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Article history: Buildings are one of the primary contributors to carbon emissions. Given the small size of construction
Received 8 July 2015 site and increasing housing demand in Hong Kong, precast concrete has been frequently adopted in
Received in revised form 27 August 2015 not only public residential buildings, but also the private sector. This study compares the carbon
Accepted 31 August 2015
emissions of precast and traditional cast-in-situ construction methods based on a case study of a private
Available online 14 September 2015
residential building in Hong Kong. Life cycle assessment (LCA) model is established to consider the sys-
tem processes from cradle to end of construction. The comparison is conducted based on eight scenarios
Keywords:
at four levels, i.e. cubic meter concrete, precast facade, group of façade elements, and an apartment. It is
LCA
Private building
found that the carbon emission of the studied residential apartment is 669 kg carbon dioxide equivalent
High-rise building per one square meter floor area. Precasting can lead to 10% carbon reduction for one cubic meter con-
Precast concrete crete. Steel formwork for precasting performs better than timber formwork used in cast-in-situ concrete.
Prefabrication Adopting more precast concrete can lead to less carbon emission. Based on the research findings, it is
Carbon emission highly recommended to adopt precast concrete in building construction. The building industry should
consider the carbon reduction as a benefit of implementing precast concrete.
Ó 2015 Elsevier Ltd. All rights reserved.
1. Introduction by 18% below the 1990’s level from 2013 to 2020 [2]. The China’s
12th Five-year Plan aimed at a 40–45% reduction in carbon inten-
Rapid economic development consumes large amount of sity from 2005 to 2020. In the meantime, Hong Kong formulated a
resources and degrades the environment. One of the primary con- carbon reduction strategy with 50–60% from 2005 to 2020 [3].
cerns of environmental impacts is climate change being most likely Buildings are contributors to carbon emissions, not only due to
attributed to the emissions of greenhouse gases (GHGs). The the energy consumption in building operation and maintenance,
temperature growth is correlated with increased atmospheric con- but also caused by the significant material use and intensive on-
centration of GHGs, while carbon dioxide is the most important site construction processes. It has been reported that buildings
anthropogenic GHG [1]. In recent years, auditing and controlling account for 40% of the global material flow [4]. Concrete is an indis-
carbon emissions have become a key strategy to achieve sustain- pensable construction material with the worldwide annual con-
able development. In Kyoto Protocol, 37 industrialized countries sumption of 1 ton per capita [5], and this figure is even four-time
and the European Community committed to reduce GHG emissions higher in Hong Kong [6]. Concrete has been recognized as a carbon
intensive material, and cement being the key ingredient of con-
⇑ Corresponding author. crete is responsible for 5–7% of the world’s anthropogenic carbon
E-mail address: ljaillon@cityu.edu.hk (L. Jaillon).
emission [7]. The on-site construction method is another source
http://dx.doi.org/10.1016/j.conbuildmat.2015.08.145
0950-0618/Ó 2015 Elsevier Ltd. All rights reserved.
40 Y.H. Dong et al. / Construction and Building Materials 99 (2015) 39–53
of carbon emission, mainly contributed from fuel consumption in to estimate environmental performance throughout a product’s life
heavy equipment and material transportation, embodied carbon cycle. As described in ISO 14040/14044 [19,20], a LCA study is com-
in temporary materials, and waste treatment management. posed of four interactive phases, i.e. (i) goal and scope definition,
Hong Kong is a concrete jungle with over 40,000 buildings [8] (ii) life cycle inventory, (iii) impact assessment and (iv) interpreta-
and most of the building stocks are built with reinforced concrete. tion. In the first phase, the key items in a LCA study are defined,
Of the limited area of 1108 km2, only 6.9% is used as the residential such as study aim, system boundary, target audience, etc. The
land and more than 66% are protected forest or wet lands [9]. The second phase is to collect essential data, establish the LCA model
scarcity of available land imposes challenges on building construc- and calculate the inventory results. In the next, the inventories
tion in Hong Kong. To accommodate 7 million people, construction are further analyzed using a certain impact assessment method
of high-rise residential buildings is the only choice for this compact and indicator results of the studied impact categories are derived.
