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Periodontology 2000, Vol.

60, 2012, 147–155  2012 John Wiley & Sons A/S


Printed in Singapore. All rights reserved PERIODONTOLOGY 2000

Periodontal health through


public health – the case for oral
health promotion
R I C H A R D G. W A T T & P O U L E. P E T E R S E N

A significant proportion of the global population is and environmental global changes has impeded the
affected by periodontal diseases. Advanced progres- development of future effective action to promote
sive periodontal diseases have a significant impact on oral health. A range of macro-level changes are cur-
the oral health, and possibly general health, of an rently taking place which will have a significant im-
estimated 10–15% of the adult population, a sizable pact on both general and oral health, including
minority. Clinical treatment and traditional chairside periodontal outcomes.
preventive approaches are ineffective, unaffordable Significant demographic changes are occurring
and inappropriate for the control of periodontal dis- across the world. It is estimated that the worldÕs
eases across most of the worldÕs population. A para- population will increase from 6.9 billion in 2010 to
digm shift away from this individualized treatment 9.2 billion by 2050, with the greatest increases taking
approach to a population public health model is ur- place in low-income countries (61). Population age
gently required to promote periodontal health and to profiles are also rapidly changing, with lower fertility
tackle social inequalities in this important chronic rates and an aging population occurring in high- and
condition. middle-income countries in particular.
This paper considers challenges to global health Economic and political instability has fueled rapid
that may impact on periodontal diseases and sum- urbanization in many low- and middle-income
marizes the epidemiology of periodontal diseases. countries, creating huge urban slums where living
The limitations of the dominant treatment model are conditions are exceptionally poor. The UN estimates
highlighted. Based on the recently published World that over 36 million people are currently displaced
Health Organization (WHO) Commission on the So- around the world due to conflict and political
cial Determinants of Health (71), recommendations oppression (62). Many of these displaced people are
for public health policies to prevent and control ÔhousedÕ in refugee camps and various types of tem-
periodontal diseases are then outlined. Finally, the porary accommodation where even the most basic
roles and responsibilities of the dental professions, necessities for living may not be available.
professional organizations and the research com- The significant public health impact of climate and
munity in the promotion of population periodontal environmental change is now only beginning to be
health are discussed. fully realized (34). Global warming linked to green-
house gas emissions will have an adverse effect on
health in a variety of ways, including thermal stress,
Threats to global health in the 21st extreme weather events, infectious diseases, and
century threats to food and water supplies. The most imme-
diate and devastating impacts of these potentially
The dental profession has been criticised for adopting profound environmental changes will occur in low-
a very narrow biomedical focus which has largely income countries among their most disadvantaged
ignored the broader determinants of oral health (63). populations.
Failure to understand and appreciate the influence The global banking crisis and subsequent eco-
on health, and indeed oral health, of societal, political nomic recession has resulted in job insecurity,

