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International Technology Transfer Symposium - Report - 11!08!2023
International Technology Transfer Symposium - Report - 11!08!2023
In collaboration with
United States Patent and Trademark Office (USPTO) &
Office of the Controller General of Patent, Design & Trademark (CGPDTM)
23/05/2023,
Tamarind Hall, India Habitat Centre, New Delhi
Organized by
नेशनल रिसर्च डिवेलपमेंट कारपोरेशन (एनआरडीसी)
National Research Development Corporation (NRDC)
(वै. औ. अनु. विभाग, विज्ञान और प्रौद्योगिकी मंत्रालय, भारत सरकार का उद्यम)
(An Enterprise of DSIR, Ministry of Science and Technology, Govt of India)
cmdnrdc@nrdc.in
PREFACE
This report and the deliberations on the Symposium, discusses the opportunities and challenges of
the stakeholders in the innovation ecosystem with a special emphasis on importance of innovation
management, IP management,technology transfer best practices, technology valuation mechanisms
in India & US and commercialization for institutions, industries, scientists, engineers, technolo-
gists, researchers and governments. Across the world, the stakeholders in Innovation ecosystem are
seeking to understand the strategies of technology commercialisation leading to successful deploy-
ment of technology, revenue generation and socio economic benefit .
I congratulate our team, for organizing this symposium with the active participation from relevant
stakeholders across the globe. This summary report and recommendations emanating from the
deliberations will be torch bearing to connect the dots in managing innovations and leading them to
benefit the society.
Jai Hind
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ACKNOWLEDGEMENT
The International Technology Transfer Symposium demonstrated that there is a need for a collabo-
rative effort with key stakeholders to overcome the challenges of technology value addition and
technology transfer & commercialisation process. Commercialization of IPR is key to accelerate
the technological innovation process.
At the outset, we are grateful to our CMD, Commodore Amit Rastogi (Retd) for his leadership
support and for entrusting this program to us. We are also thankful to Mr John Cabeca, United States
IP Counselor to South Asia, USPTO for handholding the program and providing intime collabora-
tive support.
We are thankful to participants from USPTO, Office of the PSA, CGPDTM, DST, DPIIT, DSIR,
CSIR, CIPAM, DBT and various R&D institutes and universities for their participation in the sym-
posium and their inputs and recommendations will certainly make the difference.
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Contents
1. INTRODUCTION: .................................................................................................................5
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1. INTRODUCTION:
Science, technology and innovation have always been catalysts for societal and economic progress.
Technology is most powerful when shared and technology transfer serves as a crucial conduit for
turning break through inventions into practical applications. In recent years, disruptive invention
and innovation have emerged as powerful forces, revolutionizing traditional approaches to learning
and opening new horizons for acquiring knowledge and skills. Technology transfer plays a key role
in achieving India’s vision of ‘Aatmanirbhar Bharat’ & ‘Make in India’ mission which is devised to
transform India into a global manufacturing hub by fostering innovation, facilitating investment and
protecting intellectual property rights. Technology transfer is the process of transferring scientific
findings from one organization to another for further development and commercialization. The
process typically includes identifying new potential technologies; protecting them through IPR and;
forming development and commercialization strategies such as marketing and licensing to existing
companies or new startup based on the technology. The ultimate benefit of technology transfer,
however, is the public that is derived from the products that reach the market and the jobs that result
from the development and sale of products.
In the light of above, National Research Development Corporation (NRDC), an enterprise under
Department of Scientific & Industrial Research (DSIR), Government of India in collaboration with
United States Patent & Trademark Office (USPTO) and Indian Patent Office (IPO) organized an
‘International Technology Transfer Symposium’ on 23rd May 2023 at India Habitat Centre, New
Delhi to understand the best practices followed in the field of technology transfer and to devise
new strategies to strengthen the ecosystem of technology transfer collaboration opportunities.
