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A Keyword Approach to Finding Common Ground in Community-Based Definitions of

Human Well-Being
Author(s): R. S. Fulford, I. Krauss, S. Yee and M. Russell
Source: Human Ecology, Vol. 45, No. 6 (DECEMBER 2017), pp. 809-821
Published by: Springer
Stable URL: https://www.jstor.org/stable/45154066
Accessed: 20-04-2022 16:45 UTC

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HumEcol (2017) 45:809-821 CrossMark
DOI 1 0. 1 007/s 1 0745-0 1 7-9940-3

A Keyword Approach to Finding Common Ground


in Community-Based Definitions of Human Weil-Being
R. S. Fulford1© • I. Krauss2 • S. Yee1 • M. Russell1

Published online: 6 November 2017


© US Government (outside the USA) 2017

Abstract Ecosystem-based management involves the integra- community type yielded significant differences in five of the
tion of ecosystem services and their human beneficiaries into eight domains examined. Community type differences follow-
decision making. This can occur at multiple scales; addressing ed an urban to rural trend with urban communities focusing on
global issues such as climate change down to local problems Education and Living Standards, and more rural communities
such as flood protection and maintaining water quality. At the focused on Social Cohesion and Leisure Time. Across all eight
local scale it can be challenging to achieve a consistent and domains multivariate analysis suggested communities were
sustainable outcome across multiple communities, particularly distributed along two largely orthogonal gradients; one be-
when they differ in resource availability and management pri- tween Living Standards and Leisure Time and or Connection
orities. A key requirement for consistent decision support at the to Nature, and a second between Safety and Security and Social
community level is to identify common community objectives, Priorities (Education/Health/Culture/Social Cohesion). Overall
as these can form the basis for readily transferable indices of these findings demonstrate the use of automated keyword anal-
ecosystem benefit and human well-being. We used a keyword- ysis for obtaining information from community strategic plan-
based approach to look for common terminology in community ning documents. Moreover, the results indicate measures and
fundamental objectives as a basis for transferable indices of perceptions of well-being at the local scale differ by community
human well-being and then compared those commonalities to type. This information could be used in management of eco-
community demographics, location, and type. Analysis cen- system services and development of indices of community sus-
tered on strategic planning documents readily available from tainability that are applicable to multiple communities with
coastal communities in the conterminous United States. We similar demographics, regional location, and type.
examined strategic planning documents based on eight do-
mains of human well-being, and found that Living Standards Keywords Ecosystem services • Well-being • Decision
and Safety and Security were the most commonly addressed support • Fundamental objectives • United States
domains, and Health and Cultural Fulfillment were the least. In
comparing communities, regional differences were observed in
only one well-being domain, Safety and Security, while Introduction

Electronic supplementary material The online version of this article There has been a systemic shift away from managing single
(https://d0i.0rg/l 0. 1 007/s 1 0745-0 1 7-9940-3) contains supplementary issues or systems in isolation towards the concept of
material, which is available to authorized users.
ecosystem-based management (Bennett et al. 2015;
O'Higgins et al. 2014). Ecosystem-based management has at
IS! R. S. Fulford
its core the implicit understanding that human-environment
Fulford.Richard @ epa.gov
interactions are not simply stressors to be understood, but
complex interactions that affect ecosystem dynamics and
1 Gulf Ecology Division, US Environmental Protection Agency, 1 drive management outcomes (Bennett et al. 2015; Larson
Sabine Island Road, Gulf Breeze, FL 32561, USA
et al. 2013). Large-scale human induced stressors, such as
2 E3436 Valley Lane, Kewaunee, WI 54216, USA air pollution (Eshleman and Sabo 2016; Reid and Aherne