city. Given the small size of construction site and increasing The last phase is to interpret the results based on the goal and
housing demand, precast concrete has been adopted to construct scope definition, as well as to conduct advanced analyses to detect
residential buildings. The history of precast concrete in Hong Kong the emission hotspots. This study generally follows the four-phase
can be dated back to the mid-1980s, and it was mainly used in structure of LCA.
public residential buildings developed by the Hong Kong Housing
Authority (HKHA) [10]. Over the years, precast concrete has 2.1. Goal and scope definition
become more prevalent in terms of the precasting percentage
and the types of precast elements, while it has only been intro- The goal of the present research is to investigate the carbon
duced to the private sector in the last decade [11]. In Hong Kong, emissions of precast and cast-in-situ construction methods for
the public and private residential housing both hold about 50% high-rise residential buildings. A typical private building project
population. In the private sector, the precast components are gen- in Hong Kong is studied. The project provides about 3500 units in
erally tailor-made for a specific building design and specific site; the site area of 96,800 m2. The buildings are 30–35 floors with 8
on the contrary, standardization across building projects is mostly apartments per floor. The layout plan of a typical floor is shown
adopted in public housing projects [12]. The elements that adopt in Fig. 1. The project adopts precast façade which accounts for 6%
precast concrete for the public sector include façade, staircase, of total concrete volume. Of the 8 apartments, A and H are
refuse chute, slab, balcony, kitchen, etc., whereas precast concrete three-bedroom apartments with a symmetrical layout design.
is mostly used for façade in the private sector. The gross floor area Three different precast façade elements are used in apartments A
(GFA) concession of precast concrete was introduced in 2002, and and H, namely Element 10, Element 11, and Element 12, while
this encouraged the private sector to adopt precast [13,14]. Element 12 is shared by the two apartments. The analyses in this
Prefabrication is a sustainable construction method of improved research will focus on apartments A and H.
quality control, improved environmental performance, improved In terms of the inclusion of life cycle stages, there are two types
site safety, reduction of labor demand and construction time of LCA: full LCA and partial LCA. Full LCA refers to those LCA studies
[15]. Jaillon et al. [16] reported the use of precasting method can that consider all the life cycle stages of a product, i.e. cradle-to-
lead to 52% of waste reduction and 70% of timber formwork reduc- grave. On the other hand, partial LCA only considers one or a few
tion. Wong and Tang [17] compared the precast and cast-in-situ stages, such as gate-to-gate, cradle-to-gate, cradle-to-site, etc. This
concrete with the system boundary from ‘cradle to site’ and con- study is a partial LCA to include ‘cradle-to-end of construction’ life
cluded that precasting method can reduce carbon emissions. If cycle stages.
‘cradle to end of construction’ processes are considered, environ- As shown in Fig. 2, the processes included in cast-in-situ (IS)
mental benefits of precast concrete can also be detected [18]. and precast (PC) scenarios (refer to Section 2.2.2 for the description
Although the two studies have compared the carbon emissions of scenarios) are different. For the IS scenarios, the study system
between precast and cast-in-situ methods, they only focused on covers the initial stage of raw material extraction from mines
the public sector. The private sector that increasingly adopts and the production of materials in factories. Cement, aggregate
precast concrete should not be excluded. The influence of precast and admixture are then transported to concrete batching plant
concrete on the carbon emissions should be studied to provide proof for mixing and ready-mix concrete is produced. Ready-mix
of the carbon reduction due to precast concrete in the private sector, concrete, reinforcing bar and timber formwork are transported to
and hence encourage the adoption of precast concrete in terms of the construction site for in-situ casting. The PC scenarios embrace
environmental benefits. Moreover, a comprehensive research to the processes related to precast façade manufacturing. The precast
investigate the carbon reduction of using precast concrete based yard is located in Guangdong Province in mainland China. To
on the unit of a precast element or an apartment is still lacking. produce precast concrete, mixing of concrete is conducted in the
To bridge the research gaps, this study compares the carbon batching plant located within the precast yard. The concrete mix
emissions of precast and cast-in-situ construction methods and reinforcing bar are then poured into steel mold. After curing
through a case study of a private residential building in Hong Kong. and stripping the steel mold, aluminum window frame is installed
Life cycle assessment (LCA) is applied to calculate carbon emissions and the precast façade is stored in the storage area in precast yard.