NRDC has been serving the nation since 1953, and became the torch bearer in the country in the
area of technology transfer and IP management, with the objective to promote, develop and com-
mercialize the technologies / know-how/ inventions / patents / processes emanating from various
national R&D institutions / Universities and is presently working under the administrative control
of the DSIR, Ministry of Science & Technology, Govt of India. NRDC has forged strong links with
the scientific and industrial community in India and abroad and developed a wide network of
research institutions, academia and industry and made formal arrangements with them for the com-
mercialization of know-how developed in their laboratories and is now recognized as a large reposi-
tory of wide range of technologies spread over almost all areas of industries, viz. agriculture and
agro-processing, food and food processing, chemicals including drugs and pharmaceuticals,
biotechnology, metallurgy, electronics and instrumentation, building materials, mechanical, electri-
cal and electronics etc. It has licensed the indigenous technologies to over 5000 entrepreneurs and
helped to establish over 1000 small and medium and large scale industries.
The United States Patent and Trademark Office (USPTO) is the federal agency for granting United
States patents and registering trademarks. In doing this, the USPTO fulfills the mandate of Article
I, Section 8, Clause 8, of the Constitution that the legislative branch "promote the Progress of
Science and useful arts, by securing for limited Times to Authors and Inventors the exclusive Right
to their respective Writings and Discoveries." Under this system of protection, American industry
has flourished. New products have been invented, new uses for old ones discovered, and employ-
ment opportunities created for millions of Americans. The strength and vitality of the U.S. economy
depends directly on effective mechanisms that protect new ideas and investments in innovation and
creativity. The continued demand for patents and trademarks underscores the ingenuity of American
inventors and entrepreneurs. The USPTO is at the cutting edge of the nation's technological prog-
ress and achievement.
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The symposium aimed to facilitate knowledge exchange and collaboration in the field of technolo-
gy transfer among national and international participants and it was organized with insightful inputs
from key officials from NRDC, CSIR, USPTO, BIRAC, TIFAC and other relevant organizations.
The International Technology Transfer Symposium was attended by key stakeholders from Govern-
ment, Policy makers, Technology Transfer Offices, Academia, R& D Institutions,MSMEs,Startups
and Non government organizations. The Technology Transfer Symposium provided an opportunity
to bring all stakeholders to one platform to share their experiences, exchange views and explore
new frontiers to address the challenges that lie ahead in developing strong and vibrant innovation
eco-system. This report provides a summary of the discussions at the symposium and the recom-
mendations emerging from the meeting.
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2. INAUGURAL PROGRAM:
During the inaugural session, Shri Surinder Pal Singh, Joint Secretary, DSIR, GOI; Mr John
Cabeca, United States IP Counselor to South Asia, USPTO; Rahul Das, Patent Attorney, Office of
Policy and Internal Affairs, United State Patent & Trademark Office (USPTO), USA; Shri N.G.
Lakshminarayan, Chief, NRDC, Shri Subodh Chawla, Chief, NRDC have initiated the ceremony of
lamp lightning. The event was attended by senior officials from DPIIT, DSIR, CSIR, Office of the
PSA, CIPAM, BIRAC, DST, DBT and various R&D institutes and universities.
“
while lighting the lamp
Dr B K Sahu, Senior Manager, NRDC; delivered the introduction and welcome note.Commodore
Amit Rastogi (Retd.), CMD, NRDC addressed the gathering virtually and stressed the need for
developing a strong and robust technology transfer system and efficient processes with TRL assess-
ment and IP valuation.
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“
Commodore Amit Rastogi (Retd.), CMD, NRDC in his inaugural address
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Mr. John Cabeca, United States IP Counselor to South Asia, USPTO emphasized USPTO’s role in
creating such collaborative opportunities for innovation translation in India and congratulated
NRDC for making such platform for deliberation.He stressed that strengthning the IP system is the
need of the hour. He mentioned about the USA’s approach to foster and nurture Innovation,
Research and IP management for emerging technologies.In his keynote address, Shri. Surinder Pal
Singh, Joint Secretary, DSIR congratulated NRDC for organizing such symposium in collaboration
with USPTO and IPO and emphasized that this effort leverage more innovation translation to our
society. He mentioned that India’s growth story has shown an upward trajectory and scaled up the
innovation index by 40 points, the startup ecosystem has placed India in 3rd position and the key to
grow these startups/msme’s/entrepreneurs is the effect of technology transfer from labs to industry.