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810 Hum Ecol (2017) 45:809-821
2016), eutrophication of public waterways (Ascott et al 2016; sociological (Hsieh and Shannon 2005) and lexicographic re-
Wu et al. 2016), and climate change (Hernandez-Montilla search (Ball 1994; Berber Sardinha 1996). In most cases, this
et al. 2016; Yanez- Arancibia et al. 2013) have received con- involves the identification of keywords across documents of a
siderable attention, but smaller scale perturbations, particular- common type or corpus (Lam 2007) and subsequent analysis
ly at the local level (e.g., coastal land use) are usually treated of keyword relative frequency (Kilgariff 1996b). Unlike a
as a separate problem to be managed on a case by case basis typical corpus, strategic planning documents are not standard-
(Adams et al. 2016; Kozak et al. 2016). Local decision mak- ized with respect to organization, content, or scope; thus, a
ing occurs at smaller scales, but can have a cumulative impact comparison of message will require identification of meaning-
comparable to issues like air pollution when many communi- ful keywords prior to analysis. However, when this require-
ties are tackling the same problems with similar solutions. ment can be met, a keyword-based analysis has provided im-
This provides an opportunity for decision guidance and sup- portant insights on similarities and differences both among
port at the community level to have a large impact on human and within multiple document types (Berber Sardinha 1996;
well-being. The challenge in scaling up decision guidance Lam 2007; Thomas and Wilson 1996).
from one community to many is to understand commonalities We applied a summative content analytical approach
in community goals and priorities that could form the basis for (Hsieh and Shannon 2005) based on pre-selected keywords
consistent and comparable decision support. We currently lack to examine a set of strategic planning documents at the county
a practical way to identify this common ground and make it level from coastal counties throughout the conterminous
useful for ecosystem-based management. United States to identify community fundamental objectives
A key component of decision support is the identification of similar to those obtained from associated in-person communi-
measurable outcomes that have broad stakeholder support. ty engagement (Fulford et al. 201 6). We limit the scope of our
Human well-being has been identified as a qualitative frame- analysis to coastal counties both to provide a narrowed context
work useful for sustaining quality of life (Costanza et al. 2007). for the analysis and because coastal communities are subject
More recently, quantitative measures of the many facets of to several common issues (e.g., sea level rise, coastal habitat
human well-being have been developed that offer a viable path loss, population increases) amenable to a unifying theme for
for measuring success of community decision making by eval- decision making. These strategic planning documents are
uating the contribution of decisions to the domains of human most often produced at the county level offering the most data
well-being (Smith et al. 2013b). Yet, communities differ in for comparison. Our objective is to validate an analytical ap-
their well-being priorities (Fulford et al. 2015) and measuring proach, use that approach to generate results for a core set of
changes in human well-being is complicated by these differ- communities, and then compare the outcomes between com-
ences. We seek common ground in community interpretation munities as a function of geography; as well as social, envi-
of human well-being that is useful for setting goals and mea- ronmental, and economic differences. The outcome will be
suring success of ecosystem-based management. insight into the common themes of human well-being among
Many communities have invested significantly in the com- coastal communities useful for making sustainable environ-
pilation of strategic planning documents intended to guide cur- mental decisions, and a practical tool for identifying these
rent and future decision making (Ex. http://www.co.benton.wa. commonalities in community goals.
us/; http://www.co.la-crosse.wi.us/comprehensiveplan/). These
documents usually involve a thorough examination of the
community including solicitation of stakeholder input and Methods
evaluation of community resources. It may be possible to
describe stakeholder priorities and community fundamental Communities were selected for analysis based on a definition
objectives, and ultimately measures of success toward of coastal county used by NOAA, which includes 662 counties
sustainability goals, from an examination of these documents nationwide (http://www.census.gov/geo/landview/lv6help/
using content analysis (Hsieh and Shannon 2005). Yet, these coastal_cty.pdf). Within this set of all coastal counties, the
documents are not uniformly structured, use inconsistent lan- sample set was further reduced to those counties with an
guage to describe similar things, and may be written to meet available strategic planing document. We then further edited
different goals (e.g., long-term planning vs. problem solving). the list of included counties to three regional areas, which
Thus, the challenge for making use of information in commu- allowed for a numerically balanced geographic comparison.
nity strategic planning documents for identifying commonali- Keyword analysis of strategic planning documents proceeded
ties is to identify and test an analytical framework that is well- in three steps. First, the keyword list was created and validated
suited to identifying common themes in language and can pro- through comparison of outcomes from a test set of strategic
vide consistent analysis of a wide variety of document types. planning documents. Initial keyword selection was based on
Text-based analysis and comparison of documents based the eight domains of the human well-being index (Table 1)
on word frequency is a well-established technique in (HWBI; Smith et al. 2013b). The HWBI framework is a useful

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Hum Ecol (2017) 45:809-821 811
Table 1 Summary of the eight domains of the Human Well-being as well as example keywords used for each domain. The full keyword list
Index (HWBI; Smith et al. 2013b) used for this study. Domain labels is available online in Supplementary data
are followed by specific examples of service metrics for each domain,

HWBI Domain Service examples *Keyword examples


Education Basic and advanced knowledge and skills for youth; Educate, training, skill, library, math, science, reading
Positive social and emotional development
Health Life expectancy; physical, emotional, and mental Health, hospital, doctor, nurse, medical
well-being; access to healthcare
Leisure Time Time devoted to physical activity, vacation, or leisure Leisure, physical activity, sport, recreation, vacation
activities relative to working or caring for others
Living Standards Afford basic necessities; income and wealth; job stability Afford, home, drinking water, food, transportation,
employment

Safety and Security Being and feeling safe; exposure to natural hazards Safe, hazard, toxic, financial, disaster
Connection to Nature Spiritual or emotional connection to nature Nature, trail, hike, hunt, fish, boat, biodiversity,
natural beauty, outdoors

Cultural Fulfillment Relative importance of culture and cultural activities Heritage, culture, religion, festival, art
to well-being
Social Cohesion Participation in community and democracy; importance Town, community, satisfaction, historic, sense of place,
of sense of place; satisfaction with community pride, quality of life, vote, volunteer

*Keyword examples are summarized and do not include multiple versions of a word used in the analysis. A full description of the keyword list is
available online in the Supplementaiy material

organization tool as it links community decision-making to by a development group (n = 4) based on their expert knowl-
elements of human well-being based on both stakeholder input edge of the domains in the HWBI. This group served as a
and objective analysis of community characteristics (Smith starting point for connecting words and phrases used by com-
et al. 2013a; Summers et al. 2014). The keyword list also munities to categories of human well-being as described by
included the development of 'near' and 'exclude' words the HWBI. While this effort proceeded in an ad hoc manner,
intended to parse out generic word use (e.g., 'nature trial' vs. the approach closely followed practical recommendations on
'the nature of polities'). Second, the keyword list was refined development of a code book for qualitative text analysis from
and finalized based on observed outcomes from a validation MacQueen et al. (1998). The development group created the
analysis. Finally, the refined keyword list was used to analyze a initial keyword list through a line by line examination of the
new set of strategic planning documents obtained for 97 com- index community planning document (Table 2). Word selec-
munities in the coastal region of the conterminous United tion was based on previous keyword development experience
States (Fig. 1). of the expert group and a consensus that chosen words clearly
The keyword list was initially created based on an exami- reflected a community value or priority rather than a narrative
nation of a single representative community planning docu- or an external expert opinion. The goal was to allow the words
ment (Table 2). Keywords were extracted from this document of stakeholders to drive the development of keywords rather

