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Systematic Implementation of Evidence-Based Practice in A Clinica
Systematic Implementation of Evidence-Based Practice in A Clinica
Authors: Jolanda HHM Friesen-Storms, MSc, RN, Lecturer, PhD Department of Family Medicine, CAPHRI School for Public Health
candidate, Research Centre Autonomy and Participation of Persons and Primary Care, Maastricht University, Maastricht; Gerrie JJW
with a Chronic Illness, Nursing Department, Zuyd Health, Zuyd Bours, PhD, MSc, RN, Senior Researcher, Assistant Professor,
University of Applied Science, Heerlen and CAPHRI School for Research Centre Autonomy and Participation of Persons with a
Public Health and Primary Care, Maastricht University, Maas- Chronic Illness, Nursing Department, Zuyd Health, Zuyd Univer-
tricht; Albine Moser, PhD, MPH, RN, Senior Lecturer-Researcher, sity of Applied Science, Heerlen and Department of Health Services
Research Centre Autonomy and Participation of Persons with a Research, CAPHRI School for Public Health and Primary Care,
Chronic Illness, Nursing Department, Zuyd Health, Zuyd Univer- Maastricht University, Maastricht, Netherlands
sity of Applied Science, Heerlen and Department of Family Medi- Correspondence: Jolanda HHM Friesen-Storms, Lecturer, Research
cine, CAPHRI School for Public Health and Primary Care, Centre Autonomy and Participation of Persons with a Chronic Ill-
Maastricht University, Maastricht; Sandra van der Loo, RN, Team ness, Nursing Department, Zuyd Health, Zuyd University of
Manager, Lung Unit, Laurentius Hospital Roermond, Roermond; Applied Science, Nieuw Eyckholt 300, 6419 DJ, Heerlen, Nether-
Anna JHM Beurskens, PhD, MSc, Professor, Research Centre of lands. Telephone: +0031 45 4006378.
Autonomy and Participation of persons with a chronic illness, E-mail: jolanda.friesen@zuyd.nl
Zuyd Health, Zuyd University of Applied Science, Heerlen and
Table 1 Methods and data collection in the different phases of action research
medium-complex care to patients with lung problems. Care The researcher’s role varied between the stages of the
is delivered to patients who need minor surgical procedures research. She always functioned as a partner in the process.
(e.g. thorax drainage), acute care (e.g. for acute exacerba- In addition, she carried out certain tasks, suggested solu-
tions), chronic care (e.g. for chronic obstructive lung dis- tions, analysed data, and sometimes had to function as the
eases) or palliative care. main driver for the project. The researcher also provided
the link with the research team. The research team func-
tioned as an advisory board and had four members, all of
Participants
them experts in implementing EBP. They followed the study
We used two sampling strategies: total population sam- and were responsible for overseeing the process; they gave
pling and purposive sampling (Polit & Beck 2012). Total advice and reviewed several documents and tools produced
population sampling was used for the implementation of by the project.
EBP at the lung unit. All nurses of the lung unit (n = 14),
including the manager (n = 1), participated in this study.
Data collection
Their ages ranged from 26 to 59 years. The mean age was
42 years. The number of years of work experience at this The data were continuously collected during a 24-month
unit ranged from 5 to 43. All but four nurses worked period in 2010–2012. A multi-method process of data col-
part-time. All nurses were registered nurses with a med- lection was used, which emphasised iteration between plan-
ium-level vocational nursing training, which is lower than ning, acting, observing and reflecting, as recommended in
a bachelor’s degree. None of the nurses had experience action research. We reviewed the literature and collected
with or had been trained in applying EBP. A staff member qualitative data by means of in-depth interviews, focus
of the educational department of the hospital also group discussions, field notes of informal conversations and
participated (n = 1). Purposive sampling was used to gain observations, e-mail conversations, and minutes of the
information about the current state of affairs in the working group meetings and the advisory meetings of the
practice situation, and about the barriers and facilitators research group. The purpose of literature reviews in action
for implementing EBP at the beginning of the study. In research is to ascertain what is already known about a
addition to all nurses of the ward (n = 14), information topic, as well as to generate ideas for changing practice
technology (IT) specialists (n = 2) and nurses of external (Mitchell et al. 2005, Koshy et al. 2011). Interviews and
care partners (n = 2), such as home care services and reha- focus group discussions were tape-recorded and transcribed.
bilitation clinics, took part. Patient participants were Where this was not possible, extensive field notes were
drawn from the hospital’s client council (n = 8) and made. See Table 1 for an overview of the data collection
patients who had recently been discharged from the lung methods in the various action research phases.
unit (n = 2). The main informal caregivers (n = 2) of the
discharged patients were also interviewed.
