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Moral Psychology and Human Action in Aristotle: David Charles
Moral Psychology and Human Action in Aristotle: David Charles
Moral Psychology and Human Action in Aristotle: David Charles
David Charles
DOI: 10.1093/acprof:oso/9780199546541.003.0004
Keywords: Aristotle, desire, passions, body and soul, bodily movement, De Motu
Animalium, De Anima
1. Introduction
In De Anima 3.10, 433b13ff Aristotle says that desire moves the animal.
However, his claim is difficult to interpret (partly) because he takes the
phenomenon described to be completely unproblematic. He writes:
The instrument by which desire moves the animal is a bodily
one: this is why it must be investigated among the functions
common to body and soul… (433b19–20)
For Aristotle, the instrument by which desire moves the body does so by
pushing and pulling. But his observation only deepens the mystery: how
can desire ‘use an instrument’ which must have weight and magnitude, if
it is to push and pull? How can it be spatially adjacent (as in a hinge joint)
to the beginning of the movement of the body? Aristotle does not address,
let alone answer, these questions. While he notes that the instrument must
be investigated ‘among the functions common to the body and the soul’,
he does not clarify what such functions are. Nor does he spell out what is
involved in desire doing something with ‘an instrument’. We need to look
elsewhere for his views on these issues.
These assumptions have been taken for granted in the exegetical debates of
the past two decades (and more) about De Anima. Thus, broadly materialist
interpreters represent Aristotle's account of desire as follows:
[1] Desire is to be defined as the psychological process it
is without reference to any physical phenomena (in purely
psychological terms).
[2] Desire is realized in (or constituted by/or supervenes on)
a particular process of a physical/material type.
[3] The relevant type of physical/material process can be
defined without reference to any psychological state or
description.
The type of desire for revenge which the angry experience resists
decomposition into distinct physical and psychological components. As
Aristotle comments:
We have said that the affections of the soul are inseparable
from the physical matter of living beings in the way in which
anger and fear are inseparable and not in the way in which line
and plane are. (403bl7–19)
In the latter case, the mathematician initially abstracts and then separates
his objects from all perceptual matter in thought and no error arises (in
his purely mathematical reasoning) when he does so (see also Meta. 13.3,
1078al7: Phys. 2.1, 193b34–5.) By contrast, in the case of anger,
[A] The psychological features that are essential to being angry
(that is, desiring revenge) are inseparable in definition from the
processes with physical properties (p. 78 ) to which they belong:
the relevant features are inextricably psychophysical features.
[B] The psychophysical features (specified in [A]) are essential to
the identity of the processes to which they belong: the processes
to which the psychophysical features belong are essentially
psychophysical processes.
Next, he claims that such bodily states are an essential part of the
explanation of when one is angry or afraid. For sometimes (as he notes) one
is moved to anger by small or insignificant events, when the body is stirred
up (orgą) and is in the type of condition one is in when angry (403a20–2).
Sometimes, even when nothing frightening happens, one is still afraid (in the
emotional states of the person who is afraid).3 In the latter case, presumably,
one experiences fear because of the presence of some internal bodily state,
even in the absence of an external cause (403a23–4).
What do these considerations show? In the last two examples, the body's
state is an important part of what accounts for the person's being angry (or
afraid). Omit reference to it and one fails to state the conditions under which
someone is (e.g.) angry. The first example establishes that the presence
of some bodily state or other is necessary if one is to be angry. Indeed, its
absence explains why one is not angry in certain situations. If one assumes
(as Aristotle seems to) that the type of bodily state is the same in all three
examples, being angry requires the presence of one specific type of bodily
state whose presence (partially) explains its onset.
Three points may help to clarify Aristotle's thought on this important issue.