Fig. 1 Map showing locations of


three geographic regions (grey)
and 97 counties (black) used for
keyword analysis of strategic
planning documents. See
supplementary material for more
detail on specific counties

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812
Table 2 Strategic planning documents used for the validation of the keyword list used in this analysis. Document for Moss Point, MS is at the civic
level and was used for initial assembly of the keyword list but not for validation

County State Source agency Comprehensive plan link


♦Moss Point MS Mississippi Gulf Coast Sustainable Communities Initiative Moss Point Comprehensive Plan; accessed 1 5 September 201 6
Jackson MS Jackson Planning Commission Jackson County Planner Toolkit; accessed 15 September 2016
Jefferson FL Jefferson Planning Commission Jefferson County Comprehensive Plan; accessed 15 September 2016
Terrebonne LA Terrebonne Parish Planning and Zoning Terrebonne Parish Comprehensive Plan; accessed 1 5 September 20 1 6
St James LA St. James County St. James Parish Comprehensive Plan; accessed 15 September 2016
Wayne PA County Commission Wayne County Comprehensive Plan; accessed 15 September 2016

♦Representative strategic planning document used for initial development of keyword list

than scientific jargon (MacQueen et al 1998). This initial list workshops were similarly based on the HWBI framework
was then culled by collective discussion among the develop- and a comparison of keyword-based results to the results of
ment group to create a test keyword list, which was then sub- direct stakeholder input (Fulford et al 2016). These work-
jected to validation. shop results involved both a group and an individual ranking
Validation of the test keyword list involved the comparison of the relative importance of the eight domains of HWBI
of manual (i.e., by a person) evaluation of selected strategic (Smith et al 2013b). The validation comparison of automat-
planning documents to an automated (i.e., keyword-based) ed results to both manual and workshops results were exam-
evaluation of the same documents (Creswell and Miller ined by the validator group and the keyword list was further
2000). The test keyword list already described was evaluated amended to improve agreement between the manual/
by comparison of keyword and manual reads of five strategic workshop and automated reads. In addition, the possibility
planning documents not previously used for development of of a keyword hit not matching any of the domains of HWBI
the keyword list (Table 2). The automated read proceeded as was considered with the inclusion of an 'Other' domain
described below with the test keyword list. The manual read during validation. The Other domain was ultimately not
was completed by a selected group of five validators, each of used for analysis, as the eight domains are highly inclusive
which read one or two of the five documents. The validators and little information was placed in this category. For the
were asked to extract any statement that they considered a purposes of amending the keyword list (See Supplementary
match to a domain of the HWBI. The validators worked inde- material), the manual/workshop results were considered
pendently and were not given the keyword list prior to com- most representative of HWBI domain categories.
pleting their analysis of a document. Once the set of keywords was labelled as final by the valida-
Once the manual read was complete the validators met as tion group, a separate set of community planning documents
a group to review and evaluate the results of the manual (See Supplementary material) was selected and examined using
read. The results were reviewed for disparity between indi- the automated keyword search combined with the final keyword
vidual manual reads of the same document for any domain list. This set of community planning documents was selected
and questionable matches were discussed and reconsidered from a systematic search of all counties in three coastal regions
for inclusion by the group. The final results of the two in the conterminous United States (Oregon/Washington state,
manual reads were combined for each document and com- Minnesota/Wisconsin, and Louisiana/Florida). These regions
pared to the results of the automated read (Chew and were selected to allow for a broad geographic comparison along-
Eysenbach 2010). The manual and automated reads were side the focal comparison of demographics and community type.
compared and evaluated for agreement based on four met- The documents were found on county websites; if none were
rics: relative importance of the eight domains for each doc- available, the county was excluded. Plans were downloadable
ument measured as proportion of total matches per read, in .pdf format, either uploaded as images or text. When uploaded
number of statements per document found in both read as images Adobe Pro's Optical Character Recognition (adobe,
types, number of statements per document found in manual com) was used to change the images into text format. In each
but not automated read, and vice versa. The latter three case it was necessary to convert the .pdf file into a text file (.txt)
metrics represent indicators of exact Tine by line' matching before keyword analysis. Formatting issues and unnecessary
of outcomes from keyword and manual examination of the information (e.g., historical narrative) were manually corrected
same document in that the same line is chosen (or not) by to minimize file conversion errors. Since the objective was to
both methods. Additionally, validation included the compar- evaluate priorities for future community actions, narrative
ison of automated reads to the results of stakeholder work- elements, such as tables, figures, background history, table of
shops held in the same communities ( n = 4). These contents, and appendices, were all manually removed.