Data analysis
All participants received information about the study and
provided consent for their participation. The institutional We analysed qualitative data using an interpretive constant
board of Zuyd University and Laurentius Hospital Roer- comparative approach (Charmaz 2006). We identified and
mond gave permission to carry out the study. explored emergent themes arising from the data and from
participants’ discussions during each iterative action phase
in the EBP implementation process. The researcher devel-
Roles of the researcher, the working group and the
oped the initial coding by identifying words, sentences or
research team
segments of data. This was followed by focused coding
Together with the working group, the researcher (AM) using the most significant or frequent initial codes to sort,
worked to facilitate change and the implementation pro- synthesise, integrate and organise large amounts of data
cess. We reflected on the findings throughout the action (Charmaz 2006). Next, the data were discussed in the
phases, first within the working group and afterwards at working group and research team until stable themes
the unit. These reflections and the subsequent planning and developed. The findings were used to guide the implemen-
observations of actions were closely related to the problems tation of EBP and inform subsequent activities. Multiple
encountered in the routine practice of implementing EBP at strategies were applied to ensure trustworthiness, see
the lung unit. Table 2.
according to the literature, seemed to be effective in evi- 2007) and participation of informal caregivers in the dis-
dence-based discharge care were: structured and compre- charge process (Bauer et al. 2009).
hensive discharge intervention (Parker et al. 2002, Richards
& Coast 2003, Phillips et al. 2004, Mistiaen et al. 2007, Barriers and facilitators for implementation. The barriers
Shepperd et al. 2010), postdischarge care (Parker et al. and facilitators for the implementation of EBP among
2002, Phillips et al. 2004, Mistiaen et al. 2007), educa- nurses are summarised in Table 3. The main barriers were
tional interventions (Parker et al. 2002, Mistiaen et al. that nurses had little knowledge of EBP, and that their
English reading proficiency was poor. Many nurses had a outlook on EBP and stimulating critical reflection in team
more or less negative attitude towards EBP. The main facil- meetings (Leadership), dinner vouchers as an incentive for
itators were that the nurses wanted to deliver high quality high-quality feedback on EBP, continuous information
care and that they were critical, enthusiastic and open to exchange and communication concerning EBP, reminders,
innovation. The nurses were also enthusiastic about devel- putting the implementation of EBP on the agenda of all team
oping and implementing a discharge protocol. This made meetings (Structural intervention) and creating the necessary
EBP more practice-oriented, whereas before they had per- preconditions, for example using the electronic patient record
ceived it as an abstract concept. as a vehicle to implement the EBP protocol. For an overview
During the development of the discharge protocol, an addi- of all planned implementation strategies see Table 3.
tional barrier emerged: some nurses felt overruled by the sci-
entific evidence and feared that their expertise was not valued: Acting phase: Executing major implementation strategies
Tailored interactive outreach training. The tailored inter-
[name] reported in the meeting [of the working group] that she had
active outreach training programme adopted the PI
had a talk with some nurses in the coffee corner last week. They
(Patient/Population and Intervention) method instead of the
felt that their expertise as nurses was being undermined by the dis-
PICO (Patient/Population, Intervention, Comparison, Out-
charge protocol. [name another nurse] nodded. She mentioned
come) method in step 1 of the EBP process. Step 2 involved
another occasion where two nurses expressed the same view. (field
using national Dutch websites which published reliable
note from working group)
nursing and multidisciplinary clinical practice guidelines,
while less use was made of international publications like
Reflecting phase: formulation of project targets systematic reviews and the Cochrane data. In step 3, four
The reflecting phase resulted in three project targets, which critical appraisal questions derived from the Appraisal of
were jointly formulated by the nurses and the researcher: Guidelines for Research & Evaluation (AGREE) instrument
II (Brouwers 2009) were used to assess the quality of the
1 To develop a discharge protocol by integrating evidence
evidence. Box 1 provides a description of the interactive
from scientific literature, nurses’ expertise, and patient
outreach training.
experiences, tailored to the situation at the lung unit and
applicable to all patient situations. This protocol should
Adjusted EBP discharge protocol. As a result of the
be developed in a format compatible with existing for-
adjusted first project target (See Reflecting phase), the
mats used at the hospital.
adjusted discharge protocol was based on the nurses’ best-
2 To disseminate and implement the discharge protocol at the
practice mode of working, as well as on evidence from the
lung unit and to integrate it in the electronic patient record.
literature and aspects that emerged in the interviews with
3 To ensure that nurses at the lung unit are knowledgeable
representatives, patients, informal caregivers and external
about the principles of EBP and know how to perform it.
care partners.
