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Understanding Internal and External Shame in Childhood The Role of Theory of Mind
Understanding Internal and External Shame in Childhood The Role of Theory of Mind
Plousia Misailidi
To cite this article: Plousia Misailidi (2020) Understanding internal and external shame in
childhood: the role of theory of mind, European Journal of Developmental Psychology, 17:1, 19-36,
DOI: 10.1080/17405629.2018.1514296
ARTICLE
ABSTRACT
Shame can be either internal or external. The former type of shame is associated
with what one thinks and feels about one’s self, the latter is linked with what one
believes that others think about the self. This study aimed to (a) compare
children’s ability to understand these two types of shame and (b) test the
hypothesis that only external shame attribution is linked to children’s ability to
understand second-order beliefs. Four- to 6-year-old children (N = 93) were
presented with a task assessing their ability to attribute internal and external
shame to story protagonists. Children were also tested on a battery of first-order
and second-order theory of mind tasks. The results provide evidence for a parallel
age-related increase in children’s understanding of the two types of shame. In line
with our hypothesis, only external, but not internal, shame attribution was
associated with children’s ability to understand others’ second-order beliefs.
ARTICLE HISTORY Received 23 March 2018; Accepted 15 August 2018; Published online 5 September
2018
KEYWORDS Children; external shame; internal shame; understanding; second-order belief; theory of mind
and the action tendencies (e.g., inaction, crying, desire to escape or hide)
associated with this self-conscious emotion.
Researchers investigating the cognitive underpinnings of children’s under-
standing of shame have put forward that its development involves several
abilities, including an awareness of the self as separate and distinct agent
(Lewis, Sullivan, Stanger, & Weiss, 1989) and the ability to represent and
internalize a set of personal and social or cultural rules and standards against
which the self and one’s behaviour are evaluated (Sloane, Baillargeon, &
Premack, 2012). Moreover, some researchers (e.g., Bennett & Matthews,
2000; Gilbert, 2003; Lagattuta & Thompson, 2007; Misailidi, 2018) have argued
that another cognitive ability associated with children’s understanding of
self-conscious emotions (e.g., shame, guilt) is theory of mind (ToM), the
capacity to ascribe mental states (e.g., belief, desire, intention) to oneself
and to other people. Most notably, it has been proposed that understanding
of self-conscious emotions – including shame – involves recursive reasoning
about mental states and specifically the ability to think about what an
individual believes that is the belief of another person about the self
(second-order belief; Bennett & Matthews, 2000).
However, there are reasons to assume that the ability to think about
others’ beliefs in a recursive – second-order – manner may not be a necessary
condition for understanding all types of shame. In his analysis of the concept
of shame, Gilbert (2003, 2004) distinguished between internal and external
shame. The former (internal) is the result of negative self evaluation; it is the
negative sense or feeling a person has about her or his attributes, personality
characteristics and behaviours. The latter type of shame (external), ‘arises
primarily from the process of shaming by others on the self’ (Gilbert, 2003,
p. 1213); it is consciousness that others view the self with negative affect, with
a desire to criticize, exclude or avoid (Gilbert & Procter, 2006).
Based on this distinction of shame types, Gilbert (2003, 2004) put
forward that second-order ToM is more important for the attribution of
external shame but not as important for ascribing internal shame. The
reason is that in internal shame the focus of attention is on how the self
judges and feels about the self. In other words, internal shame has to do
with cognitive processing that is ‘attuned inwardly, to our own emo-
tions, personal characteristics, and behaviour’ (Gilbert & Irons, 2009, p.
199). In contrast, in external shame the focus is on how the self ‘exists’ in
the minds of others; this type of shame is marked by what one thinks
that others think or believe about the self (Gilbert & Procter, 2006).
Hence, only external, according to Gilbert’s theoretical view (2003), but
EUROPEAN JOURNAL OF DEVELOPMENTAL PSYCHOLOGY 21
Method
Participants
Participants were 93 children (45 boys and 48 girls) between the ages of 4 to
6.9 years (Μ = 5.3 years). They fell into three age-groups: 4-year-olds (n = 33,
M = 4.43 years, range = 4.0−5.0, 15 boys and 18 girls), 5-year-olds (n = 32,
Μ = 5.46 years, range = 5.08−5.92, 16 boys and 16 girls), and 6-year-olds
(n = 28, Μ = 6.40, range = 6.08−6.93, 14 boys and 14 girls). Children were all
Caucasian and were drawn from public preschool and primary schools
serving predominantly lower- and middle-class populations. The schools
were located in an urban city in northern Greece. Informed parental con-
sent was obtained for all children who participated in the study (a total of
108 letters were sent home from schools to parents of potential partici-
pants; consent rate = 86.1%).