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Hum Ecol (2017) 45:809-821 813
The reformatted documents were then analyzed with an domain. The hits were totaled at the domain level for each
original text search algorithm written in the software package separate planning document. To take into account varying
R (https://cran.r-project.org/). The R-script was used to extract lengths of planning documents, indices were normalized rela-
statements containing the selected keywords. Each document tive to the total hits per document. Data from all planning
was transformed into one continuous text string and then sep- documents were then combined, summarized, and compared
arated into lines by periods, semi-colons, colons, tabs, ques- by region (WA/OR, MN/WI, and LA/FL), as well as by popu-
tion marks, and exclamation points. The R-script then lation size, education, median income, and community type
searched the separated lines individually for select keywords. based on an existing community classification system
Selection was further parameterized by "near" and "exclude" (Fulford et al. 2015) (Table 3). Comparison of relative hits by
words identified during the validation process. Phrases were domain were made with analysis of contingency tables (Zar
only selected as hits if they included a keyword and a near 2010). In addition, the combined dataset was analyzed with a
word (Example for HWBI domain Connection to Nature: key- principal components analysis in order to examine broader pat-
word - environment; near word - improve; exclude word - terns involving multiple independent variables.
business). If one of the exclude words was in the phrase it was
not counted as a hit. Each HWBI domain had a unique set of
keywords chosen to characterize that domain and each key- Results
word had multiple near and exclude words to further refine
domain-specific hits. Near and exclude words were initially Keyword List Validation Keyword selection proceeded as
identified during the examination of the manual reads, but described with an initial list of words selected from a detailed
were further refined during the keyword analysis based on review of the planning document for Moss Point, MS
examination of keyword results. (Table 2). This document was selected by the keyword devel-
Two different outputs of keyword importance were provided opment group as representative of strategic planning efforts to
by the R-script: a count of total hits per domain and a complete be targeted for the general analysis and contained a maximum
list of every statement categorized as a hit. During the valida- comprehensive list of focal areas under consideration. Review
tion phase, the statement list was manually reviewed to verify of this document resulted in a list of 122 keywords each hav-
the R-script was pulling phrases that fit the intent of the key- ing between one and 15 near and exclude words respectively.
words. If a keyword was pulling hits established as 'false' upon This initial list was reviewed by the panel and adapted into the
manual review, the near and exclude words were altered to test keyword list for validation.
maximize positive hits. Duplicate hits (i.e., same phrase con- Validation of the keyword list proceeded first with the
taining multiple keywords and chosen twice for the same do- paired analysis of six test planning documents (Table 2).
main) were removed via the R-script for each indicator and Overall the largest difference in hits between manual and

Table 3 Summary of community classification (CC) used for structure and data can be found in (Fulford et al. 2016). For each
comparison of keyword-based analysis of community planning community classification group (CC1-CC8) the count of communities
documents. The CC groups used were developed as a part of an earlier in the original analysis of all US coastal counties is given for reference
study of Human well-being (Fulford et al 201 5) and full details of the CC

Community classification Description Count Community group notes


group name

CCI: Urban Urban/suburban 223 Economically balanced; All communities >5000 pp./mi2
CC2: Rural workers Rural/older/manufacturing 129 Contains all communities with high dependence
on industry; higher median age.

CC3: Rural farms Rural/dependence on local natural resources 1 33 Mix of dependence on natural resources and service
in larger rural communities

CC4: Rural diverse Rural/farming/high ethnic diversity 3 Subset of CG6 with extreme dependence on natural resources
and high ethnic diversity score

CC5: Rural balance Rural/natural resources mixed with industry 45 Mixed economic dependence on natural resources
and industry

CC6: Rural natural res. 15 High dependence on natural resources low on industry
CC7: Older suburban High median age; dependencies similar to 46 All in Florida; unique suburban communities characterized by
CGI but communities smaller in pop. Size. urban economically, but rural
in demographics.

CC8: Suburban industry Small to rural towns with high economic 25 Mostly in Great Lakes region
dependence on industry

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814 Hum Ecol (2017) 45:809-821
keyword reads were observed in the Living Standard domain Table 4 Summary of line by line matches between keyword and
manual reads of test documents organized by HWBI domain. Test
(Figure 2)ģ Positive differences indicate higher frequency of hits documents are described in Table 2
for the automated read. This domain had a difference exceeding
20% for three documents and exceeding 30% for one (i.e., Domain Keyword only Human only Both Total
Wayne County, PA). Maximum normalized difference was be-
Connection to Nature 91 27 4 122
low 1 5% for all other domains and documents. Living Standards
Cultural Fulfillment 65 37 8 110
also had the most overall hits among the eight domains with an
Education 122 21 14 157
average of 38 hits per document. Another notable difference was
Health 69 39 14 122
that for Living Standards the difference was positive for the
manual read meaning the manual results were higher than the
Leisure Time 162 44 19 225
keyword results. With the exception of the Wayne County doc-
Living Standards 175 281 43 499
Safety and Security 146 95 31 272
ument the majority had fewer hits for the manual read. The
greatest disagreement in results between documents occurred
Social Cohesion 121 113 17 251
in the Social Cohesion and Safety and Security domains where
three documents were positive for manual read and three were
negative. For a specific document Wayne County showed the higher than between the two human reads. These occurred twice
most disagreement with the other documents showing differ- in health, then once in each Education, Safety and Security , and
ences in sign, magnitude or both for five of the eight domains. Social Cohesion. Keyword list finalization involved selection of
An exact line by line examination of the outcome of both read the list that generated maximum matches between human and
types indicated lower agreement between human and automatic automated reads with a primary focus on proportional importance
reads when attempting to make a specific match (Table 4). In of domains and a secondary focus on line matches.
most cases, there were less than 10% matching phrases per do- The second stage of keyword validation involved the com-
main and document between human and automatic reads. The parison of the automated read to data from stakeholder engage-
highest agreement across all test documents was in the Health ment (Fulford et al. 20 1 6). Several differences were observed in
and Safety and Security domains (11%) and the lowest was for the outcomes of these two methods when they were applied to
Connection to Nature (3%). Of three planning documents with the same communities (Figure 3). The workshop method gen-
two human reads, there were three instances (i.e. domain- erated more diverse findings that nonetheless consistently re-
document combination) where human to human agreement was ported high importance in the domains of Education and
noticeably higher than human to automatic reads. Two of these Social Cohesion. In contrast, the keyword method was always
occurred in the Living Standards domain while the other one was dominated by the Living Standards domain, which is the prima-
in Leisure Time. In contrast, there were five instances where line ry economic domain of the HWBI. However, if one removes the
matches between human and automatic reads were noticeably Living Standards domain from the keyword results, the relative

