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FROM THE ACADEMY

Academy of Nutrition and Dietetics Nutrition


Research Network: The Saqmolo’ Project
Rationale and Study Protocol for a Randomized
Controlled Trial Examining the Influence of Daily
Complementary Feeding of Eggs on Infant
Development and Growth in Guatemala
Taylor C. Wallace, PhD, CFS, FACN; Peter Rohloff, MD, PhD; Elizabeth Yakes Jimenez, PhD, RDN, LD; Gabriela V. Proaño, MS, RDN;
Gabriela Montenegro-Bethancourt, PhD; George P. McCabe, PhD; Alison Steiber, PhD, RD

ABSTRACT
Adequate nutrition during the complementary feeding period is critical for optimal child growth and development and for promoting
long-term educational attainment and economic potential. To prioritize limited public health resources, there is a need for studies that
rigorously assess the influence of multicomponent integrated nutrition interventions in children younger than age 2 years in different
contexts. This study aimed to describe the rationale and protocol for the Saqmolo’ Project using the Standard Protocol Items: Recom-
mendations for Interventional Trials (SPIRIT) guidelines. The Saqmolo’ (ie, “egg” in the Mayan language, Kaqchiquel) Project is an
individually randomized, partially blinded, controlled comparative effectiveness trial to evaluate the influence of adding delivery of a
single whole egg per day to local standard nutrition care (ie, growth monitoring, medical care, deworming medication, multiple
micronutrient powders for point-of-use food fortification [chispitas], and individualized complementary and responsive feeding edu-
cation for caregivers) for 6 months, compared with the local standard nutrition care package alone, on child development, growth, and
diet quality measures in rural indigenous Mayan infants aged 6 to 9 months at baseline (N ¼ 1,200). The study is being executed in
partnership with the Wuqu’ Kawoq/Maya Health Alliance, a primary health care organization located in central Guatemala. Primary
outcomes for this study are changes in global development scores, assessed using the Guide for Monitoring Global Development and the
Caregiver Reported Child Development Instruments. Secondary outcomes include changes in infant hemoglobin, anthropometric
measures (including z scores for weight for age, length for age, weight for length, and head circumference for age), and diet quality as
measured using the World Health Organization’s infant and young child feeding indicators. The results of the Saqmolo’ Project may help
to inform public health decision making regarding resource allocation for effective nutrition interventions during the complementary
feeding period.
J Acad Nutr Diet. 2021;-(-):---.

Supplementary materials: XXXX not be able to retrieve all of the lost The diet of Guatemalan children has
is available at www.jandonline. function.4 The period from conception been shown to be low in animal-
org. until age 2 years, otherwise known as source (eg, dairy, meat, and eggs)
the first 1,000 days, is universally recog- and vitamin A-rich foods.15 This is

T
HE IMPORTANT INFLUENCE OF
nized as a critical period for lifelong especially true for the rural indige-
optimal diet quality during the
health because developing children nous Mayan population, who make up
complementary feeding period
establish metabolic and behavioral ad- approximately 39% of the Guatemala
on child growth and develop-
aptations to their nutrition and overall population16 and for whom historical
ment and long-term health has been
environment.5-7 and ongoing marginalization has
well documented in the scientific litera-
Despite having among the strongest resulted in limited access to sanitation
ture.1-3 Neurodevelopment is a complex
economies in Latin America,8,9 and health systems, pronounced food
process that proceeds in a specified
Guatemala has substantial room for insecurity, and high rates of poverty.17
developmental sequence, where timing
improvement on several nutrition in- In fact, Guatemala’s children manifest
is crucial and later compensation will
dicators tracked by the United Nations some of the poorest health indicators
Sustainable Development Goals.10,11 in the world, with 15% of neonates
2212-2672/Copyright ª 2021 by the Dietary patterns for many young having low birth weight and 58% and
Academy of Nutrition and Dietetics. children in Guatemala are character- 23% of children aged 18 to 23 months
https://doi.org/10.1016/j.jand.2021.03.015
Available online xxx
ized by poor diversity and inadequate exhibiting chronic malnutrition and
complementary feeding practices.12-14 severe stunting (a length-for-age z

ª 2021 by the Academy of Nutrition and Dietetics. JOURNAL OF THE ACADEMY OF NUTRITION AND DIETETICS 1
FROM THE ACADEMY