He emphasized that this platform will share & learn the best practices from each other and under-
stand various approaches and mechanisms for strong and vibrant innovation ecosystem, discuss the
emerging trends in technology transfer at global scale.
“
“
Special address by Mr. John Cabeca, Keynote address by Shri. Surinder Pal Singh,
United States IP Counselor Joint Secretary, DSIR
Prof (Dr) Unnat Pandit (Virtually), Hon’ble Controller General of Patent, Design & Trademark,
Govt. of India said that the pressing challenge lies in the commercialisation of IP and enabling it is
a high priority task. He emphasized the importance of Commercial Readiness level and Societal
Readiness level along with Technology Readiness level. IP monetization and need of collaboration
for enhancing such platform in the country is the need of the hour.
Dr (Mrs) N.Kalaiselvi (Virtually), Director General & Secretary, CSIR & DSIR in her inaugural
address emphasized the role of science, technology and innovation for driving the development of
society, that has lead to the economic progress of the society. She appreciated NRDC’s efforts in the
area of IP & technology transfer at both national and international levels.
“
“
Dr (Mrs) N.Kalaiselvi, Director General & Secretary, CSIR & DSIR in her inaugural address
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NRDC has exchanged few technology transfer agreements on Wave Power Navigation Buoy to
M/s. NextEng Enviro Private Limited, Ahmedabad and Protein Fortified Millet Flakes to
licensee M/s.Davanagere and Chitradurga Districts Regional Co-operative Organic Farmers
Associations Federation Ltd. (R), Davanagere, Karnataka.
“
“
Handing over of the technology transfer tripartite license Handing over of four technology transfer agreement on
Agreement on Wave Power Navigation Buoy to Protein Fortified Millet Flakes to Shri Krupa T, Chairman,
Mr. Varul Patel, Managing Director, M/s.NextEng Enviro M/s.Davanagere and Chitradurga Districts Regional
Private Limited, Ahmadabad. Co-operative Organic Farmers Associations Federation Ltd.
(R), Davanagere.
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Release of NRDC’s new brochure.
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3. TECHNICAL SESSIONS:
3.1 Overview of the United States Technology Transfer System
Mr Rahul Das, Patent Attorney, Office of Policy and Internal Affairs, United State Patent & Trade-
mark Office (USPTO), USA. He mentioned about National Institute of Standards and Technology,
an agency responsible to submit a report to President and Congress describing all the technology
transfer activities for the United States anually. BAYH-DOLE Act, is the legal framework followed
by the nation since 1980 to promote the utilization of the federally funded R&D. Small Business
Administration’s (SBA) Small Business Innovation Research (SBIR) or Small Business Technolo-
gy Transfer (STTR) programs were designed to ensure a portion of federal R&D funding into start-
ups and small businesses.
“
3.2 Indian Technology Transfer: Policy, Practice, Mechanism & Ecosystem:
Dr Vibha Malhotra Sawhney, Scientist ‘H’ & Head- IPU & TMD, CSIR emphasized the robust
system of IP Licensing and Technology transfer in CSIR. She discussed varies models of IP licens-
ing i.e. exclusive or non-exclusive which is practiced on case to case basis in CSIR laboratories.
Dr Anita Aggarwal, Head TDT, DST gave overview of R&D funded projects by DST to various
stake holder in the country. She mentioned about Centre of Excellence in partnership with industry
and host institutes to strengthen their partnership. DST has already created 22 Technology Enabling
Centres in Universities to strengthen Technology awareness, technology transfer and IP systems.
Technology Research Centres are also supported by DST to promote technology commercialisa-
Dr Shirshendu Mukherjee, Mission Director, DBT- BIRAC gave an overview of the policy initia-
tives taken by BIRAC for IPR & Technology Transfer. BIRAC has funding mechanisms to promote
innovation from pre-concept to commercialisation. Technology Transfer Organizations funded by
BIRAC work on a hub and spoke model connecting academia and the industry.