Reflections on the additional barrier that emerged during See Table 4 for the major components of the protocol.
the development of the discharge protocol, i.e. that some The protocol was linked to the electronic patient record.
nurses felt overruled by the scientific evidence, resulted in
adjustments to the first project target, specifically stating Summative evaluation
that a discharge protocol should be developed starting from Implementation of EBP. Several nurses remained reluc-
the nurses’ expertise with discharge, while subsequently tant about EBP. The main reasons were that they consid-
incorporating aspects from the interviews and evidence ered EBP to be ‘theoretical’, that they were concerned that
from the literature. their professional expertise was being overridden, and that
they perceived a lack of time. Others mentioned time
Planning phase: Implementation strategies constraints and not seeing any benefit to their professional
Given the barriers and facilitators identified, the major performance. Few nurses made use of the websites recom-
implementation strategies planned were to develop and mended in the outreach training programme.
carry out a tailored interactive outreach training pro- At first, the nurses experienced EBP as very complicated
gramme and to develop and implement an evidence-based and complex. After the outreach training programme, how-
discharge protocol. ever, they felt confident about reviewing Dutch sources of
Other implementation strategies that were planned guidelines. They explained that the project stimulated their
included: members of the working group fostering a positive critical thinking about EBP and care rituals. They were
Box 1 Goal and description of the tailored outreach training There is a long way to go to implement evidence-based practice.
programme This project was only the beginning. There is a need to enact an
EBP culture where nurses integrate science in their daily routines.
The aims were (1) providing interactive outreach training so that We need a culture change away from solely relying on individual
evidence-based practice (EBP) was immediately applicable for
expertise. (minutes of working group meeting)
nurses, (2) translating and adapting EBP activities so that
beginners with little preexisting knowledge could practice it
and (3) using Dutch guidelines.
Implementation of the discharge protocol. The nurses
The first part dealt with the definition of EBP, the goal, barriers
carried out care activities in accordance with the discharge
and EBP competencies. The second part explained the steps of
EBP. In the first EBP step, we explained the PI method, which is a protocol, but did not register their activities in the electronic
variant of the P (patient/population) I (intervention) C (compar- patient record immediately and according to the protocol.
ison) O (outcome) method. P was defined as the problem or They registered care activities at the end of the day, while the
patient population and I as intervention. The PI terms were also electronic patient records of discharged patients were closed
the search terms (e.g. COPD and high energy intake). In the
in the morning. The registration of discharge care activities
second EBP step, we recommended reliable Dutch databases to
track guidelines. We used databases that published nursing in the electronic patient record was perceived as complex:
guidelines but also multidisciplinary guidelines. We showed the
Discharge registration has become quite difficult. We must open a
nurses how to find these sources on the web. In the third EBP
lot of additional windows and enter a lot of ticks. In some
step, we explained how to critically appraise the guidelines. We
used an adaptation of the AGREE instrument (Brouwers 2009) instances it is not clear to me where I should find the right window
and included four critical appraisal questions: Do you understand and what I need to tick. In view of the time I need to find the right
the content of the guideline? Does the guideline provide an windows, I do not register at all. (focus group session with nurses)
answer to the PI question? Is the guideline up to date (not older
than five years)? Can the recommendations be put into practice? The patient exit evaluation on the ward was performed
We created a yes/no answer option and made it a cut-off shortly before the patient left, and nurses had to organise
*criterion* that all questions needed to be answered in the some discharge care activities at the last minute, which
affirmative if the guideline was to be included. Next we
were not registered either.
explained the levels of evidence. Systematic reviews were labeled
as level A, RCTs as level B, observational studies as level C and Finally, the summative evaluation also resulted in plans
expert committees as level D. However, we did not explain the to continue EBP. This involved, first, one nurse taking over
research design, but the strengths of evidence. We simplified the the lead and continuing the working group sessions; second,
explanations: ‘level A, strong’ was explained as: it is evident that using a tool to review existing protocols based on the prin-
. . ., ‘level B, medium’: it is assumed that . . ., ‘level C, weak’: it is ciples of EBP to adapt existing protocols step-by-step
likely that . . ., and ‘level D, no evidence’: the guideline working
towards the EBP approach; and finally starting the develop-
group is of the opinion that. . .. These formulations were adopted
from the Dutch Institute for Healthcare Improvement (Dutch ment of another protocol based on EBP.