with the upstream processes from ‘cradle to end of construction’ The precast façade elements are transported to construction site in
being considered. The comparison is conducted based on eight sce- Hong Kong and then installed. Other concrete elements, e.g.
narios at four levels, i.e. a cubic meter concrete, a precast concrete column, beam, slab, etc., are cast-in-situ. The treatment of
element, a group of façade elements, and an apartment. The results construction waste is also considered in this study.
are further discussed to deepen the understanding on the environ-
mental performance of precast and cast-in-situ methods, as well as 2.2. Life cycle inventory
to provide suggestions for the building industry.
2.2.1. Collection of data
Data collection is a critical step in LCA modeling. While an ideal
2. Methods LCA should be based entirely on site-specific data, soliciting such
data from stakeholders requires large amount of time and effort
In this study, LCA is implemented to calculate carbon emissions [21]. The popularity of LCA is largely due to its effectiveness by
of precast and cast-in-situ concrete. LCA is a widely used method using well-established databases. The combination of site-specific
Y.H. Dong et al. / Construction and Building Materials 99 (2015) 39–53 41
data and existing databases is usually unavoidable in LCA research. site-specific data. For instance, the dataset of concrete produced
This study, without exception, adopts both types of data. at batching plant is revised by changing the electricity consump-
Various approaches are used in order to collect site-specific tion, transportation of materials, quantities of materials, and waste
data. A questionnaire survey (Appendix A) was conducted to col- treatment management. The adjusted processes also include
lect information about the monthly energy and water consumption Portland cement, cement mortar, window frame, window glass,
for the precast concrete production from the manufacturer from concrete block, etc. To summarize, a list of data source is given in
October 2012 to April 2013. The energy and water consumption Table 3.
per ton of concrete is then calculated to represent the average
resource consumption during the project period. Data of concrete 2.2.2. Model development
and steel wastes generated within the precast yard were also The comparison between precast and cast-in-situ construction
obtained. Factory visit was arranged to observe the manufacturing methods is conducted at four levels, so that the influence from
process of precast concrete and collect detailed information about the use of precast concrete on carbon emissions for 1 m3 concrete,
the steel mold, transportation and the studied project. a concrete element, a group of concrete elements, and an apart-
Semi-structured interview with factory manager was conducted ment can be explored. As shown in Table 4, each level includes
to further validate the questionnaire findings. two scenarios of precast concrete (PC) and in-situ (IS) concrete.
For the on-site construction, data were taken from developer, In total, eight scenarios are carried out and the boundaries are
contractor and subcontractors. Another questionnaire (Appendix shown in Fig. 2. The first level is to compare the two methods
B) was delivered to the contractor and subcontractors of the stud- based on the functional unit of 1 m3 concrete. The set-ups of S1-
ied project to gather the data of energy consumption, equipment IS differentiate from S2-PC in the electricity mix, formwork type,
use, construction waste, factory location, and transportation mode. and transportation distance of materials (Table 5).
Semi-structured interview with experts from the developer was The next level is for a concrete façade element, Element 10,
conducted. Additional information, such as the phasing plan, draw- which includes additional materials of window frame, glass, and
ings, annual report of the developer, etc., was also acquired. The tile. The as-built scenario S4-PC models the façade element that
floor layout and design of precast elements were used to calculate is actually used to construct the apartment A/H. On the other hand,
concrete and reinforcing bar quantities of the studied building. scenario S3-IS is hypothetical to replace the precast concrete with
Given the factory locations, transportation distances of materi- cast-in-situ concrete. Materials in concrete elements remain
als and precast concrete elements are estimated using Google map. unchanged for the hypothetical scenarios, while the transporta-
The transportation details are provided in Table 1. The fuel mix of tion, formwork, waste treatment, and consumption of electricity,
electricity generation in Hong Kong and Guangdong Province is fuel, and water are revised based on the data collected for cast-
obtained from the electric company and national electricity report in-situ construction. As stated above, apartment A/H includes three
(Table 2). precast façade elements, i.e. Element 10, Element 11, and Element
Ecoinvent database [22] is used to provide the secondary data of 12, whereas the set-ups of the three elements are almost same
upstream processes when the site-specific data cannot be found. with the only difference in the quantity of materials. As a result,
For those processes without any site-specific data, the datasets in the comparison on a representative Element 10 can reflect the dif-
Ecoinvent are directly used and no adjustment is made. These ference between precast and cast-in-situ construction methods.
