older were eligible to
that radiotherapy after breast-conserving participate if they had T1 or T2 primary breast
therapy, al- though it reduces the overall cancer (tumor size, ≤3 cm in the largest dimen-
cumulative inci- dence of recurrence among sion) that had been treated with breast-conserv-
node-negative pa- tients, confers only a modest ing therapy plus axillary staging (four-node
survival benefit. Omission of radiotherapy after lower axillary sample, sentinel-node biopsy, or
breast-conserv- ing therapy in low-risk, older axillary-node clearance) and was node-negative,
patients with smaller hormone receptor (HR)– estrogen receptor (ER)–positive or progesterone
positive tumors remains controversial,5-7 with receptor–positive (or both), and had clear exci-
only limited long- term level 1 evidence sion margins (≥1 mm); they also needed to have
available to guide treat- ment decisions.2,8-12 received adjuvant or neoadjuvant endocrine ther-
The 5-year results of the PRIME II trial apy. Patients were eligible if they had either
showed that among women 65 years of age or cancer with grade 3 histologic features or lym-
older who had HR-positive T1 or T2 primary phovascular invasion but not both. Patients were
tumors (≤3 cm in the largest dimen- sion) and excluded if they were younger than 65 years of
no lymph-node involvement and who were age, had a history of in situ or invasive carcino-
treated with breast-conserving therapy and ma of either breast, or had had malignant dis-
adjuvant endocrine therapy, radiotherapy was ease within the previous 5 years (except non-
associated with a lower percentage of patients melanomatous skin cancer or carcinoma in situ
having local breast cancer recurrence (4.1% of the cervix). Neither HER2 status (since it was
without radiotherapy vs. 1.3% with not routinely measured at the initiation of the
radiotherapy).9 Despite guidelines supporting the trial) nor coexisting conditions were recorded.
omission of radiotherapy in women 70 years of All patients had to have a health status that
age or older with T110,11 or small selected T212 would make treatment and follow-up possible.
estrogen- receptor (ER)–positive tumors treated
with breast- conserving therapy and adjuvant TREATMENT
endocrine ther- apy, the use of radiotherapy in At trial entry, a computerized randomization
the United States in this clinical context service was used to randomly assign patients
remains common.13 Here we report the 10-year in a 1:1 ratio to receive either whole-breast
outcomes of the PRIME II irradia- tion or no irradiation. Guidelines were
trial. given for irradiation (40 to 50 Gy in total; 2.66
to 2.00 Gy per fraction in 20 to 25 fractions),
which was administered over a period of 3 to 5
methods
weeks. Boost irradiation of the breast was
OVERSIGHT allowed with electrons (10 to 15 Gy) or with
We conducted PRIME II, a phase 3 randomized an iridium im- plant (e.g., 20 Gy to the 85%
clinical trial that was designed by the Scottish reference isodose volume). We recommended
Cancer Trials Breast Group (SCTBG). The meth- tamoxifen at a dose of 20 mg per day for 5
ods have been described previously.9 The trial years as standard adju- vant endocrine therapy.
was conducted in 76 centers in the United King- Follow-up was per- formed through annual
dom, Greece, Australia, and Serbia. The protocol clinical visits for at least 5 years and
(available with the full text of this article at subsequently through clinic visits or telephone
NEJM.org) received U.K. ethics approval. All calls to the patient or a community doctor to
the patients provided written informed consent. determine each patient’s health status. Annual
Two of the authors designed the trial with the mammography of both breasts was rec-
SCTBG. The authors wrote the article and vouch
results
2020, before the analysis was performed. Adher- PATIENTS
ence to adjuvant endocrine therapy was included From April 16, 2003, to December 22, 2009, a
as an additional secondary end point. total of 1326 patients underwent randomization;
Data were analyzed with Kaplan–Meier plots 658 were randomly assigned to receive postop-
and by log-rank testing (Mantel–Cox statistic for erative irradiation, and 668 were assigned to
the equality of survival distributions between the receive no postoperative irradiation (Fig. 1).
two groups). Hazard ratios and 95% Pa- tients were recruited from the United
confidence intervals were estimated with the Kingdom (1263 patients), Greece (22
Cox propor- tional-hazards model, with the patients), Australia
proportional- hazards assumption tested for (16 patients), and Serbia (25 patients). Table 1
each model with the use of the graphical and
numeric methods described by Lin et al.15 All
the analyses were
The New England Journal of Medicine
Downloaded from nejm.org by Mirabela Cretu on February 19, 2023.
