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The Mental Health of Informal Caregivers

in Ontario: An Epidemiological Survey

Jeanette J. Cochrane, BA(Hons), Paula N. Goering, PhD, and Joy M. Rogers, RN, MSc

Introduction have documented that caregiving can be an


arduous and debilitating experience and that
Over the past 2 decades, Canadian and it constitutes a potential threat to physical,
American social policy has placed increas- psychological, and social health.21 Findings
ing emphasis on home care of the suggest that the toll can be especially high if
chronically ill, elderly, disabled, and men- the care recipient has a severe and pro-
tally disturbed. Rooted in concerns about longed illness or disability.22 But with few
escalating health care costs and the damag- exceptions,23'24 outcome indicators have
ing effects of institutionalization, this policy been restricted to measures of general psy-
direction has created massive reverbera- chological distress, symptoms of depression,
tions throughout all levels of the health and and physical illness.
mental health systems. One unintended and Assessment of potential unmet needs
little-noticed impact of this change is the also requires information about whether
increased burden of care on informal sup- caregivers are receiving services. Few stud-
ports-that is, families and friends who ies of caregivers report on their health
function as primary caregivers. service utilization, and those that do have
Large-scale community surveys docu- produced inconsistent results. Haley et al.25
menting the prevalence of problems reported that caregivers made more fre-
associated with caregiving by informal quent visits to their physicians and used
sources are rare. According to one Ameri- more prescription drugs than a matched
tion of can source, at least 80% of those needing group of noncaregivers. In contrast, care-
tex: m long-term care receive it from informal givers studied by George and Gwyther26 did
sources.' A study sponsored by the Ameri- not use more medical services than older
can Association of Retired Persons and the adults living in the community.
Travellers Foundation estimated that up to 7 The first province-wide epidemiologi-
million Americans, 75% of them women cal surveys of the health and mental health
and more than 50% holding full-time jobs, status of Ontario residents, conducted in
are currently providing care for an average 1990 and 1991, have provided a unique
of 12 hours a week and have been doing so opportunity to investigate the psychiatric
for at least 2 years.' The US Census Bureau and physical health status and service uti-
National Long-Term Care Survey conducted lization of caregivers. This paper provides
in 1984 found that approximately 2.2 mil- the first descriptive overview of the psychi-
lion caregivers were caring for 1.6 million atric correlates of informal caregiving in the
disabled elderly persons and that 37.4% of general population.
-all caregivers were adult children, with
spouses constituting another 35.5%.2 How-
ever, these studies have not investigated the The authors are with the Health Systems Research
prevalence of psychiatric disorder, physical Unit, Clarke Institute of Psychiatry, and with the
illness, utilization of services, or disability in Department of Psychiatry, University of Toronto,
their survey populations. Canada. Dr Goering is also with the Faculty of
Nursing at the University of Toronto.
The literature provides a large amount Requests for reprints should be sent to Jeanette
of information about the circumstances, J. Cochrane, Health Systems Research Unit, Clarke
tasks, and effects of caring for a relative. Institute of Psychiatry, 250 College St, Toronto,
However, the information is predominantly Canada M5T 1R8. Internet correspondence may be
suppon servies. based on small studies that used conve- directed to jcochraneghsru.clarke-inst.on.ca.
Health. 1997;87:20 nience or clinical samples.?20 These studies This paper was accepted December 30, 1996.