score less than 2 or 3 standard available.28 Other studies examining Plan40 by addressing the Prevention
deviations from the median of the the utility of eggs within a package of and Wellness Focus Area. The Saqmolo’
World Health Organization [WHO] integrated interventions on the study also addresses multiple priorities
Child Growth Standards), respec- growth and development of children from the newly released Academy’s
tively.14,18,19 Furthermore, 33% of younger than age 2 years are present Research Priorities,41 including clari-
young children are anemic and more in the peer-reviewed literature29-31 or fying nutrient needs associated with
than 50% come from households currently underway.32,33 optimal outcomes in special pop-
living below the poverty line.14 These Eggs contain all nutrients considered ulations and evaluating strategies to
outcomes disproportionately affect key for neurodevelopment during the address current diet and health dis-
rural indigenous Mayan children who first 1,000 days of life, especially parities and related chronic disease
often experience rates of malnutrition choline, which may have a major role disparities among low-income and
twice as high as those reported in in early brain development.4 High underrepresented persons and to
nonindigenous Guatemalan children.14 choline intake during the perinatal evaluate best practices for translating,
In this setting, it is necessary to period has been demonstrated to have disseminating, and scaling nutrition
implement evidence-based nutrition- lasting effects on cognition, as recently and dietetics interventions across
specific interventions, coupled with reviewed by Wallace and colleagues34 community and clinical settings. This
disease prevention and management and Derbyshire and Obeid.35 In early project also includes an Academy
interventions, to improve long-term life, choline plays pivotal roles in the Foundation Fellow that is working with
health and development outcomes. structural integrity of membranes, the primary study collaborator, MHA,
In Guatemala and elsewhere, a com- neurotransmission, and methyl group to advance study activities on the
mon approach has been to evaluate metabolism. Choline passes through ground in Guatemala.
the role of manufactured lipid-based the bloodebrain barrier via facilitated
multiple micronutrient supplements, diffusion, where it is stored as
which may have small positive in- membrane-bound phospholipids that MATERIALS AND METHODS
fluences on growth in selected set- are used for synthesis of the neuro-
tings.20,21 Another approach is transmitter acetylcholine.34-36 Concen- Study Setting
supplementation with local food trations of these brain phospholipids The Saqmolo’ Project will be conducted
commodities, with a focus on have been suggested to increase two- with indigenous Mayan communities
increasing consumption of animal- fold in the cortex and three-fold in in central, rural Guatemala (de-
source foods, which are important the white matter during the period partments of Chimaltenango, Sololá,
sources of iron, zinc, and other nu- between the 10th week of gestation Sacatepéquez, and Suchitepéquez)
trients that are often consumed in and 2 years of age.37 The nutritional (Figure 1). The geographic area corre-
very low quantities in traditional diets composition and potential of eggs to sponds to the catchment area of MHA,
in low- and middle-income coun- improve young child nutrition has been a nonprofit primary health care orga-
tries.22 Recent meta-analyses on this reviewed by experts in the field.38,39 nization with central offices in Tecpán,
topic showed no clear influence of The objective of this individually Chimaltenango, Guatemala. MHA
animal-source foods on stunting randomized, partially blinded, works with vulnerable indigenous
prevalence, although the analysis was controlled comparative effectiveness communities to provide culturally and
limited by the low quality of studies trial titled Saqmolo’ (ie, “egg” in the linguistically appropriate health care
included and significant heterogeneity Mayan language, Kaqchiquel), is to services.42 The primary language
between study designs, related to the evaluate the influence of adding de- spoken in this area is Kaqchikel. MHA
foods tested and the comparison livery of a single whole egg per day to a has been providing primary care and
group(s).23,24 A small 6-month ran- package of local standard nutrition care nutrition services in this area for over a
domized trial in Ecuador suggested interventions, compared with the local decade and collaborates closely with
that complementary feeding of eggs standard nutrition care alone, on child the Ministry of Health and multiple
may substantially decrease the prev- development, growth, and diet quality other nongovernmental organizations
alence of stunting and under- measures in rural indigenous Mayan in the region. Sixty-three percent of
weight.25,26 A similar randomized infants, aged 6 to 9 months at baseline. women in Guatemala initiate breast-
intervention in Malawi showed no The study is adequately powered to feeding and approximately 53% exclu-
overall effect of complementary detect changes in both its primary and sively breastfeed their infants.43 The
feeding of eggs on child length-for- secondary specified outcomes. The Global Nutrition Report indicates that
age, weight-for-age, or weight-for- Saqmolo’ study is a collaboration be- 82% of infants in Guatemala have meet
length z scores or development.27,28 tween the Academy of Nutrition and the WHO Infant and Young Child
The authors of the Malawi study also Dietetics (Academy) Nutrition Research feeding indicators thresholds for mini-
noted its close proximity to Lake Network, Wuqu’ Kawoq/Maya Health mum meal frequency, and 59% meet
Malawi. Nearly two-thirds of children Alliance (MHA), University of New the threshold for minimum dietary di-
were reported to have consumed fish Mexico (UNM), and Think Healthy versity.44 In 2021, Juarez and col-
on the previous day before assess- Group. This project serves to further leagues45 demonstrated a 50%
ment, which may indicate a limited the Academy’s vision to accelerate im- prevalence of food insecurity in rural
benefit of egg consumption during provements in global health and well- Mayan children. Foods commonly
the complementary feeding period being through food and nutrition and consumed by this infant population
when other animal-source foods are aligns with the Academy’s Strategic include breastmilk, corn, bread, pasta,

2 JOURNAL OF THE ACADEMY OF NUTRITION AND DIETETICS -- 2021 Volume - Number -


FROM THE ACADEMY

rice, oatmeal, refined sugar, and eggs.46


Study-related procedures will be con-
ducted by MHA staff in the homes of
subjects. The essential framework of
the Saqmolo’ Project’s educational
component has recently been shown to
significantly improve diet quality in-
dicators among children aged 6 to 24
months at baseline (n ¼ 324).12

Eligibility Criteria
Inclusion and exclusion criteria are
outlined in Figure 2.