N ENGL J MED 388;7 NEJM.ORG FEBRUARY 16, 2023 587
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N ENGL J MED 388;7 NEJM.ORG FEBRUARY 16, 2023
SuBGRouP ANALYSIS
surgery and irradiation is consistent with the
In a subgroup analysis of local recurrence ac- results of the earlier Cancer and Leukemia
cording to ER status, the cumulative incidence Group B (CALGB) 9343 trial, which involved
of local recurrence was lower among patients patients 70 years of age or older who had T1,
with ER-high cancers than in the overall trial node-negative, HR-positive tumors treated with
population (Fig. 3). The 10-year cumulative inci- breast-conserving surgery and tamoxifen8; in that
dence of local recurrence among patients with trial, the incidence of local recurrence within 10
ER-high tumors was 8.6% (95% CI, 5.7 to 11.4) years was 7 percentage points lower among pa-
in the no-radiotherapy group and 1.0% (95% CI, tients who received irradiation than among
0.1 to 1.9) in the radiotherapy group (hazard those who did not. Our observations in a higher-
ratio, 8.23; 95% CI, 3.24 to 20.85). The 10- risk population show a similar between-group
year cumulative incidence of local recurrence difference in the incidence of local recurrence.
among patients with ER-low tumors in the no- Earlier trials of irradiation after breast-conserv-
radiother- apy group was 19.1% (95% CI, 8.2 to ing surgery,17-23 apart from the Italian trial,23
29.9) (haz- ard ratio [vs. patients with ER-high were not exclusive to older patients, which lim-
tumors in the radiotherapy group], 23.93; 95% ited their generalizability to an older population.
CI, 8.43 to 67.93). No local recurrence was The 9.5% cumulative incidence of local recur-
observed among patients with ER-low tumors rence at 10 years among the patients who did not
in the radiotherapy group, but the sample was receive radiotherapy in our trial lies within
very small (53 pa- tients). Data were collected range from the European Society of Mastology
on the duration of adjuvant endocrine therapy, (EUSOMA) guidelines, which cited a maximum
and the time-depen- dent analysis showed an rate of locoregional recurrence of 10% at 10
increased risk of local recurrence among years.24 Our results are also consistent with the
patients in the no-radiother- apy group who small benefit from irradiation that was found in
were no longer taking endocrine therapy the low-risk group of older patients in a meta-
(hazard ratio [vs. patients who contin- ued to analysis of trials of adjuvant radiotherapy after
take endocrine therapy], 4.66; 95% CI, breast-conserving surgery.4 EUSOMA guidelines
1.77 to 12.25). Other studies have shown that recommend that patients older than 70 years of
16
less than 80% adherence is associated with sig- age receiving adjuvant endocrine therapy for
nificantly decreased benefit from adjuvant endo- low- risk tumors may be treated without
crine therapy. irradiation,25 similar to the recommendations of
the U.K. National Institute for Health and Care
discussion Excel- lence26 and the National Comprehensive
Cancer Network guidelines, which allow
In this trial involving older women with HR- omission of irradiation in women 65 years of
positive breast cancer treated with adjuvant en- age or older26 or 70 years of age or older11
docrine therapy, the 10-year incidence of local with stage 1, ER- positive breast cancer after
cancer recurrence after breast-conserving sur- breast-conserving surgery. Our findings provide
gery was significantly lower among patients who additional data indicating that although the
received whole-breast irradiation than among omission of irradia- tion increases the
those who did not receive irradiation. The inci- cumulative incidence of local recurrence, it
dence of local recurrence up to 10 years among does not have a similar effect on
patients who received radiotherapy remained distant disease–free or overall survival.
low, whereas that among patients who did not The applicability of these results to clinical
receive radiotherapy continued to increase with practice will be influenced by the balance of
no apparent plateau. However, the absolute dif- the risks and benefits of radiation as compared
ference in the incidence of local recurrence at 10 with those of adjuvant endocrine therapy.
years was modest (8.6 percentage points). De- Irradiation has associated complications,
spite this difference, irradiation had no substan- including cardiac events and second cancers.27,28
tial effect on the incidence of regional or distant We did not collect data on toxic effects of
metastases or on breast cancer–specific or over- radiation in our trial. However, an analysis of
all survival. The low cumulative incidence of lo- treatment-related com- plications in the PRIME
cal recurrence at 10 years after breast-conserving I trial, in which patients were also randomly
assigned to receive or not
No
Characteristic
Age — yr
Mean
Median (IQR)
Tumor size — no. (%)
0–1.0 cm
1.1–2.0 cm
2.1–3.0 cm
Excision margins — no. (%)
<1 mm
1–5 mm
>5 mm
Reexcision†
Unknown
Tumor grade — no. (%)
1
2
3
Unknown
Tumor location — no. (%)
Left breast
Right breast
Side unknown
Table 1. (Continued.)
No Radiotherapy Radiotherapy
Characteristic (N = 668) (N = 658)
* Plus–minus values are means ±SD. Percentages may not total 100 because of rounding. IQR denotes interquartile range.
† Excision margins of at least 1 mm were required by the protocol, which in some cases required reexcision; reexcision margins
also had to be at least 1 mm.