[1] In Physics B. 2, Aristotle understands physical form (the type
of form the physicist studies) on the model of the snub: concavity
in the nose (194a5–8). Here, he claims that one cannot define
the form correctly in terms of concavity, taken as the form of the
nose. For to define the type of concavity of which we speak we
have to refer to concavity‐of‐the‐nose. (For more detail on this:
see Soph. El. 181b36ff where the snub is said not to be a concave
nose [concavity in the nose] but rather concavity‐of‐the‐nose in
the nose; Meta. 1064a23ff where the phrase ‘of‐the‐nose’ is part of
the logos of the snub). Reference to the nose is required to make
determinate the type of concavity at issue. It might be described
as the determinant that specifies the determinate type of concavity
which snubness is. We begin with a determinable concavity, which
is said in a general way (koinē: Soph. El. 181b35: compare the
If anger and fear also instantiate physical forms, they (like the
snub) must be defined as forms‐in‐matter. If so, to make specific
the type of desire for revenge that is required one has to define it
as a boiling‐of‐the‐blood‐type of desire for revenge. Otherwise, one
will not be able to distinguish the type of desire for revenge that
characterizes anger from the cold, calculating desire for revenge of
the aged, who are not angry (see Rhet. 1390a15ff).
[2] In De An. 1.1, Aristotle introduces a dialectical definition of a
house as a covering designed to prevent damage from wind and
rain (403b4–6). But this does not yet mark out the type of covering
a house is. Caves, awnings, tents, and well‐trained branches are
all coverings that are also designed to serve this purpose. What
makes the relevant covering a house is that it is one which is made
from matter such as bricks and wood. While there are other types
of covering, a house is a specific type of matter‐involving covering.
Here, as in the case of the snub, being matter‐involving functions
as a determinant that specifies the determinate type of covering a
house is.
[3] Aristotle compares various affections of the soul, including
anger, with weaving in De An. 1.4, 408b11–13. This is an especially
revealing example. (p. 81 ) For it seems intuitively clear that
If this is correct, being angry and being afraid are ‘common to body and soul’
in a particularly demanding way. The relevant processes are inseparable in
definition into two separate components. There is not one (definitionally)
separable purely formal process to which can be added another definitionally
distinct physical (or bodily) process, both making (definitionally) separable
but individually necessary contributions to the outcome. Rather, the relevant
process is indissoluble in definition into two such components.5 Even when
considered as a ‘formal’ process, it cannot be defined except in terms which
essentially involve matter.6
The bodily instrument which moves the animal is, as we noted above,
described as ‘common’ to the body and the soul.7 We are now in a position
to understand what this means. However, first it may be helpful to consider
Aristotle's discussion of desire.
On this account, Aristotle can describe the part of the agent mentioned
in (2), the instrument by which desire moves the animal, as one to be
investigated among the functions common to body and soul (433b19–20)
because the processes there are inextricably psychophysical ones. This part
is described as a ‘bodily’ one not because sensual desire or anger are not
themselves bodily processes but rather because it is bulky, not fine‐grained
or light in the way heat‐based processes are. (For this contrast between
bulky elements and fine‐grained ones, see De An. 404b31–405a7. It is a
distinction within what we would count as bodily elements.)
The simplicity of this picture should not obscure its distinctive features. More
specifically:
(1) It is not a dualist account in which a purely psychological
phenomena results in the movement of the body. For desire, in
Aristotle's account, is already a psychophysical process, not a
purely psychological one. (Nor is it the account the spiritualist
would offer. For, in it, the body is not endowed with a capacity for
a purely psychological process: it is not ‘pregnant with conscious
striving’.)
(p. 83 ) (2) Nor is it the account materialists would offer because
it lacks the two features they require. It does not have either the
purely psychological aspect which specifies what desire is (in non‐
material terms) or the purely physical process (defined in purely
physical terms) which grounds (or underlies) the relevant desire.
While this model of sensual desire as ‘common to body and soul’ follows
the pattern set by Aristotle's remarks in De An. 1.1 and helps to account for
the (apparently) unproblematic way in which desire moves the animal in De
An. 3. 10, it is not spelled out in De Anima. De Motu Animalium, to which I
shall now turn, provides a considerably more detailed picture of how all this
happens.
The heating and cooling which produce these changes in size are
(p. 84 )
occasioned by the thought or imagination or perception of a given object.
