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122 Original article

Utility of intrapapillary capillary loops seen on


magnifying narrow-band imaging in estimating
invasive depth of esophageal squamous cell
carcinoma

Authors Hiroki Sato1, Haruhiro Inoue1, Haruo Ikeda1, Chiaki Sato1, Manabu Onimaru1, BuHussain Hayee2, Chainarong Phlanusi1,
Esperanza Grace R. Santi3, Yasutoshi Kobayashi4, Shin-ei Kudo1

Institutions Institutions are listed at the end of article.

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submitted 29. April 2014 Background and study aims: Intrapapillary capil- ty of IPCL type V1-2 for invasion confined to the
accepted after revision lary loops (IPCLs) have been used to estimate his- epithelium or lamina propria mucosa (m1-2)
22. September 2014
topathological atypia and the invasion depth of were 89.5 % (95 % confidence interval [CI] 85.4 % –
squamous cell carcinoma (SCC). The aim of this 92.7 %) and 79.6 % (95 %CI 72.3 % – 85.7 %), respec-
Bibliography study was to evaluate the clinical significance of tively. Sensitivity and specificity of IPCL type V3
DOI http://dx.doi.org/ IPCLs. for invasion confined to the muscularis mucosa
10.1055/s-0034-1390858 Patients and methods: A total of 358 consecutive or slight submucosal invasion (m3-sm1) were
Published online: 15.1.2015
patients with esophageal neoplasia on magnify- 58.7 % and 83.8 %, respectively. Sensitivity and
Endoscopy 2015; 47: 122–128
© Georg Thieme Verlag KG
ing narrow-band imaging (M-NBI) were studied. specificity of IPCL type Vn for deeper invasion
Stuttgart · New York The lesions were categorized according to the (sm2-3) were 55.8 % and 98.6 %, respectively. In-
ISSN 0013-726X IPCL classification of Inoue et al. and were subse- terobserver agreement was substantial (κ = 0.609,
quently resected. Resected specimens were histo- 0.641, and 0.705), as was intraobserver agree-
Corresponding author
pathologically analyzed to determine the invasion ment (κ = 0.705 and κ = 0.819).
Haruhiro Inoue, MD, PhD
Digestive Disease Center
depth. The inter- and intraobserver agreements in Conclusion: Changes in the morphology of IPCLs
Showa University the interpretation of IPCL images were also inves- on M-NBI correlated with the depth of SCC inva-
Northern Yokohama Hospital tigated. sion, and results were reproducible and reliable
35-1 Chigasakichuo Results: A total of 446 lesions were diagnosed on among observers. Identification of IPCL type V1-
Tsuzuki-ku M-NBI as IPCL type V lesions, which were further 2 proved useful for the intraprocedural identifica-
Yokohama 224-8503 classified as 185 IPCL type V1, 109 type V2, 104 tion of m1-2 lesions, which are considered an ab-
Japan
type V3, and 48 type Vn. Sensitivity and specifici- solute indication for endoscopic resection.
Fax: +81-45-9497000
haruinoue777@gmail.com
Introduction pretreatment endoscopic diagnosis of atypia and
! helps to determine the depth of invasion [7, 8].
Advances in magnifying endoscopy have allowed Close association between IPCL caliber changes
the identification of intrapapillary capillary loops and depth of tumor invasion has been demon-
(IPCLs) on the surface of the esophagus [1, 2]. strated [9]. Kumagai et al. reported that the cali-
IPCLs are capillary loops arising perpendicularly ber of tumor vessels gradually increases as tu-
from smooth branching vessels in the subepithe- mors invade more deeply [10 – 12], and Santi et
lium (●" Fig. 1). In squamous cell carcinoma (SCC) al. reported that neovascularization (Vn) in inva-
of the esophagus, Inoue et al. observed IPCL pat- sive carcinoma comprises vessels of nearly three
tern changes such as dilatation, weaving, change times the diameter of vessels in carcinoma con-
in caliber, and variety in shape, the so-called fined to the mucosa [13].
“four characteristic markers of cancer.” These fea- However, no detailed investigation has examined
tures are also useful in estimating atypia and the the association between changing patterns of
depth of invasion [3]. Furthermore, the use of nar- IPCLs on M-NBI and the depth of invasion in his-
row-band imaging (NBI) has facilitated the detec- topathology. The usefulness of IPCLs observed
tion of SCC by enhancing the superficial microvas- with M-NBI for estimating the depth of invasion
cular patterns, which appear as brownish areas is still unclear in the clinical setting. The present
with a demarcation line [4 – 6] (● " Fig. 2). The study was conducted to address this research gap.
combination of magnifying endoscopy and NBI
(M-NBI) has proven to be valuable in clearly iden-
tifying variations in the IPCL pattern. This enables