m. 2fA .i.
December 1997, Vol. 87, No. 12
Caregivers' Mental Health Status

Interview and Questionnaire "other" services, including self-help groups,


telephone hotlines, and work-related ser-
Methods Psychiatric status was assessed in a vices designed to help the person get or
face-to-face interview by means of the keep a job. The questions on utilization
The Ontario Health Survey University of Michigan Composite Intema- were not associated with any specific symp-
and Supplement tional Diagnostic Interview, 27 which is a toms and depended on the respondents'
modification of the Composite Intemational ascription of use to the presence of a self-
The Ontario Health Survey and the Diagnostic Interview developed by the defined mental health problem.
supplement to it are community-based epi- World Health Organization.28 The latter is a The following caregiver question was
demiological surveys. The survey was structured diagnostic interview that was used to identify caregivers and to provide
designed to collect physical health and designed to be used in epidemiological sur- key information about circumstances related
health risk data. The supplement was veys and administered by trained lay to the caregiving role: "In the last 6 months
developed to provide estimates of the interviewers. The University of Michigan have you been involved in providing care
prevalence of psychiatric disorders, disabil- version was adapted for use in Ontario by for a close friend, relative or family mem-
ity, and service utilization among residents the Supplement Working Party in collabora- ber who needs help because of chronic
of Ontario. tion with Dr R. Kessler (Institute for Survey illness, old age, disability, mental retarda-
Research, University of Michigan) and Dr tion or mental illness?" The caregivers were
Sample H.-U. Wittchen (Max Planck Institute, also asked to indicate the age, sex, and rela-
Munich). For this report, respondents were tionship of each person being cared for and
The Ontario Health Survey was con- classified as having a past-year diagnosis if the place where the care recipient lived.
ducted between January 1 and November they met Diagnostic and Statistical Manual Finally, caregiver burden was assessed
30, 1990. Some 32 000 household respon- ofMental Disorders, 3rd edition, revised, 1- by two questions, which concerned the
dents were interviewed in their homes by year criteria for Axis I or lifetime criteria for amount of time spent providing care and
trained Statistics Canada interviewers. The Axis II disorders. Axis I disorders included caregivers' perceptions of the degree to
sample design used to identify respondents affective (unipolar, bipolar, and dysthymia), which caregiving responsibilities interfered
for the survey included stratification and anxiety (social and simple phobias, agora- with their own lives.
multistage probability sampling to select phobia, panic disorder, and generalized
defined geographic areas and household anxiety disorder), and substance disorders Analysis
dwellings. Eligible respondents were non- (abuse of or dependence on alcohol or other
institutionalized civilians aged 15 years substances). Axis II disorders were antiso- Three objectives are outlined below,
and older. The population of Ontario was cial personality disorder and adult antisocial along with the statistical methods used to
stratified by the 42 public health units in disorder. Our summary variable "any diag- address each objective.
the province, and each unit was further nosis" included any affective disorder, any 1. To describe the prevalence and
divided into urban and rural strata. House- anxiety disorder, and any Axis II disorder, characteristics of caregivers and care
holds were randomly selected from the but it excluded substance use disorders. recipients and compare caregivers with
total list of habitable residences; one indi- Physical health status was assessed noncaregivers in the community. Propor-
vidual in each household was interviewed. with the use of a series of questions from tions and 95% confidence intervals (CIs)
The response rate for the survey was 88%. the Ontario Health Survey. The questions were used to describe characteristics of the
The supplement interviews took place covered a multitude of problems ranging three groups. Differences between care-
between December 1, 1990, and April 15, from headaches and colds to more serious givers and noncaregivers were tested with
1991. Interviews were conducted by expe- disorders such as cardiovascular disease the chi-squared statistic and the t test.
rienced Statistics Canada field staff who and cancer. Each health problem was 2. To determine whether being a care-
were rigorously trained in the administra- assigned a disease classification code from giver is associated with the following
tion of the University of Michigan the International Classification ofDiseases, dependent variables: mental disorder,
Composite International Diagnostic Inter- 9th edition. physical health problems, disability, and
view.27 The supplement sample was based Disability questions in the supplement the use of mental health services. Crude
on the households participating in the referred to the number of days in the past odds ratios (ORs) and 95% confidence
August to November segment of the sur- month when respondents experienced diffi- intervals around these estimates were cal-
vey. One individual aged 15 years or older culty in performing normal everyday culated for each potential association.
was randomly chosen from each house- activities. Subjects were asked to report on Proportions, 95% confidence intervals
hold; persons between the ages of 15 and the number of partial days (limited disabili- around the proportions, and tests of statisti-
24 were oversampled. A total sample of ty) or full days (total disability) in which cal significance using the chi-squared
9953 household respondents over the age they were unable to perform usual activi- statistic are also reported.
of 15 completed the supplement interview. ties, and on the number of days when 3. To estimate the magnitude of the
The response rate was 77%. extreme effort was required to perform association between being a caregiver and
Persons aged 65 years and older were these activities. each of the dependent variables, once con-
given a shortened version of the diagnostic Areas of inquiry regarding service uti- founding or modifying variables are
portion of the supplement to minimize the lization included inpatient episodes, controlled. On the basis of the literature
burden of the interview, so information for outpatient services (by general practitioners, and the available data, age, sex, employ-
some psychiatric diagnoses is not available psychiatrists, other specialty physicians, ment status, and economic disadvantage
for this older group. This paper reports nurses, psychologists, social workers, occu- were identified as potential confounding or
results for all respondents under the age of pational therapists, and nonmedical helpers modifying variables for each of the crude
65 (n= 8116). such as clergy and faith healers), and associations examined in objective 2.

