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Dual-Blind Deconvolution For Overlaid Radar-Communications Systems
Dual-Blind Deconvolution For Overlaid Radar-Communications Systems
This is the author's version which has not been fully edited and
content may change prior to final publication. Citation information: DOI 10.1109/JSAIT.2023.3287823
Abstract—The increasingly crowded spectrum has spurred the design the two received signals. In this paper, we focus on the coexistence
of joint radar-communications systems that share hardware resources problem.
and efficiently use the radio frequency spectrum. We study a general
In general, coexistence systems employ different radar and commu-
spectral coexistence scenario, wherein the channels and transmit signals
of both radar and communications systems are unknown at the receiver. nications waveforms and separate receivers, wherein the management
In this dual-blind deconvolution (DBD) problem, a common receiver of interference from different radio systems is key to retrieving
admits a multi-carrier wireless communications signal that is overlaid useful information [4]. When the received radar signal reflected off
with the radar signal reflected off multiple targets. The communications from the target is overlaid with communications messages occupying
and radar channels are represented by continuous-valued range-time and
Doppler velocities of multiple transmission paths and multiple targets. the same bandwidth, the knowledge of respective waveforms is
We exploit the sparsity of both channels to solve the highly ill-posed DBD useful in designing matched filters to extract the two signals [2].
problem by casting it into a sum of multivariate atomic norms (SoMAN) Usually, the radar signal is known and the goal of the radar receiver
minimization. We devise a semidefinite program to estimate the unknown is to extract unknown target parameters from the received signal.
target and communications parameters using the theories of positive-
hyperoctant trigonometric polynomials (PhTP). Our theoretical analyses
In a typical communications receiver, the channel is known (or
show that the minimum number of samples required for near-perfect estimated) and the unknown transmit message is of interest in the
recovery is dependent on the logarithm of the maximum of number of receive processing. However, these assumptions do not extend to
radar targets and communications paths rather than their sum. We show a general scenario. For example, in a passive [7] or multi-static
that our SoMAN method and PhTP formulations are also applicable to
[8] radar system, the receiver may not have complete information
more general scenarios such as unsynchronized transmission, the presence
of noise, and multiple emitters. Numerical experiments demonstrate great about the radar transmit waveform. Similarly, in communications
performance enhancements during parameter recovery under different over dynamic channels such as millimeter-wave [1] or Terahertz-
scenarios. band [9], the channel coherence times are very short. As a result, the
Index Terms—Atomic norm, dual-blind deconvolution, channel estima- channel state information changes rapidly and cannot be determined
tion, joint radar-communications, passive sensing. a priori. Moreover, different transmitters are employed in the spectral
coexistence scenario leading to a lack of synchronized arrivals of both
signals at a common receiver.
I. I NTRODUCTION In this paper, we consider the aforementioned general spectral
With the advent of new wireless communications systems and coexistence scenario, where both radar and communications channels
novel radar technologies, the electromagnetic spectrum has become and their respective transmit signals are unknown to the common
a contested resource [1]. This has led to the development of various receiver. We model the extraction of all four of these quantities as
system engineering and signal processing approaches toward opti- a dual-blind deconvolution (DBD) problem. This formulation is a
mal, secure, and dynamic sharing of the spectrum [2]. In general, variant of blind deconvolution (BD) — a longstanding problem that
spectrum-sharing technologies follow three major approaches: co- occurs in a variety of engineering and scientific applications, such
design [3], cooperation [4], and coexistence [5]. While co-design as astronomy, image deblurring, system identification, and optics —
requires developing new systems and waveforms to efficiently utilize where two unknown signals are estimated from the observation of
the spectrum [6], cooperation requires an exchange of additional their convolution [10–13]. This problem is ill-posed and, in general,
information between radar and communications to enhance their structural constraints are imposed on signals to derive recovery
respective performances [2]. In the coexistence approach, radar and algorithms with provable performance guarantees. The underlying
communications independently access the spectrum and spectrum- ideas in these techniques are based on compressed sensing and low-
sharing efforts are largely focused on receiver processing. Among all rank matrix recovery, wherein signals lie in the low-dimensional
three approaches, separating the radar and communications signals random subspace and/or in high signal-to-noise ratio (SNR) regime
at a coexistence receiver is highly challenging because the uncoor- [13–17].
dinated sharing of resources does not help in clearly distinguishing
A. Prior Art
E. V., R. J., and H. A. are with Universidad Industrial de Santander,
Bucaramanga, Santander 680002 Colombia, e-mail: {edwin.vargas4@correo., Unlike prior works on spectral coexistence (see, e.g., [1, 25] and
roman2162474@correo., henarfu@}uis.edu.co. references therein), we examine the overlaid radar-communications
K. V. M. and B. M. S. are with the United States CCDC Army signal as the ill-posed DBD problem. Previously, [26] studied dual
Research Laboratory, Adelphi, MD 20783 USA, e-mail: kvm@ieee.org, deconvolution problem which assumed that the radar transmit signal
brian.m.sadler6.civ@mail.mil.
This research was sponsored by the Army Research Office/Laboratory and communications channel were known. Our approach toward a
under Grant Number W911NF-21-1-0099, and the VIE project entitled “Dual more challenging DBD problem is inspired by some recent works
blind deconvolution for joint radar-communications processing”. K. V. M. [19, 20] that have analyzed the basic BD for off-the-grid sparse
acknowledges support from the National Academies of Sciences, Engineering, scenarios. The radar and communications channels are usually sparse
and Medicine via Army Research Laboratory Harry Diamond Distinguished
Fellowship.
[27], more so at higher frequency bands, and their parameters are
The conference precursor of this work was presented at the 2022 IEEE Inter- continuous-valued [28]. Hence, sparse reconstruction in off-the-grid
national Conference on Acoustics, Speech, and Signal Processing (ICASSP). or continuous parameter domain through techniques based on atomic
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This article has been accepted for publication in IEEE Journal on Selected Areas in Information Theory. This is the author's version which has not been fully edited and
content may change prior to final publication. Citation information: DOI 10.1109/JSAIT.2023.3287823
TABLE I
C OMPARISON WITH P RIOR A RT
L−1 T
Multi-dimensional SRa [18] [α]ℓ e−j2πfℓ n
P
[y]n
e = α, fℓ Multi-dimensional ANM
ℓ=0
PI
BdMf [23] y= i=1 diag(Bi hi )Ai xi hℓ , xℓ Nuclear norm minimization
P
PI Li −1 −j2πn[τi ]ℓ
1-D SR-dMg[24] [y]n = i=1 [g]i,n · ℓ=0 [αi ]ℓ e αi , τi SoAN minimization
a fℓ is a d-dimensional vector of unknown off-the-grid poles, [α]ℓ is complex amplitude, ne is a linear indexing sequence of the multidimensional measurement,
and L is the number of frequencies.
b Vector g is the transmit signal, [τ ] is the unknown off-the-grid pole.
ℓ
c This problem assumes a total of L unknown signals of which the ℓ-th signal and the n-th sample is [g ] .
ℓ n
d G denotes the sensing Gabor matrix and a(r) are the atoms containing 2-D where r = [[τ ] , [ν] ], [τ ] denote time-delay and [ν] Doppler-velocity.
ℓ ℓ ℓ ℓ ℓ
e G is the sensing Gabor matrix.
n
f Matrices B , A model the unknown channels. The unknown signal vectors are h and x .