Sato Hiroki et al. Intrapapillary capillary loops and cancer invasion … Endoscopy 2015; 47: 122–128
Original article 123

Branching vessel Intra-epithelial papillary


capillary loops (IPCL)

Obliquely running
vessel

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Submucosal vein

Fig. 2 Narrow-band imaging of intrapapillary capillary loops type V,


Fig. 1 Schematic representation of the vascular network of esophageal showing brownish area with clear demarcation line.
mucosa.

Patients and methods IPCL Type I


!
Patients
The study was performed between 2002 and June 2013 at Showa
IPCL Type II
University Northern Yokohama Hospital, a tertiary referral center
in Japan. A total of 358 consecutive patients with lesions endo-
scopically diagnosed as IPCL type V, corresponding to carcinoma
in situ and SCC, were analyzed. Patients with residual relapse or IPCL Type III
those who had undergone chemotherapy or radiation therapy
were excluded from the study, as IPCLs were considered to have
been altered by treatment. IPCL Type IV
The present study was carried out in accordance with the Decla-
ration of Helsinki. Written informed consent was obtained from
all patients.
IPCL Type V-1 m1
Classification of IPCLs and depth of invasion Dilation, meandering, irregular
The Japanese classification of esophageal carcinoma categorizes caliber, and form variation
neoplastic lesions confined within the epithelial layer as “carci-
noma” [14]. However, these are defined as “high grade dysplasia
IPCL Type V-2 m2
(HGD)/carcinoma in situ” in Western classification systems [15, Extension of IPCL Type V-1
16]. Deeper invasion is not required for the diagnosis of carcino-
ma in the Japanese classification. Carcinoma in situ in Western
classification and carcinoma confined within mucosal epithelium IPCL Type V-3 m3, sm1
Advanced or deeper
in the Japanese classification were defined as “m1” in this study.
destruction of IPCL
Similarly, carcinomas with invasion into the lamina propria mu-
cosa, the muscularis mucosa, superficial invasion into the sub- IPCL Type Vn sm2
mucosa (SM1), and massive invasion into the submucosa (SM2- Generation of or deeper
3) were defined as “m2,” “m3,” “sm1,” and “sm2-3,” respectively. new tumor vessel

According to the IPCL classification by Inoue [2], histopathologi-


cal atypia evolves as alterations in the IPCL pattern become more
Fig. 3 Classification of intrapapillary capillary loops (IPCLs) pattern. Type I:
pronounced (i. e. IPCL type I to type V). IPCL type V is classified
normal pattern. Type II: IPCLs have one or two out of four characteristic
into the following subtypes [8] (● " Fig. 3).
changes, and elongation and/or dilatation is commonly seen. Type III: IPCLs
▶ IPCL type V1: all four characteristic findings (dilatation, weav- have minimal changes. Type IV: IPCLs have three out of four characteristic
ing, change in caliber, and variety in shape) are identified. IPCL changes described in Type V. Type V: IPCLs have all four characteristic
type V1 is considered to correspond to carcinoma in situ (m1) changes indicating carcinoma in situ: dilatation, tortuous running, caliber
(●
" Fig. 4). changes, and different shapes in each IPCL.
▶ IPCL type V2: elongation of deformed IPCLs is seen, and the
loop structure in IPCLs is conserved in its original condition.