Fig. 2 Summary of normalized differences between keyword and perfect agreement, while positive and negative results indicate more or
manual reads of selected test documents used for validation of the less hits respectively in the keyword analysis for a particular domain.
keyword list. See methods for more details. The Other category was Labels indicate county name followed by state abbreviation. Jackson
included to allow for phrases selected that did not fit one of eight County, MS includes separate analyses at county and neighborhood scale
domain categories, but it was not used for analysis. Zero indicates

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Hum Ecol (2017) 45:809-821 815

Fig. 3 Summary comparison of combined results from stakeholder (hashed; WS rank), results from a group voting exercise during the
engagement and keyword analysis of strategic planning documents in workshop (solid; WS dot vote), and results of the relative proportion of
four focal communities. Community name is given in each panel. Three hits from the keyword analysis (diamond; Keyword). See Fulford et al
bars are results from an individual ranking exercise during the workshop 2016 for details on stakeholder workshops

importance of the remaining domains is highly congruent with (5. 1 5) were consistently the least mentioned domains. By contrast,
workshop results (Figure 3). Therefore, the findings of the key- Living Standards (23.82), Safety and Security (15.52), and Leisure
word analysis can be thought of as hierarchical with a primary Time (15.12) were mentioned most often. In the middle were
dominance for Living Standards as a priority in strategic plan- Education (8.09), Connection to Nature (11.3), and Social
ning, but the domains of secondary importance (i.e., domains Cohesion (14.06). Living Standards consistently had the highest
other than Living Standards) were more similar to workshop median value across all documents analyzed (Table 5; Figure 4).
outcomes. There is, thus, strong support for the complementar- Similar patterns among domains are seen when data are
ity of the two methods and the validity of the final keyword list. organized by region, but significant differences were evident
between regional community groups only for the Safety and
Community Comparison of Keyword Analysis Keyword- Security domain (Table 6). Of the three regions (WA/OR, MN/
based analysis of 97 planning documents indicated important dif- WI, and LA/FL) analyzed, each had Living Standards as the
ferences among domains in a community's stated priorities based most represented domains. The middle category included
on normalized keyword hits for each HWBI domain (Table 5, Safety and Security , Social Cohesion , Leisure Time , and
Figure 4). Cultural Fulfillment (median value: 3.64) and Health Connection to Nature , while the low group included Cultural

Table 5 Summary of normalized


keyword hits organized by Min value First quartile Median value Third quartile Max value
domains of human well-being
index. See text for details Connection to Nature 0.00 7.32 11.30 16.03 31.03
Cultural Fulfillment 0.00 1.71 3.64 6.24 16.36
Education 0.00 5.32 8.09 11.71 28.33
Health 0.00 3.23 5.15 7.11 20.39
Leisure Time 2.86 10.71 15.12 17.45 31.54
Living Standards 3.57 18.31 23.82 29.09 70.29
Safety and Security 0.00 11.34 15.52 21.08 35.51
Social Cohesion 3.43 10.19 14.06 17.73 33.15

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816 Hum Ecol (2017) 45:809-821
The domain Living Standards is again either the most or sec-
ond most represented domain in for each classification group,
while Cultural Fulfillment and Health remain the least repre-
sented domains similar to the overall results. Yet, among the
five of eight classification groups with at least 5 documents
(Groups 1, 2, 3, 5, and 7; Table 3) there also were some
important differences. Community classification (CC) Group
1 stands out for Connection to Nature with the lowest score of

7.43, whereas CC Groups 3, 5, and 7 each have scores over


11. Community classification Group 2 and 3 stand out in the
Cultural Fulfillment domain with a higher score than Groups
1, 5, or 7. Education has a larger range among CC Groups,
with Group 5 (6.24), 7 (7.64), and 3 (7.5 1 ) lower than Group 1
Fig. 4 Summary of the median percentage hits per document across all (11.23). Wide ranges were present for both Living Standards
documents analyzed (97) for normalized hits per domain of the human
zná Leisure Time (Table 7). Classification group 5 was notice-
well-being index. Bottom and top of boxes indicate 25th and 75th
percentile respectively and bottom and top whiskers indicate the 5th ably lower in the Social Cohesion but higher than the other
and 95th percentile respectively Groups in Safety and Security. Classification group 1 is the
urban/suburban category, while Groups 3 and 5 are the most
rural. Group 7 is largely suburban but is characterized by a
Fulfillment , Education , and Health. Safety and Security was
higher median age and being located almost entirely in the
distinctly higher than other middle group domains in the FL/
Florida. These differences are largely congruent with the ur-
LA region, but this group was well-balanced in both the MN/
ban to rural delineation of communities (Table 3).
WI and WA/OR regions. Of the three regions, FL/LA had the
Comparison across individual demographic variables
highest score for Safety and Security (18.17) compared to a low
displayed some differences in community keyword hits by
in the WI/MN region (11.78). In contrast, the WI/MN region
domains. When communities are grouped by percent of resi-
had the highest score for Social Cohesion (14.74), with a nota-
dents 25 and older with a high school degree or higher or by
ble difference with the FL/LA region (12.76) in this domain.
percent of residents 25 and older with a bachelor's degree or
An opposite difference was seen for Leisure Time , with Florida
higher (Table 8), similar trends are observed in number of hits
(16.96) and Louisiana (9.87). The WI/MN region also had the
by domain. In each case, a higher score in Cultural Fulfillment
highest score for Health (7.04) and Education (10.58) in com-
is associated with a higher level of educational attainment.
parison to both of the other regions, although the difference was
Similarly, counties with the lowest levels of per capita educa-
largest with WA/OR (Table 6).
tion completion had fewer keyword hits for Social Cohesion
When the data are compared based on a community clas-
than counties with the two highest levels of education com-
sification system (Fulford et al. 2015) significant differences
pletion. The reverse of this is true when looking at Education
were observed for Connection to Nature, Leisure Time, Living
and Living Standards , lower levels of education had the higher
Standards, Safety and Security, and Social Cohesion (Table 7).
scores for these domains.