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Watt & Petersen

unemployment and poverty for many millions across 45). Oral hygiene levels and gingivitis scores are lower
the world, all factors known to adversely affect health among populations of high-income countries than
and worsen health inequalities (33). During a global low- and middle-income countries (7). There are
economic downturn, there will be a reduction in stark socioeconomic differences within countries.
public spending on social and health services and a Lower income and less educated groups have signif-
curtailment of the activities of non-governmental icantly worse periodontal health than their more
organizations. affluent and educated contemporaries (17, 36).
Finally, over the last 40 years, an epidemiological Ethnic inequalities in periodontal outcomes have
transition has occurred in the burden of global dis- also been highlighted. In the USA, African–Americans
eases (39). Chronic non-communicable diseases are have more periodontal disease than Whites of the
now the major cause of morbidity and mortality same age cohort (9, 10, 49).
across the globe. Conditions such as heart disease, As is the case with most other chronic diseases, a
cancers, diabetes and arthritis are the major chronic consistent social gradient exists in the distribution of
diseases affecting populations not only in the high- periodontitis within a defined population (11, 29).
and middle-income countries but also increasingly in The social gradient indicates that socioeconomic
low-income countries. differences in periodontal outcomes do not occur
In addition to the recognized impact of these merely at the extremes of the social spectrum be-
chronic conditions on population health, there is also tween the rich and poor, but across the entire social
a growing realization of the global burden of physical hierarchy in a graded stepwise fashion. Indeed,
and mental disabilities. For example, in 2004 an Sabbah et al. (48) have shown that the social gradient
estimated 18.6 million people were severely disabled in periodontal outcomes in a US population closely
and 79.7 million people had moderate long-term mirrors the gradient in heart disease in the same
disability (70). In all ages, both moderate and severe population, strongly indicating shared determinants
levels of disability are higher in low- and middle- and pathways (Fig. 1).
income countries than in high-income countries. In terms of trends over time, epidemiological data
All of these macro-level social, political and envi- suggest that in high- and middle-income countries
ronmental factors have a direct as well as an indirect oral hygiene levels have improved in all age groups
effect on the oral health of the population, including and there has been a decline in the extent of gingivitis
periodontal status. This paper highlights the rele- (22, 36). These changes are most likely due to
vance and importance of these factors and links them changing social norms in relation to body hygiene
to the recognized etiological basis of periodontal practices, together with an overall decline in smoking
health. rates in high-income countries. However, there is an
on-going debate about whether these positive trends
in periodontal health will be reversed with an
The periodontal disease challenge
3
What is the periodontal global health challenge in
terms of extent, severity, pattern and disease trends? Education > 12 years
2.5
The answer to this question is limited by evolving Education = 12 years
scientific concepts on the nature of periodontal dis- Education < 12 years
ease and a lack of consensus in defining periodontitis 2

and severe periodontitis (5, 60). Other papers in this


Odds ratio

volume of Periodontology 2000 and elsewhere have 1.5

reviewed the epidemiology of periodontal diseases in


greater detail (4, 42, 45). Therefore, this paper gives 1

only a brief summary informing, in particular, the


preventive policy agenda for periodontal health. 0.5
Although most people have gingivitis and calculus,
epidemiological surveys indicate that approximately 0
Perceived oral Perceived Periodontitis Ischemic heart
10–15% of the global adult population suffer from health general health disease
progressive periodontitis (4, 42, 45). The extent and Fig. 1. Education gradients in self-rated oral and general
severity of periodontitis increase with increasing age health, periodontal disease and heart disease [Sabbah
and it is more common among men than women (3, et al. (48)].