processes include, for example, structure steel, transportation by Table 6 gives the set-ups of the three façade elements, as well as
truck, infrastructure of concrete batching plant, production of the façade group.
diesel, oil and chemicals. The other way of using Ecoinvent is The last level of scenarios is to compare the influence on envi-
to change certain variables in datasets using the available ronmental performance due to the use of precast concrete façade.
42 Y.H. Dong et al. / Construction and Building Materials 99 (2015) 39–53
Fig. 2. Schematic illustration of the study systems for scenarios; (a) IS scenarios: S1-IS, S3-IS, S5-IS, and S7-IS; (b) PC scenarios: S2-PC, S4-PC, S6-PC, and S8-PC.
Y.H. Dong et al. / Construction and Building Materials 99 (2015) 39–53 43
Table 1
Transportation details of key materials.
Table 5 concrete façade groups is shown in Fig. 5. It is found that the emis-
The model set-ups for scenarios of S1-IS and S2-PC (1 m3 concrete). sion of the precast façade is 2870 kg CO2 eq, which is 6.5% less than
Item Unit S1-IS S2-PC the 3070 kg CO2 eq of cast-in-situ concrete. This difference is sim-
Cement kg 300 300 ilar to the 6.3% difference of façade Element 10.
Aggregate kg 1890 1890 The contributions from unit processes are also shown in Fig. 5. It
Rebar kg 126 123 is found that concrete (including reinforcing bar) accounts for about
Steel formwork kg 0 14.5 70% of the carbon emissions. The next important contributor is alu-
Timber formwork kg 45.7 0
Transport aggregate tkm 284 151
minum frame, which is responsible for over 20% of the emissions.
Transport cement tkm 45 45 Tile and glass are less significant in carbon emissions. The three
Transport concrete tkm 63 0 elements share similar carbon emissions, as the materials used in
Transport rebar tkm 15.1 12.3 the three elements are similar in terms of type and quantity.
Transport precast tkm 0 357
Electricity (Hong Kong) kWh 72 22.5
Electricity (Guangdong) kWh 0 57.6 3.4. A residential apartment
Water kg 6116 6864
Diesel kg 8.33 13.1 The carbon emissions of scenarios S7-IS and S8-PC are presented
in Fig. 6. Apartment A/H emits 64,263 kg CO2 eq. The floor area of this
apartment is about 96 m2 and the carbon emission of one square
Although the transport of precast concrete has larger emissions, meter is 669 kg CO2 eq. The most contributive element is Façade
the total carbon emissions of precast are much lower than that of 400, which accounts for 42% of the emissions. The next important
cast-in-situ. It is found that 1 m3 cast-in-situ concrete emits 770 kg elements are beam & column (16%) and slab 150 (14%). The precast
CO2 eq, while the figure of precast is only 692 kg CO2 eq, which is façade group accounts for about 4–5% of the emissions.
approximately 10% lower than that of cast-in-situ concrete. The The 200 kg CO2 eq difference between the two scenarios is
better performance of precast concrete is mainly due to the type observed, which is caused by the difference between façade groups
of formwork. To produce precast concrete, steel formwork is used of the two construction methods. With more concrete elements
rather than timber formwork. Steel formwork can be reused up to being considered, difference in percentage between the two sce-
100 or 200 times, while timber formwork can only be reused less narios is less significant. As a result, the 200 kg CO2 eq difference
than 10 times [25]. In some projects, timber formwork is reused only accounts for 0.31% of the whole apartment. For one square
only twice. In addition, steel formwork is a recyclable material meter, the reduction of carbon emission due to the adoption of pre-
with high recycling content of over 90%, which can also reduce cast façade elements is 2.1 kg CO2 eq.
the carbon emissions of steel formwork.