When I think of or imagine an object which is to be pursued or avoided, my
thought or imagination of it is necessarily followed (akolouthei) by chilling
and heating (701,b35ff), which Aristotle describes as accompanying (‘meta’)
confidence, fear or sexual arousal (aphrodisaiamoi). For if, as Aristotle
remarks, what is thought of or imagined is pleasant or painful, we nearly
always respond by being warmed or cooled (702a3–5). As a result of these
There are, I shall claim, four stages in the case of action on emotion
described in De Motu chapter 8:
[1] The object of pursuit or avoidance is thought about or imagined.
Such objects may include your friend, enemy, a cool drink, etc.
[2] Fear, confidence, or sexual arousal occur, accompanied by heat
or coldness.
[3] The connate pneuma expands or contracts.
[4] The limbs (including bones and sinews) move.
Aristotle refers to Stage [2] as occurring in the regions around the origins of
the organic parts (702a7ff: see 702b21). These changes lead to expansion
and contraction in the adjacent parts (Stage [3]: 702b22–3), which generate
animal movement (702b23–4) via the bones and sinews (701b6–11): Stage
[4]. Aristotle introduces the connate pneuma as what expands and contracts
at Stage [3] (703a22ff), spelling out in more detail what is involved in the
expansion and contraction he had mentioned earlier (701b12ff).
This said, there is, perhaps, some unclarity in De Motu about the precise
extension of the term ‘desire’ (orexis).10 Aristotle must intend it to apply
more widely than to sensual desire alone since he speaks of thought as
well as imagination and perception as bringing about the states which (in
turn) lead to changes in the organ which causes the limbs, etc., to move
(701b33, 701b16ff, picking up the reference in 701a33). Thus, he begins his
discussion in De Motu 8 in terms of what is to be pursued or avoided, which
will (presumably) include objects beyond those of sensual desire. Indeed,
since the desire which precedes the relevant movement (701a35) can be
brought about by thought, it will sometimes be the result of reasoning from
general premisses (as set out in 701a15ff). For, as Aristotle remarks, the
final desire can be brought about by reasoning (701a36) and may be (or
be based on) a rational wish (701a37). It seems that his earlier reference
to ‘desire’ (orexis) applies to all (p. 86 ) cases of desire, not just to sensual
desire. Perhaps, nonetheless, he thought that all such desires involved
the object being thought or imagined as pleasant or painful (701b35f).
Or perhaps he thought such desires were cases of being attracted to an
appropriate object of desire (e.g. the fine) in ways similar to that in which
sensual desire is attracted to the pleasant.11 Either way, he can claim that in
all such cases there will be heating and chilling (even if imperceptible to the
agent).
The heat and cold involved in desire is what affects the size and shape of the
connate pneuma, occasioning processes within it. As Aristotle notes:
The parts expand because of heat and contract because of
cold… (701b15f)
The relevant parts expand and contract in the way required to move the
sinews and bones (701b6ff). As a result the animal moves (when all goes
well) in the way required for them to do what they desire to do.
Aristotle does not spell out what happens in great detail, seemingly relying
on the thought that the heat (or coldness) involved in desire will impact on
the pneuma and occasion movements there (changes of shape/size, etc.) of
the type required. Aristotle uses pneuma in a similar way elsewhere: it is the
right type of thing to be affected by heat in the way required to bring about a
complex result.12
The movements in both cases are defined as the ones required for the
production of the product aimed at. As Aristotle remarks, ‘the movements
of the instruments contain the formula [logos] of the craft’. The case of the
metal worker (or the weaver) provides a clear example of this phenomenon:
his movements contain the formula (logos) of the art in that one is not able
to define them (say what these processes are) without reference to the goals
of the craftsman and his/her skill. While they are essentially spatial, there is
no defining what they are without reference to the goals and know‐how of
the craftsman. The relevant movements are the ones which are guided in the
appropriate way by his/her skill. In the earlier case, the weaver spins, cards
the wool, and ties the knots in the way required to make the coat she is aims
to produce. Her actions are vivid examples of inextricably psychophysical
processes.