148
Periodontal health through public health

increasingly aging population, many of whom will ing. Smoking is a highly complex behavior and a
retain increasing numbers of their own teeth for life. range of interrelated psychological, social and polit-
ical factors influence the initiation, continuation and
cessation of the habit. A social gradient exists for
Etiology of periodontal diseases – smoking behavior, with poorer and uneducated
understanding the broader picture groups far more likely to smoke than their more
affluent and educated peers (24). Indeed, poorer
To be effective, population preventive measures need people are more likely to be heavy smokers and to be
to address the underlying causes of disease. With more highly addicted to nicotine (23).
periodontal diseases, the recognized main risk factors Psychosocial stress caused by discrimination,
are well established, namely, oral hygiene level, to- poverty, unemployment and poor living conditions
bacco use, psychosocial factors and related systemic adversely affect physical and mental health (33).
diseases. The challenge is to recognize and then ad- Psychosocial factors have also been associated with
dress the distal underlying influences that determine poor periodontal health (53). For example, marital
and pattern these risks to develop effective and sus- stress and other stressful life events are associated
tainable preventive interventions. There also needs to with periodontal disease progression (32).
be a recognition of the interlinking and common risks A convincing body of evidence has also highlighted
and pathways shared by oral conditions such as that diabetics have an increased risk of periodontal
periodontal diseases and other chronic diseases (54). disease (20) as well as more severe and progressive
Experimental studies first established the causal periodontal disease (58). The association between
relationship between dental plaque and gingivitis in periodontal disease and diabetes is the most consis-
the 1960s (28) and this was later confirmed in epi- tent and strongest link between oral health status and
demiological studies (2). The link between dental chronic systemic diseases.
plaque levels and gingival inflammation exists in all More limited evidence suggests that severe vitamin
ages, sexes and ethnic groups (2). In contrast, calcu- C deficiency and malnutrition may result in poorer
lus accumulation has not been shown to cause peri- periodontal status (37). Recent evidence has also
odontal inflammation (65). indicated a possible link between alcohol consump-
Effective self-care oral hygiene practices such as tion and increased risk of periodontal disease, al-
toothbrushing, use of chewing sticks and interdental though more research is needed in this area (46).
cleaning are the key means of preventing and con-
trolling periodontal diseases (27). However, an array
of motivations and interconnected biological, devel- Limitations of a clinical and
opmental, psychological, social and cultural factors chairside preventive approach
influence oral hygiene practices. In addition, oral
hygiene and general hygiene practices are very The treatment, control and prevention of periodontal
strongly related (15, 21). Different explanations for disease epitomizes the dominance of the biomedical
the motivations for practicing hygiene behaviors model within the dental profession globally. The
range from biological evolutionary concerns, to the philosophy underpinning the biomedical model fo-
avoidance of infection and contagion (12) and cuses attention on the molecular, biological and, to a
grooming and socialization processes initiating in lesser extent, behavioral basis of disease at the indi-
adolescence (21). Other fundamental influences on vidual level. Dental research priorities and teaching
hygiene practices include routines of daily activities curricula around the world are wedded to this ap-
(1) and religious rituals and customs (16). proach. The biomedical model has heavily influenced
The use of tobacco remains the greatest threat to theoretical understanding of periodontal disease and
global public health and is the single major cause of the need for surgical and clinical intervention to se-
health inequalities. Compelling epidemiological evi- cure and maintain periodontal health (6). Despite our
dence has also highlighted the important role of to- improved understanding of the etiology and natural
bacco use on the extent and severity of periodontal history of periodontal diseases, the biomedical ap-
diseases. Studies have shown that smoking alone proach dictates that the goal of periodontal therapy
accounts for more than 50% of the periodontitis be the complete removal of plaque and calculus, the
cases among the US adult population (58). Smoking resolution of all gingivitis, and the eradication of all
also adversely affects periodontal and other surgical deepened pockets to prevent tooth loss (7). To
treatment outcomes through impaired wound heal- achieve this goal, the considered view is that an

149
Watt & Petersen

intensive level of professional intervention is needed,


with clinical surgical procedures and on-going Public health agenda on promotion
maintenance therapy involving frequent and lengthy of population periodontal health
visits for scaling. This creates a professional depen-
dency model in which the role of the clinician is To prevent and control periodontal diseases at a
central to securing and maintaining good periodontal population level and to tackle periodontal disease
health. This model is a high-risk approach where inequalities, a public health approach is required.
individuals deemed at particular risk of disease pro- Developments in dental research and clinical den-
gression are the central focus of therapy and care tistry have helped to improve clinical treatment
(47). The preventive element in this biomedical ap- outcomes but a biomedical approach is not appro-
proach focuses on supporting changes in hygiene, priate for dealing with a public health problem such
and to some extent smoking behaviors, through as periodontal disease. A radically different approach
chairside advice and counseling. is needed which is informed by public health re-
What are the limitations of this approach in search and policy. Globally, public health policy led
tackling the global periodontal disease burden? The by the WHO has advocated a range of population-
traditional clinical approach to dental treatment is level actions to tackle chronic diseases and reduce
expensive and a significant economic burden, even health inequalities (67). Population action to pro-
in high-income countries. Overall, it is estimated mote oral health needs to adopt a similar approach
that the treatment of oral diseases is the fourth most and become embedded in the broader public health
expensive condition to treat in industrialized coun- agenda.
tries (43). Based upon Community Periodontal Index At the core of a public health approach is the need
of Treatment Needs (CPITN) estimates of peri- to tackle the fundamental causes of poor health in
odontal treatment needs among children in Kenya, the population, the causes of the causes (47). Tradi-
the costs involved would exceed the total national tionally, the main factors have been the use of health
health care budget for the country (31). Even if the services and ÔlifestyleÕ factors influencing health.
finance was available to fund periodontal treatment However, scientific evidence has highlighted the
services, in most low- and middle-income countries underlying influence of the psychosocial, economic,
there are insufficient numbers of clinical personnel environmental and political determinants of health
to tackle the problem. The dental professionals that (13, 71). The social and material circumstances in
do exist in low-, middle- and high-income countries which people are born, grow, live, work and age have
tend to be concentrated in urban middle-class a profound impact on health status and patterns of
neighborhoods where the need for care is lower. inequality (33, 71). These ÔupstreamÕ or Ôstructural
There is therefore limited access for populations driversÕ of social inequality create the conditions that
with high need such as the socially disadvantaged, adversely affect health and well-being. These social
disabled, chronically sick and elderly in most set- determinants not only pattern general health but
tings. obviously also have a major influence on oral health
Perhaps the most striking limitation of the bio- (40, 51, 63). With periodontal diseases, the broader
medical model is that it is ineffective at a population social conditions in society extensively affect the
level. Unless the underlying causes are addressed, ÔclassicÕ risk factors of hygiene, tobacco use, stress
frequent and on-going periodontal therapy and and systemic diseases. Behavioral lifestyle factors
scaling will not prevent the reoccurrence of plaque alone do not explain inequalities in periodontal
and calculus (26). Results have shown that the health (50, 52). For example, the quality of living
chairside preventive approach is ineffective in conditions and access to good sanitation and hygiene
achieving sustained improvements in periodontal facilities have a direct effect on hygiene practices.
outcomes (64). Individual advice and ÔlifestyleÕ Rather than focus on toothbrushing behaviors alone
counseling may achieve immediate short-term posi- in a very narrow and limited sense, action to promote
tive changes in knowledge, plaque control and periodontal health needs to tackle the broader social
bleeding scores, but these benefits are not sustained determinants of hygiene practices, tobacco use,
unless there is adequate consideration of the under- psychosocial stress and related systemic diseases. To
lying conditions and causes of poor periodontal have a meaningful effect, one needs to address such
health (25, 56, 64). There is a clear need for a radically action at a population level rather than restrict it to
different approach to promote periodontal health at a Ôhigh-riskÕ individuals, currently the dominant ap-
population level. proach in clinical prevention. Due to limited scien-

