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George Hogenson
C. G. Jung Institute of Chicago
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Key words: Ramon Ferrer I Cancho and Richard Solé, symbolic systems, synchronic-
ity, the Self, Zipf’s law
Introduction
My objective in this paper is to present an outline of a way of thinking about
several of Jung’s signature concepts, including the complex, the archetype and
the theory of synchronicity. My objective is to suggest a way to unify these
elements of Jung’s system under a single dynamic principle.1
Let me begin with the following quotation from the theoretical physicists,
Ramon Ferrer I Cancho and Richard Solé, of the Universitat Pompeu Fabra in
Barcelona, and the Santa Fe Institute, respectively. In their recent examination
of the dynamics of the emergence of language, they conclude that ‘Our results
strongly suggest that Zipf’s law is required by symbolic systems’ (Ferrer I
Cancho & Solé 2003, p. 791). One objective in this paper will be to explain
1
I wish to acknowledge the influence on my thinking of Joseph Cambray whose paper on
synchronicity, published in American Imago (Cambray 2002), I consider to be a seminal moment
in our efforts to rethink the nature and meaning of synchronicity.
Synchronicity: an outline
The distinguishing features of a synchronistic event can be found in Jung’s
account of the dream of the scarab beetle (Jung 1952, paras. 843–6). To
briefly review the event, an analysis Jung was conducting with a woman had
reached a point where they were both feeling stuck in the process. The woman
then had a dream that featured an Egyptian scarab beetle. As she was recount-
ing this dream, Jung heard a tapping at his window. Turning, he saw a small
beetle trying to get into the room. He opened the window, caught the beetle,
and presented it to the woman with the words, ‘Here is your beetle’. Following
this event, the analysis opened up, and progress was again possible.
Jung is at pains, in his discussions of synchronicity, to distinguish between
chance events and synchronistic events. All too often, however, we tend to
lose sight of this distinction and claim synchronicity when all we really have
The Self, the symbolic and synchronicity 273
which sand was deposited. Also, there was no way of predicting which grain
of sand would set off the avalanche. The event emerged from the self-organizing
properties of the system. Once again, however, the distribution of small, grad-
ual cascades down the pile and the occasional, but catastrophic, avalanches
can be plotted on a power law distribution.2 What is this concept, and what
does it have to do with Jung and synchronicity?
2
Per Bak’s avalanche power law distribution
6
4
2
0
log2 (N(E))
–2
–4
–6
–8
–10
–12
0 2 4 6 8 10 12
log2 (E)
276 George B. Hogenson
organizational form. Rather, one would likely have to place very small
villages and very large cities at either end of the curve, and conclude that
they are statistical outliers of increasingly greater improbability. Thought of
in this way, one recognizes, I believe, that there is something oddly counter
intuitive about the notion that Mexico City or Shanghai are ‘statistically
improbable’ events. And, in fact, the work of Zipf initiated an approach to
understanding certain scale-related events as falling into a pattern known as
a power law.3
Power law distributions are important because, as analyses using these
equations have proliferated, it has become clear that a wide variety of
phenomena, from ion transfers in the brain to word frequencies in a text to
volcano eruptions and earthquakes, all can be shown to fall along a double
logarithmic distribution.
It should be clear by now that my argument to this point leads to the ques-
tion of what Jung would have done had he approached synchronicity from the
point of view of power laws rather than from the point of view of conven-
tional statistical analysis. If one reads the essays on synchronicity, one immedi-
ately confronts Jung’s determination to place the phenomena outside the range
of statistical probability. This even before he gets to synchronicity’s other
defining characteristics such as the deep sense of meaning that accompanies
these phenomena as opposed to the mere sense of interest that may accompany
less improbable coincidences and accidental happenings. Jung’s understanding
of synchronicity is critically dependent on a traditional statistical analysis.
This is one aspect of Jung’s approach that we will have to re-evaluate as we go
forward.
Returning, then, to power laws we must identify one more important
aspect of nature that they reveal in both mathematically rigorous and aes-
thetically beautiful fashion. This aspect of the power law was first developed
by the mathematical economist, Benoît Mandelbrot in the form of what we
know as the Mandelbrot set or fractal (Mandelbrot 1983, 1997).4 Working
from Zipf’s law between the late 1950s and the 1960s, Mandelbrot realized
that the exponent in a power law defined a pattern of self-similar structure
in the phenomenon under investigation that was ‘scale invariant’. What this
meant was that regardless of the scale at which one examined a phenome-
non, the same basic structure would be revealed. As Sornette summarizes
Mandelbrot’s insight,
Power laws describe the self-similar geometrical structures of fractals. Fractals are
geometrical objects with structures at all scales that describe many complex systems,
3
The term power law itself derives from the equations uses to establish the logarithmic graph in
which elements of the equation are raised to a common exponential power.