December 1997, Vol. 87, No. 12 American Journal of Public Health 2003
Cochrane et al.

The potential for confounding was


determined by comparing the magnitude of TABLE 1 -Prevalence of Informal Caregiving in Ontario, Canada: Results from
a 1991 Province-Wide Household Survey
the crude association with that of the
adjusted association, with a difference of In Home Out of Home Total
10% or more considered evidence of con-
founding29 (provided there was no Care Recipients (95% Cl) (95% Cl) (95% Cl)
statistically significant interaction). For Sample n 415 1097 1512
each dependent variable (diagnosis, disabil- Estimated n 387600 794200 1181800
ity, utilization), the following steps were Estimated % 32.8 (29.3, 36.3) 67.2 (63.7, 70.7) 100.0
conducted, using logistic regression: (1) the Age of care recipients, %
<19 y 12.1 (12.1,16.5) 3.3 (1.6, 4.9) 6.2 (4.4, 7.9)
crude associations between caregiving and 19-64 y 52.2 (45.4, 58.9) 33.7 (29.2, 38.2) 39.8 (35.9, 43.6)
the dependent variables were individually >64 y 35.8 (29.6, 41.9) 62.0 (57.9, 65.9) 54.0 (49.7, 56.9)
determined and reported; (2) potential inter- Relationship to caregiver, %
actions between caregiver status and each Spouse 17.2 (12.0, 22.3) .. .a 5.8 (3.9, 7.6)
of the potential confounders were exam- Parent or sibling 33.8 (24.5, 40.2) 36.1 (31.3, 40.9) 35.4 (31.6, 39.1)
Child 16.2 (11.1, 21.2) 3.6 (1.9, 5.3) 7.8 (5.8, 9.8)
ined; (3) the associations between care- Friend ... .a 29.4 (24.9, 33.9) 20.8 (17.7, 23.9)
giving and the dependent variables were Other (in-law, other
adjusted for age, sex, employment status, relative, etc.) 29.3 (22.9, 35.8) 30.8 (25.5, 34.9) 30.3 (26.7, 33.9)
and economic disadvantage separately; and
(4) as it is possible that these variables may Note. Cl = Confidence interval.
aAn absence of estimate means low precision and no accurate estimate possible.
not act as confounders separately but may
do so jointly, a model was built for each
dependent variable, which included being a
caregiver and all the potential confounder
variables. As before, the crude and adjusted caregiver. Among those living elsewhere, ing 1 to 7 hours per week and the remainder
associations were compared for each model. approximately 40% lived alone, 45% lived spending 8 or more hours. "In-home" care-
Statistical significance was set at an a with someone else, and 14% lived in an givers spent significantly more time (z =