Intervention Group
The primary caregiver of infants allo-
cated to the intervention group will
receive monthly deliveries of locally
sourced whole chicken eggs, with in-
structions on how to prepare and serve
1 egg per day to the child, for 6 months.
Caregivers will also receive suggested
recipes, information on safe egg stor-
age and preparation, and in-home ed-
ucation on the importance of egg
consumption for early child develop-
ment and growth. Each monthly egg
ration will include extra eggs (w20%
surplus) to account for possible con-
sumption by other family members. Figure 1. The Saqmolo’ Project logo. Art design by Patrick Don (https://www.patdon.
Community health workers will also com).
administer the local standard nutrition
care offered by MHA to each enrolled monitored for egg allergy or adverse and Safety section). If an egg allergy or
infant, as described in Figure 3 and reactions to the intervention as out- adverse event related to the treatment
elsewhere.12 Participants will be lined below (see the Data Monitoring occurs, the infant will be immediately

Inclusion criteria
 Infants aged 6.0 to 9.0 mo at baseline
 At least one caregiver willing to provide oral informed consent and participate in study activities
 Planned residence in the study area for approximately the next 18 mo
 Singleton birth
Exclusion criteria
 Infants with moderate-to-severe acute malnutrition (weight-for-length z score < 2)
 Infants with severe anemia (hemoglobin < 7 g/dL per World Health Organization guidelines, with adjustments for
altitude as necessary)
 Infants with a chronic medical condition that affects growth (eg, congenital heart disease or genetic condition) as
determined by the Maya Health Alliance staff physician
 Infants whose caregivers have cognitive or other impairments that prevent them from being able to provide informed
consent or reliably provide information required for the developmental assessments
 Infants with a known egg allergy
 Infants with recalcitrant moderate-to-severe atopic dermatitis
 Infants with a history of anaphylaxis or serious allergic reaction to any substance requiring emergency medical care
 Concurrent participation in any other clinical trial
Figure 2. Inclusion and exclusion criteria for the Saqmolo’ Project.

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FROM THE ACADEMY

caregiver reports to create both a sum-


Component Description mary and subdomain scores for a child’s
Growth monitoring Weight, length, and head circumference overall development status. The CREDI
using World Health Organization included a Guatemalan sample in its
validation.47,48 The Guide for Moni-
growth standards to convert to z
toring Child Development is extensively
scores. Monitoring is monthly, in the used alongside the CREDI in low- and
home by community health workers, middle-income countries in children
from birth to age 2 y aged 0 to 24 months and focuses on
seven areas: expressive language,
Deworming medication Individualized, based on discussion with
receptive language, fine motor, gross
supervising physician. Not routinely motor, relating, play, and self-help.49,50
provided before age 2 y Together the Guide for Monitoring
Multiple micronutrient powder Composition includes ferrous fumarate Child Development and the CREDI show
strong internal and external validity,
(12.5 mg), zinc gluconate (5 mg),
have been tested specifically in low-
retinol acetate (300 mg), folic acid (160 resource settings, and provide comple-
mg), and ascorbic acid (30 mg). mentary information about child
Provided daily beginning at age 6 mo development.47 The primary safety end
point for the study is incidence of egg
Individualized complementary and Individualized counseling session led by
allergy as discussed below (see the Data
responsive feeding education for community health worker, provided Monitoring and Safety section).
caregivers monthly for six sessions. Uses 24-h
World Health Organization diet recall
tool to focus conversation on meal Secondary Outcomes. Secondary
frequency and food group diversity outcomes for this study include infant
hemoglobin level, anthropometric
Medical care Community health workers trained in measures (eg, z scores for weight for
Integrated Management of Childhood age, length for age, weight for length,
Illness clinical guidelinesa for and head circumference for age), and
managing acute respiratory and diet quality. For these outcomes,
diarrheal illness. Urgent care/episodic project investigators will compare
differences in hemoglobin levels and
care available through referral to
anthropometric z scores, proportions
public health post or Maya Health of children (within inclusion criteria
Alliance physicians. Vaccines on guidelines) who are anemic, stunted,
national schedule provided by public wasted, or underweight, and pro-
health brigades portions of children consuming a
a
minimal acceptable diet, minimum
https://www.who.int/teams/maternal-newborn-child-adolescent-health-and- dietary diversity, minimum meal fre-
ageing/child-health/integrated-management-of-childhood-illness/ quency, and consuming eggs between
Figure 3. Description of local standard of nutrition care components. the groups, from study enrollment to
study endline (6 months postenroll-
referred to the local health clinic and medication, multiple micronutrient ment). Point-of-care hemoglobin level
removed from the study but still powders for point-of-use food fortifi- will be assessed using a capillary
continue to receive local standard of cation (chispitas), and individualized blood sample and a HemoCue
nutrition care offered by MHA. Care- complementary and responsive feeding Hb201þ (HemoCue AB). Infant length
givers may withdraw the infant from education for caregivers. Caregivers will be measured using a portable
the study at any time and still receive may withdraw the infant from the stadiometer to the nearest 1 mm.
local standard nutrition care in the case study at any time and still receive local Weight will be monitored using a
that it is desired. standard nutrition care if desired. hanging Salter scale to the nearest 0.1
kg. Head circumference will be
measured using nonstretchy
Control (Local Standard Nutrition Outcomes measuring tape to the nearest 1 mm.
Care Only) Group Primary Outcomes. Primary out- All anthropometric measurements
Infants in the control group will receive comes for this study are differences in will be completed in triplicate. For
the local standard nutrition care global development scores between data analysis, the mean of the first
(Figure 3) offered by MHA for 6 study arms, assessed using the Care- two readings will be used in the case
months. The package of local standard giver Reported Early Child Development that they did not differ more than a
nutrition care for early child nutrition Instruments (CREDI) long form47 at prespecified tolerance limit (length/
provided by MHA includes growth baseline (ie, infants aged 6 to 9 months) height <0.5 cm, weight <0.2 kg). In
monitoring, medical care, deworming and endline. The CREDI long form uses the case that they differ more than