Keyword hits also differed among communities by median


Table 6 Summary of mean normalized keyword hits for the domains of
income, population size, median age, and demographics, but in
human well-being index organized by geographical region. Region labels
a pattern seen in other variables, particularly the Classification
are state pairs in each region based on standard two-letter labels. P-value
is for Chi-square goodness of fit test on raw hit counts with two degrees of groups (Table 8). Scores for Social Cohesion and Cultural
freedom. Bolded values are significant at the a = 0.05 Fulfillment were highest for a median income under $40,000
in comparison to median incomes over $40,000. Safety and
State WI/MN WA/OR FL/LA p-value
Security had the opposite pattern, with the highest scores asso-
Document count 26 24 47 ciated with the highest median income. Incomes of less than
Connection to Nature 13.14 17.10 10.05 0.14 $40,000 also had the lowest score for Leisure Time. Interest in
Cultural Fulfillment 4.90 4.08 4.17 0.34 Education increased as median income went down. County
Education 10.58 4.75 9.34 0.06 population size was broken down into three categories;
Health 7.04 4.06 5.20 0.35 counties with a population greater than 75,000, between
Leisure Time 13.95 16.41 15.30 0.17 25,000 and 75,000, and less than 25,000 (Table 9). Higher
Living Standards 23.88 21.48 25.01 0.08 populations were associated with high scores for Leisure Time
and low scores for Social Cohesion. Counties under 25,000
Safety and Security 11.78 17.22 18.17 0.02
Social Cohesion 14.74 14.90 12.76 0.31 people had lower scores for Safety and Security compared to
the two larger categories. Other HWBI domains were not

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Hum Ecol (2017) 45:809-821 817
Table 7 Summary of mean normalized keyword hits for the domains of system groups. The p-value is for a Chi-square goodness of fit test with
human well-being index organized by coastal community classification four degrees of freedom based on comparison of CC categories with at
(CC) groups. See Table 2 for description of community classification least five documents. Values in bold are significant at a = 0.05

Coastal cluster group CC 1 CC 2 CC 3 CC 4 CC 5 CC 6 CC 7 CC 8 p-value


Document count 15 8 13 2 8 1 14 3
Connection to Nature 7.43 12.72 13.25 10.36 13.01 16.00 11.12 3.28 0.007
Cultural Fulfillment 3.80 4.78 4.76 2.40 2.68 1.00 3.56 6.21 0.1
Education 11.23 8.97 7.51 9.46 6.24 13.00 7.64 14.52 0.08
Health 5.00 5.74 5.64 3.68 7.19 2.00 4.35 8.86 0.18
Leisure Time 10.03 15.34 15.24 14.94 19.49 23.00 15.40 7.85 <0.001
Living Standards 30.07 23.70 21.48 35.83 20.62 22.00 26.23 28.21 <0.001
Safety and Security 17.76 13.22 18.59 15.70 20.91 19.00 18.10 14.23 <0.001
Social Cohesion 14.68 15.52 13.53 7.62 9.88 4.00 13.61 16.84 0.013

affected by population size. Median age was split into two CF/SC/ED gradient with CC group 5 clustered at the SS end.
categories (>40 and <40) (Table 9) and the older group scored For the regional comparison (Figure 5a) the WA/OR group
higher for Connection to Nature and Leisure Time , while the was more variable along the SS - CF/SC/ED gradient but
younger group scored higher for Education. more clustered towards LT/CN on the other gradient. In con-
When variance in all variables, including both community trast, the MN/WI group was more variable along the LS-LT/
characteristics and keyword-based priorities by domain, are CN gradient but generally clustered more towards LT/CN and
analyzed together the individual patterns are easily observed CF/SC which is consistent with the significantly lower score
(Figure 5), but there are interesting pairings among variables for SS compared to the other two regions. The LA/FL group
suggesting some useful linkages for interpretation. The prin- was the most variable with regards to both gradients and dem-
cipal components analysis demonstrated clear negative rela- onstrated minimal pattern. Overall the multivariate results are
tionships between prioritization of Leisure Time (LT) and consistent with univariate results but show a pattern that is
Connection to Nature (CN) with prioritization of Living consistent across domains.