‡ Tumors were defined as estrogen receptor (ER)–high if they had an Allred score of 7 or 8 (on a scale from 0 to 8, with higher
scores indicating greater staining for ER), an ER level of at least 20 fmol per milligram of protein, or at least 50% of cells
staining positive for ER, or when the only information available on the case-report form was classification as “+++” (indicating
strong staining for ER), “strongly positive,” or “ER-positive.” In 12 patients, data on ER were not reported.
§ Only 584 copies of the postradiotherapy form were returned. One patient did not complete radiotherapy after it had been started,
and one patient had the boost dose altered after it had begun. The majority of patients whose radiotherapy dose was outside the
guidance-recommended range of 40 to 50 Gy were from countries other than the United Kingdom.
receive irradiation after breast-conserving sur- therapy and irradiation is available, so recurrence
gery, showed no difference in global quality of does not necessarily mean loss of the breast.
life between the two groups.29,30 An increased Women in either group in the current trial
risk of cardiovascular events has been reported were more likely to die from other causes than
in association with tamoxifen and aromatase in- from breast cancer. Of the 231 deaths that oc-
hibitors.31 In contemporary practice, higher-risk curred, only 31 (13%) were due to breast cancer.
patients (i.e., those with T2 or grade 3 HR-posi- Patients and clinicians can balance the harms
tive tumors) are likely to be treated with an and benefits of irradiation knowing that avoid-
aromatase inhibitor as endocrine therapy rather ing it does not increase the risk of death from
than with tamoxifen. The results of the current breast cancer.
trial are similar to those of the British Associa- Few patients in the trial had grade 3 cancers
tion of Surgical Oncology II trial,20 in which (36 patients) or lymphovascular invasion (39 pa-
local disease was controlled with tamoxifen or tients), and therefore whether radiotherapy can
irra- diation given alone. Viable options for be avoided in these patients is not clear. On the
patients who meet the entry criteria for our basis of studies of neoadjuvant endocrine therapy
current trial are a short course of irradiation or (Dixon JM and Turnbull A: personal communi-
adjuvant en- docrine therapy. The advantage of cation), ER-high grade 3 tumors do not respond
endocrine therapy is that it also reduces the risk less well than lower-grade tumors. However, the
of cancer recurrence in the contralateral breast. current trial was underpowered to detect any
The risk–benefit ratio of irradiation and en- difference in local recurrence between grade 3
docrine therapy in older patients with low-risk, and grade 1 or 2 tumors. For grade 3 tumors and
ER-positive disease has become more nuanced, 32 lymphovascular invasion, our estimates of effect
with hypofractionated dose schedules,33 acceler- size are not very precise as a result of low num-
ated partial breast irradiation,34 and improved bers. We can speculate that in selecting suitable
delivery techniques.35 Given the limitations of patients for the trial, clinicians were cautious in
partial-breast irradiation (which demands local- enrolling patients with grade 3 tumors or lym-
ization of the treatment site and associated qual- phovascular invasion because the risk of local
ity assurance) as compared with whole-breast recurrence is doubled in patients who have can-
irradiation, we concur with the view 36 that adju- cer with grade 3 histologic features or lympho-
vant endocrine therapy without irradiation is the vascular invasion,37,38 although the relevance of
principal competitor to whole-breast irradiation. these characteristics as risk factors in older pa-
For patients who do not receive irradiation and tients is unclear. Confining the option of omis-
do have subsequent development of local recur- sion of irradiation to grade 1 and 2 tumors is
rence, the option of further breast-conserving also in line with current European guidelines.24,25
Radiotherapy No radiotherapy
100 100
100.0 100.0
80 80
Survival (%)
Survival (%)
Distant Recurrence–free
Local Recurrence–free
97.5 97.5
60 60
95.0 95.0
40 40
92.5 92.5
20 20
90.0 90.0
0 2 6 8 10 0 2 6 8 10
4 4
0 6 8 10 0 6 8 10
0 2 4 0 2 4
Time (yr) Time (yr)
No. at Risk No. at Risk
No radiotherapy 668 628 569 463 369 209 No radiotherapy 668 641 592 485 389 225
Radiotherapy 658 625 585 478 383 207 Radiotherapy 658 624 586 477 382 207
100.0
80 100.0
80
Survival (%)
97.5 95.0
Breast Cancer–Specific
60
Surviv
60
95.0 90.0
Overall
40 85.0
40
92.5
80.0
20
90.0 20
0 75.0
2 4 8 10 0 2 6 8 10
0 6 4
0 2 4 6 8 10 0
Time (yr)
Figure 2. Local Recurrence, Distant Recurrence as the First Event, Breast Cancer–Specific Survival, and Overall Survival.
In each panel, the inset shows the same data on an expanded y axis. Shaded areas around the curves indicate the 95% confidence inter- val. Confidence
intervals in Panels B, C, and D have not been adjusted for multiple testing and should not be used in place of hypothe- sis testing.
Survival (%)
data on adherence. Instead, using the reported 60
Local Recurrence–free
end of endocrine therapy as a surrogate measure,
we found a risk of local recurrence that was 4 40
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