4 JOURNAL OF THE ACADEMY OF NUTRITION AND DIETETICS -- 2021 Volume - Number -


FROM THE ACADEMY

these prespecified tolerance limits, study data collection at baseline and 6 study. These estimates are 0.095 for
the pair of measurements that has the months (2 to 4 hours), and monthly 60- length-for-age z score and 0.040 for the
smallest difference will be used to minute visits to administer local stan- CREDI long form. Based on the power
calculate the mean. Infant diet quality dard nutrition care (intervention and calculations and the margins of error,
will be measured using the WHO In- control groups), assess development of the investigators conclude that the
fant and Young Child Feeding in- egg allergy (intervention group), and sample size chosen is adequate to
dicators questionnaire,51 adapted for deliver eggs (intervention group; 6 detect expected effects that are
use in Guatemala. Although there are hours). Caregivers in both groups will important, as well as to estimate the
limitations to using the WHO Infant also receive four adherence telephone effects with confidence intervals hav-
and Young Child Feeding indicators as calls every 2 weeks for the first 2 ing excellent precision.
the only method of dietary assessment months of the study (8 to 10 minutes
in the study, it was believed that more per call). These calls will include com-
rigorous methods of dietary assess- plementary feeding messages (ie, gen- Recruitment and Oral Informed
ment, such as repeated quantitative eral messages for the control group and Consent
24-hour dietary recalls, would not be egg-focused messages for the interven- The Saqmolo’ Project will seek to enroll
feasible given the study complexity tion group) and egg-related adherence 1,200 infants aged 6 to 9 months at
and anticipated participant burden. questions (intervention group). A flow baseline: intervention (n ¼ 600) and
diagram of study milestones is pre- local control (n ¼ 600). The in-
Other Variables. Other variables for sented in Figure 4. vestigators estimate 15 months of
this study include demographic and rolling recruitment, enrolling approxi-
socioeconomic characteristics, such as mately 40 infants per month. Subjects
drinking-water access (WHO/United Sample Size Calculation will be recruited by research study staff
Nations Children’s Fund)52 and food The Saqmolo’ Project will recruit 1,200 through referral from local public
insecurity (using the Food Insecurity infants. With an anticipated 20% attri- health clinics, community centers, and
Experience Scale),53 family environ- tion rate, based on previous studies referring providers, including tradi-
ment relative to promotion of child conducted with families in this region, tional midwives. Caregivers who ex-
development, common morbidities, this provides 480 infants for each of the press initial interest in study
and adherence to the multiple micro- two treatments: egg and control. An participation will undergo first-stage
nutrient powders and egg consump- a ¼ .05 and 80% power are used to rapid screening to assess certain in-
tion (intervention group) will also be determine detectable differences be- clusion criteria, such as medical and
assessed across all participants. A tween treatments for the change from caregiver history, that would easily
baseline demographic and family care baseline to the end of the study. exclude an infant from participation
indicators interview and questionnaire Calculations for change in the CREDI prior to scheduling an in-home visit to
will be used to capture the above var- long form are based on a standard de- complete informed consent (described
iables, aside from adherence to the viation of 0.32 calculated from a vali- in the Consent Procedures section) and
multiple micronutrient powders and dation of the score in low-resourced second-stage study screening (ie,
egg consumption. Examples of infor- settings.48 To compute the standard assessment of anemia and acute
mation on common morbidities and deviation for the difference between malnutrition). Infants who are ineli-
complications during and after birth to the baseline and the end of the study, a gible for enrollment in the study will
be collected within the interview and correlation between these two mea- still be able to receive the local stan-
questionnaire include “infection” and sures of 0.4 was used. The detectable dard nutrition care from MHA. Infants
“needed transfusions.” Adherence to difference between treatments is 0.68 who are moderately or severely wasted
the multiple micronutrient powders for the proportion of correct responses, or severely anemic based on the study
and egg consumption (intervention a design effect of 0.20. A plot of the exclusion criteria will not be enrolled
group) will be monitored within the power versus the difference is given in in the study and will be immediately
interview and questionnaire during the Figure 5. referred for treatment. The total num-
monthly in-home visits and via Calculations for change in length-for- ber of infants excluded during the
biweekly telephone calls to caregivers age z score are based on a standard second screening step (ie, in-home
for the first 2 months. deviation of 0.75 calculated from sum- visit) in aggregate by wasting and
mary statistics for a randomized anemia status will be maintained by
controlled egg feeding intervention in the study coordinator.
Participant Timeline Ecuador.25 To account for the block If the caregiver is willing, baseline
The Saqmolo’ Project will use a rolling randomization, a design effect of 0.18 data collection will occur after the
recruitment approach, as further was assumed. The detectable difference informed consent process and second-
described below (see the Recruitment between treatments is 0.136 z score stage study screening is completed;
and Oral Informed Consent subsection). units. A plot of the power versus the otherwise a separate home visit will be
Caregivers will have approximately 10 difference is given in Figure 6. Results scheduled the following week. The egg
to 12 hours of contact with the research for weight-for-age z score are similar. feeding trial (described in more detail
team across the 6-month study dura- Similar calculations were used to in the Data Monitoring and Safety
tion: study enrollment (ie, visits to re- estimate the margins of error for the section) will be performed after base-
cruit, assess eligibility, and complete treatment effect based on the changes line data collection only among par-
informed consent; 2 hours), primary from the baseline to the end of the ticipants assigned to the intervention

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FROM THE ACADEMY

Figure 4. The Saqmolo’ Project flow diagram. *Primary caregivers will be offered 1 week to consider enrollment and discuss
participation with other individuals who need to be involved in the decision-making process, if needed.