Institute for Healthcare Improvement 2007). In the fourth EBP
step, we highlighted that nurses needed to provide a concise
conclusion about the results, determine if the results could be put Discussion
into practice at their own unit, provide a recommendation and
We used a participatory action research design to explore
finally communicate with the unit to update existing protocols.
In the final EBP step, we explained that an evaluation should take the implementation of EBP. Munten et al. (2010) state that
place from the patients’ point of view and from the nurses’ action research might be a promising method for imple-
perspective. In the last part, we presented a case about a patient menting EBP, though they were unable to conclude that
with a lung problem. Nurses formed small groups and jointly action research is more successful than designs which are
worked through the first four EBP steps. The training course less iterative and not based on partnerships. The advantage
ended with a plenary discussion.
we experienced is that we were able to adapt the implemen-
tation of EBP to the setting and to tailor the implementa-
positive about using the learning-by-doing approach, which tion strategies. In this way, we empowered nurses to
is inherent in action research, to design the discharge proto- participate in the process (Koshy et al. 2011). It was the
col. This helped them to apply EBP and implement it nurses themselves who proposed using the discharge proto-
directly. It was concluded that the targets of this project col as a vehicle to implement EBP.
had been partly met, although true implementation of EBP Facilitators and barriers we identified in this study were in
and fostering an EBP culture at the lung unit would require agreement with systematic reviews concerning the implemen-
some further action: tation of guidelines and protocols in the nursing setting
(Estabrooks et al. 2003, Ploeg et al. 2007, Eizenberg 2010). & Rutledge 2008, Squires et al. 2011) and not so much
Furthermore, Baker et al. (2010) concluded in a systematic about the use of scientific evidence and clinical practice rec-
review that interventions tailored to prospectively identified ommendations in the decision-making process for individ-
barriers are more likely to improve professional practice than ual patients (Barratt 2008), as it was originally defined by
no intervention or the dissemination of guidelines. In our Sackett et al. (2000).
study, we tailored the interventions to the barriers we identi- After an implementation project is completed, there is
fied. However, there is as yet insufficient evidence on the most always a high risk of reverting to old routines. Some condi-
effective approaches to identifying barriers and on tailoring tions described in the literature (Gruen et al. 2008, Grol
interventions (Baker et al. 2010). In this study, we used the et al. 2013) to ensure sustainability were met, like one
knowledge and clinical expertise of members of the working nurse taking over the lead and continuing the working
group (Rycroft-Malone et al. 2004) to tailor interventions group sessions. However, a culture shift toward EBP, which
that had been reported in the literature to be effective. was perceived necessary to really implement EBP, was not
It proved possible to implement a discharge protocol in a yet achieved. Most authors in health care emphasise that
clinical setting. We used nurses’ practical expertise as a organisations have to develop an ‘EBP culture’, in which
starting point for the discharge protocol. The situation in continuous learning, teamwork and patient focus are
nursing is such that patients rarely participate in the imple- central, in order to really achieve a change in patient care
mentation process (Van Achterberg et al. 2008). We incor- (Ferlie & Shortell 2001, Grol et al. 2013).
porated the patient perspective by consulting patients for
the description of the current practice of the discharge pro-
Strengths and limitations
cedure, and we asked them to provide feedback on the dis-
charge protocol, which we then used to develop the unit- The strengths of action research are the cyclical process and
specific protocol. As regards scientific evidence, we had to the partnership between the researcher and those involved
make considerable adjustments, which raised the question in the process. The cyclical approach to EBP implementa-
whether we still met the conditions of EBP concerning sci- tion produced situation-specific knowledge.