level of .05, and all tests were two-sided. institution. (Information is missing for the 3.63, P < .001) than "out-of-home" care-
Further, all data were weighted to compen- remaining 1%.) givers-a mean of 35.5 hours vs 9.7 hours
sate for the probability of selection and for As Table 1 illustrates, few of the care per week. In addition, caregiving provided
nonresponse at household and individual lev- recipients (6.2%) were younger than 19 in the home interfered more with care-
els, and to reflect the age and sex distribution years old, and not surprisingly, most of givers' other activities (X2 10.5, 2 dfJ P <
=

of the population of Ontario in 1990. Analy- these lived with their caregivers. Most of .006). Altogether, 48% of in-home care-
ses were conducted with the SUDAAN the recipients (54.0%) were over 64 years givers reported a moderate or great amount
statistical package, which takes into account of age, and the majority of them did not live of interference, compared with 37% of
weighted data and the complex stratified with their caregivers. caregivers who provided assistance to indi-
sampling procedures used in this survey. The largest group of care recipients viduals living outside the caregiver's home.
(35.4%) were parents or siblings of the Although the burden experienced by
caregivers. Parents-in-law and other rela- the in-home caregivers was much greater
Results tives made up the second largest group of than that for the out-of-home group, tests
recipients (30.3%). Spouses and children revealed no between-group differences on
Objective 1 formed a relatively small proportion of care any of our outcome measures (mental and
recipients (5.8% and 7.8%, respectively); physical disorder, disability, and mental
Prevalence of caregivers. In this almost all lived with their caregivers. health service utilization). Therefore, in the
study, 15.0% of the respondents between Sociodemographic comparison of care- following analyses, the two groups of care-
the ages of 15 and 64 reported that they givers and noncaregivers. Caregivers and givers are combined.
provided care to persons with serious or noncaregivers were similar in most of the
chronic physical, mental, or developmen- social and demographic characteristics Objective 2
tal problems. The number of caregivers measured. However, differences showed up
who were providing care to individuals with respect to sex, age, and economic fac- Mental and physical health status.
who lived elsewhere was approximately tors. The finding that women were more Prevalence estimates for University of
double the number who were caring for likely than men to be caregivers (x2 = 17.8, Michigan Composite International Diagnos-
persons living with them (9.4% vs 4.7%). 1 dfg P < .001) is consistent with previously tic Interview affective, anxiety, and
A small number of caregivers provided reported findings. Caregivers were also substance use disorders for the year prior to
care for more than one person. However, older (X2 = 14.3, 2 df, P < .001) and more the interview are presented in Table 2. Care-
less than 1% were providing care for per- likely to be receiving some form of public givers had significantly higher prevalences
sons who lived elsewhere in addition to financial assistance (X2 = 10.8, 1 df, P < for each category of psychiatric disorder
caring for someone in their homes. .001) than noncaregivers. except substance use. Anxiety disorders
Prevalence and characteristics of Caregiver "burden." Forty-one percent were more prevalent among caregivers (OR
care recipients. More than 1 million indi- of all caregivers stated that caregiving tasks 1.7; 95% CI 1.3, 2.3) than among non-
= =

viduals in Ontario were estimated to be interfered somewhat or a great deal with caregivers; similarly, more caregivers had a
receiving care from informal sources. their other activities. Time spent providing diagnosis of affective disorder (OR 1.5; =

Approximately one third lived with their care varied, with 75% of caregivers spend- 95% CI 1.0, 2.2).
=