group to complete the final aspect of same eligible age range might be pre- Research study staff will be masked
the eligibility process. All research sent and thereby to allow both to to group assignments, whereas com-
study staff and community health participate within the same arm and munity health workers, the MHA
workers will be bilingual speakers of prevent intrahousehold tensions. The physician, and the project coordinator
Spanish and Kaqchikel (or other Mayan randomization allocation sequence will will not be able to be blinded. Other
languages, as appropriate), the antici- be computer generated by the study study principal investigators and stat-
pated language of the subjects. These statistician.56 istician(s) involved in the data analysis
recruitment strategies have been used
successfully for several other studies
related to early child nutrition and
Power
health in the study region.12,43,54,55 If 1.0
the recruitment progress is slower than
expected through the above channels, 0.9

the study team will collaborate with


0.8
MHA’s extensive network of local
nongovernmental and community- 0.7
based organizations to recruit addi-
0.6
tional participants.
0.5

Allocation and Blinding 0.4


Once informed consent has been ob-
0.3
tained and a child is determined to be
eligible for the study (with the excep- 0.2
tion of the feeding trial), research study
staff will assign a subject identification 0.1

number. Eligible infants will be indi-


0.0
vidually randomized using block
0.00 0.02 0.04 0.06 0.08 0.10 0.12 0.14 0.16 0.18 0.20 0.22 0.24 0.26
randomization; 1:1 allocation in blocks
Difference
of eight will be used to ensure a balance
in sample size between study groups Standard deviation = 0.75 GPM1027
over time. Randomization will occur at Figure 5. Power calculations for change in the Caregiver Reported Early Child
the household level to account for rare Development Instruments47 long form: difference between egg and control groups
cases where two infants within the (n ¼ 480 observations per group; a ¼ .05).

6 JOURNAL OF THE ACADEMY OF NUTRITION AND DIETETICS -- 2021 Volume - Number -


FROM THE ACADEMY

Power committee and have access to the dei-


1.0
dentified data through the REDCap
0.9 platform. These individuals also preside
over the final decision to terminate the
0.8 trial.
The control group will receive a
0.7
complementary basket of approxi-
0.6 mately 2 dozen eggs at the end of the
study in appreciation for their
0.5
participation.
0.4

0.3 Statistical Methods


All analyses in the Saqmolo’ Project will
0.2
be conducted by the principal co-
0.1 investigators and the statistician. The
MHA physician (coinvestigator P.R.) and
0.0
the Academy Foundation fellow (G.M.-
0.00 0.01 0.02 0.03 0.04 0.05 0.06 0.07 0.08 0.09 0.10
B.) will be unblinded to the group as-
Difference signments but will refrain from
Standard deviation = 0.32 GPM1029 participating in the initial statistical
Figure 6. Power calculations for change in length-for-age z score: difference between analyses. The other study principal co-
egg and control groups using the Caregiver Reported Early Child Development In- investigators (T.C.W., E.Y.J., and G.V.P.)
struments47 (n ¼ 480 observations per group; a ¼ .05). and the study statistician (G.P.M.) will
be blinded to the group assignments
until initial analyses are complete.
Preparation of the analysis code will
phase will be blinded to group assign- conducted by health workers will allow begin before the termination of the trial.
ment until initial data analyses are us to estimate egg consumption, a factor Statistical analyses will be conducted
complete. that can subsequently be considered using SAS version 9/4 (Statistical Anal-
when evaluating the influence of the ysis Software Inc), Stata version 15
intervention at the end of the study. (StataCorp), or similar statistical soft-
Intervention Delivery ware. Continuous baseline characteris-
Families in the intervention group will tics of project participants will be
be given extra eggs (about 20% extra) Data Collection, Management, described using the mean and standard
each month, to account for possible and Quality Assurance deviation or the median and 25th and
consumption by other family members. Demographic, primary, and secondary 75th percentiles. Categorical baseline
Prior studies, including those by MHA, outcomes will be collected in person by characteristics will be described using
have used this strategy in regular clin- the research study staff at two time percentages. Descriptive statistics will
ical programming in the area.57 points: baseline (0 months) and post- be calculated separately for interven-
Although not a guarantee that eggs intervention (6 months). An in-depth tion and control groups at baseline.
will not be directed solely to the infant, standard operating procedure manual Outcomes will be expressed as the
this strategy significantly increases the will facilitate training, retraining, field change from baseline to the end of the
likelihood that a larger ration will be observations, and data collection. The study and will be analyzed using an
consumed by the target child. In addi- study data collection schedule is illus- intention-to-treat procedure. Linear
tion, a recent systematic review high- trated in Table 7. All baseline and end mixed models will be used for the
lighted that, behaviorally, food/ point demographic, primary, and sec- analysis of continuous variables and
micronutrient supplements may be ondary outcome data will be entered logistic models will be used for cate-
more likely to be consumed (at least directly into Research Electronic Data gorical variables. Missing data, pre-
based on caregiver self-reports) when Capture (REDCap) software, a secure defined covariates, and effect modifiers
caregivers are educated specifically on cloud-based platform, via mobile of interest will be available in the on-
the likelihood of perceptible health app.59,60 Data on adherence will be line statistical analysis plan before the
benefits, which is also an important part entered into an electronic case report end of study data collection. Assump-
of this project’s intervention in- form within the MHA electronic medical tions will be assessed for all analyses
teractions with caregivers.58 Finally, the record (EMR) during community health and remedial measures will be taken as
investigators note that the trial is worker monthly visits and biweekly needed. Differences between treat-
designed as an effectiveness trial, not an telephone calls (first 2 months only) to ments will be analyzed using statistical
efficacy trial, so under consideration is the primary caretaker. Data quality and significance at the 0.05 level and with
the influence of the entire intervention accuracy will be verified regularly by the 95% confidence intervals. In addition to
package, with or without leakage of the study coordinator. The primary in- the direct comparisons, covariance
egg ration to other children. At each vestigators (ie, authors of this article) terms will be added to the models to
intervention visit, the dietary recall will act as the data management examine possible effect modifiers.