Shame task
Ten vignettes were constructed for use in the present study. Each
vignette was presented with two black-and-white line drawings (17 X
19 cm each). Μale and female versions of each vignette were prepared,
and the experimenter matched the gender of the protagonist to that of
the child. All vignettes described events that could cause shame in the
protagonist: five vignettes described events that were more likely to
result in internal shame (e.g., the protagonist wets oneself in bed at
night; the protagonist avoids to see oneself in the mirror because of her/
his pimples; the protagonist remembers that she/he broke a promise
made to her/himself) and five described situations that were more likely
to cause external shame in the protagonist (e.g., the protagonist takes
off her/his stinky shoes and other children run away to avoid the nasty
EUROPEAN JOURNAL OF DEVELOPMENTAL PSYCHOLOGY 23
smell; the protagonist has gone to the beach and she/he has to undress
in front of others and reveal a birth mark on her/his leg; the protagonist
arrives at the park to discover that she/he is the only child with training
wheels on her/his bicycle). Sample internal and external shame vignettes
and their illustrations are given in the Appendix.
Following the presentation of each vignette, children were presented
with two questions: The first asked them to predict what the protagonist
would feel in the situation described in the vignette (‘How does [prota-
gonist’s name] feel?’) and the second asked them to justify their
responses (‘Why do you think [protagonist’s name] feels ashamed?’). In
both questions children had to ascribe shame from a third-person
perspective. When pilot-testing the shame task (N = 10), children were
asked about the story-protagonist’s shame both in the first- and in the
third-person perspective. There was no variability in responses: children
gave as frequently shame responses in both perspectives. Given that all
ToM tasks were formulated in the third-person perspective, it was con-
sidered important to use the same perspective in the shame task too in
order to keep the structure of the two tasks as similar as possible. That
said, it is important to acknowledge that a recent study has shown that
ascriptions of shame are intensified when children are asked to imagine
themselves in a situation than when they are asked to pass judgment on
a third person in the same situation (Menesini & Camodeca, 2008). We
will return to this issue in the Discussion.
A score of 1 was assigned when children responded to the first
question by saying that the character would feel ‘ashamed’1 and also
gave an appropriate justification. A score of 0 was given when children
gave incorrect answers to the emotion attribution question (e.g., ‘she
cannot sleep’) or did not justify appropriately their response.
Children’s justifications were marked as appropriate or inappropriate
using the following criteria: (1) appropriate justifications in the external
shame vignettes involved explicit or implicit reference to others’ beliefs
about the self (e.g., ‘The other children will laugh at her because of her
smelly feet.’; ‘Because other children will think that he does not know
1
A score of 1 was also given to two children who instead of the term ‘ashamed’ used the term ‘bad’ and to
three children who instead of ‘ashamed’ used the term ‘awful’ to describe the emotional state of the
protagonist (‘he feels awful’; ‘she feels bad’). In all five cases children justified their responses in a way
that indicated that they were considering the impact of the situation described in the vignette either on
the protagonist’s view of him/herself (e.g., ‘He feels awful.’; ‘He has many many pimples and he does
not like to see his face in the mirror.’) or on others’ beliefs and evaluations of the protagonist’s self (e.g.,
‘She feels bad because if the other children see the mark on her leg they will laugh at her.’). Similar
criteria have been used in previous work (Banerjee, 2002) investigating children’s understanding of
another closely related to shame self-conscious emotion, embarrassment.
24 P. MISAILIDI
ToM tasks
Children’s ToM was measured with a battery of five ToM tasks assessing
first-order and second-order mental state attribution.
informed that the child was looking for her/his cat and were asked to
say where they themselves thought the cat was hiding (own belief).
Then, children were informed that the other child thought that the cat
is hiding in the alternative location and were asked the test question:
‘Where will Katja/Steven look for her/his cat?’ (others’ belief). Children
who correctly ascribed to the other child a belief (/location) that was
opposite to their own belief were scored with 1. All other responses
were scored with 0.
Peter’s mother received a phone from his grandma who asked her the
test-question: ‘What does Peter think you bought him for his birthday?’
(second-order false belief). Besides answering the test question, children
were also asked to justify their response (‘Why does she say that?’) and
to answer a control question: ‘Did mother see Peter go to the base-
ment?’. Children’s justifications were scored as ‘appropriate’ or ‘inap-
propriate’ using the criteria described by Sullivan et al. (1994).
Provided that they had answered the control questions correctly, chil-
dren who answered both the second-order false belief and the justifica-
tion questions appropriately received 1 point. All other responses
received 0 points.
Language ability
Children’s verbal ability was examined with the Word Finding Vocabulary
Test (Vogindroukas, Protopapas, & Sideridis, 2009). This test measures
expressive vocabulary of children aged 3- to 9-years. It contains 50 items,
all nouns (e.g., duck, binoculars, cup, parachute), which are all presented in
black and white line-drawings (15 cm X 15 cm each). Items are arranged in
order of difficulty. Children were presented with each drawing and were
then asked to name the item depicted. Testing was discontinued if the child
failed to respond correctly in five consecutive items. Correct responses were
scored with 1 and incorrect ones with 0. Scores on separate items were
summed to obtain a verbal ability score which could range from 0 to 50.