2004 American Journal of Public Health December 1997, Vol. 87, No. 12
Caregivers' Mental Health Status

High proportions of both caregiver and


noncaregiver groups (68.8% and 62.7%, TABLE 2-1-Year Prevalence of Psychiatric Disorders, Disability, and Health
respectively) reported at least one physical Care Utilization for Mental Health Problems among Caregivers and
Noncaregivers In Ontario, Canada: Results from a 1991 Province-
problem in the past year. The odds of Wide Household Survey
reporting a physical health problem were
somewhat higher for caregivers (OR = 1.3, Caregivers Noncaregivers
(n = 1219), %a (n = 6897), %a
95% CI = 1.0, 1.6). (95% Cl) (95% Cl) Odds Ratio
Disability. There was little difference
between the groups in the number of days Psychiatric diagnosis
during which individuals were totally Any diagnosis (except
substance use disorder) 20.6 (16.9,24.3) 14.9 (13.5,16.3) 1.5 (1.1,1.9)
unable to perform their usual daily activi- Any affective disorder 6.3 (4.2,8.3) 4.2 (3.4,4.9) 1.5 (1.0,2.2)
ties. The odds of reporting limited-activity Any anxiety disorder 17.5 (13.9,21.1) 10.9 (9.8,12.2) 1.7 (1.3,2.3)
days (OR = 1.4; 95% CI = 1.1, 1.8) and Any substance use disorder 4.1 (2.4,5.8) 5.3 (4.5,6.0) 0.8 (0.5,1.2)
days that required "extreme effort" (OR = Disabilityb
1.7; 95% CI = 1.3, 2.3) were higher for Limited disability 23.8 (19.2,28.4) 18.2 (16.7,19.7) 1.4 (1.2,1.6)
caregivers than for noncaregivers. When Extreme effort 21.7 (17.1, 26.2) 13.9 (12.6,15.3) 1.7 (1.5,2.0)
the proportions of caregivers who reported Total disability 14.2 (11.5,16.9) 14.4 (13.0,15.7) 1.0 (0.8,1.2)
limited-activity days and extreme effort Type of service use
days were compared with those of noncare- Any use 12.2 (9.2,15.2) 6.9 (6.1, 7.9) 1.9 (1.4,2.5)
Outpatient use 11.4 (8.5,14.4) 6.5 (5.6,7.4) 1.9 (1.3,2.6)
givers, they were also found to be elevated Otherc use 2.8 (1.6,4.0) 1.3 (1.0,1.7) 2.2 (1.3,3.5)
(23.8% vs 18.2%; P < .02) and (21.7% vs
13.9%; P < .001), respectively. Note. Cl = Confidence interval.
Mental health service utilization. The aPercentage of weighted data.
use of inpatient services for mental health
bProportion of individuals who reported at least 1 day in the past month on which they
experienced difficulties performing usual activities.
problems was very low and did not differ cincludes self-help groups, telephone hotlines, and work-related services.
between the two groups. Approximately
12% of the caregivers had used outpatient
and other services in the past year. The odds
of using services were approximately twice
as high for caregivers as for noncaregivers mal caregivers are found in all age and both another potential source of stress for those
(OR= 1.9; 95% CI = 1.4, 2.5) (see Table 2). sex groups. Although caregivers are pre- who are providing care.
dominantly female and over 24 years of Caregiving is associated with higher
Objective 3 age, 41% are male and 18% are young rates of most psychiatric disorders. These
adults under age 24. The majority of care findings are consonant with previous stud-
No significant interactions were found recipients are parents, in-laws, or siblings ies that have found elevated symptoms of
between any of the potential confounders and are over 64 years of age. Only a few distress and depression, and they add new
(age, sex, employment status, and economic live in institutions. information about the prevalence of clinical
disadvantage) and caregiver status for any The nature of the caregiving situation disorders. Among caregivers, the odds of
of the dependent variables (psychiatric dis- varies by setting. Two thirds of care recipi- having an anxiety disorder were 1.7 times
order, disability, and utilization). The ents live outside the caregiver's home. This the odds among noncaregivers, with 18% of
possible confounding of the relationship type of caregiving is typically part-time and caregivers classified in this group. For close
between caregiver status and the dependent creates somewhat less interference for the to one in five caregivers, symptoms of anxi-
variables by the four variables separately caregiver than that provided in the home. ety coexist in patterns that would be
was then explored by comparing the crude Caregiving in the home averages more than diagnosed as phobias, panic disorder, or
and adjusted odds ratios. The magnitude of 35 hours per week-that is, the equivalent generalized anxiety. Such syndromes are
the difference between these two measures of a full-time job-and half of these care- likely to be more severe than stress-related,
(adjusted for age, sex, employment status, givers report that their responsibilities transient experiences of tension, and they
and economic disadvantage) was less than interfere with their lives. Caregiving is not may require psychiatric treatment. Clinical
10% and therefore did not provide evidence the only activity or obligation for most of depression is also more prevalent among
for confounding. Finally, when the four those who provide it. Many caregivers are caregivers than among noncaregivers,
potential confounders were entered jointly, also married and working for pay. However, although it affects a smaller proportion,
the adjusted association between caregiving a notable portion of them are economically with a rate of 6% and an increased odds
and the dependent variables did not differ disadvantaged. Compared with noncare- ratio of 1.5. Clinical depression is usually
from the results obtained when they were givers, caregivers are less likely to be more disabling than anxiety disorders,30'3'
entered individually. employed and more likely to be on public so its recognition and treatment are particu-
assistance. The relationship between fewer larly important.
financial resources and caregiving can be We considered the implications of
Discussion interpreted in more than one way. It may using different time periods for the care-
reflect limited options for altemative forms giver questions (in past 6 months) and the
We estimate that close to 1 million of care among the poor, the extent to which diagnostic questions (in past year). There
Ontario residents, or approximately 15% of having a sick relative may deplete financial are two possibilities. First, we may have
the adult population aged 15 to 64, provide resources, or both. Whatever the nature of missed some caregivers who only provided
care for an infirm relative or friend. Infor- the relationship, however, limited funds are care in the first 6 months of the year. If the