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FROM THE ACADEMY
8

Outcome or variable Method and/or instrument (citation) Baseline Telehone Monthly Endline
callsa
JOURNAL OF THE ACADEMY OF NUTRITION AND DIETETICS

visits
Primary outcome
Global development Global development score tool (Caregiver Reported Early Child Intervention Intervention
scores Development Instruments) long form50 group group
Control Control
group group
Global development Global development score tool (Guide for Monitoring Child Intervention
scores Development)47,48 group
Control
group
Egg allergy Caregiver-reported questions to assess food allergy symptoms Intervention Intervention Intervention Intervention
symptomsa group group group group
Secondary outcomes
Hemoglobin HemoCue Hb201þb Intervention Intervention
group group
Control Control
group group
Anthropometrics Weight using a hanging Salter scale Intervention Intervention
group group
Length and head circumference using a portable stadiometer Control Control
group group
Feeding indicators Minimum dietary diversity, minimum meal frequency, and minimum Intervention Intervention
acceptable diet using the World Health Organization Infant and Young group group
Child Feeding indicators questionnaire51 Control Control
group group
Other variables
--

Demographic and Demographic questionnaire Intervention Intervention


2021 Volume

socioeconomic group group


characteristics Child’s data questionnaire Control Control
Prenatal and postnatal background of child questionnaire group group
-
Number

(continued on next page)


Figure 7. Data collection description and schedule.
-
FROM THE ACADEMY

Sensitivity analyses will be used to


verify that the conclusions are robust

Intervention

Intervention

Intervention
with respect to the method of analysis

group

group

group

group

group
Endline

Control

Control
chosen. Analyses based on a repeated
measures design, end of study outcome
with baseline as a covariate and alter-
native models for categorical variables
will be examined.

Intervention

Intervention
Monthly

group

group

group
Control
Data Monitoring and Safety
visits

The primary safety end point for this


study is the occurrence of egg allergy. It
is widely accepted in the Guatemalan
Intervention

Intervention
medical community that the prevalence
Telehone

group of immunoglobulin E (IgE)-mediated

group

group
Control
food allergy in children is much lower
callsa

than that observed in high-income


countries. In addition, over the past
decade a great deal of research has
Intervention

Intervention

Intervention emerged suggesting that infants at


average risk of food allergy need no
Baseline

group

group

group

group

group
Control

Control

special precautions for introducing any


complementary food, including eggs.
This is now the consensus represented
in major pediatric society guidelines,
such as those of the American Academy
of Pediatrics.61 Nevertheless, the
following measures will be taken to
manage potential risk and monitor for
egg-related allergy.
First, all staff (ie, community health
workers and research study staff) will
receive training on assessment and
management of potential IgE-related
food allergy (ie, use of an epinephrine
pen and the referral process). This
Questions to assess food allergy symptoms

training will occur at study initiation


Caregiver-reported infant consumption

Caregiver-reported infant consumption

with subsequent refresher trainings


Method and/or instrument (citation)

Family care indicators questionnaire

Figure 7. (continued) Data collection description and schedule.

each quarter. The material used in all


Food insecurity experience scale53

trainings will follow guidelines pub-


lished by the U.S. National Institute of
Water access questionnaire52
Family history questionnaire

Allergy and Infectious Diseases and by


Food Allergy Research and Education
(FARE).62,63 Staff will carry epinephrine
Quick poverty score65

pens and, using the FARE guidelines for


assessing and treating anaphylaxis, be
capable of administering epinephrine in
the event that a severe allergic reaction
is observed.62 If a serious adverse reac-
tion is observed in the field during the
observed trial or if epinephrine is given,
staff will immediately transport the
caregiver and infant to the nearest
Outcome or variable

Family environment

health post.
Adherence to egg

Safety outcome.

Second, infants at high risk for IgE-


micronutrient
development

consumption

HemoCue AB.