4
An example of the Mandelbrot Set may be found at: http://www.unix.oit.umass.edu/~dtillber/
images/TillbergMandJulia.exe
The Self, the symbolic and synchronicity 277
such as the delicately corrugated coast of Brittany or Norway, the irregular surface
of clouds, or the branched structure of river networks.
(p. 366)
5
The discussion of phase transitions, as well as self-organizing systems, will be facilitated if some
time is spent observing the demonstration at the web site listed below. As the array of connections
increases, you will notice that the frame of the array enlarges abruptly. You will also notice that
the time taken to fill the frame gradually becomes longer. This is an example of a form of phase
transition as the self-organizing system enlarges. The pattern of time, frame size and complexity
could be graphed on a power law distribution. See: http://www-unix.oit.umass.edu/~dtillber/
images/TillbergDLA.exe
278 George B. Hogenson
6
The phase transition between coherent signalling and meaninglessness is diagrammed by Ferrer I
Concho and Solé in the following graph. What is also interesting here is that language—or sym-
bolic systems more generally—must remain within the phase transition rather than coming to rest
at either end of the transition. It is as though there were a state of water between solid and fluid
that had to be maintained.
Human language
1.0
0.8
Animal communication
Artificial languages
<In(S,R)>
0.6
0.4
No comm.
0.2
A
0.0
0.2 0.4 0.6 0.8 1
The Self, the symbolic and synchronicity 279
aware that for some patients single words or other symbols can have a range of
associative connectedness that far exceeds that of any other symbol in their
experience. Jung was aware of this, and in his work with psychotic patients we
can see evidence of his ability to discern the immense associative networks of
these patients as they elaborated their ‘fantasies’. The psychotic inhabits a sym-
bolically dense environment, but one with a structure that eludes us. The devel-
opment of the complex, on the other hand, can be conceived as the formation
of a structural pattern of associations in the individual psyche. It is not acciden-
tal then that Jung could see the complex in the patterns of the word association
test. What the test accomplishes is a simple display of the associative network
that shapes the psychic reality of the individual.
In their important paper in the Journal of Analytical Psychology, Saunders, a
mathematician, and Skar, a Jungian analyst, argue that the developmental forces
usually thought to originate from the archetype arise instead out of the com-
plexes, which are formed through self-organization in the brain/mind. On this
view, the ‘archetype’ is not something that forms the complexes; it is a class of
complexes which fall into the same general category (Saunders & Skar 2001). I
believe they see the archetype in a manner similar to what I am attempting here.
In both their paper and in some of my work of the same period, we all make the
claim that the archetype does not exist, in the sense of being a discrete ontolog-
ically definable entity with a place in the genome or the cognitive arrangement
of modules or schemas in the brain. Rather, taken from the point of view I am
now trying to develop, the archetype, like the complex, is an iterative moment in
the self-organization of the symbolic world. From this point of view, one would
encounter the archetypal at that point where the sand pile of the symbolic
achieves a state of self-organized criticality and radically reorganizes while main-
taining its fractal, self-similar structure—the complex and the archetype are fun-
damentally structured like the symbol, only the archetype exhibits itself at the
point where symbolic density transcends the carrying capacity of the complex
and moves into a more collective realm.
Deacon’s analogy to the system of primes allows me to suggest that the argu-
ment of Ferrer I Cancho and Solé reveals one of the most fundamental formal
constraints on the form and structure of symbolic systems in the apparent
necessity of a Zipf’s law. Deacon’s argument, which has a realist quality to it,
would hold that even if nobody ever calculated a prime number the system of
primes would nevertheless be said to exist, and the process of mathematical
investigation becomes one of discovery rather than construction, at least in
part. In the sense that Deacon uses the system of primes as an analogy to the
relative autonomy of the symbol when added to the argument of Ferrer I
Cancho and Solé, it becomes possible to conceive of the world of the symbolic
as a world that the psyche inhabits, realizes, or perhaps falls into, rather than
as a world that the human mind creates. I take it that this approach to the
symbolic has interesting, perhaps important implications for our understand-
ing of the ‘process of symbolization’, at both the infant and the adult level.