ℓ ℓ ℓ ℓ
g L is the number of off-the-grid parameters of i-th signal [g]
i i,n .
h See Section II for details. Briefly, b and d are columns of a representation basis; u and v are low-dimensional representations of the radar and
n n
e
communications signal, respectively. Note that, from (19), the index ñ in the communications signal component dn e depends on the pulse index p. The radar
signal component bn only depends on the discrete-time index n.
norm minimization (ANM) [29] is appropriate for our application. In aforementioned works deal with mixed radar-communications signal
BD, sparsity and subspace constraints over the signals have shown structures.
great ability in reducing the search space to obtain unique solutions
[30, 31].
Our work has close connections with a rich heritage of research
in several related signal processing problems; Table I compares A closely related problem is that of blind demixing (BdM) where
our DBD problem with some important prior works. Our approach the sampled signal is a mixture of several BD problems [23, 24],
is based on the semidefinite program (SDP) derived for ANM- all of which have a similar structure. Per Table I, for I = 1
based spectral super-resolution (SR) of a high-dimensional signal in and 2, the BdM reduces to single and double BDs (with uniform
[18]. This formulation has previously been extended to bi-variate structure in each convolution), respectively. However, our DBD
ANM for estimating delay and Doppler frequencies of targets from problem has a different structure in each convolution operation
received radar signal samples [21]. The ANM-based recovery was (e.g., the communications messages change with each transmission).
also employed in the 1-D BD formulation of [19]. In general, the Further, the recovery guarantees previously derived for BdM do not
absence of knowledge about the transmit signal requires one to define consider special signal structures of overlaid radar-communications.
a structural assumption about the signal, e.g., a low-dimensional The recovery algorithms in some BdM formulations [23] are based
subspace representation based on incoherence and isotropy proper- on nuclear norm minimization over a set of rank-one lifted matrices.
ties [32]. This structural assumption was also used in [33], which In [37], the BdM recovery problem had multiple non-convex rank-
considered blind SR with multiple modulating unknown waveforms. one constraints to deal with multiple low-latency communications
A 2-D ANM-based blind SR with unknown transmit signals was systems. These BdM studies do not employ an atomic decomposition
addressed in [34] and extended to 3-D in [35]. The ANM has also over the transfer function and are not well-suited for the estimation
been useful for line spectrum denoising [36]. However, none of the of off-the-grid parameters.
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This article has been accepted for publication in IEEE Journal on Selected Areas in Information Theory. This is the author's version which has not been fully edited and
content may change prior to final publication. Citation information: DOI 10.1109/JSAIT.2023.3287823
Preliminary results of this work appeared in our conference The rest of the paper is organized as follows. In the next section,
publication [38], where only radar and communications channel we present the signal model of overlaid radar and communications
parameters were estimated using SoMAN minimization. In this paper, receiver. Section III casts the DBD into SoMAN minimization and
we apply our methods also to estimate the communications messages presents the SDP of the dual problem. In Section IV, we derive the
and radar waveforms, provide detailed theoretical guarantees, include conditions for finding the dual certificate of support. We validate
additional numerical validations, address multiple emitter scenarios, our proposed approach through extensive numerical experiments in
and consider unsynchronized and noisy signals. Our main contribu- Section V and conclude in Section VI. In the supplementary material,
tions in this paper are: Appendix A generalizes our method to more complex scenarios.
1) Solving spectral coexistence as a structured continuous-valued Throughout this paper, we reserve boldface lowercase, boldface
DBD. Contrary to the above-mentioned BD, BdM, and SR problems, uppercase, and calligraphic letters for vectors, matrices, and index
our DBD is based on practical radar-communications scenarios that sets, respectively. The notation [x]i indicates the i-th entry of the
lend a special structure to the signal as follows. Both communications vector x and [X]i the i-th row of X. We denote the transpose,
and radar channels are sparse and their parameters are continuous- conjugate, and Hermitian by (·)T , (·)∗ , and (·)H , respectively. The
valued; the radar channel is a function of unknown target parameters identity matrix of size N × N is IN . || · ||p is the ℓp norm. The
such as range-time and Doppler velocities. A similar delay-Doppler notation Tr {·} is the trace of the matrix, | · | is the cardinality of a
channel is considered for communications paths. Whereas the radar set, supp()˙ is the support set of its argument, E [·] is the statistical
transmits a train of pulses, the communications transmitter emits expectation function, and P denotes the probability. The functions
a multi-carrier signal. Our DBD formulation incorporates all these max and min output the maximum and minimum values of their
c
restrictions/structures. arguments, respectively. The sign function is defined as sign(c) = |c| .
2) Novel ANM-based recovery. The continuous-valued nature of The function diag(·) outputs a diagonal matrix with the input vector
radar and communications channel parameters requires using ANM- along its main diagonal. The block diagonal matrix with diagonal
based approaches. In particular, we cast the recovery problem as the matrix elements X1 , . . . , XP is X = blockdiag[X1 , . . . , XP ].
minimization of the sum of multivariate atomic norms (SoMAN).
Previously, the sum of 1-D atomic norms (SoAN) was minimized
to solve a joint (non-blind) demixing (dM) and SR problem in [24]. II. S IGNAL M ODEL
However, this 1-D SoAN formulation is non-blind and hence does not
trivially extend to our multi-variable DBD. Further, the guarantees in
Consider a pulse Doppler radar that transmits a train of Pr
the 1-D SoAN are provided for the same structure of multiple signals
uniformly-spaced pulses s(t) with a pulse repetition interval (PRI)
while, in our formulation, the structures of radar and communications
Tr ; its reciprocal 1/Tr is the pulse repetition frequency (PRF). The
signals are not identical. Moreover, in the sequel, we also generalize
transmit signal of the radar is
SoMAN to include synchronization errors for scenarios in which
radar and communications systems have different clocks. r −1
PX
3) Strong theoretical guarantees. Our method is backed up by strong xr (t) = s(t − pTr ), 0 ≤ t ≤ Pr Tr . (1)
theoretical performance guarantees. We prove that the minimum p=0
number of samples required for perfect recovery scale logarithmically
with the maximum of the radar targets and communications paths. The entire duration of Pr pulses is known as the coherent processing
This is counter-intuitive because the recovery in radar and commu- interval (CPI). The pulse s(t) is a time-limited baseband func-
nications receivers generally depends on the number of unknown Rtion, whose continuous-time Fourier transform (CTFT) is S(f ) =
∞
scatterers and paths. −∞
s(t)e−j2πf t dt. It is common to assume that most of the radar
4) Generalization to practical scenarios. We consider several prac- signal’s energy lies within the frequencies ±B/2,
R B/2 where B denotes
tical issues to generalize our approach (see Supplementary Material). the effective signal bandwidth, i.e., s(t) ≈ −B/2 S(f )ej2πf t df .