Results
Performance on the shame task
Table 1 presents the mean scores on the shame task classified by age group
and type of shame. These data were analysed with a 3 (age groups: 4-years,
5-years, 6-years) X 2 (gender: boy, girl) X 2 (types of shame: InSHA, ExSHA)
mixed ANOVA with repeated measures on the last factor. The ANOVA
revealed a significant main effect for age, F(2, 83) = 27.13, p < .001,
ηp2 = .395, but not for gender, F(1, 83) = .137, p = n.s. The ANOVA also
revealed that children’s performance in the InSHA and ΕxSHA vignettes did
not differ, F(1, 83) = 2.74, p = n.s. Neither, the interactions between age
group and type of shame vignette, F(2, 83) = 1.38, p = n.s. and between
gender and type of shame vignette were found significant, F(1, 83) = 0.18,
p = n.s. This means that boys and girls in all age groups understood internal
and external shame similarly.
To elucidate the effect of age on each type of shame (internal,
external), follow-up comparisons using one-way ANOVAs were con-
ducted. Their results revealed that age did have an effect on both the
Table 1. Mean scores and standard deviations on the shame and ToM tasks.
Age groups 4-years 5-years 6-years N
Shame Μ (SD) Μ (SD) Μ (SD) Μ (SD)
InSHA 1.48 (1.75) 3.58 (1.58) 3.80 (1.38) 2.87 (1.90)
ExSHA 1.39 (1.65) 3.83 (1.55) 4.24 (1.64) 3.09 (2.03)
ToM
1st-order ToM comp 1.96 (.76) 2.25 (.87) 2.25 (.79) 2.15 (.82)
2nd-order ToM comp .58 (.61) 1.09 (.68) 1.07 (.71) .90 (.71)
InSHA = Internal shame score (range = 0–5); ExSHA = External shame score (range = 0–5); 1st-order
ToM comp = first-order theory of mind composite (range = 0–3); 2nd-order ToM comp = second-
order theory of mind composite (range = 0–2).
28 P. MISAILIDI
internal shame, F(2, 90) = 19.03, p < .001, and the external shame scores,
F(2, 90) = 30.24, p < .001. Post hoc comparisons using the Student-
Newman-Keuls test revealed that in both types of shame, the 4-year-olds
had significantly lower scores than the 5-year-olds and the 6-year-olds
(p’s < .05). In contrast, the performance of the two older groups did not
differ significantly in the internal- and external-shame vignettes.
Table 3. Hierarchical regressions predicting the effect of first-order ToM and second-
order ToM on internal shame and external shame understanding, controlling for age
and language ability.
Internal Shame External Shame
Variable B SE β t B SE β t
Block
1 Age .06 .02 .35 3.46*** .07 .02 .37 3.75***
Language ability .00 .02 −.01 −.02 .01 .03 .04 .44
2
Age .06 .02 .32 3.20** .07 .02 .33 3.39***
Language ability −.01 .02 −.04 −.38 −.01 .03 −.01 −.03
1st-order ToM comp .91 .70 .13 1.29 .65 .73 .09 .88
2nd-order ToM comp .70 .56 .13 1.26 1.35 .58 .24 2.33*
*p < .05.
**p < .005.
***p < .001.
variance in the internal shame scores, F(2, 90) = 6.23, p < .005. The addition
of the first-order and second-order ToM variables in Block 2 did not lead to
a statistically significant increase in the prediction of variance in children’s
understanding of internal shame, ΔR2 = .05, R2 = .17, F(2, 88) = 2.23, p = n.s.
External shame: In Block 1, the control variables predicted 15% of the
variance in the external-shame scores, F(2, 90) = 7.78, p < .001. The
addition of the composite scores in the first-order and second-order
ToM tasks resulted in a statistically significantly increase in the prediction
of variance in children’s understanding of the external shame vignettes
(ΔR2 = .07, R2 = .22, F(2, 88) = 3.96, p < .05), and performance on the
second-order ToM tasks was a unique predictor along with age.
Discussion
This study examined developmental changes in children’s ability to
understand two different types of shame, internal and external and
their relation with their ToM ability. The results showed that children
aged 5 and 6 years were significantly more successful at predicting this
self-conscious emotion in the story protagonists than the 4-year-olds.
These results closely replicate earlier research (e.g., Berti et al., 2000;
Olthof et al., 2000) indicating that children’s understanding of shame
improves significantly from the age of 5 years onwards.