entific evidence? We are positive in this regard, as we com- Although we do not claim empirical transferability, we
plied with the methodological requirements of EBP, even propose that we have achieved transferability of knowledge,
though we tailored activities within the steps to the practi- which means that the reader decides which knowledge he/
cal context. Yet, we did in a way start with na€ıve ideas, as she perceives to fit his/her own setting and to be worth
we thought that we could translate the steps of EBP as transferring. We have developed some initial insights into
described by Sackett et al. (1996, 2000). These steps do not adapting EBP so as to make it more practice-oriented. Our
seem to be suitable for front-line nurses with medium-level study did not specifically tailor the discharge protocol to
vocational training. In our setting, the average age of nurses the needs of individual patients as regards decision-making
was over 40 years, none of them had a bachelor’s or mas- about individual care.
ter’s degree or training in EBP, and their English reading We used purposive sampling to gain information about
proficiency was poor. Our setting reflects current trends in the initial situation. We interviewed persons from different
the nursing work force in general (Buerhaus et al. 2007, groups of stakeholders (e.g. nurses, patients and external
Melnyk & Fineout-Overholt 2008). care partners) in order to incorporate their views. We may
The implementation of EBP in our study was in agree- not have reached data saturation for all groups of stake-
ment with the literature, in which EBP is often about the holders, however. For example, only two nurses from exter-
implementation of scientific evidence or clinical practice nal care partners were interviewed. Furthermore, although
guidelines in an organisation or at the unit level (Gawlinski we had planned to involve recently discharged patients in
the study, only two patients agreed to participate. Other at the unit level. However, to provide high-quality patient-
patients said it would be too much of a burden to them, and centred care, patients must also have a voice in clinical
we respected this. The members of the client council, how- decision-making. In the context of EBP, scientific evidence
ever, were very willing to participate, so we included all of should not claim priority over the patient’s wishes and over
them in the study to make sure that patient values as a com- professional knowledge. Rather, we consider it relevant for
ponent of EBP were truly part of the EBP implementation. clinical practice to implement the integration of scientific
The approach we chose was time-consuming. From the evidence with clinical expertise and patient values in nurses’
perspective of implementation efficiency, this might perhaps clinical decision-making at the individual patient level.
not be the preferred method. Another problematic aspect is
the focus of the discharge protocol. It seems to have added
Acknowledgements
to the complexity of implementing EBP compared to situa-
tions where nurses might opt for a simpler subject, such as We thank the participating nurses from the lung unit at
improving hand hygiene. Laurentius Hospital Roermond for their contributions to
this study. We are especially grateful to Erna Severins,
Magriet Meeuwissen, Esther Engels, Brigit Cremers and
Conclusion
Anneke Vanderfeesten for their enthusiastic collaboration.
Our study has generated insights into the development of Furthermore, we thank Prof. Trudy van der Weijden for
practice-informed implementation, and yielded knowledge her comments on the paper.
from front-line nurses who implemented EBP. Action
research provides an opportunity to empower nurses and to
Disclosure
tailor EBP to the practice context to do justice to the nature
of this design. We learned that the steps of EBP were difficult The authors have confirmed that all authors meet the
for nurses to apply, especially for nurses with a medium- ICMJE criteria for authorship credit (www.icmje.org/ethi
level vocational training. It seems that there is a need for a cal_1author.html), as follows: (1) substantial contributions
simplified and pragmatic method of EBP next to the full- to conception and design of, or acquisition of data or
blown academic version. Our study might provide some pre- analysis and interpretation of data, (2) drafting the article
liminary insights into what a pragmatic method of EBP or revising it critically for important intellectual content,
could perhaps look like. Although we were able to imple- and (3) final approval of the version to be published.
ment a discharge protocol, the nurses felt that true imple-
mentation of EBP would require introducing an EBP culture.
Funding
This study was funded by the Regional Attention and
Relevance to clinical practice
Action for Knowledge Circulation (SIA-RAAK) program nr
Strategies to implement EBP should as much as possible be 2009-8-10P and the Laurentius Hospital Roermond.
fine-tuned and tailored to the practice situation. Adjustment
of the academic model of EBP to develop a more pragmatic
Conflict of interest
method seems necessary to introduce EBP into clinical prac-
tice. The use of scientific evidence in clinical practice should This article has not been published elsewhere and is not
be facilitated by using pre-appraised evidence, like clinical under consideration for publication by another journal. All
practice guidelines. authors approved the manuscript. If accepted, we declare
The situation in nursing is such that patients rarely par- that the manuscript will not be published elsewhere in the
ticipate in the implementation of EBP. We involved patients same form, without asking written consent from the copy-
by asking them to provide information and consulting them right-holder. All authors declare no conflicts of interest.
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