We show that, in the presence of noise, our formulation is applicable The radar channel or target scene consists of L non-fluctuating
by adding a regularization term to the dual problem. We address the point-targets, according to the Swerling-I target model [40]. The
unsynchronized transmission of radar and communications signals by transmit signal is reflected back by the targets toward the radar
multiplying the atomic set by a lag-dependent diagonal matrix. We receiver. The unknown target parameter vectors are αr ∈ CL ,
also show that the n-tuple BD problem comprising multiple sources τ r ∈ RL and ν r ∈ RL , where the ℓ-th target is characterized by:
of radar and communications signals is addressed by minimizing the time delay [τ r ]ℓ , which is linearly proportional to the target’s range
addition of multiple SoMANs. Finally, we handle the practical case i.e. [τ r ]ℓ = 2dℓ /c where c is the speed of light and dℓ is the target
of an unequal duration of radar pulse and communications symbol range; Doppler frequency [ν r ]ℓ , proportional to the target’s radial
by formulating the SoMAN problem to compute multiple coefficient velocity i.e. [ν r ]ℓ = 4πfc vℓ /c where fc is the carrier frequency and
vectors for communications signals. Note that our recent follow-up vℓ is the radial velocity; and complex amplitude [αr ]ℓ that models the
work in [39] also considers the multi-antenna DBD problem. path loss and target reflectivity. The target locations are defined with
5) Extensive numerical experiments: We comprehensively validated respect to the polar coordinate system of the radar and their range
our SoMAN approach for several scenarios, including randomly and Doppler are assumed to lie in the unambiguous time-frequency
distributed targets, unequal numbers of radar targets and communica- region, i.e., the time delays (τ ) are no longer than the PRI, and
tions paths, and closely-spaced parameters. To validate the provided Doppler frequencies (ν) are up to the PRF. The radar channel is the
theoretical guarantees numerically, We provide statistical perfor- product of delta functions as
mance by varying system parameters and validate the theoretical
result predicted by Theorem 2. Finally, we refer the reader to the L−1
X
Supplementary Material that compiles several numerical results for hr (ν, τ ) = [αr ]ℓ δ(ν − [ν r ]ℓ )δ(τ − [τ r ]ℓ ). (2)
all the practical scenarios mentioned above. ℓ=0
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c −1
PX where
xc (t) = xm (t − mTc ), 0 ≤ t ≤ Pc Tc . (4) L−1
X
m=0 yep (t) = [αr ]ℓ s(t − pT − [τ r ]ℓ )e−j2π[ν r ]ℓ pT
ℓ=0
The communications channel comprises Q propagation paths Q−1
X
characterized by their attenuation coefficients, delay, and frequency + [αc ]q xp (t − pT − [τ c ]q )e−j2π[ν c ]q pT , 0 ≤ t ≤ P T.
shifts, respectively, encapsulated in the parameter vectors αc ∈ CQ , q=0
τ c ∈ RQ , and ν ∈ RQ . The delay-Doppler representation of the (12)
communications channel is Express the measurements in terms of shifted signals yp (t) =
Q−1 yep (t+pT ), where the signals yep (t+pT ) are time-aligned with y0 (t).
Then, the signal y0 (t) and the shifted signals contain the same set
X
hc (ν, τ ) = [αc ]q δ(ν − [ν c ]q )δ(τ − [τ c ]q ), (5)
q=0 of parameters.
The CTFT of yp (t) produces
from which we obtain the time-delay representation as Z pT +T L−1
X
Yp (f ) = e−j2πf t [αr ]ℓ s(t − [τ r ]ℓ )e−j2π[ν r ]ℓ pT
Q−1 pT
X ℓ=0
hc (t, τ ) = [αc ]q δ(τ − [τ c ]q )e−j2π[ν c ]q t . (6) Q−1
X
!
−j2π[ν c ]q pT
q=0 + [αc ]q xp (t − [τ c ]q )e dt, (13)
q=0
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content may change prior to final publication. Citation information: DOI 10.1109/JSAIT.2023.3287823
and [αc ]q are unit-norm after normalizing the signal by its magnitude,
i.e. |[αr ]ℓ | = |[αc ]q | = 1; and [s]n+N = S(fn ).
We collect all discrete Fourier transform samples in the measure-
ment vector
h iT
y = y0T , · · · , yP
T
−1 . (17)
where
n
e = n + N + M p, (19)
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content may change prior to final publication. Citation information: DOI 10.1109/JSAIT.2023.3287823
communications [44]. Using the basis decompositions (20a)-(20b) III. PARAMETER R ECOVERY VIA S O MAN MINIMIZATION
and (21), the signal model in (18) becomes We model the radar and communications trails of the received
L−1
X X Q−1 signal in (31) as positive linear combinations of constituent atoms,
−j2π(n[τr ]ℓ +p[νr ]ℓ ) −j2π(n[τc ]q +p[νc ]q )
[y]ne = [αr ]ℓ bH
n ue + [αc ]q dH
e ve
n which .are lifted rank-one matrices ua(r)H and va(c)H belonging
ℓ=0 q=0 to the atomic sets
(22) n o
Ar = ua(r)H : r ∈ [0, 1)2 , ||u||2 = 1 ⊂ CJ×M P , (32)
Denote the channel vectors as
L−1 and
X
hr = [αr ]ℓ a(rℓ ), (23)
n o
Ac = va(c)H : c ∈ [0, 1)2 , ||v||2 = 1 ⊂ CP J×M P , (33)
ℓ=0
and respectively. These atoms are basic units for synthesizing our signal
Q−1
with sparse channels. This definition leads to the following formu-
lation of atomic norms ||Zr ||Ar and ||Zc ||Ac - a sparsity-enforcing
X
hc = [αc ]q a(cq ), (24)
q=0
analog of ℓ1 norm for, respectively, general atomic sets Ar and Ac :
( )
where rℓ = [[τr ]ℓ , [νr ]ℓ ]T and cq = [[τc ]q , [νc ]q ]T such that
X X H
||Zr ||Ar = inf |[αr ]ℓ | Zr = [αr ]ℓ ua(rℓ ) ,
[αr ]ℓ ∈C,rℓ ∈[0,1]2
ℓ ℓ
a(rℓ ) ||u||2 =1
T (34)
= a([[τr ]ℓ , [νr ]ℓ ] )
= ej2π([τr ]ℓ (−N )+[νr ]ℓ (0)) , . . . , ej2π([τr ]ℓ (N )+[νr ]ℓ (P −1)) ∈ CM P ,
and
( )
(25) X X H
||Zc ||Ac = inf |[αc ]q | Zc = [αc ]q va(cq ) .
and [αc ]q ∈C,cq ∈[0,1]2
q q
||v||2 =1
a(cq ) (35)
T
= a([[τc ]q , [νc ]q ] ) To estimate the unknown matrices Zr and Zc , we minimize the
j2π([τc ]q (−N )+[νc ]q ](0))
= e ,...,e j2π([τc ]q (N )+[νc ]q (P −1))
∈C MP
. SoMAN ||Zr ||Ar + ||Zc ||Ac among all possible matrices Zr and
(26) Zc leading to the same observed samples as y. The primal convex
optimization problem for our DBD then becomes
Then, the model in (22) reduces to
minimize ||Zr ||Ar + ||Zc ||Ac subject to y = ℵr (Zr ) + ℵc (Zc ).
Zr ,Zc
[y]ne = hH r en bH
n u + h H
c e n dH
n v, (27)
e e e
(36)
or equivalently A semidefinite characterization of minimization of SoMAN in (36)
does not directly result from the primal problem as is the case with
[y]ne = ⟨Zr , GH H
e ⟩ + ⟨Zc , An
n e ⟩,
the standard atomic norm [18, 28]. Since the primal problem has only
= Tr(Gne Zr ) + Tr(Ane Zc ), (28) equality constraints, Slater’s condition is satisfied, and strong duality
with the waveform-channel matrices holds. This implies, solving the dual problem also yields an exact
solution to the primal problem. Therefore, we now analyze the dual
Zr = uhH
r ∈ C
J×M P
, (29) problem of (36) and derive a new semidefinite program for SoMAN
Zc = vhH P J×M P minimization using theories of positive-hyperoctant trigonometric
c ∈ C , (30)
polynomials (PhTP).
M P ×J M P ×P J
Gne = ene bHn ∈ C and Ane = ene dH
e ∈ C
n , where ene
MP
is the v-th canonical vector of R .