Standards (LS). Nearly orthogonal to this gradient was a sec-


ond gradient with Safety and Security (SS) domain at one end
and a mix of Cultural Fulfillment (GF), Social Cohesion (SC), Discussion
and Education (ED) on the other end. The existence of two
nearly orthogonal gradients in communities has some interest- Our analysis identified several useful themes in community
ing implications for interpretation. The LT/CN - LS gradient priorities with respect to human well-being. These priorities
was highly associated with variability in CC group 2 and CC represent community well-being targets with a high level of
group 7 was clustered towards the Leisure end (Figure 5b). In stakeholder support, making them highly useful for guiding
tum, CC groups 1 and 3 were more variable along the SS - decision making. A key consistency among communities in

Table 8 Summary of mean normalized keyword hits for the domains of (U.S. Census Data; accessed 14 September 2016). Values were
human well-being index organized by proportion of adult citizens with normalized separately for HSD and BD
either a high school diploma (HSD) or a bachelor's degree (BD) in 2000

High school degree High school degree or High school degree Bachelor's degree Bachelor's degree or Bachelor's degree
or higher >85% higher 80-85% or higher 80%> or higher >20% higher 1 5-20% or higher 1 5%>

Connection 13.35 11.37 11.37 11.23 12.93 11.72


Cultural Fulfillment 4.60 4.87 3.99 5.06 3.82 4.30
Education 6.86 9.53 9.01 7.61 8.14 9.63
Health 4.36 6.25 5.36 5.10 5.88 5.17
Leisure Time 17.35 13.28 14.80 15.23 15.30 14.74
Living Standaids 22.81 23.53 25.51 23.80 22.61 25.64
Safety and Security 16.17 16.32 16.35 17.45 15.78 15.74
Social Cohesion 14.50 14.85 13.62 14.53 15.54 13.06

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818 Hum Ecol (2017) 45:809-821
Table 9 Summary of mean normalized keyword hits for the domains of human well-being index organized by median income level, median age, and
population size in 2000 (U.S. Census Data; accessed 14 September 2016). Values normalized separately for income, age and population size

Median Median Income Median Median Median Population Population Population


>$50,000 $40,000> 75,000
Income $40,000-$50,000 Income Age > 40 Age 40> > 75,000 25,000- 25,000>

Count 4 50 54 54 54 38 35 35
Connection 12.09 11.59 12.23 12.65 11.16 12.38 11.41 11.88
Cultural Fulfillment 5.13 3.29 5.47 4.30 4.51 4.46 3.81 4.94
Education 7.65 8.38 9.91 7.54 9.62 7.47 8.61 9.76
Health 4.76 5.35 5.97 5.00 5.70 4.80 5.47 5.81
Leisure Time 16.75 14.94 13.41 16.60 13.49 16.95 13.98 14.05
Living Standards 23.28 24.24 25.17 23.33 25.11 23.70 24.30 24.70
Safety and Security 16.95 18.09 12.61 17.09 15.50 17.06 18.02 13.73
Social Cohesion 13.40 14.11 15.23 13.50 14.92 13.19 14.40 15.12

this analysis was the importance of quality of life metrics (i.e. communities and community types the consistently dominant
Living Standards, Safety) to stakeholder priorities. Across well-being domains, in terms of total number of keyword hits,
were Living Standards followed by Safety and Security
followed closely by Social Cohesion, Connection to Nature,
and Leisure Time. An interest in quality of life is not surpris-
ing. The consistent low scores for Education and Health were
surprising and suggest these are not community-level priori-
ties, but may be important at a different scale (e.g., personal/
family). For instance, even in cases where an action may di-
rectly benefit human health (e.g., investment in hospitals) the
community-scale priority for the action may not be directly
tied to improving community health, but rather to ancillary
benefits more aligned with community-scale priorities such
as job creation, reductions in burden on public services, or
community reputation. These differences can be important to
setting measures of success at the appropriate scale. It is also
important to understand if measures of success should differ
among community types (Bagstad and Shammin 2012).
A key objective of this study was to associate common
themes in well-being to communities of a common type to
make the information useful for decision support in multiple
communities. The dominant delineations for stakeholder pri-
orities at the community level were between multi-state re-
gions and community classification (CC) groups. For CC
groups, five could be meaningfully compared. The CC groups
differed most in Leisure time and Living Standards , which
tracks a trajectory between these two domains of wellbeing
mentioned earlier. It can be categorized as an economic tra-
jectory in contrast to the more social trajectory between Safety
and the cluster of Education , Health , Culture and Social
Fig. 5 Plot summarizing results of a principal components analysis of
normalized hits per domain of the human well-being index by individual Cohesion. Generally, the CC groups tended to vary between
document. Only PCI (x axis; loading 0.29) and PC2 (y axis; loading 0.20) groups along the economic trajectory and more within group
are shown. Documents are labeled for geographic region (a) or along the social trajectory. The most striking differences were
community classification group (b). Regions are Washington/Oregon
between the urban CC group (Group 1 ) and the most rural CC
(WA/OR), Minnesota/Wisconsin (MN/WI), or Louisiana/Florida (LA/
FL). Typology groups CCI - CC8 are described in Table 2. Note that group (Group 5), which had either the highest or lowest score
that panel (b) is zoomed in for clarity and has a smaller scale for seven out of eight well-being domains and were directly