4. Discussion
3.2. A façade element
4.1. Carbon reduction due to precast concrete
The comparison for a concrete façade element is presented in
Fig. 4. The façade element includes additional materials, i.e. tile, According to the results based on the four sets of scenarios,
glass and aluminum. As a result, the difference between the two adoption of precast concrete can lead to carbon reduction as
construction methods in terms of a façade element becomes less compared with cast-in-situ concrete. Fig. 7 gives the influence of
than a cubic meter of concrete. The carbon emission of a precast precast concrete percentage on carbon reduction. It is observed
façade is 941 kg CO2 eq, whereas it is 1005 kg CO2 eq of cast-in- that with more precast concrete adopted, the carbon reduction
situ façade. Precast façade emits 6.3% less than cast-in-situ façade. percentage becomes larger. The precast concrete apartment only
The difference is mainly caused by formwork types used in the two accounts for 3% of the total weight in Apartment A/H, and the
different concrete methods. The emission of concrete in S3-IS is reduction percentage is 0.31%. On the contrary, for the scenarios
708 kg CO2 eq, while it is 647 kg CO2 eq of S4-PC. The 61 kg CO2 of 1 m3 concrete, the precast weight percentage is 94%, resulting
eq difference is mainly caused by large carbon emission of timber in much larger reduction percentage of 10%. The correlation
formwork. between precast percentage and carbon reduction percentage
reveals that adoption of more precast concrete in residential build-
3.3. Façade element group ing project can reduce more carbon emissions.
The façade group includes three façade elements, namely 4.2. Carbon emissions of formwork
Element 10, Element 11, and Element 12, while Element 12 is shared
by two apartments and only half of Element 12 is included in the Different formwork types lead to the different carbon emissions
façade group. The comparison between precast and cast-in-situ between precast and cast-in-situ concrete. As shown in
Table 6
Model set-ups for the three façade elements and the façade group.
Table 7
Quantity of key materials in scenarios S7-IS and S8-PC.
Table 8
Model set-ups for scenarios S7-IS and S8-PC for apartment A/H.
Fig. 5. Carbon emissions of concrete façade group (IS: cast-in-situ concrete; PC:
precast concrete).
By comparing this study with Dong and Ng [18], the public res-
idential building performs better than private residential building.
The precast concrete volume percentage of the private building is
6%, while it is 35% in the public building. If the precast volume per-
centage in the private building project is 35%, about 13 kg CO2 eq
per m2 can be reduced, leading to better environmental perfor-
mance of the studied building.
Apart from other researches e.g. [18,26] that only considered the
amount of materials adopted in a building project, this study estab-
lishes the model according to the structure of a building apartment
to include details of concrete elements. Although the benefit is
apparent as the hot-spots can be easily detected, encompassing
the detailed information of structural elements consumes large
amount of time to collect data and calculate the material quantity.
Consequently, the LCA model only studies the carbon emissions of
a residential apartment, rather than the entire building. In the
future, the entire floor or the whole building project should be stud-
Fig. 7. Comparison on the influence from precast concrete percentage to the carbon ied in order to provide a more comprehensive analysis.
emissions. The precast percentage is calculated based on the precast concrete The comparison between precast and cast-in-situ construction
weight and the total weight of the functional unit. methods are carried out for the private building, which adopts
6% precast concrete in volume. To further explore the benefit of
precast concrete in terms of the carbon emissions, buildings with
various precast proportions should be studied. Such a study can
provide more information to build a benchmark system on the
carbon emissions of buildings using precast concrete.
Currently, the Hong Kong government supports precast concrete
through GFA concession [13] due to the reduction of construction
time, better quality, less construction waste, and better safety per-
formance, while the carbon reduction has not been the reason for
such concession. Future research can be conducted based on the
findings of this study to investigate if the carbon reduction by using
precast concrete can be included as one of the benefits of precast
concrete. In addition, BEAM Plus [28] considers precast concrete as
an efficient use of materials, whereas the carbon reduction is yet a
benefit in this building assessment scheme. With the research find-
ings on reduction of carbon emissions, it is worthwhile to investigate
if precasting should be awarded more credits.