A. Dual problem
Define the linear operators ℵr : CJ×M P → CM P and ℵc :
CP J×M P → CM P such that The dual problem of (36) is obtained via standard Lagrangian
analysis. The Lagrangian function of problem (36) is
[ℵr (Zr )]ne = Tr(Gne Zr ),
L(Zr , Zc , q) = ||Zr ||Ar + ||Zc ||Ac + ⟨q, y − ℵr (Zr ) − ℵc (Zc )⟩,
and (37)
[ℵc (Zc )]ne = Tr(Ane Zc ). where q is the dual variable. Define the dual function g(q) as
y = ℵr (Zr ) + ℵc (Zc ), (31) =⟨q, y⟩ + inf (||Zr ||Ar + ||Zc ||Ac ) − ⟨q, ℵr (Zr )⟩ − ⟨q, ℵc (Zc )⟩)
Zr ,Zc
where the matrices Zr and Zc encapsulate all the unknown variables =⟨q, y⟩ − sup (⟨ℵ∗r (q), Zr ⟩ − ||Zr ||Ar ) − sup (⟨ℵ∗c (q), Zc ⟩ − ||Zc ||Ac ) ,
Zr Zc
to be estimated, i.e., channel vectors hr and hc along with the signal (38)
coefficients u and g. This representation of the unknown variables
in 1-rank matrix is similar to the lifting trick previously employed where ℵ∗r
: C MP
→ C J×M P
and : C ℵ∗c
→ C MP
are P J×M P
∗
in other ill-posed problems such as BD [16, 19] and phase retrieval the adjoint
PP −1 PN operators of ℵr and ℵc , respectively, such that ℵr (q) =
PP −1 PN
∗
[45]. Given that Zr = uhH H
r (Zc = vhc ), one could estimate the p=0 n=−N [q]n e Gn
H
e and ℵc (q) = p=0 n=−N [q]n
H
e Ane . The
vectors u and hr (v and hc ) up to a scaling factor as the left and supremum values in (38) correspond to the convex conjugate function
right singular vectors of Zr (Zc ). of the atomic norms ||Zr ||Ar and ||Zc ||Ac .
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content may change prior to final publication. Citation information: DOI 10.1109/JSAIT.2023.3287823
Using the expansion of the dual function g(q) in (38), the dual constraints of the dual optimization problem (39) to the following
problem of (36) is LMIs
" # " #
maximize⟨q, y⟩R K bH
Kr K bH
K c
q ⪰ 0, b ⪰ 0, K ⪰ 0,
K
br IJ Kc IJP
subject to ∥ℵ⋆r (q)∥⋆Ar ≤ 1
∥ℵ⋆c (q)∥⋆Ac ≤ 1, (39) where Kb r = PP −1 PN
p=0 n=−N [q]n
e Gn
H
e ∈ CM P ×J and K bc =
PP −1 PN H M P ×P J
where ∥ · ∥∗ represents the dual norm. This dual norm is defined as p=0 n=−N [q]ne Ane ∈ C are the coefficients of the
PhTPs. This leads to the SDP of (39) as
||Z||∗A = sup ⟨U, Z⟩, (40)
||U||A ≤1 maximize ⟨q, y⟩R
q,K
where the indicator function
( subject to K ⪰ 0
∗ 0 if ||Z||∗A ≤ 1, "
bH
#
h (Z) = K K r
∞ otherwise, ⪰0
Kbr IJ
is the conjugate function of the dual norm. "
bH
#
K K c
We identify that the constraints in (39) are positive-hyperoctant ⪰0
trigonometric polynomials (PhTP) in r ∈ [0, 1]2 and c ∈ [0, 1]2 . Kbc IJP
Using the definition of dual-norm (40), rewrite these constraints in Tr(Θn K) = δn . (45)
(39) as
This SDP is solved using an off-the-shelf solver such as CVX [47].
∥ℵ∗r (q)∥∗Ar = sup ⟨u, ℵ∗r (q)H a(r)⟩ = ℵ∗r (q)H a(r) ,
r∈[0,1]2 ,∥u∥=1 2 Remark 2. We highlight some key differences in our SDP with
respect to some related prior works that apply ANM to other (non-
∥ℵ∗c (q)∥∗Ac = sup ⟨v, ℵ∗c (q)H a(c)⟩ = ℵ∗c (q)H a(c) .
c∈[0,1]2 ,∥v∥=1 2 BD) applications. For instance, the SDP in [18], the coefficient
of the polynomial is just the dual variable. In the non-blind SR
In the expressions above, define the bi-variate (delay and Doppler) problem of [21], the coefficient of the polynomial in the LMI is
vector polynomials in r and c as defined as a product of the inverse Fourier matrix basis, the Gabor
P
X −1 N
X sensing matrix, and the dual variable. For blind 2-D SR of [34],
fr (r) = ℵ∗r (q)H a(r) = [q]ne GH J
e a(r) ∈ C ,
n (41) the coefficients are defined in terms of a low-dimensional subspace
p=0 n=−N representation. Furthermore, these ANM approaches have only one
P −1 N
X X LMI while SoMAN has as many LMIs as the number of atomic norms.
fc (c) = ℵ∗c (q)H a(c) = [q]ne AH
e a(c) ∈ C
n
JP
. (42) A multitude of LMIs occur in the SDP for ANM applied to super-
p=0 n=−N
resolution problem in [28] but it employed only one PhTP that was
Evidently, the inequality constraints in (39) are equivalent to the also univariate.
Euclidean norms of the polynomials fr (r) and fc (c) being upper
After the dual variable is obtained by solving the SDP in (45),
bounded by unity. It follows from the Bounded Real Lemma (BRL)
we build the PhTPs fr (r), fc (c). The set of delay and Doppler
[46] that the bound on the magnitude of a multivariate trigonometric
parameters for radar R b = {b rℓ }L−1
ℓ=0 and communications C =
b
polynomial is characterized by a linear matrix inequality (LMI). More Q−1
T {b
rℓ }ℓ=0 are localized in the respective delay-Doppler planes when,
precisely, given a bi-variate PhTP R(λ) = t kt e−j2πλ t , where
P
2 respectively, the PhTPs ∥fr (b
rℓ )∥ and ∥fc (b
rq )∥1 assume a maximum
λ ∈ [0, 1] , t = [t1 , t2 ], 0 ≤ t1 ≤ L1 , 0 ≤ t2 ≤ L2 , with integers
modulus of unity. This procedure yields channel information for both
L1 and L2 . The inequality |R(λ)| < 1 implies that there exists a
systems. Thereafter, to extract the radar and communications transmit
positive semidefinite Gram matrix K such that [46, p. 135]
waveform, we solve a system of linear equations in Section III-D.
K kH
δn = Tr (Θn K) , ⪰ 0, (43)
k IJ
B. Dual Certificate
where n = [n1 , n2 ], 0 < n1 < m1 , −m2 < n2 < m2 , k is the
The primal problem (36) has only equality constraints. Hence,
vector containing all the polynomial coefficients,
( Slater’s condition is satisfied and strong duality holds. This allows
1, n1 = n2 = 0, us to state the following Proposition 1, which presents the dual-
δn = (44) certificate of support for the optimizer of (36).