Sato Hiroki et al. Intrapapillary capillary loops and cancer invasion … Endoscopy 2015; 47: 122–128
124 Original article

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Fig. 4 Intrapapillary capillary loops (IPCL) type V1. All four characteristic Fig. 6 Intrapapillary capillary loops (IPCL) type V3. Irregular course of
findings (i. e. dilatation, weaving, variation in caliber, and variation in shape) IPCLs is identified with a partially destroyed loop structure. IPCL type V3
are identified. IPCL type V1 corresponds to carcinoma in situ (m1). corresponds to carcinoma within the muscularis mucosa with slight inva-
sion into the submucosa (m3-sm1).

Fig. 5 Intrapapillary capillary loops (IPCL) type V2. Elongation of deformed


Fig. 7 Intrapapillary capillary loops (IPCL) type Vn. Newly formed abnor-
IPCLs is seen, and the loop structure is conserved. IPCL type V2 corresponds
mal vessels (Vn) are identified with apparent caliber change. The original
to carcinoma confined within the lamina propria mucosae (m2).
loop structure is completely destroyed. IPCL type Vn corresponds to carci-
noma invading into the submucosa (sm2-3).

IPCL-type V2 is considered to correspond to carcinoma con-


fined within the lamina propria mucosa (m2) (● " Fig. 5). 2007, and the H260Z (Olympus Co., Tokyo, Japan) was used
▶ IPCL type V3: irregular course of IPCLs is identified with a par- thereafter. A soft black plastic cap (2 mm depth, MB-46; Olym-
tially destroyed loop structure. IPCL V3 is considered to corre- pus) was attached to the distal end of the scope to maintain an
spond to carcinoma within the muscularis mucosa with slight appropriate distance from the target area and to provide a clear
invasion into the submucosa (m3-sm1) (● " Fig. 6). view during magnification.
▶ IPCL type Vn: newly formed abnormal vessels (Vn) are identi- Macroscopic morphology of the tumor was examined under
fied with apparent caliber change, and the original loop struc- white-light endoscopy and classified according to the Paris classi-
ture of IPCLs is completely destroyed. IPCL Vn is considered to fication [15, 17]. M-NBI was employed subsequently to assess the
correspond to carcinoma with deeper invasion into the sub- IPCL pattern, and tumors were categorized according to the clas-
mucosa (sm2-3) (● " Fig. 7). sification of Inoue et al. (●
" Fig. 3) [18, 19]. IPCLs were categorized

into IPCL type I to type V, and if categorized into IPCL type V, they
Endoscopic procedure and treatment approach were then subcategorized into type V1, V2, V3, or Vn. For larger
All endoscopic procedures were carried out under intravenous lesions with multiple IPCL patterns, the highest quality M-NBI
anesthesia. The magnification endoscope Q240Z was used until image from the macroscopically worst area (e. g. high protrusion,

Sato Hiroki et al. Intrapapillary capillary loops and cancer invasion … Endoscopy 2015; 47: 122–128
Original article 125

deep depression, and large nodule) was evaluated. Tumor inva- Vn. Kappa values were calculated between our consensus (repre-
sion depth was determined in a comprehensive manner by con- senting reviewer A) and the opinions of reviewer B and reviewer
ventional white-light endoscopy, NBI magnification, and in some C.
cases, endoscopic ultrasonography (EUS). Only characteristic For the assessment of intraobserver agreement, the same set of
findings were included for the purposes of this study, and equi- 93 images was re-arranged at random and sent to reviewers B
vocal findings were not accepted. Chromoendoscopy using Lu- and C a week after their initial exposure to the images. All prepa-
gol’s solution was performed to confirm the presence of non- ration for this substudy was performed by C.S. and H.S., and all re-
staining lesions and to more clearly delineate the tumor margins. viewers were blinded.
The study was conducted in a Japanese tertiary referral center
that specializes in gastroenterology. All procedures were per- Histopathological assessment
formed by trained gastroenterologists who had extensive experi- Endoscopically and surgically resected specimens were fixed in
ence and who had undergone specific training by Professor In- 10 % formalin and were split vertically into 2-mm-thick slices;
oue. Therefore, maintenance of the quality of NBI magnification whole mount sections were then prepared. Tissue samples were
and accuracy of diagnosis was assured during the study period. embedded in paraffin wax and sliced into 3-μm sections. Speci-
The basic structure and maximum magnification rate of the two mens were stained with hematoxylin and eosin, and if invasion
endoscopes used during the study period were identical, and no into the muscularis mucosa or a deeper layer was suspected, ad-
difference in the diagnostic capabilities of these two endoscopes ditional immunohistochemical staining was performed using