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Shri N G Lakshminarayan, Chief, NRDC gave a brief introduction about NRDC’s major activi-
ties like Licensing of Technology, Intellectual Property Rights(IPR) Consultancy, Consultancy
Projects, Programme for Inspiring Inventors & Innovators, Programme for Development of Tech-
nologies for Commercialisation. He mentioned about Technology Development, Validation &
Commercialisation(TDVC) program to address the issue of the valley of death or gap funding for
technologies in TRL between 6-8 by infusing up to Rs 1 crore grant. He emphasized value-added
services like BEDP, Market surveys, feasibility reports and DPRs services provided by NRDC.
“
Panel Speakers Shri N G Lakshminarayan, Chief, NRDC; Dr Shirshendu Mukherjee,
Mission Director, DBT-BIRAC; Dr Vibha Malhotra Sawhney, Scientist ‘H’ & Head- IPU
& TMD,CSIR and Dr Anita Aggarwal, Head TDT,DST (left to right).
Stakeholders' perspectives on TOT and Technology Exchange was moderated by Dr B K Sahu from
NRDC and the panelists include Dr Tata Sudhakar, Chief Scientist from NIOT; Dr Yashwant Dev
Panwar, Scientist 'F' from TIFAC; Dr Mohit Gambhir, Adjuct Professor, IIT Jodhpur (virtual); Lalit
Ambastha, Founder, IP Bazar; Jatin Talwar, Founder, TT Consultant, Chevening-Oxford Fellow;
Vivek Singh, Head, IP Prosecution & Services, Sagacious IP.
Dr Tata Sudhakar, Chief Scientist from NIOT, emphasized the importance of establishing a com-
prehensive framework for managing intellectual property (IP) rights for public funded projects. He
raised the issues of the complexities in technology valuation and technology premium value assess-
ments. He urged a framework and standard mechanism to assess and address such challenges that
directly impact the technology commercialisation. He also intimated the framework of NIOT for
said activities.
Dr Yashwant Dev Panwar, Scientist 'F' from TIFAC, appraised the need for proper documentation
about the technology know-how which enables anyone who is trained in the art to replicate it. He
said that for technology transfer to be successful, there is a need for the right kind of documentation
support, framework support, royalty collection support and value addition support that is required.
Dr Mohit Gambhir, Adjunct Professor, at IIT Jodhpur, mentioned that technology transfer should
have a standard framework and mechanisms in line with national IPR policy.
Vivek Singh, Head, IP Prosecution & Services, Sagacious IP mentioned about the Singapore model
of IP commercialisation through Innovation Partner for Impact(IPI). They are primarily supporting
open innovation, innovation prototyping support, innovation market space and portal supporting IP
transfer.
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Lalit Ambastha, Founder, IP Bazar stated that most of the times the technology buyer is a small
entity and educating them about the technology benefits and challenges is also important. There is
a need for floating more courses in the valuation of technology and IP. Jatin Talwar, Founder, TT
Consultant, Chevening-Oxford Fellow, appraised about ways of using AI in the innovation man-
agement. He pointed that technology should be leveraged properly and right tools should be used
democratically.
“
“
Panle speakers Jatin Talwar , Founder, TT Consultant; Dr Tata Sudhakar,
Chief Scientist, NIOT; Dr B K Sahu, Sr Manager, NRDC; ) Lalit Ambastha,
Founder, IP Bazar ; Dr Yashwant Dev Panwar, TIFAC; Vivek Singh, Head,
Sagacious IP (left to right)
The presentation on managing a TTO -University Perspectives was delivered online by Richard
Cahoon, President at BioProperty Strategy Group, Inc., and Former Director of Technology Trans-
fer at Cornell University, USA. Richard Cahoon gave instrumental insights in line with Cornell
University's TTO activities.
“
“
The Center for Technology Licensing (CTL) is Cornell University’s technology transfer office and
its mission is to bring the University’s scientific discoveries, technological innovations, and medi-
cal advances to the marketplace for societal benefit. To bridge the gap between lab and market,
business ideas, and successful startups, CTL manages the university gap funding series and works
closely with the university’s incubators and accelerators to advance commercialization, new
ventures, and partnerships. He explained the US University Tech Transfer system, where technolog-
ical advancement for the public good is the primary goal. University always owns and licenses its
patents. He has also explained various Technology Transfer Office models.