0, otherwise,
and Θn = Θn2 ⊗Θn1 , where Θn1 , Θn2 are two elementary Toeplitz Proposition 1. Consider the signal y in (31). The atomic sets
matrices with ones in the n1 -th and n2 -th diagonal respectively and Ar and Ac are as defined in (32) and (33), respectively. Denote
Q−1
zero elsewhere. R = {rℓ }L−1 ⋆ ⋆
ℓ=0 and C = {cq }q=0 . The pair {Zr , Zc } is the unique
In the case of uni-variate trigonometric polynomials where the size solution of (36) if there exist two bi-variate PhTPs defined as in (41)-
of the Gram matrix is fixed. However, for the multi-variate case, the (42), one each in {τr , νr } and {τc , νc }, with complex coefficients
size of K depends on the sum-of-squares relaxation degree vector q such that
m = [m1 , m2 ], where m1 ≥ L1 and m2 ≥ L2 . A higher relaxation
fr (rℓ ) = sign([αr ]ℓ )u, ∀rℓ ∈ R, (46a)
degree leads to a better approximation but it also leads to a higher
computational complexity. In practice, this degree may be chosen to fc (cq ) = sign([αc ]q )v, ∀cq ∈ C, (46b)
be the minimum possible value, i.e., m1 = L1 and m2 = L2 and still ∥fr (r)∥22 < 1, ∀r ∈ [0, 1]2 \ R, (46c)
yield the optimal result [18, 21]. Furthermore, it is obvious that when ∥fc (c)∥22 < 1, ∀c ∈ [0, 1]2 \ C. (46d)
such a positive semidefinite matrix K exists, |R(λ)| < 1. Following
the SDP characterization of PhTP shown heretofore, we convert the Proof: The variable q is dual feasible. This gives
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⟨q, y⟩R = ⟨q, ℵr (Zr )⟩R + ⟨ℵc (Zc )⟩R D. Estimating the communications messages and radar waveform
= ⟨ℵ∗r (q), Zr ⟩R + ⟨ℵ∗c (q), Zc ⟩R Solving (36) yields matrices Zr and Zc , wherein the information
L−1
X Q−1
X about the channel vectors hr and hc is obtained by following the
= ⟨ℵ∗r (q), [αr ]ℓ ua(rℓ )H ⟩R + ⟨ℵ∗c (q), [αc ]q va(cq )H ⟩R procedure explained at the end of Section III-A. It follows from
ℓ=0 q=0 (29) and (30), that the only unknowns left to estimate are now the
L−1 Q−1 radar and communications waveform vectors u and v. To this end,
X X
= [αr ]∗ℓ ⟨ℵ∗r (q), ua(rℓ )H ⟩R + [αc ]∗q ⟨ℵ∗c (q), va(cq )H ⟩R define the matrices
ℓ=0 q=0
r0 )H A0 rL−1 )H A0
L−1 Q−1 a (b ... a (b
=
X
[αr ]∗ℓ ⟨fr (rℓ ), u⟩R +
X
[αc ]∗q ⟨fc (cq ), v⟩R Wr = .. .. ..
, (52)
. . .
ℓ=0 q=0
a (br0 )H AM P −1 . . . a (b
rL−1 )H AM P −1
L−1 Q−1
X X
= [αr ]∗ℓ sign([αr ]ℓ ) + [αc ]∗q sign([αc ]q ) where Wr ∈ CM P ×LJ and
ℓ=0 q=0
c0 )H G0 cQ−1 )H G0
L−1
X Q−1
X a (b ... a (b
= |[αr ]ℓ | + |[αc ]q | Wc = .. .. ..
, (53)
. . .
ℓ=0 q=0
c0 )H GM P −1
a (b ... a (b H
cQ−1 ) GM P −1
≥ ||Zr ||Ar + ||Zc ||Ac . (47)
where Wc ∈ CM P ×P QJ . Concatenate these matrices as W0 =
On the other hand, based on the Hölder inequality we have [Wr, Wc] ∈ CM P ×J(L+P Q) and the coefficient vectors as
⟨q, y⟩R = ⟨ℵ∗r (q), Zr ⟩R + ⟨ℵ∗c (q), Zc ⟩R z = [[αr ]0 uT , ·, [αr ]L−1 uT , [αc ]0 vT , · · · , [αc ]Q−1 vT ]T ,
≤ ||ℵ∗r (q)||∗Ar ||Zr ||Ar + ||ℵ∗c (q)||∗Ac ||Zc ||Ac
where z ∈ CJ(L+P Q) . We recover this vector z through a least-
≤ ||Zr ||Ar + ||Zc ||Ac , (48)
squares solution of the following problem
where the first inequality follows from the Cauchy-Schwartz in- minimize ∥y − W0 b
z∥2 . (54)
equality and the last follows from (46a)-(46d). From (47) and (48), z
b
⟨q, y⟩R = ||Zr ||Ar + ||Zc ||Ac so that the pair {Zr , Zc } is primal This only requires that the columns of the matrix [Wr Wc ] are
optimal and q is dual optimal based on strong duality. linearly independent because the matrices depend on the values
of steering vectors a(br0 ), . . . , a(b
r0 ), a(b
c0 ), . . . , a(b
c0 ). The radar
waveform s and the communications messages g are then estimated
C. Performance guarantees following the definitions in (20a)-(20b) and (21) as b s = Bb u and
Recall the following useful properties. g
b = Db v. Here, note that the communications messages change at
every pulse. Therefore, g is a concatenation of all messages over P
Definition 1 (Isotropy [32]). The distribution F is isotropic if given pulses.
a random vector x ∈ CN ∼ F satisfies the following condition:
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A. Construction of the dual polynomials and the vector t = [tTr , tTc ]T ∈ C(3LJ+3QP J)×1 , where
′ ′ ′ ′
∂m ∂n
Using the notation f (m ,n ) (r) = ∂τ ∂ν f (r), the following
m′ n′ tr = [sign([αr ]0 )uT , · · · , sign([αr ]L−1 )uT , 0TJ×1 , · · · , 0TJ×1 ]T ,
conditions ensure that the dual polynomials fr (r) and fc (c) achieve
the maxima at true parameter values tc = [sign([αc ]0 )vT , · · · , sign([αc ]Q−1 )vT , 0TP J×1 , · · · , 0TP J×1 ]T .
(58)
fr (rℓ ) = sign([αr ]ℓ )u, ∀rℓ ∈ R, (55a)
− fr(1,0) (rℓ ) = 0J×1 , ∀rℓ ∈ R, (55b) Then, the optimization problem in (56) becomes
In order to build the polynomials fr (r) and fc (c) that satisfy the λ = [β T , γ T , ζ T , η T , θ T , ξT ]T , (60)
conditions in (55), we now introduce random kernels that are obtained
after approximating the dual variable q in (41) and (42). Unlike where β = [β0T , · · · , βL−1 T
]T ∈ CJL×1 , γ = [γ0T , · · · , γL−1
T
]T ∈
JL×1 T T T JL×1
previous related works [19, 21, 29, 54], an additional complication C , ζ = [ζ0 , · · · , ζL−1 ] ∈ C T T
, η = [η0 , · · · , ηQ−1 ]T ∈
arises in the DBD problem because the dual variable q must be the CQP J×1 , θ = [θ0T , · · · , θQ−1 T
]T ∈ CQP J×1 , and ξ =
same for both radar and communications. Our strategy is to make [ξ0T , · · · , ξQ−1
T
]T ∈ CQP J×1 .
a coarse approximation of the polynomials via an initial estimate Using the expressions of F and λ, we rewrite the product b =
q0 ̸= q of the dual variable. To this end, we solve the following FH λ in the expression of q0 as
weighted constrained minimization problem with weights ω0 , · · · , a(r )H e
ℓ
H
−N P b−N
j2π(−N )a(r )b eH
ℓ −N −N P
L−1
ωM P −1 (to be determined later) X
.. ..
b= βℓ + γℓ
. .
minimize ∥Wq0 ∥22 ℓ=0 a(rℓ )H eN P bH
N j2π(N )a(rℓ )bN eH
NP
q0 j2π(−P )a(r H
ℓ )b−N e−N P
subject to fr (rℓ ) = sign([αr ]ℓ )u ∀rℓ ∈ R ..