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is likely. monoclonal antibody QBEND/10 (CD34) and desmin for endothe-
All patients underwent computed tomography (CT) scanning be- lial cells and muscle cells, respectively.
fore any treatment. Tumor morphology on conventional endos- A positive CD34 staining was defined as any vessel demonstrat-
copy, IPCL pattern on M-NBI, and presence or absence of lymph ing a brown lining on CD34 immunostaining, which indicated
node metastasis (LNM) on CT were considered when choosing the presence of “vascular invasion.” Desmin stains muscle and
the therapeutic approach. helps to verify the depth of tumor invasion; interruption of the
Patients with a preoperative diagnosis of carcinoma confined to stained muscle layer by neoplastic cells indicated a breach in the
the mucosal membrane (cT1a) with an absence of LNM on CT un- muscularis mucosa and therefore invasion of the submucosa.
derwent endoscopic mucosal resection (EMR) or endoscopic sub- In addition, SM1 (superficial invasion into the submucosa) was
mucosal dissection (ESD) [20]. For patients with more invasive le- defined as invasion of ≤ 200 μm below the muscularis mucosa
sions extending into the submucosa (cT1b), or with LNM on CT, into the submucosa in the EMR or ESD specimen, or up to one-
radical surgery was recommended. third in the surgical specimen. Deeper invasion was defined as
The primary end point was to determine the diagnostic correla- SM2-3.
tion between IPCL type V1-2 and pathological m1-m2 invasion.
IPCL type V1-2 corresponds to lesions of the epithelium and the Statistical analysis
lamina propria mucosa (m1-2). Such lesions have almost no risk All analyses were performed using STATA version 11.2 (STATA
of LNM [21, 22], and are an absolute indication for endoscopic re- Corp., College Station, Texas, USA). Continuous variables are
section. expressed as means ± SD, and categorical variables as number
A secondary end point was to investigate the diagnostic correla- (%). The 95 % confidence intervals (CIs) were also calculated.
tion between IPCL type V3 and m3-sm1, and between IPCL type Inter- and intraobserver agreements were assessed using kappa
Vn and sm2-3. IPCL type V3, which corresponds to muscularis statistics and the quadratic weight method [25]. Kappa values
mucosa and SM1 invasion (m3-sm1), has about a 10 % risk of were interpreted according to Landis and Koch [26], where
LNM following the pathological findings such as lymphatic inva- kappa = 0 demonstrated absence of agreement; < 0.20, slight
sion, and is therefore considered to be a relative indication for agreement; 0.21 – 0.40, fair agreement; 0.41 – 0.60, moderate
endoscopic resection [20, 23, 24]. IPCL type Vn lesions, which cor- agreement; 0.61 – 0.80, substantial agreement; and > 0.81, almost
respond to SM2-3 (sm2-3), are best treated by esophagectomy. perfect agreement.
Patients who were not suitable for esophagectomy because of un-
derlying medical conditions underwent chemoradiotherapy or
ESD as alternative treatments. Results
!
Intra- and interobserver agreement using IPCL Clinicopathological features of SCC in the esophagus
classification A total of 446 lesions in 358 consecutive patients were analyzed.
Inter- and intraobserver agreement values for the assessment of Clinicopathological characteristics are shown in ● " Table 1.