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4. TECHNOLOGY TRANSFER INDUSTRY PERSPECTIVES :
This session was moderated by Mr Rahul Das, Patent Attorney, Office of Policy & International
Affairs at the United States Patent and Trademark Office and the panelists include Abhishek Jain,-
General Manager Tata Group; Yogesh Sharma, Global Head, External Research Collaborations,
Novartis Institute for Biomedical Research(NBR); Anubhav Kapoor, Director of Legal Affairs,
Ford India; Jenny Yang, Senior Director , Global Search & Evaluation, Novo Nordisk. This is the
industry perspective session and was attended by industry experts from all over the world i.e. com-
panies from India, China and USA. There was an active deliberation on various corporate strategies
towards in-licensing, out-licensing and IP commercialisation.
“
“
Panel Speakers and the Panelists include Yogesh Sharma, Novartis Institute for Biomedical
Research(NBR); Abhishek Jain, General Manager, New Ventures at Tata Group; Jenny Yang,
Novo Nordisk ; Anubhav Kapoor, Director of Legal Affairs, Ford India; Mr Rahul Das, Patent
Attorney, USPTO (left to right)
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5. KEY RECOMMENDATIONS &TAKEAWAYS:
During the deliberation, collaboration opportunities were discussed and the following recommen-
dations were made.
1.IP awareness and technology commercialization awareness workshops should be conducted time
to time in a collaborative mode to understand the value of IP and its commercialisation in the
changing paradigm of innovation.
3.Framework on IP holding rights and transfer of technology from institute for public funded proj-
ects is required in line of US Bayh-Dole Act.
4.IPR Policy mechanism must be put in place in universities and institutions that provide rules and
guidelines on the commercial exploitation of IP and benefit sharing mechanism.
5.There is a need for floating more deleberation on understanding valuation of technology and IP in
publicly funded organizations and R&D institutes.
6.Technology transfer with a focus on societal need is the important mantra for next 25 years.
8.There is a huge mismatch in the TRL claimed by the inventor and assessed by the industry. There
is a need for a standard TRL assessment practice which is desired by industries as well.
9.Techno economic assessment should be done diligently while evaluating the projects for public
funding.
10.There is a need for huge investments to support gap funding i.e. innovations between TRL 5-8.
11.Documentation about the technology know-how should enable anyone who is trained in the art
to replicate it.
12.AI generated and AI supported tools should be encouraged for innovation management.
13. For TOT activities, Universities/ technology transfer offices should work closely with incuba-
tors and accelerators.
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ANNEXURE – I – AGENDA
Time* Events
9.00 Hr-9.45 Hr Registra�on of Delegates, Networking Tea/ Coffee
Inaugural Program
(10.00 hr-10.45 hr)
Inaugura�on of Interna�onal Symposium and Invita�on to Guests
09.45 hr-09.47 hr Presenta�on of Bouquet
09.47hr-09.52 hr Ligh�ng of Lamp
09.52 hr-09.55 hr Welcome Note
09.55 hr-10.00 hr Se�ng tone of the Program: Dr B K Sahu, SRM, NRDC
10:00 hr-10.06 hr Address by Cmde Amit Rastogi (Retd), Chairman & Managing Director, NRDC
10:06 hr-10:15 hr Special Address: Mr John Cabeca, United States IP Counselor to South Asia, USPTO
10:15 hr-10:20 hr Key Note Address by the Guest of Honor: Mr Surinder Pal Singh, Joint Secretary,
DSIR ,Govt. of India
10:20 hr-10:30 hr Keynote Address by Prof (Dr) Unnat Pandit, Controller General of Patent, Design &
Trademark, Govt. of India (virtual)
10:30 hr-10.35 hr Inaugural Address by Dr (Mrs) N Kalaiselvi, Director General & Secretary, CSIR &
DSIR, Govt. of India
10.35hr-10.38 hr Handing over of Technology Transfer Agreement on Wave Power Navigation