+ ζℓ
− fr(1,0) (rℓ ) = 0J×1 ∀rℓ ∈ R .
j2π(P )a(rℓ )bN eH
NP
− fr(0,1) (rℓ ) = 0J×1 ∀rℓ ∈ R H
a(cq ) e−N P dH ( q ) −N P eH
j2π(−N )a c d
Q−1 −N P −N P
.. ..
X
fc (cq ) = sign([αc ]q )v ∀cq ∈ C + ηq +
θq
. .
− fc(1,0) (cq ) = 0P J×1 ∀cq ∈ C q=0 H H
a(cq ) eN P dN P j2π(N )a ( q) NP NP
c d e H
fc(0,1) (cq ) ( q ) −N P eH
j2π(−P )a c d
− = 0P J×1 ∀cq ∈ C, −N P
+ .
.. ξq .
(56)
j2π(P )a(cq )dN P eH NP
where (61)
W = diag([ω0 , · · · , ωM P −1 ]T ) (57)
Substituting q0 for the approximation of q in (41) yields
is a diagonal matrix. Note that the first and fourth constraints are
the same as (46a) and (46b), while the remaining constraints are fr (r)
conditions necessary to satisfy (46c) and (46d). Using the expressions L−1
X
"
X 1
!
in (20a), (25), and (26), define the matrix F ∈ C(3LJ+3QP J)×M P = bn eH H
e a(r) a(rℓ )en
n
H
e bn βℓ
ωn2e
as ℓ=0 n
e
!
H H
X 1
b−N e−N P a(r0 ) ··· bN eN P a(r0 )
+ j2π(n)bn eH H
e a(r) a (rℓ ) en
n
H
e bn γℓ
.. .. .. ωn2e
. . .
n
e
b−N eH bN eH
! #
−N P a(rL−1 ) ... N P a(rL−1 ) X 1
−j2π(−N )b−N eH H + j2π(p)bn eH H
e a(r) a (rℓ ) en
H
e bn ζℓ
−N P a(r0 ) ... −j2π(N )bN eN P a(r0 ) n
ωn2e
.. .. .. n
e
. . . Q−1
"
X 1
!
−j2π(−N )b−N eH H
−N P a(rL−1 ) −j2π(N )bN eN P a(rL−1 )
X
... H H H
+ bn ene a(c) a(cq )ene dne ηq
−j2π(−P )b−N eH −j2π(P )bN eH ωn2e
−N P a(r0 ) ... N P a(r0 ) q=0 n
e
.. ..
.. !
−j2π(−P )b .eH a r
. . X 1
−N −N P ( L−1 ) ... H
−j2π(P )bN eN P a(rL−1 )
+ j2π(n)bn eH
n
H
e a(r) a (rℓ ) en
H
e dn θℓ
ωn2e
e
F=
d−N P eH ··· dN P eH n
−N P a(c0 ) a(c 0 ) e
NP ! #
.. .. .. X 1
j2π(p)bn eH H H
. . . + e a(r) a (rℓ ) en
n e dn ξq . (62)
ωn2e
e
d−N P eH
−N P a(cQ−1 ) ··· dN P eH a (c )
NP Q−1 n
e
−j2π(−N )d H H
−N P e−N P a(c0 ) ... −j2π(N )dN P eN P a(c0 )
Using
.. .. ..
.
. .
−j2π(−N )d−N P eH a(cQ−1 )
−N P ... −j2π(N )dN P eH N P ( Q−1 )
a c bn eH
e a(r) = e
n
j2π(nτ +pν)
bn , (63)
−j2π(−P )d−N P eH a(c0 ) ... −j2π(P )dN P eH N P a(c0 ) H −j2π(nτ +pν)
ene bH bH
−N P
a(r) n =e n, (64)
.. .. ..
. . .
−j2π(−P )d−N P eH −N P a(cQ−1 ) ... H
−j2π(P )dN P eN P a(cQ−1 ) the expression in (62) becomes
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10
fr (r) of the random kernel N to interpolate the sign pattern in the dual
L−1 certificate is zero.
XX 1 h
= 2
ej2πn(τ −τℓ ) ej2πp(ν−νℓ ) bn bH
n βℓ
ℓ=0 n
e
ωn
e The dual communications polynomial fc is obtained mutatis mu-
j2πn(τ −τℓ ) j2πp(ν−νℓ ) tandis as
+j2π(n)e e bn bH
n γℓ
i L−1
j2πn(τ −τℓ ) j2πp(ν−νℓ )
bn bH
X
+j2π(p)e e n ζℓ fc (c) = N(c − rℓ )H βℓ + N(1,0) (c − rℓ )H γℓ + N(0,1) (c − rℓ )H ζℓ
Q−1 ℓ=0
XX 1 h j2πn(τ −τq ) j2πp(ν−νq ) Q−1
+ 2
e e bn dH
e ηq
n X
q=0 n
e
ωne + P(0,0) (c − cq )ηq + P(1,0) (c − cq )θq + P(0,1) (c − cq )ξq ,
q=0
+j2π(n)ej2πn(τ −τq ) ej2πp(ν−νq ) bn dH
e θℓ
n (72)
i
+j2π(p)ej2πn(τ −τq ) ej2πp(ν−νq ) bn dH
e ξq .
n (65) where
The expression above involves the random matrices 1 X
P (r) = gN (n)gP (p)ej2πnτ ej2πpν dne dH
e .
n (73)
X 1 j2πnτ j2πpν MP
n
M (r) = e e bn bH
n ∈ C
J×J
, (66)
e
ωn2e Note that the kernel N(r) is common between the expressions of
n
e
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11
p ′ ′
with κ = φ′′ (0). The matrix E1 (m ,n ) ∈ CLJ×LJ comprises a The expectation of the matrix H is
2
total of L block matrices, each of size J × J, as " #
H1 H2
. H = E [H] = (81) H
′ ′ ′
,n′ ) H2 H3
M(m ,n ) (r1 − r1 ) M(m
(r1 − rL )
...
′ ′ .. ..
E1 (m ,n ) = ..
. The matrix H in (81) is a blockdiagonal matrix with blocks H1 and
. . .
′ ′ ′ ′ H3 . Thus, H is invertible if and only if H1 and H3 are invertible.
M(m ,n ) (rL − r1 ) . . . M(m ,n ) (rL − rL )
Note that H1 and H3 are built upon the 2-D Fejér kernel. This allows
′ ′ ′ ′
Similarly, the matrices E2 (m ,n ) ∈ CLJ×QP J and E3 (m ,n ) ∈ us to apply the result in [54, Lemma C.2] that directly implies that
CQP J×QP J consist of LQ block matrices of size J × P J and Q2 H1 and H3 are invertible. The following Lemma 3 shows that H is
block matrices of size P J × P J respectively very close to E [H] and hence invertible with high probability.
′ ′ ′ ′ Lemma 3. Consider the event
N(m ,n ) (r1 − c1 ) N(m ,n ) (r1 − cQ )
...
′ ′ .. ..
E2 (m ,n ) = ..
. . .
,
Eϵ1 = {∥H − E [H] ∥ ≤ ϵ1 },
′ ′
m′ ,n′ )
N(m ,n ) (rL − c1 ) ... N( (rL − cQ ) for every real ϵ1 ∈ (0, 0.8). Then the event Eϵ1 occurs with
probability 1 − 4δ for every δ > 0 provided that
′
,n′ ) ′ ′
P(m P(m ,n ) (c1 − cQ )
(c1 − c1 ) ... 90µJ
6LJ 6P QJ
′ ′ .. .. MP > max (L, Q) log max , .