mediated egg allergy will be excluded


Adherence to
promotion
relative to

from study participation based on the


multiple

powder
of child

inclusion and exclusion criteria


(Figure 2).
Third, during the first home visit by
b
a

the community health worker, an

-- 2021 Volume - Number - JOURNAL OF THE ACADEMY OF NUTRITION AND DIETETICS 9


FROM THE ACADEMY

observed egg feeding trial with all in- investigators and respective institu- will be sought from multiple care-
fants allocated to the intervention tional review boards (IRBs) within 24 givers; however, informed consent
group will be conducted to ensure hours. from one biological and/or legal care-
safety. At least 2 tsp egg must be giver will be considered adequate for
consumed without evidence of symp- study enrollment because this study
toms within 1 hour for an infant to be
Ethics Approvals involves no more than minimal risk.
enrolled into the study.64 Because the The study protocol was reviewed and Families that decline to participate in
in-home visits are approximately 1 approved by the MHA IRB in the study will still be eligible for the
hour, ample time is provided for docu- Guatemala on February 17, 2020 (WK- local standard nutrition care offered by
mentation of food allergy symptoms, 2020-001) and by the UNM Human MHA. IRB-approved verbal informed
per US National Institute of Allergy and Research Protections Office in the consent materials can be found in the
Infectious Diseases and FARE guide- United States on May 7, 2020 (20-146). Supplementary Materials.
lines.62,63 Any infant exhibiting signs or The trial is registered at www.
symptoms of an egg allergy will be clinicaltrials.gov (NCT04316221) and
immediately withdrawn from the study, will be executed in compliance with Confidentiality
but remain eligible to receive local the Declaration of Helsinki.
Primary ownership of the study data
standard nutrition care from MHA. will reside with MHA, Think Healthy
Fourth, for ongoing surveillance, Protocol Amendments Group, and the Academy. MHA will
community health workers will ask all securely transfer deidentified datasets
Protocol modifications (eg, changes to
caregivers the following questions and to Think Healthy Group and the Acad-
eligibility criteria, outcomes, or plan-
record responses in the electronic case emy via the built-in REDCap secure
ned analyses) and/or additions (eg,
report form within the MHA EMR dur- data transfer functionality. Data
biological sample collection) will be
ing all monthly in-home visits: sharing between MHA, Think Healthy
discussed among the primary in-
vestigators before submission to the Group, and the Academy is covered
- At any time during the past
study IRBs. Any modification or addi- under a data use agreement (effective
month, have you noticed that
tion will be communicated by updating date January 13, 2020). MHA, Think
your child has vomited or had
the information on the www. Healthy Group, and the Academy will
diarrhea within a few hours of
clinicaltrials.gov website. have primary responsibility for data
eating an egg?
management and analysis. As neces-
- If yes, did your child have a skin
sary, the Academy will transfer study
rash that looks like this at the
data to UNM. Data sharing between the
same time as they had the
Consent Procedures Academy and UNM is covered under
vomiting or diarrhea? (Note:
Study staff will obtain verbal informed contract FP7054 (effective date August
community health workers will
consent using the IRB-approved script. 1, 2019). Per this agreement, all data
show caregivers a picture of
The IRBs granted waivers of documen- shared with UNM for this study will be
what hives look like when
tation of informed consent, given that deidentified and transferred using the
asking the question.)
signed informed consent is generally secure transfer portal provided by
These questions are based on current not culturally appropriate in the study UNM Health Science Center Central
evidence regarding the most likely region. A teach-back method will be Information Technology Support.
presentation of food allergy-related used to ensure that primary caregivers Research data and unique subject
reactions/anaphylaxis in infants. If the fully understand the consent informa- study IDs will be directly entered into
caregiver answers “yes” to both ques- tion. Participants will be provided a MHA’s secure REDCap interface or the
tions, the adverse event procedure copy of the consent document. Consent MHA secure encrypted cloud-based
outlined below will be followed and scripts are in Spanish, given that few EMR using full-disk encrypted study
the infant will be withdrawn from the individuals (including trained study Android cellular telephones or laptop
study if they are diagnosed with a professionals and native speakers) can computers. Study personnel will each
probably egg allergy by MHA staff. read and write in Mayan languages. In be assigned a unique username and
Adverse events or suspected adverse lieu of written documents in the Mayan password to the REDCap interface. Only
events reported by caregivers or languages, expensive preparatory the MHA principal investigator (P.R.),
observed by study staff will be practice sessions and role playing will Academy fellow and study coordinator
promptly communicated to the study be used to ensure smooth contempo- (G.M.-B.), and MHA staff will have ac-
physician or an alternate delegate with raneous translation from Spanish to cess to the MHA EMR data.
equivalent medical training within 4 Kaqchikel or K’iche’. This method was Study personnel will be trained on
hours. Medical and study staff will utilized previously in numerous former standard operating procedures for key
promptly consult with the caregiver(s) trials by MHA. Primary caregivers will recruitment, enrollment, and data
of the infant subject to determine be offered 1 week to consider enroll- collection tasks. Native data field defi-
whether an event is associated with ment and discuss participation with nition functions in REDCap will be used
participation in the research. All other individuals who need to be to ensure data quality at point of entry.
adverse events related to the study that involved in the decision-making pro- The Academy Foundation fellow and
result in a visit to the local health clinic cess. When appropriate based on fam- study coordinator will perform
will be reported to the other primary ily structure, verbal informed consent ongoing quality control via frequent