In the case of the pneuma involved in action, while the relevant movements
will involve increase or decrease in size and hardness and change in shape,
there will be no defining the relevant type of increases or changes involved
without reference to the goals and know‐how (action‐producing skills) of the
agent. These too will be essentially the types of expansion and contraction
involved in achieving his goals. Like the movements of the weaver, they will
be inextricably psychophysical processes. While, in De Motu, Aristotle does
not specify the specific types of increase or size movement of the connate
pneuma which result in actions, these will be the ones required if the agent is
to fulfil his/her goal. From his viewpoint, nothing further need be said about
which types of movement are involved. He has done enough for his purpose
by defining (as in the case of weaving) the general category in which they
will fall (‘common to body and soul’), noting their causal antecedents and
consequences and pointing to the general bodily features they must have
to expand and contract in the appropriate way (703a21–7). As he remarks,
the part whose movements they are is naturally well suited to perform its
appropriate function (703a35ff). Its expansion and contraction is caused
by heating and cooling and causes the body's limbs to move. In doing this
the connate pneuma (i) has the ability to produce large spatial movements
at the periphery of the body on the basis of (sometimes) relatively small
heatings and coolings in the region of the heart (701b24ff) and (ii) to bring
about those specific spatial movements (such as in the case of weaving)
which are required to achieve the agent's goals.
In Aristotle's view, when desire moves the animal, there is a series of basic,
fully determinate, psychophysical processes. One cannot define desire
simply as a type of heating (without reference to its psychological goal)
since it is the type of heating which is directed towards this goal. Nor can
one define desire (p. 90 ) solely in psychological terms (as seeing A as
pleasant) since one cannot define the relevant type of seeing without
reference to the heating and cooling of the body. Remove that and one has
not distinguished desiring from (merely) thinking that A is pleasant. The
psychological and physical features can be thought of as determinables,
requiring additional determinants to generate the determinate phenomenon
In sum: desire is, in Aristotle's account, like anger: some type of bodily
process (perhaps a heating of the blood around the heart) caused in a given
way for the sake of a given goal (compare De Anima 403a27ff). Both are
inextricably psychophysical processes in the way suggested above. What
distinguishes desire from (for example) sexual arousal mentioned in De Motu
11 or other types of boiling of the blood is that it, unlike them, is inextricably
connected with grasping that something is to be done (703b8ff). It is a
boiling‐of‐the blood type of grasping that something is to be done.
When desire moves the body with an instrument, it does so because (or so
I have argued) it is an inextricably psychophysical (hylomorphic) process,
the realization of an essentially hylomorphic capacity to desire. Thus, for
example, in the case of anger, the desire for revenge is a specific type of
boiling of the blood around the heart which moves the pneuma and so sets
the animal in action. Although the bodily instruments by which desire moves
the animal are distinct from desire, this does not mean that desire itself is
not a type of bodily process. Indeed, it has to be a psychophysical process
(a type of bodily process) if it is to move the connate pneuma in the way it
does. If desire is a passion of the soul, the relevant aspects of the soul will
themselves be essentially psychophysical (or bodily).
So far, following Menn, I have spoken of the soul (or passions of the soul)
as moving the animal. However, in Aristotle's account (when carefully,
set out) it is the person (or the composite), not the soul, that moves his
hand, grieves, and so on. Nor is his point hard to understand since the
composite, and not the soul, is the appropriate subject of the essentially
psychophysical processes that lead to action. When Aristotle, on occasion,
allows himself to talk of the soul as causing certain changes (thinking,
movements) he is quick to avoid saying that the soul does things, preferring
his own formulation in terms of the person. ‘It is better not to say that the
soul grieves or learns or thinks but man in respect of his soul’ (408b13–15).
For the soul, conceived of as a purely psychological phenomenon (or set of
such phenomena), is not the type of thing which can be the subject of these
inextricably psychophysical processes. At this point, Aristotle is best seen as
challenging the moves that lead to dualism at the first step: it is not the soul
(properly speaking) that moves the animal but the (psychophysical) person.