150
Periodontal health through public health

tific understanding of periodontal disease process, lighted the importance of this approach in tackling
we are not able to predict accurately which individ- health inequalities (67) and it remains influential in
uals will have rapidly progressive disease in the near current WHO policy frameworks (71).
future and hence will require intensive therapeutic In 2008, following an extensive process of inter-
intervention. Without an accurate predictive test, the national consultation, WHO published a policy ac-
high-risk approach is severely limited (8, 47). In tion plan to tackle global health inequalities (71). A
contrast, in the population approach, broad public detailed review of the extent and causes of health
health measures and policies are implemented to inequalities and the social gradient is presented in
reduce the overall risk in the whole population, the WHO report. The conceptual framework
shifting the whole distribution of the disease to the underpinning the detailed action plan adopts a
left (47). A perfect example of the value of this ap- social determinants approach and highlights the
proach is the effect of policies on restricting smoking fundamental influence of social conditions in
in public spaces, which have had a significant impact determining health inequalities (Fig. 2). A compre-
in reducing smoking rates in the countries where hensive set of recommendations for action at a
these policies have been implemented. In addition, local, national and international level are presented
these policies have positively influenced social (Table 1). Although oral health is not directly
norms and attitudes towards smoking across the identified as a priority, many of the actions and
population. recommendations outlined can be applied to oral
Recognition of the shared determinants of general health improvement.
and oral health clearly highlights the importance of
multi-sectorial working and the need for comple-
mentary strategies. A broader public health agenda Public health strategies to promote
must integrate action to tackle periodontal diseases. periodontal health
In the past, oral health preventive programs have
often operated in isolation from other health ini- A range of public health strategies from international
tiatives. This has led to duplication of effort, lack of policy agreements to the reorientation of local health
consistency with health messages and wasted lim- services presented below, illustrates how different
ited resources. With the common risk approach, in actions can be implemented to prevent periodontal
which coordinated action is focused upon address- diseases. The WHO Framework Convention on To-
ing the shared conditions and threats to health, oral bacco Control (FCTC) is an outstanding example of
health promotion becomes embedded within public how international collaboration can be harnessed to
health (54, 66). Clinical preventive measures and formulate powerful public health policy (69). The
health education activities alone are insufficient to FCTC adopted a radical approach which aimed to
tackle the root causes of ill health. Instead, a range tackle both the supply and demand for tobacco
of complementary health promotion strategies is through a range of complementary actions includ-
required. Back in 1986 the Ottawa Charter high- ing:

SOCIOECONOMIC
& POLITICAL
CONTEXT
Governance
Material Circumstances
Social Position
Social Cohesion DISTRIBUTION
Policy
Education Psychosocial Factors OF HEALTH
Macroeconomic
Social Occupation Behaviors AND
WELL-BEING
Health Income Biological Factors
Gender
Cultural and
Societal norms and Ethnicity / Race
values Health Care System
Fig. 2. Commission on Social
Determinants of Health conceptual
SOCIAL DETERMINANTS OF HEALTH AND HEALTH INEQUITIES framework. CSDH Final Report,
WHO 2008 (71), adapted from Solar
& Irwin, 2007 (55).

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Watt & Petersen

Regulation of products would also have a major effect by making


these items more affordable and therefore accessible,
• smoking in work and public places
particularly in populations from low- and middle-
• contents, packaging and labelling of tobacco
income countries (19).
products
Poor quality housing adversely affects general
• prohibition of sales to and by minors
health in a variety of ways, including mental health
• illicit trade in tobacco products
problems, respiratory conditions and injuries (57).
Reduction in consumer demand by Individuals and families who do not have access to
adequate hygiene and sanitation facilities may have
• price and tax measures
great difficulty performing regular oral hygiene
• comprehensive ban on tobacco advertising, pro-
practices. Environmental action such as urban
motion and sponsorship
regeneration and housing refurbishment programs
• education, training, raising public awareness and
can improve health outcomes (57). Action to improve
assistance with quitting
the quality of housing conditions to ensure that
More than 167 countries have now adopted the FCTC, adequate hygiene and sanitation facilities are pro-
which has helped to create a social environment in vided would have a potentially significant impact on
many parts of the world where tobacco use is no periodontal diseases, again particularly among the
longer seen as a socially acceptable and desirable most disadvantaged populations. Environmental ac-
behavior. The legislative framework has helped to tion to ensure that appropriate hygiene facilities are
create smoke-free living and working conditions for also available in schools and colleges, workplaces,
many millions of people. However, in some parts of hospitals and other public organizations would help
the developing world, tobacco use is increasing as a to create healthier settings for the local population.
direct consequence of aggressive marketing and The WHO health promoting schools network is a
advertising by the tobacco industry. In these countries good example of how policy can be used to develop
tighter regulatory controls are needed to control the healthy settings in the community. The concept of
supply and marketing of tobacco. This may require the health promoting school places emphasis on
international policy collaboration and fiscal support. developing a range of complementary polices and
In what other ways could healthy public policies be actions that create a health promoting environment
developed to improve the conditions of daily life di- for students, staff and the wider community (68).
rectly related to periodontal diseases, in particular Evaluation of this approach has shown that it has
the promotion of hygiene practices? Among disad- beneficial effects on a variety of oral health outcomes
vantaged populations a key determinant of self-care (30, 38, 44).
hygiene practices is the ability to afford a toothbrush. As general and oral hygiene behaviors share com-
The production and sale of locally produced and mon motivations and influences, community pre-
affordable toothbrushes would enable poorer popu- ventive interventions should adopt an integrated
lations to access and use these products. To achieve approach in developing appropriate self-care hygiene
this, partnerships between governments, multi-na- practices. In schools, health literacy training should
tional companies, health professionals and local focus upon grooming, socialization and self-confi-
communities are necessary. Fiscal action removing or dence building as a platform for the development of
reducing taxation levels placed on oral hygiene hygiene practices. For example, the Philippines have
developed a community-based schools program, ÔFit
Table 1. Principles of action to achieve health equity for SchoolÕ, where daily handwashing with soap, daily
• Improve the conditions of daily life – the toothbrushing with fluoride toothpastes, and bi-an-
circumstances in which people are born, grow, nual deworming activities are delivered in elementary
live, work and age schools across 22 provinces (35). This program has
• Tackle the inequitable distribution of power, money been developed in an integrated fashion to tackle
and resources – the structural drivers of those major child health problems in an evidence-based
conditions of daily life – globally, nationally and locally fashion. Handwashing with soap can reduce diarrhea
• Measure the problem, evaluate action, expand episodes by about 30% (18). It is also possible to
the knowledge base, develop a workforce that is incorporate the promotion of self-care hygiene
trained in the social determinants of health, and practices into parenting and other life skills training
raise public awareness about the social determinants for young people. Such approaches recognize the
of health
importance of empowerment and skills training in