Interestingly, there were no differences in the extent to which children
aged 5 to 6 years understood internal and external shame. It appears that
young children’s understanding of internal shame develops in parallel
with their mastery of external shame. This finding was not unexpected
EUROPEAN JOURNAL OF DEVELOPMENTAL PSYCHOLOGY 31
since these two types of shame are, after all, dimensions of the same
emotion concept. Neither was there any basis to anticipate that one of
these two types of shame would be easier or more difficult to understand
than the other.
The main aim of this study was to examine possible associations
between children’s understanding of internal and external shame and
their ToM ability. Following Gilbert’s (2003, 2004) proposal, it was antici-
pated that children’s ability to understand external shame would be
specifically related to their ability to attribute second-order beliefs to
others. Instead, internal shame was not expected to be related to
children’s second-order false belief task performance. In accordance
with Gilbert’s (2003, 2004) view, children with higher scores in the
vignettes assessing understanding of external shame were more able
to ascribe second-order false beliefs to others than children with lower
scores in these vignettes. This association remained significant even
when the effects of chronological age and language ability were statis-
tically controlled in the regression analyses. In contrast, the examination
of the pattern of associations between internal shame and ToM revealed
that the relation in this case was different. The regression analyses
revealed that unlike external, internal shame was not correlated to
second-order false belief understanding or to the first-order ToM skills
examined.
How can these findings be interpreted? Why is second-order false
belief understanding specifically associated with external but not with
internal shame? One way to explain this association is to consider the
differences between the two types of shame. The central characteristic
that distinguishes external from internal shame is that the former
involves the self as a social object or, to put it differently, external
shame is more concerned with how the self exists in the minds of others
whereas internal shame focuses on how the self is considered and is
judged by the self. External shame thus arises exactly because one
becomes conscious that others see oneself as bad, weak, inadequate
or disgusting (Gilbert & Procter, 2006). Therefore, external shame may
mark the development of a new consciousness of the self.
This interpretation receives support from an early study by Banerjee
and Yuill (1999) which showed that children who have a greater under-
standing of self-presentational emotional display rules – i.e., demon-
strate a greater awareness of self-presentational processes – are also
more skilled at ascribing second-order beliefs to others. More recently,
32 P. MISAILIDI
Naito and Seki (2009) also reported that children’s understanding of self-
presentational behaviour was highly correlated with their performance
on a second-order false belief task.
It follows that children with a greater skill at understanding external
shame are those who pay more attention to social cues by scrutinizing
other people’s evaluations of the self. This continuous focus on an
evaluating – and probably disapproving – other is probably the reason
why these children are also more skilled at understanding others’ sec-
ond-order beliefs. External shame may thus be considered as an emo-
tional state that strengthens children’s ability to take the intentional
stance by motivating them to step outside of their own views and
concerns in order to appreciate other people’s mental states about the
self. Conversely, however, it may be argued that children who more
readily understand others’ higher-order beliefs are also more capable
of concern about how the self is represented in the minds of others and
thus more capable at appreciating external shame.
Only longitudinal studies could adequately address the direction of
the relation between children’s understanding of external shame and
appreciation of higher-order beliefs. Future research should also exam-
ine whether the results of the present study are specific to young
children or are also applicable to older children and adolescents. This
is an important question to ask, because with increasing age, public self
consciousness also increases as children become more attentive to and
concerned about their public self-presentation (Banerjee, Bennett, &
Luke, 2012). Also other evidence indicates that with increasing age
there is also an increase in children’s scepticism about what other
people say about themselves (Heyman, Fu, & Lee, 2007).
Τhere are limitations in this study. First, our task assessing under-
standing of shame asked children to predict other individuals’ shame
and not their own. This raises the possibility that children’s responses
would have been different if shame attribution had been made from a
first-person rather than a third-person perspective. In fact, a recent study
has shown that children ascribe shame more strongly when using vign-
ettes that are formulated from a first-person perspective (Menesini &
Camodeca, 2008). However, some other evidence indicates that chil-
dren’s self-attributed emotions do not differ from ratings made for
same-age story characters (Sayfan & Lagattuta, 2008). Moreover, studies
addressing ToM understanding indicate that children’s responses do not
differ when using the first- versus the third-person perspective (Wellman,
EUROPEAN JOURNAL OF DEVELOPMENTAL PSYCHOLOGY 33
Disclosure statement
No potential conflict of interest was reported by the author.
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36 P. MISAILIDI
This is Mary. This is Mary’s first time at camp. Mary shares a room with some other
kids. It’s night time and all children are getting ready for bed. Mary takes off her
shoes and a nasty smell fills the room. The other children try to get away from the
smell.
This is Margaret. Margaret was very thirsty last night and she drank five glasses of
water before going to bed. This morning Margaret wakes up to find that she has
wetted her bed. This hasn’t happened to Margaret since she was a baby.