The desirer is, no doubt, responsive to the goods (or goals) he seeks,
themselves the starting point of the process that leads to action. (In some
cases these goals may be the goals of skills.) Indeed, the desirer typically
aims to achieve these goals. But neither the goals themselves nor the
skills are (or can plausibly be) described as ‘using’ desire (or the desirer) to
achieve their ends. Indeed, it is the desirer who uses his skill to achieve the
ends he has set himself.
7. Conclusion
Aristotle's account, I have argued, does not fit into the standard categories
of post‐Cartesian philosophy because it rejects the two assumptions that
characterize it. In his view, it is not the case that
Notes:
(1) Dualists would present desire as the purely psychological efficient cause
of the material change involved in action. They would also see desire as the
manifestation of a capacity of a separate substance: the dualist's soul. It
moves the body by (somehow) interacting with the body (e.g. in the pineal
gland).
(2) For a fuller statement and defence of this view, see Charles (2009c).
(3) I take this sentence as providing a further proof of the claim made at
403a18–19: the body suffers at the same time as the pathe of the soul (just
listed) occur. That is, ‘touto’ in 403a23 refers back to the claim in 403a18–
19 as further evidence (along with the claims made in 403a19–21). It seems
implausible to take this sentence as making clear the quite different situation
mentioned in the previous sentence: ‘being moved by small occurrences’.
(4) Aristotle discusses similar issues in Meta. 1036a25–32 and b5–8, where
he also talks of some forms as enmatterred. While a full account of these
passages lies outside the scope of the present Chapter, I take them as
making the same strong claim about forms‐in‐matter as is to be found in
Phys. 2. While forms so understood cannot be defined without reference
to matter, this does not mean that they contain bits of matter in the way
individual substances (such as Kallias or a snub nose do: 1037a32f). Indeed,
enmattered forms (such as humanity) will differ from such kinds as man
(1035b27ff) if the latter are themselves composed of the type of matter
which individual substances contain (now seen in abstraction). For while
forms (such as snubness) cannot be defined without reference to matter,
it does not follow that they actually contain matter (or are composed out
of matter) in the way Socrates' snub nose or the class of snub noses do
(via the individuals that compose it). I am indebted to discussion of these
(5) Contrast Philebus 34a3ff where the soul and the body are described as
jointly (koinē) in one single passion and jointly (koinē) moved when the body
suffers in a given way which reaches through to the soul (in contrast with
cases where the body suffers and the soul is oblivious). In this case the soul
suffers a passion (pathos) ‘together with the body’ which it can later recall
it without the body. The passion in question belongs to the soul even if the
body has also to be moved at the same time and in the same way if the soul
is to perceive. The relevant movement of the soul (when it perceives) and
that of the body are, in Plato's account here, separable in thought even if the
former cannot happen without the latter.
(6) In particular, it will not follow from the fact that perception is a formal
change, that is ‘at the level of form alone’, not essentially involving any
material change. Contrast Johansen (1998: 290n10), quoting Buryneat (1995:
431).
(8) For this kind of account, see Putnam and Nussbaum (1992: 39ff). They
talk of Aristotle's ‘psychological processes as realised in physiological ones’.
For a different type of materialist interpretation, see Charles (1984: 217ff).
(10) Nor is this, the only lack of clarity: in 702a19 Aristotle replaces his
earlier talk of thought, perception, or imagination (701a16, see 701b34:
thought and imagination) by a reference to ‘imagination brought on by
perception or thought’. However, this may simply be a comment on the
example considered in the immediately preceding lines: one involving (e.g.)
walking towards some non‐present object which is remembered or hoped
for (702a7ff), where the memory or anticipation arises from perception or
thought. It need not show that imagination is always present prior to action.
(At this point I am indebted to discussion with Jean‐Louis Labarrière.) It is
also unclear in De Motu 701b34 (i) whether the object of pursuit grasped by
thought and imagination is an external object (such as a friend or a drink)
or an internal one (such as the ‘representation’ of an external object) and
(ii) whether it is grasped simply as (e.g.) a drink or rather as a drink to be
obtained (or as pleasant). These issues lie outside the scope of this chapter.
(11) Gabriel Richardson Lear (2006: 116–36) develops this line of thought.
(12) Gad Freudenthal (1995) spells out a general theory of this type.