IPCLs were calculated. A total of 93 consecutive lesions, repre- According to the macroscopic types, there were 22 0-I + lesions
senting the final cases collected between 2012 and 2013, were (4.9 %), 48 0-IIa + lesions (10.8 %), 71 0-IIb + lesions (15.9 %), 291
selected for this purpose. In each case, two digital still pictures 0-IIc + lesions (65.2 %), and 14 0-III + lesions (3.1 %). The mean le-
demonstrating the most characteristic pattern changes of IPCLs sion size was 20.0 ± 20.4 mm. EMR, with or without a cap fitted
under M-NBI were chosen. The 93 pairs of M-NBI images were ar- to the endoscope, was performed in 86 patients (19.3 %). ESD
ranged at random for the assessment of interobserver agree- was performed in 298 patients (66.8 %), and surgery was per-
ment. The assessment was performed by two independent, ex- formed in 62 patients (13.9 %). Histopathological studies revealed
ternal reviewers (B.H. [reviewer B] and E.S. [reviewer C]) of differ- 132 m1 lesions (29.6 %), 162 m2 (36.3 %), 52 m3 (11.7 %), 23 sm1
ent nationalities, and with varied experience in the use of M-NBI. (5.2 %), and 77 sm2-3 (17.3 %) lesions. There were no adverse
The definition of each IPCL finding and typical images were made events during any endoscopic procedure.
available before the assessment. The 93 images were classified
into one of the three subcategories of IPCL type V1-2, V3, and

Sato Hiroki et al. Intrapapillary capillary loops and cancer invasion … Endoscopy 2015; 47: 122–128
126 Original article

Table 1 Clinicopathological features. Table 2 Relationship between intrapapillary capillary loop patterns and his-
No. of patients/lesions 358/446 topathological depth of invasion.
Sex (male/female), n 299/58 IPCL category Histopathological depth of invasion1
Age, mean ± SD (range), years 67 ± 9.3 (45 – 92)
Macroscopic types, n (%) m1-m2 m3-sm1 sm2-3 Total
0-I+ 22 (4.9) V1 169 12 4 185
0-IIa+ 48 (10.8) V2 94 14 1 109
0-IIb+ 71 (15.9) V3 31 44 29 104
0-IIc+ 291 (65.2) Vn 0 5 43 48
0-III+ 14 (3.1) Total 294 75 77
Size of lesions, mean ± SD (range), mm 20 ± 20.4 (1 – 120)
IPCL, intrapapillary capillary loop.
Treatment, n (%) 1
m1: tumor limited to the epithelium; m2: tumor invading the lamina propria muco-
Endoscopic mucosal resection 1 86 (19.3) sa; m3: tumor invading the muscularis mucosa; sm1: tumor with superficial invasion
Endoscopic submucosal dissection 298 (66.8) (≤ 200 μm or one-third below the muscularis mucosa into the submucosa); sm2-3:
tumor with massive invasion (> 200 μm or one-third into the submucosa).
Surgery with lymph node resection 62 (13.9)
Histopathology, n (%)
Carcinoma in situ (m1) 2 132 (29.6)
Carcinoma confined to lamina propria mucosa (m2) 162 (36.3) Table 3 Interobserver and intraobserver agreement (kappa value).