E 3 (m ,n )= ..
. . .
.
ϵ21 δ δ
′ ′ ′ ′
P(m ,n ) (cQ − c1 ) ... P(m ,n ) (cQ − cQ )
Consequently, we rewrite the conditions in (55) as the following Proof: See Appendix B.
system of linear equations From Lemma 3, and the following inequalities [21]
H1 H2 jr tr ∥I − H1 ∥ ≤ 0.1908,
H = , (77)
H2 H3 jc tc
| {z } and
=H∈C3(QP J+LJ)×3(QP J+LJ)
∥I − H3 ∥ ≤ 0.1908,
where tr and tc have been defined in (58). Clearly, if the matrix H
is invertible, the coefficients jr (jc ) for the radar (communications) it follows that H is invertible. Thus, one could obtain βℓ , γℓ , ζℓ , ηq ,
polynomials could be obtained. In order to establish the invertibility θq , and ξq , ℓ = 0, · · · , L − 1, q = 0, · · · , Q − 1 from the solution
of H, we show that E [H] is invertible and then prove that H is close of (77). By the construction above, the conditions (46a) and (46b)
to E [H]. are ipso facto satisfied. Next, we prove that the polynomials fr and
Using the following notation of the vectors fc satisfy the conditions (46c) and (46d).
e−j2π(n[τr ]0 +p[νr ]0 )
1
υne = −j2πn ⊗ .. 3L
C. To satisfy conditions (46c) and (46d)
∈C ,
κ
−j2πp
.
−j2π(n[τr ]L−1 +p[νr ]L−1 )
κ e To prove (46c) and (46d) for, respectively, fr (r) and fc (c), we
utilize the strategy initially proposed in [29]. Note again that, in
and
our case, we build each polynomial, i.e. fr (r) and fc (c), with
e−j2π(n[τc ]0 +p[νc ]0 )
1
two different random kernels. Moreover, one of the kernels N(r)
−j2πn ⊗ .. 3Q is common between the two polynomials. This makes the proof
ϱne = ∈C ,
κ .
−j2πp in this subsection different from [29]. We show that the random
κ e−j2π(n[τc ]L−1+p[νc ]L−1 ) dual polynomials fr (r) and fc (c) concentrate around, respectively,
the constituent matrices of H become J and P J-dimensional form of the scalar-valued dual polynomials
1 X constructed in [54] on a discrete set Ωgrid ∈ [0, 1)2 . Thereafter, we
H1 = gN (n)gP (p) (υne ⊗ bn ) (υne ⊗ ϱne )H consider an extension to the continuous set [0, 1)2 . Here, we show
MP
n
e this explicitly for fr (r). The proof for fc (c) is similar.
1 X
= gN (n)gP (p) υne υnH ⊗ bn bH n , (78) Consider the polynomial
MP
e
n ′ ′
M(m ,n ) (r − r0 )H
e
1 X ..
gN (n)gP (p) υne ϱH ⊗ bn dH
H2 = n n , (79) .
MP ′ ′
e e
M(m ,n ) (r − rL−1 )H
n
e
′ ′
1 M(m +1,n ) (r − r )H
κ 0
1 X
(m′ ,n′ ) 1 . ∈ C3JL×J
gN (n)gP (p) ϱne ϱH ⊗ dne dH
H3 = n n , (80) Ψr (r) = m′ +n′
.
.
MP
e e
κ 1 (m′ +1,n′ )
n H
M (r − rL−1 )
e
κ ′ ′
The expected values of these matrices follow from 1 M(m ,n +1) (r − r )H
κ 0
the Pisotropy property in (49) as H1 = E [H1 ] = ..
1 H .
e gN (n)gP (p) υn e ⊗ IJ ,
e υn H3 = E [H3 ] =
M P Pn
1 H 1 (m′ ,n′ +1) H
MP e gN (n)gP (p) ϱn
n e ϱn
e ⊗ IP J and H2 = E [H2 ] = κ
M (r − r L−1 )
03QP J×3LJ . (82)
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Substituting various expressions above, (86) becomes Lemma 6. Assume that v ∈ CJ is sampled on the complex unit
sphere. Let 0 < δ < 1 the failure probability and ϵ4 > 0. There
1 (m′ ,n′ ) 1 ′
,n′ )
′ +n′ ) fr (r) = f (m (r)u exists a numerical constant C such that if
κ (m κm′ +n′
′ ′
(m ,n ) (m′ ,n′ )
+ J1 (r) + J2 (r) 1 |Ωgrid |JL |Ωgrid |J
M P ≥ Cµ max(L, Q)J max 2 log log2 ,
(m′ ,n′ ) (m′ ,n′ ) ϵ4 δ δ
+ J3 (r) + J4 (r)
′ ′ ′
,n′ )
JL P QJ
+ Θc(m ,n ) (r) e (m
+Θ (r). (89) log , log ,
c δ δ
′ ′
1 (m ,n ) 1 (m′ ,n′ ) the following inequality is satisfied
To demonstrate that f
κ r
(r) is close to
′
κm′ +n
′ f (r)u,
′
(m ,n ) (m′ ,n′ )
we prove that the spectral norms of J1 (r), J2 (r), ( )
(m′ ,n′ ) (m′ ,n′ ) (m′ ,n′ ) ′ ′ (m′ ,n′ ) ′ ′
J3 (r), J4 (r), Θc (r), and Θe c(m ,n ) (r) are small P sup J3 (e
r) ≥ ϵ4 , m , n = 0, 1, 2, 3 ≤ 48δ.
rd ∈Ωgrid 2
with high probability on the set of grid points Ωgrid . Compared e
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(m′ ,n′ ) ′ ′
2) κ1 fr is close to κm′1+n′ f (m ,n ) u on Ωgrid : We obtained problem, the dual polynomials are also multi-dimensional bi-variate
this as a consequence of the following Lemma 10. but contain cross-terms (see (89)). Following the procedure in [34,
Lemma 14] but instead using Lemma 11 for our specific polynomial
Lemma 10. Assume that Ωgrid ∈ [0, 1)2 is a finite set of points. Let
with ϵ = 0.0005 concludes the proof.
0 < δ < 1 be the failure probability and ϵ > 0 a constant. Then,
there exists a numerical constant C such that if
1
|Ωgrid |P QJ
D. Proof of the theorem
M P ≥ Cµ max(L, Q)J max log ,
ϵ2 δ Using the aforementioned results, a dual polynomial can be con-
1 |Ωgrid |LJ 2 |Ωgrid |J structed to satisfy (46a), (46b), (46c), and (46d) as long as the
log , log ,
ϵ2 δ δ condition on M P as in (92) holds. In particular, Lemma 3 proves
LJ P QJ (46a) and (46b) by showing that the linear system of equations in
log , log ,
δ δ (77) is invertible with high probability. Conditioned on this event,
then Lemmata 4-9 lead to Lemma 10 showing a measure concentration
′ ′
of fr (r) over f (m ,n ) u on Ωgrid . Finally, this result is extended in
P[Eϵ ] ≥ 1 − δ,
Lemma 12 for the continuous domain [0, 1]2 thereby proving that
where the polynomial satisfies (46c). The proof for satisfying the condition
( (46d) for the communications polynomial fc (c) follows a similar
1 ′ ′ 1 ′ ′ ϵ
Eϵ = sup fr(m ,n ) (e
r) − m′ +n′ f (m ,n ) (e
r)u ≤ , procedure as above for the radar polynomial. This completes the proof
rd ∈Ωgrid κm′ +n′ κ 2 3
e
of Theorem 2.