Fig. 8. Comparison between timber and steel formworks used to cast 1 m3 6. Conclusions
concrete.
Precasting is an environmental friendly alternative to tradi-
tional cast-in-situ construction. This study investigates the differ-
For example, both of the two studies [18,26] estimated the car- ence of carbon emissions between the two construction methods
bon emissions of the public residential buildings, whereas the car- with the life cycle boundary from cradle to end of construction. A
bon emissions as concluded by the two studies are varied. As private residential building in Hong Kong is studied. Eight scenar-
stated in Dong and Ng [18], this is mainly due to the inclusion of ios are conducted at four comparison levels, i.e. 1 m3, a façade
different processes. On the other hand, the carbon emission of a element, façade element group, and a residential apartment.
commercial building [27] is low, as the impact assessment Adoption of precast concrete can reduce the carbon emissions
involved only eight GHGs, and the included materials and pro- as compared with cast-in-situ concrete. For 1 m3 concrete, the
cesses are fewer than other studies. carbon emission is 692 kg CO2 eq, and precasting can lead to 10%
reduction of carbon emission. For a façade element or façade ele-
Table 9
Comparison with previous research on the carbon emissions of buildings.
Item Zhang, Wu [31] Zhang, Shen [27] Ng and Kwok [26] Dong and Ng [18] This study
Building type Office building in Commercial building Public residential Public residential building Private residential building
university building
Region Beijing Hong Kong Hong Kong Hong Kong Hong Kong
System Material stage Cradle to end of Cradle to grave Cradle to end of Cradle to end of
boundary construction construction construction
kg CO2 eq per 561* 409* 560 637 669
m2
*
Calculated based on the data from the paper.
Y.H. Dong et al. / Construction and Building Materials 99 (2015) 39–53 47
ment group, about 6.5% of carbon emission can be cut. If the entire implement precast concrete, which can be further incorporated
residential apartment is considered, the reduction of carbon emis- into the Building Assessment Schemes, such as HKBEAM Plus and
sion due to precast concrete is 0.31%. The studied private building LEED. The government should provide more incentives that can
apartment yields 669 kg CO2 eq per m2 GFA and adoption of pre- encourage adoption of precast concrete in private sector. While
cast façade can reduce 2.1 kg CO2 eq per m2. The better perfor- this study is based on Hong Kong, the research outcomes can be
mance of precast concrete in terms of carbon emission is potentially applied in overseas building projects that adopt precast
attributed to the change of formwork. In precasting, steel form- concrete, in particular for high-rise residential buildings.
work is used rather than timber formwork. Steel, as a recyclable
and reusable material, performs better than timber formwork.
The carbon emission of timber formwork used to produce 1 m3 Acknowledgments
concrete is 10-time higher than that of steel formwork. Adoption
of more precast concrete can lead to better environmental perfor- The authors gratefully acknowledge the financial support of the
mance. It is found that if 35% precast is adopted, the carbon reduc- City University of Hong Kong Strategic Research Grant #7002720.
tion can grow up to 13 kg CO2 eq per m2 GFA. Thanks are due to the professionals of the building industry for
Based on the research findings, it is highly recommended to their generous contributions and for providing valuable informa-
adopt precast concrete in building construction. The building tion for this study and giving access to construction sites and man-
industry should consider the carbon reduction as a benefit to ufacturing plants. The authors wish to thank Mr. Tim Grant from
Life Cycle Strategies in helping reviewing LCA works.
Appendix A
48 Y.H. Dong et al. / Construction and Building Materials 99 (2015) 39–53
Y.H. Dong et al. / Construction and Building Materials 99 (2015) 39–53 49
50 Y.H. Dong et al. / Construction and Building Materials 99 (2015) 39–53
Appendix B
Y.H. Dong et al. / Construction and Building Materials 99 (2015) 39–53 51
52 Y.H. Dong et al. / Construction and Building Materials 99 (2015) 39–53
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