Buoyto M/s. NextEng Enviro Private Limited, Ahmadabad
10.38 hr-10.42 hr Handing over of four Technology Transfer Agreements on Protein For�fied Millet
Flakes to M/s.Davanagere & Chitradurga Districts Regional Co-opOrganic Farmers
Associa�ons Federa�on Ltd. (R), Davanagere
10:42 hr-10:44 hr Vote of Thanks: Mr Subodh Chawla, Chief ,NRDC
10.44 hr-10.45 hr Group Photo
Technical Program
(10.45 hr-16.30 hr)
10.45 hr-11.35 hr Overview of the United States Technology Transfer System
• Rahul Das, Patent A�orney, Office of Policy and International Affairs, United
State Patent & Trademark Office (USPTO),USA
11.35 hr-12.25 hr Indian Technology Transfer: Policy, Practice, Mechanism & Ecosystem
• Dr Vibha Malhotra Sawhney, Scien�st ‘H’ & Head-IPU &TMD, CSIR
• Dr Anita Aggrawal, Head TDT ,DST
• Dr Shirshendhu Mukherjee, Mission Director, DBT-BIRAC
• N G Lakshminarayan, Chief, NRDC
12.25 hr-13.15 hr Lunch
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49 Dr.Jitendra Singh CTRTI,Ranchi
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101 Shivanshu Mohan Singh Patent Office
102 Yogesh Sachav Patent Office
103 Sunil Sharan Yadav Patent Office
104 Krupa NA
105 Sanya Singh & Singh Law Firm LLP
106 Dr Deepika Rohotgi DSIR
107 Neeraj NA
108 Sangeeta Nagar TIFAC
109 Ankit Corossion
110 Ashutosh Corossion
111 Vishaka Gupta Patent Office
112 Ranjan Mukherjee TTC
113 Veeranna TERI
114 Sourabh IPO, Delhi
115 Dr Priti CSIO
116 Praveen Kumar IPO, Delhi
117 Divyansh Mishra IPO, Delhi
118 Anshuman Verma IPO, Delhi
119 Divyanshu Yadav SR4IPR
120 Dr Rahul Saxena Sharda University
121 Dr Bimesh Kumar IIMT
122 Chhayo Singh IIMT
123 Priya Pokhariya IIMT
124 Shruthi Pandey IIMT
125 Simran Chaurasia IIMT
126 Aditya Raj IIMT
127 Ankit Kumar Singh IIMT
128 Mr D Srihari NRDC
129 Mr R K Nangia NRDC
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ANNEXURE III - LEADERSHIP/EXPERTS TESTIMONIALS AND
STATEMENTS
Though India is very strong in science in global arena, there are many
challenges in moving from science to technology. This is where organizations
like NRDC come into picture and hanholding scientific organizations and
connecting them to startups/industry/msme’s and entrepreneurs. Therefore
NRDC deserves a great deal of appreciation.
Dr N Kalaiselvi, Director General, CSIR & Secretary DSIR, Govt. of India
Getting the IP certificate is not the end. It is the beginning.I appreciate NRDC
for this International Technology Transfer Symposium and bringing all
stakeholders together.
Prof. (Dr) Unnat P. Pandit,Controller General of Patents, Designs & TMs, GoI
USPTO is fortunate to have MoU with NRDC for past several years. Through
this MoU we have been successfully in doing several roundtable discussions
with academia, industry and government officials to talk about technology
transfer and challenges to face.
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CSIR actively promotes IP licensing & technology transfer, which involves
the dissemination of knowledge, expertise, and technologies to interested
clients, which involves engaging with potential licensees and negotiating
licensing agreements that enable the authorized use and commercialization
of developed technologies.
Dr Vibha Malhotra Sawhney, Head IP Unit, CSIR
As most inventions build upon existing products, collaborating with the right
partners, along with a supportive framework and evaluation mechanisms, is
vital for the large-scale commercialization of inventions.
Congratulations to all who are working towards converting paper into reve-
nue. The process of innovation should be democraticed .
Four Pillars are important, the first one is R&D and Innovation; next is
awareness about IP; third is patent filing and the most important and final one
is enforcement and commercialisation.
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