m′ , n′ = 0, 1, 2, 3 ,
Proof: Using Lemmata 4-9, it directly follows that the event Eϵ V. N UMERICAL E XPERIMENTS
holds with a high probability. This completes the proof. We evaluated our model and methods through numerical exper-
3) ∥fr (r)∥2 < 1 for r ∈ [0, 1]2 \ R: Define the minimum separa- iments using the CVX SDP3 [47] solver for the problem in (45).
tion condition for the off-the-grid delay and Doppler parameters as, Throughout all experiments, we generated the columns of the trans-
respectively, formation matrices B and Dp as bn = [1, ej2πσn , . . . , ej2π(J−1)σn ],
max (|[τr ]ℓ − [τ ]r ]ℓ′ | , |τc ]q − [τ ]c ]q′ |) ≥ ∆τ , (90) where σn ∼ N (0, 1). The parameters αr and αc were drawn from
a normal distribution with |[αr ]ℓ | = |[αc ]q | = 1, ∀q and ℓ. The
and real and imaginary components of the coefficients vectors u and v
max (|[νr ]ℓ − [ν]r ]ℓ′ | , |[νc ]q − [νc ]q′ |) ≥ ∆ν , (91) followed a uniform distribution over the interval [0, 1].
′ ′
where ℓ ̸= ℓ , q ̸= q , and |a − b| is the wrap-around metric on [0,1),
e.g. |0.2 − 0.1| = 0.1 but |0.8 − 0.1| = 0.3. The following lemma A. Channel parameter estimation
(m′ ,n′ ) ′ ′
shows that κ1 fr is close to κm′1+n′ f (m ,n ) u everywhere on
We first evaluated our approach for specific realizations of various
[0, 1)2
channel conditions.
Lemma 11. Assume that ∆τ ≤ 1/M and ∆ν ≤ 1/P . Let 0 < δ < Randomly spaced targets: Fig. 3 illustrates a simple recovery
1 the failure probability and ϵ > 0. Then, for all r = [τ, ν] and scenario with number of samples M = 13, pulses/messages P = 9,
m′ , n′ = 0, 1, 2, 3, there exists a numerical constant C such that if radar targets L = 3, communications paths Q = 3, and size
1
M P QJ
of the low-dimensional subspace J = 3. The target delays and
M P ≥ Cµ max(L, Q)J max 2 log , Dopplers were drawn from the interval [0, 1] uniformly at random
ϵ δ
(without replacement). In particular, we used τr = [0.23, 0.68, 0.87],
1 M P LJ 2 MP J LJ P QJ νr = [0.45, 0.42, 0.71], τc = [0.12, 0.21, 0.95], and νc =
log , log , log , log ,
ϵ2 δ δ δ δ [0.09, 0.25, 0.87]. Fig. 3 shows the resulting dual polynomials fr (r)
the following inequality is satisfied and fc (c) after solving (45). The estimates of the channel parameters
of radar and communications are located at ∥fr (r)∥ = 1 and
1 (m′ ,n′ ) 1 ′
,n′ ) ϵ
′ +n′ fr (r) − f (m (r)u ≤ ∥fc (c)∥ = 1. The SDP in (45) perfectly recovers the delay-Doppler
κ m κm′ +n′ 2 3
pairs of both channels.
Proof: See Appendix F. Unequal number of targets and paths: Fig. 4 shows the perfect
The following lemma states that ∥fr (r)∥2 < 1 with a high recovery of all parameters for a scenario with L ̸= Q. In particular,
probability. we set L = 8, Q = 2, M = 17 and P = 11. The delay-
Doppler parameters were drawn uniformly at random as before
Lemma 12. There exists a constant C such that if
so that τr = [0.54, 0.11, 0.49, 0.89, 0.05, 0.23, 0.41, 0.06], νr =
MP J [0.01, 0.51, 0.95, 0.61, 0.45, 0.11, 0.78, 0.22], τc = [0.15, 0.24], and
M P ≥ Cµ max(L, Q)J log2
δ νc = [0.92, 0.05].
M P QJ M P LJ Closely spaced targets: Fig. 5 depicts perfect recovery in a scenario
max log , log , (92)
δ δ when the delay-Doppler pairs of both channels are closely located
in the [0, 1]2 domain with M = 17, P = 11, and the subspace
then with probability 1 − δ, where 0 < δ < 1, ∥fr (r)∥2 < 1, for all
size J = 5. Here, the minimum separation of the time-delays,
r ∈ [0, 1]2 \ R.
and Doppler parameter were set to ∆τ = 0.1 M
and ∆ν = 0.1 P
Proof: The proof requires showing ∥fr (r)∥2 < 1 in the set respectively, which is much lower than theoretical results (see [21,
of points near and far from rj ∈ R. We refer the reader to [34, 29]). For this experiment, the maximum separation was set to 0.3 M
Lemma 14] for details, which proved an analogous result for single- and 0.3
P
τr = [0.520, 0.512, 0.531], νr = [0.210, 0.225, 0.230] and
BD with multi-dimensional bivariate dual polynomials. In our DBD τc = [0.779, 0.796, 0.773], and νc = [0.233, 0.228, 0.25].
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15
a b
Fig. 3. Noiseless channel parameter localization for (a) radar with L = 3 targets and (b) communications with Q = 3 paths. Here, M = 13, P = 9, and
J = 3. The parameter estimates are localized in the delay-Doppler plane when the norm of the polynomials assumes a value of unity.
a b
Fig. 4. As in Fig. 3 but for (a) L = 8 targets and (b) Q = 2 paths.
True parameters
a b
Fig. 5. As in Fig. 3 but for closely spaced targets. The inset plots show the cross-section of PhTPs in the delay-Doppler plane.
B. Statistical performance Figs. 6a and b plot the probability of success over 100 trials with
As we remarked earlier, radar transmit signals and communications varying L = Q and subspace size J to recover radar channel
channels are usually known to the traditional receivers. In Figs. 6, we and communications messages, respectively. We note an inverse
compare the statistical performance of our algorithm in recovering relationship between J and L = Q, as also predicted by Theorem 2,
the conventional parameters-of-interest, i.e., radar channel r and in which the theoretical curve is superposed on the figure. Figs. 6c
communications transmit messages g. The comparison is over several and d show the recovery of the same radar and communications
random realizations of delay and Doppler pairs with the minimum parameters for fixed P = 9 but varying L and time samples M . Here,
separation ∆τ = M 1
and ∆ν = P1 . We declare a successful as suggested by Theorem 2, a logarithmic relationship is observed
estimation when ∥r − b r∥2 < 10−3 and ∥g − g b∥2 < 10−3 . Note that between M and L = Q. This is validated by plotting the curve
the error in communications messages is obtained by concatenating obtained by the right-hand side expression of Eq. (51) in Theorem 2
all P messages in a single vector. The number of targets L and on Figs 6a-d. Finally, Figs. 6e and f show the probability of successful
propagation paths Q were the same. For fixed M = 13 and P = 9, recovery for fixed M = 13, P = 11, and J = 3 but varying Q and
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16
a b c d e f 1
0.5
2 5 8 11 2 5 8 11 3 8 13 18 3 8 13 18 0
J J M M
Fig. 6. Probability of successfully recovering (a) radar channel parameters and (b) communications messages for varying L (= Q) and J but fixed M = 13
and P = 9 over 100 trials. (c)-(d) As in (a)-(b), respectively, but for fixed P = 11 and J = 3. (e)-(f) As in (a)-(b), respectively, but for fixed M = 13,
P = 11, and J = 3. In Figs. (a)-(d), the blue curve shows the theoretical result as predicted by Theorem 2.
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