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Hum Ecol (2017) 45:809-821 819
antithetical for three domains ( Education , Leisure Time, and Keyword analysis is an effective technique for describing
Living Standards). The urban communities placed a higher community priorities for human well-being from large docu-
emphasis on Education and Living Standards , while the more ments such as the planning documents considered here, but
rural communities emphasized Leisure Time , Health , and the technique requires careful consideration of assumptions.
Safety. The differences observed in more specific demograph- Keyword analysis as a form of context analysis (Hsieh and
ic groups such as median age and income are important but Shannon 2005) has been commonly used to compare docu-
were generally ancillary to differences observed among the ments and corpora for similarity (Berber Sardinha 1996;
CC groups. The broader categories, such as CC, are not inde- Peirsman et al. 2010), to look at word frequency in lexico-
pendent from these specific categories (e.g., demographics) as graphic studies (Kilgariff 1996a), and use of automated tools
these data were also used as a part of the CC group score is a well-developed analytical technique (Ball 1994).
calculation (Fulford et al 2015). However, a lack of pattern However, these approaches typically involve analysis of word
in these strategic planning documents among demographic clusters without pre-defined meaning (Berber Sardinha 1999).
groups for most domains of wellbeing suggests specific de- The planning document analysis approach is similar in execu-
mographics issues are more individualistic in nature and may tion, but is dependent on the use of specific words groups
not drive community decision making other than to crystalize developed a priori with pre-assigned meaning based on the
individual interests.
HWBI framework. This makes the analysis more dependent
The regional comparison made here is limited to three on manual vetting of word lists, such as the validation proce-
coastal regions (WA/OR, WI/MN, and LA/FL), but this al- dure described earlier (Ball 1994; Creswell and Miller 2000).
lows for a useful comparison of spatial differences to differ- Therefore, keyword analysis can be useful, but its limits must
ences in other categories. For individual domains of be carefully considered in drawing conclusions.
wellbeing, communities within regions were most similar in Validation results indicated keyword outcomes here were
the less heavily cited categories like Connection to Nature, generally consistent with both a manual read of the same doc-
Health, and Education showcasing key regional differences ument, as well as direct engagement of stakeholders in the
in stated well-being priorities. The combined differences same community. Clarifying community priorities from doc-
among regions were largely along the social trajectory al- ument analysis is limited by the scope of the document, as
though the LA/FL regional group was highly variable and well as the level to which the document reflects community
hard to separate from the other two. input rather than the input of elected officials or hired external
The value of understanding these differences among groups is experts. Yet, these issues can largely be minimized by appro-
to identify the domains of human well-being for which the CC priate document selection, so the process of reviewing and
group or geographic delineations are the most informative for selecting documents for analysis should be reported for max-
identifying community priorities that may drive decision making imum value of the results. The documents for this study were
across multiple communities. These most informative differences selected from a random group of available documents from
lie either on a gradient from an emphasis on Safety and Security each region but also filtered to remove documents not based
on one end to an emphasis on 'community' domains centered on significant stakeholder engagement. The keyword results
around Social Cohesion on the other end or a gradient from were not biased by document length or organization, which
Living Standards to Leisure Time/Connection to Nature. This suggests a wide variety of documents can be potentially se-
generalization is supported by both the categorical results, as well lected for analysis. Exact line-by-line matching of results be-
as the multivariate analysis of all domains together. These two tween automated and manual reads was less consistent, but it
largely orthogonal gradients are also consistent with an urban to seems the two methods get to the same interpretation even
rural gradient in that it is directly related to population size, and with some variability in exact phrases aligned with particular
demographics as 'ruralness' tends to be related to an increased keywords. Manual reads of the same document were incon-
emphasis on social connectivity (Bagstad and Shammin 2012; sistent with each other, which created a lot of the discrepancy
Smith and Clay 2010). Communities that are more urban, more and suggests an objective keyword approach should generate
diverse, or less dependent on local natural resources also tend to more consistent results than interpretation of a document by
have a higher median income and a higher overall education multiple individuals.
level, which is consistent with, but not dependent on increasing The low level of line by line agreement between manual
urbanization. They also seem to prioritize Living Standards and and automated reads of the same documents is interesting in
Education ; and reduce priorities for Leisure Time and and of itself, as the manual reads did not target particular
Connection to Nature. The inverse relationship between educa- words but extracted whole phrases viewed by the validation
tional attainment in a community and their interest in Education group as consistent with one of the domains of human well-
was surprising but fairly consistent, which suggests it is a real being. This approach resulted in a closer match in terms of
trend among groups, insomuch as these characteristics influence total number of hits but differences in the actual phrases se-
organized goal-setting. lected in each case. Some domains such as Health and Safety

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820 Hum Ecol (2017) 45:80^-821
had higher agreement suggesting the language used for these urban to rural gradient. Therefore, future research should fo-
domains is more consistent and identifiable. The intent was cus on improving the understanding of how community type
not to focus on the manual read, but use it as an independent may inform differences in the relative importance of the do-
check on the automated outcome, and this is why the keyword mains of human well-being that can be used to both develop
list was not used by the validation group. The numerical and assess decision options at the community level.
agreement is the more important outcome for this analysis,
Acknowledgements We would like to thank all those who aided in data
and line agreement was mainly used by the validation group
collection and analysis, as well as those involved in the development of
to hone the keyword list. That said, the line agreement infor-
the Human well-being index used in this study. In particular, we acknowl-
mation may be used in the future for a more detailed exami- edge Linda Harwell, Lisa Smith, Leah Oliver, Matt Harwell, and Virginia
nation of how these documents can be interpreted in compar- Hansen for their assistance in development and validation of the keyword

ison to other forms of stakeholder engagement. list used in this study. This paper was greatly improved by the comments
of two anonymous reviewers and we also thank them for their efforts. The
Keyword analysis of strategic planning documents shows
views expressed in this paper are those of the authors and do not neces-
great promise as a contributing method for clarifying the long- sarily reflect the views or policies of the U.S. Environmental Protection
term priorities of human stakeholders and for delineating com- Agency.

munity priorities for decision making. This is important both


for effectively prioritizing human well-being in decision mak-
Funding Funding for this study was provided by the US EPA Sustainable
ing, and for scaling up decision support by applying similar and Healthy Communities Research Program.
models across multiple communities facing the same issues.
In absolute terms the most informative grouping of coastal Compliance with Ethical Standards

communities is by CC groups followed by regional differ-


Conflict of Interest The authors declare that they have no conflict of
ences, but other delineations become more important at small- interest.
er scales within the community. Certain well-being domains,
such as Health and Education , do not parse out very well at
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