This approach to the symbolic serves to shift the centre of gravity for our
understanding of synchronicity. At this point in this paper I will quite self-
consciously turn to a more speculative discussion in hopes of opening up the
horizon of understanding regarding synchronicity within the context of the sym-
bolic, which is where Jung originally located it. Let us recall the most salient fea-
tures of Jung’s theory. For Jung, the synchronistic defined a juxtaposition of a
psychic state and a state in the material world that resulted in the emergence of
meaning and a transition in the individual’s state or understanding of the world.
Jung’s example is of the scarab-like beetle that flies through the window just as
his patient is recounting a dream of a scarab beetle. Joe Cambray has given us an
account of a severely disturbed patient who dreamed that Joe was lost in the
Black Forest while he was on vacation, and only after talking with her on the
telephone, at which point she recounted her dream, did Joe learn that a SCUBA
diving class he was attending was scheduled to dive in a coral formation known
as the ‘black forest’. A common element in both these instances, and in others
that can be recounted, is that the patient or other party to the experience was in
a heightened state of anxiety or, in Jung’s case, stuckness in the treatment. In the
case of Joe’s patient, her psychotic states had frequently required hospitalization
when Joe was away for any period of time. Seen from the standpoint of semantic
networks, as in Spitzer, one can say that these women inhabit intensely self-
organized symbolic spaces. From the point of view of the realist analogy to the
status of the symbol, those symbolic worlds would be capable of self-organiza-
tion without necessary reference to the person or to other states of affairs. These
The Self, the symbolic and synchronicity 281
factors would lead us to ask whether and where on a power law continuum of
symbolic density these women found themselves. The point of view I want to
propose regarding synchronicity, in these cases, is that the density of symbolic
activity, the steepness of the symbolic sand pile, if you will, for these individuals,
had reached such a pitch that a phase transition, a symbolic avalanche, was pre-
cipitated and radically reorganized their worlds.
The notion that I am advancing here is that if we see the symbolic as more
than simply a system of representations but rather a relatively autonomous self-
organizing domain in its own right, then we can investigate the degree to which
the symbolic conforms to the structuring dynamics of a double logarithmic
power law, and by extension displays self-similar or fractal structures on a scale
invariant basis, that is at ever greater levels of scale. In other words, the complex,
the archetype, the synchronicity and the Self all ‘exist’ as moments in a scale
invariant distribution governed by a power law. Like large cities, major volcanic
eruptions, and catastrophic stock market crashes, synchronistic phenomena are
extremely rare, as Jung himself argued, but they are not improbable in the sense
one would assume to be the case under more conventional probability theory.
They are rather the result of small symbolic developments that do not stop.
world that Jung intuited, but lacked the analytic tools to examine in depth. To
the extent that this state of affairs can be worked out in greater detail our
understanding of the relationship of dream and reality will necessarily become
deeper and analytically more powerful.
What of the even more overarching concepts in Jung’s system—the Self, and
the trans-historical collective? Looked at from the point of view developed in
this paper, the Self, defined by Jung as possessing the symbolic qualities of a
god image, should stand at the far end of the symbolic power law distribution.
And indeed, one would have to marvel at the degree to which the genuinely
massive symbolic moments in human history, the emergence of the great reli-
gions, seem to possess a power of social organization that transcends anything
that one would expect from a carpenter’s son, a displaced prince, or the son of
a minor merchant family, to acknowledge only the most recent instances of the
emergence of such powerful symbolic systems.
Conclusion
My purpose in this paper has been to argue that it is possible to unify Jung’s sys-
tem of psychology by bringing the elements of his system into a framework that
allows us to see the invariance of structure across different scales of experience.
The analytic method I propose is one that is already well understood and widely
applied in areas as diverse as geology, stock market behaviour, and neuro-
science. That it has only begun to be applied in a more thorough going manner
to the symbolic world, and there only to analyse the patterns and emergence of
natural languages, seems to me to be something of a scandal as well as an
unprecedented opportunity for further development in analytical psychology.