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Carcinoma confined to muscularis mucos (m3) 52 (11.7)
A–B B–C C–A
Carcinoma invading into SM1 (sm1)3 23 (5.2)
[95 %CI] [95 %CI] [95 %CI]
Carcinoma invading into SM2 (sm2-3)4 77 (17.3)
1
With or without a cap fitted to the endoscope. Interobserver 0.609 0.641 0.705
2
m1: tumor limited to the epithelium. agreement [0.552 – 0.676] [0.587 – 0.697] [0.608 – 0.797]
3
sm1: tumor with superficial invasion (≤ 200 μm or one-third below the muscularis B C
mucosa into the submucosa). Intraobserver 0.705 0.819
4
sm2-3: tumor with massive invasion ( > 200 μm or one-third into the submucosa).
agreement [0.629 – 0.829] [0.790 – 0.906]
CI, confidence interval.
Association between IPCL pattern changes and
histological diagnosis
All lesions with IPCL type V were subclassified into IPCL type V1 scopic diagnosis is considered limited because of the absence of
(n = 185), V2 (n = 109), V3 (n = 104), and Vn (n = 48). The validity apparent anatomical landmarks between the epithelium, lamina
measures of the different IPCL stages on M-NBI and invasion propria mucosa, SM1, and SM2-3 lesions. On the other hand, it
depth as determined by histopathological examination are pres- has been postulated that invasion into the muscularis mucosa
ented in ●" Table 2. would cause changes in the appearance of the minute vascular
IPCL type V1-2 showed excellent correspondence with histopa- structure of papillary capillary loops. Accordingly, determining
thologically proven cancer limited to m1-m2, with a sensitivity the correspondence between IPCL types V1-2 and m1-m2 was
and specificity of 89.5 % (95 %CI 85.4 % – 92.7 %) and 79.6 % (95 %CI defined as a primary goal in the present study. Indeed, the diag-
72.3 % – 85.7 %), respectively. nostic correlation of IPCL types V1 and V2 for m1-m2 was excel-
IPCL type V3, corresponding to m3-sm1 lesions, had a sensitivity lent, with a sensitivity and specificity of 89.5 % and 79.6 %, respec-
of 58.7 % (95 %CI 46.7 % – 69.9 %) and specificity of 83.8 % (95 %CI tively. Excessive inflammation or keratinization, which obscured
79.7 % – 87.4 %), whereas IPCL type Vn, which corresponds to the vascular patterns, and tumors that showed “minute invasion
sm2-3 lesions, had a sensitivity and specificity of 55.8 % (95 %CI into the muscularis mucosa,” which is considered difficult to
44.1 % – 67.2 %) and 98.6 % (95 %CI 96.9 % – 99.6 %), respectively. identify endoscopically, prevented these results from being even
more remarkable.
Inter- and intraobserver agreement IPCL type V3 and IPCL type Vn had a specificity of 83.8 % and 98.6 %,
Interobserver agreement of A – B, B – C, and C – A was κ = 0.609, for predicting m3-sm1 and sm2-3 lesions, respectively. If IPCL
0.641, and 0.705, respectively. Intraobserver agreement of B and type V3 or type Vn is identified within the brownish areas de-
C were κ = 0.705 and 0.819, respectively (●
" Table 3). monstrating IPCL types V1 and V2, the possibility of LNM needs
to be considered when considering patient management. Al-
though considered specific markers for m3-sm1 and sm2-3 le-
Discussion sions, respectively, the low sensitivity of IPCL type-V3 and type-
! Vn implies that these vascular changes are not high incidence
Esophageal cancer is difficult to recognize by routine white-light rate markers. Therefore, if the muscularis mucosa or submucosal
endoscopy without dye staining. Lugol’s chromoendoscopy has invasion is suspected on the basis of tumor morphology, but IPCL
been used to aid detection; however, this staining is time con- type V3 or type Vn is not seen, EUS should be used to predict the
suming, and may cause retrosternal burning and allergic reac- depth of invasion. The wide confidence intervals may be due to
tions. Although Lugol’s staining and NBI have comparable results the low number of cases.
for SCC detection, Lugol’s solution is also associated with an in- The inter- and intraobserver agreement study showed substan-
creased incidence of false-positive lesions and cannot predict tial agreement, confirming that IPCL classification has a strong
the depth of invasion [5, 27]. reproducibility and reliability among observers with different
One cannot overemphasize the role of tumor invasion depth in backgrounds and with different levels of experience. Endoscopic
the determination of patient treatment and prognosis. However, diagnosis using IPCL classification relies on experience, and it is
tumor invasion progresses gradually, and the accuracy of endo- important to understand that there is a learning curve in the in-

Sato Hiroki et al. Intrapapillary capillary loops and cancer invasion … Endoscopy 2015; 47: 122–128
Original article 127

In conclusion, changes in the morphology of IPCLs on M-NBI are


Fig. 8 Endocytoscopy
well correlated with the depth of SCC invasion. Identification of
images using GIF-Y0002
(prototypes from Olym- IPCL type V1-2 is promising for the intraprocedural identification
pus Co., Tokyo, Japan), of m1-2 lesions, which are considered an absolute indication for
at × 380 magnification endoscopic resection.
(tissue field of view,
700 × 600 μm). a Intra- Competing interests: None
papillary capillary loops
(IPCL) type V1. b IPCL
Institutions
type V2. The caliber 1
Digestive Disease Center, Showa University, Northern Yokohama Hospital,
change of IPCLs is clear- Yokohama, Japan
ly identified. 2
Department of Gastroenterology, King’s College Hospital NHS Foundation
Trust, London, United Kingdom
3
Department of Gastroenterology, De La Salle University Medical Center,
Manila, Philippines
4
Kobayashi Internal Medicine Clinic, Kobe, Japan

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