December 1997, Vol. 87, No. 12 American Journal of Public Health 2005
Cochrane et al.

prevalence of a disorder among these indi- We also know that there is not a good
viduals is similar to that among the match between the two groups.32 So there Acknowledgments
individuals in our sample, these inclusions is probably a substantial subgroup of care- The caregiver study was supported by a grant from
would strengthen the association. Second, givers who need mental health services but the National Health Research and Development
we may have included in the disorder are not receiving them. Because the quality Program (6606-5069-63B).
group some caregivers who had a disorder and adequacy of service use were not We gratefully acknowledge the help of Dr
David Streiner, professor, Department of Psychia-
only in the period prior to caregiving, assessed, it is also possible that there are try and Department of Clinical Epidemiology and
thereby incorrectly classifying these indi- unmet needs among those who are using Biostatistics, McMaster University, Hamilton,
viduals as having disorders and being services but not getting appropriate inter- Ontario, and Ms Anne Rhodes, doctoral candidate,
caregivers. Their deletion would weaken ventions for sufficient periods of time. Preventive Medicine and Biostatistics, Faculty of
the association. Neither threat is very large The emotional and social problems Medicine, University of Toronto, and research fel-
because of the enduring nature of both care- associated with caregiving have been low, Mental Health Systems Program, Department
giving and psychiatric disorder. Two other widely discussed in a growing literature on of Psychiatry, University of Toronto.
The mental health supplement of the Ontario
community surveys of caregiving provided the caregiving burden, but small samples Health Survey was sponsored by the Ontario Men-
some evidence that caregiving is a relatively and a focus on particular diseases have lim- tal Health Foundation with the support of the
long-term task. The length of time spent in ited the conclusions that can be drawn. The Premier's Council on Health, Well-Being, and
the caregiver role was reported as "at least Ontario Health Survey supplement provides Social Justice; the Ministry of Health; and the
two years" in the American Association of unique information because of the large Ministry of Community and Social Services,
Retired Persons and Travellers Foundation sample, the use of a standardized diagnostic Ontario. A multisite working group chaired by Dr
Dan Offord, McMaster University, was responsi-
study'; and in the Long-Term Care Study, instrument, and the noncaregiver compari- ble for the study design and implementation.
79% of those providing care at the time of son group. Limitations of the study include
the survey had been caregivers for at least the restriction in the number of questions
1 year.2 that could be added to a lengthy interview References
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December 1997, Vol. 87, No. 12 American Joumal of Public Health 2007

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