152
Periodontal health through public health

the development of health literacy (41). In addition to health at a population level. They can act as policy
teaching hygiene and other practices to schoolchil- advocates lobbying for change in a range of areas at a
dren, it is also important to train nursing and other local, national and at times international level. Acting
care professionals who are responsible for caring for as an oral health advocate ensuring that oral health
vulnerable groups in society. Older people living in issues are included in other areas of public health
residential and nursing homes, disabled people and action is a very important role. Public health profes-
individuals with complex clinical needs may all re- sionals can also be involved in program planning,
quire special help from carers in maintaining good implementation and evaluation. The monitoring and
oral hygiene. evaluation of interventions is often a neglected ele-
Finally, there is the potential role of health services ment in planning but provides essential feedback on
in health promotion. A reorientation of health ser- the impact, process and outcomes of interventions.
vices towards an evidence-based preventive ap- National dental professional organizations and
proach is an important element of health promotion international organizations such as the Fédération
(67). The delivery of appropriate preventive advice Dentaire Internationale, the International Association
and support should be a routine part of clinical care. of Dental Research and WHO all have an important
Dental professionals working in partnership with role in oral health promotion policy development. In
other health professionals have an important role in addition, multi-national commercial companies
advising and supporting their patients (14). For clearly have a significant part to play in population
example, dentists and their teams have a role to play efforts to improve periodontal health. However, it is
in smoking cessation support, as well as providing important that these professional and commercial
hygiene advice to their patients. Preventive advice organizations recognize their responsibilities in tack-
needs to be evidence-based and delivered using ling oral health inequalities across the world.
appropriate communication and motivational skills Finally, major gaps exist in the understanding of
and techniques. Patients with systemic diseases such the pathways and determinants of inequalities in
as diabetes and AIDS require particular support to periodontal disease. More rigorous research is also
ensure that their periodontal health is maintained. needed on the evaluation of community interven-
Health professionals can also facilitate their patients tions to tackle oral health inequalities, and peri-
to access health promoting and affordable resources. odontal disease in particular. The dental research
Selling and dispensing such resources as tooth- community therefore has an important role to play in
brushes and nicotine replacement therapies at cost improving the evidence base for community action.
price to their patients can promote the uptake and To achieve meaningful and sustainable results, all of
use of these products, especially among socially dis- these different players need to work collaboratively
advantaged groups. with colleagues outside of dentistry, and in many
cases beyond the health sector.

Roles and responsibilities for


future action Summary
To ensure that the agenda for action that has been Periodontal diseases affect a significant proportion of
outlined is implemented it is important to consider the worldÕs population, particularly the socially dis-
the respective roles and responsibilities of key play- advantaged. Inequalities in periodontal health mirror
ers. At a clinical level, dental professionals need to those patterns in other chronic diseases and share
have an understanding of the social determinants common determinants. Clinical treatment and
agenda to ensure that they appreciate the broader chairside preventive advice alone will never tackle
policy picture and the limitations of what can be this problem adequately. There is an urgent need for
achieved on a one-to-one basis with their patients. population-based preventive efforts that address the
Clinicians, however, do have a responsibility to pro- underlying causes of periodontal diseases. A com-
vide evidence-based preventive care and support to plementary range of public health policies need to be
their patients and to refer them for more specialist implemented. Dental clinicians, public health prac-
advice when appropriate. titioners, professional and commercial organizations,
In contrast, dental public health practitioners have and researchers all have an important role to play in
a significant role to play in promoting periodontal promoting periodontal health.

153
Watt & Petersen

21. Hodge H, Holloway PJ, Bell CR. Factors associated with


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