10 JOURNAL OF THE ACADEMY OF NUTRITION AND DIETETICS -- 2021 Volume - Number -


FROM THE ACADEMY

database review and random audits of Conduct, Reporting, Editing and Publi- 10. United Nations. Sustainable Develop-
ment Goals: about the Sustainable
in-field operations (eg, recruitment, cation of Scholarly Work in Medical
Development Goals. Accessed November
enrollment, and data collection). The Journals” (http://www.icmje.org). Re- 20, 2020. https://www.un.org/
Academy Foundation fellow and study quests for statistical code may also be sustainabledevelopment/sustainable-
coordinator will randomly and submitted to the Academy. development-goals/.
sporadically independently replicate 11. United Nations. The Sustainable Develop-
ment Goals Report 2019. New York, NY:
some of the data collection to assess United Nations; 2019.
interrater reliability and to assist with Coronavirus disease 2019
12. Martinez B, Webb MF, Gonzalez A,
evaluation of data collection tech- The current coronavirus disease 2019 Douglas K, Grazioso MDP, Rohloff P.
niques. Study staff will also participate global pandemic has hit many facets of Complementary feeding intervention on
stunted Guatemalan children: a rando-
in frequent standardization exercises the world and research is no different.
mised controlled trial. BMJ Paediatr Open.
during which the technique, precision, The investigators made the decision to 2018;2. 2018:e000213.
and reliability of their measurements delay the initiation of recruitment 13. Martinez B, Flood D, Cnop K, Guzman A,
and the way they pose questions will during April 2020 to help ensure the Rohloff P. Improving infant and young
be evaluated and reinforced. safety of both study participants and child nutrition in a highly stunted rural
community: a practical case study from
At enrollment into the study, each staff. Although the investigators Guatemala. In: Preedy V, Patel VB, eds.
subject will be assigned a unique sub- believe that science will prevail in re- Handbook of Famine, Starvation, and
ject identification number. This num- gard to an effective vaccine or treat- Nutrient Deprivation: From Biology to Pol-
icy. Cham, Switzerland: Springer; 2018:1-
ber will be registered on the second- ment, it is likely that timelines may be 19.
stage eligibility form on REDCap and negatively influenced for the Saqmolo’ 14. Ministerio de Salud Pública y Asistencia
in an electronic study enrollment Project. Social (MSPAS), Instituto Nacional de
spreadsheet, hosted on MHA’s secure Estadística (INE), ICF International.
Encuesta Nacional de Salud Materno
in-house file server. These will be the References Infantil 2014-2015. Informe Final.
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tional Committee of Medical Journal worldbank.org/opendata/new-country- comes. Cochrane Database Syst Rev.
Editors “Recommendations for the classifications-income-level-2019-2020. 2018;8:CD012610.

-- 2021 Volume - Number - JOURNAL OF THE ACADEMY OF NUTRITION AND DIETETICS 11


FROM THE ACADEMY

22. Food and Nutrition Technical Assistance 35. Derbyshire E, Obeid R. Choline, neuro- in low- and middle-income countries.
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AUTHOR INFORMATION
T. C. Wallace is principal and CEO, Think Healthy Group, Inc, and an adjunct professor, Department of Nutrition and Food Studies, George Mason
University, Washington, DC. P. Rohloff is chief medical officer, Wuqu’ Kawoq/Maya Health Alliance, and an assistant professor of medicine,
Brigham and Women’s Hospital, Tecpán, Chimaltenango, Guatemala, Central America. E. Y. Jimenez is a research associate professor, De-
partments of Pediatrics and Internal Medicine, University of New Mexico Health Sciences Center, and director, Nutrition Research Network,
Academy of Nutrition and Dietetics, Albuquerque. G. V. Proaño is a research project manager, Academy of Nutrition and Dietetics, Chicago, IL. G.
Montenegro-Bethancourt is an Early Complementary Feeding of Eggs in Rural Guatemala Research Fellow, Academy of Nutrition and Dietetics,
Wuqu’ Kawoq/Maya Health Alliance, Tecpán, Chimaltenango, Guatemala, Central America. G. P. McCabe is an emeritus professor, Department of
Statistics, Purdue University, West Lafayette, IN. A. Steiber is Chief Science Officer, Academy of Nutrition and Dietetics, Chicago, IL.
Address correspondence to: Taylor C. Wallace, PhD, CFS, FACN, Think Healthy Group, Inc, and Department of Nutrition and Food Studies, George
Mason University, 1301 20th St, NW, #413, Washington, DC 20036. E-mail: taylor.wallace@me.com
STATEMENT OF POTENTIAL CONFLICT OF INTEREST
T. C. Wallace, P. Rohloff, G. Montenegro-Bethancourt, G. P. McCabe, and A. Steiber receive salary support through the investigator-initiated grant
provided to the Academy of Nutrition and Dietetics Foundation by the Egg Nutrition Center. G. Montenegro-Bethancourt is a research fellow
funded by the Academy of Nutrition and Dietetics Foundation through the investigator-initiated grant from the Egg Nutrition Center. T. C.
Wallace, has received other research grants and scientific consulting fees from the Egg Nutrition Center. E. Y. Jimenez and G. V. Proaño have no
conflicts of interest to report.
FUNDING/SUPPORT
This work was supported by the Academy of Nutrition and Dietetics Foundation via an investigator-initiated research grant from the Egg
Nutrition Center. The authors and sponsor strictly adhere to the American Society for Nutrition’s guiding principles for private funding for food
science and nutrition research (Rowe S, Alexander N, Clydesdale FM, et al. Funding food science and nutrition research: financial conflicts and
scientific integrity. J Nutr. 2009;139:1051-1053). The funder had no role in the design of this study; nor will the funder have influence over the
execution of the study, data analysis, or reporting of results. The team is contractually obligated to publish the results of the study regardless of
the findings.
This study was registered at ClinicalTrials.gov identifier NCT04.
ACKNOWLEDGEMENTS
The authors thank the Academy of Nutrition and Dietetics Foundation for assistance with grant administration and oversight of the fellow
program.
AUTHOR CONTRIBUTIONS
T. C. Wallace drafted the manuscript with input from P. Rohloff, E. Y. Jimenez, G. V. Proaño, G. Montenegro-Bethancourt, G. P. McCabe, and A.
Steiber. T. C. Wallace, P. Rohloff, E. Y. Jimenez, G. V. Proaño, G. Montenegro-Bethancourt, and A. Steiber contributed equally to the design of the
study. G. P. McCabe was responsible for the power calculations and statistical design protocol with input from E. Y. Jimenez and P. Rohloff. All
authors reviewed, commented on, and approved the manuscript before submission.

-- 2021 Volume - Number - JOURNAL OF THE ACADEMY OF NUTRITION AND DIETETICS 13

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