In the course of making this argument I have maintained that we should
view that most illusive of Jung’s theoretical constructs, synchronicity, as an
element in a continuum of symbolically structured moments in the psyche and
the psyche’s relationship to the world at large, rather than as a radical depar-
ture from the norms of nature and the otherwise ordered world of our experi-
ences. Synchronistic events are rare, genuine moments in which the Self is
present, perhaps even more rare. But they are not statistical outliers, or
impossibilities, in the classic sense of statistical analysis. On the contrary,
while they may be exceedingly rare, if the exponent of the power law govern-
ing the symbolic domain is sufficiently large, they will emerge almost out of
necessity.
At the other end of the scale we are dealing with phenomena that, while
smaller in their own right, are nevertheless self-similar to the great events of
the collective unconscious. At the risk of being unduly romantic about the day-
to-day work of analysis, one can see that this relationship does add a certain
dignity to the work of the individual. It is not so great a reach to suggest that
in the individual encounter in the consulting room one does encounter the god
image in every symbolically defined moment.
The Self, the symbolic and synchronicity 283
All of this must for now be seen as an hypothesis. It is offered here as a call
to think differently about the symbolic and our relationship to the symbolic. I
hope that the hypothesis—that the symbolic can be understood as a part of
nature, sharing the characteristics of other great processes in nature, from the
ion transfers in the brain to the destructive force of a great volcano—will stim-
ulate more thought and research, and lead us to new and important insights.
TRANSLATIONS OF ABSTRACT
La théorie de Jung sur la synchronicité est regardée comme partie intégrante d’une théorie
complète sur le symbole. Ce faisant, un certain nombre de propositions sont avancées dans
le but de fournir des modèles pour le processus symbolique suivant les lignes des modèles
déjà utilisés pour une variété d’autres phénomènes allant des structures du langage au
comportement des tremblements de terre. Ces techniques de définitions de modèles font
appel à des processus d’auto-organisaton et posent des questions de mesures des systèmes
incluant des systèmes symboliques. L’idée avancée est que les systèmes symboliques obéis-
sent aux mêmes règles de mesures que ces autres systèmes, et que par conséquent les systè-
mes symboliques peuvent être compris en tant qu’ils donnent à voir les caractéristiques
d’une distibution selon une loi de la puissance—un concept qui est expliqué et développé
dans cet article. Est finalement avancé que la synchronicité est un aspect du symbolique
qui peut être caractérisée par le haut degré de ‘densité symbolique’ qu’elle a.
Jungs Theorie der Synchronizität wird angesehen als ein Schritt in der Entwicklung einer
vollständigen Theorie des Symbols. Dabei wird eine Reihe von Vorschlägen gemacht,
wie Modelle dieser symbolischen Entwicklung entworfen werden können, anhand
bereits bestehender Modelle einiger anderer Phänomene, die von der Sprachentwicklung
bis zur Erdbebenforschung reichen. Diese Modelle beinhalten Prozesse der Selbstorgani-
sation und werfen Fragen der Rangordnung (Skalierung) in Systemen, auch in symbolis-
chen Systemen, auf. Es wird postuliert, dass symbolische Systeme den gleichen
Gesetzmäßigkeiten wie andere Systeme unterliegen. Daher können sie so verstanden
werden, dass sie die Eigenschaften einer Power-Law-Distribution (Potenzgesetzvertei-
lung) zeigen. Dieses Konzept wird in der vorliegenden Arbeit erläutert und entwickelt.
Schließlich wird vermutet, dass die Synchronizität ein Aspekt des Symbolischen ist, der
dadurch charakterisiert wird, dass er ein hohes Maß an symbolischer Dichte aufweist.
La teoria junghiana della sincronicità viene considerata come un gradino nello sviluppo di
una teoria completa del simbolo. In questo modo vengono proposti vari modelli per il pro-
cesso simbolico che seguono linee già utilizzate per costruire modelli per una varietà di
altri fenomeni, che variano dal linguaggio al comportamento dei terremoti. Tali tecniche di
costruzione di modelli implicano processi di auto-organizzazione e sollevano problemi di
equilibrio in sistemi che includono sistemi simbolici. Viene proposto che i sistemi simbolici
obbediscono alle stesse regole di equilibrio cui questi altri sistemi obbediscono, e che i
sistemi simbolici possono quindi essere compresi come esponenti caratteristiche di una
284 George B. Hogenson
distribuzione di una legge di potere– concetto che viene spiegato e sviluppato nello scritto.
Si propone infine di considerare la sincronicità come un aspetto del simbolico che può
essere caratterizzato dall’esibizione di un alto grado di ‘densità simbolica’.
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