Harpreet Kalra

Hamilton, NJ

SUMMARY:
 Operations Specialist with hands on experience in Data Analysis and Reconciliations, Trade Settlements and
Market Operations.
 Generated data analysis and financial reporting for management, break reconciliation and clearance with
multiple internal systems and financial models; created data visuals for presentations for reports.
 An organized, flexible, and analytical individual who takes pride in being dedicated and efficient. Also adept at
strategizing to effectively completing tasks in a confident and professional manner.

EDUCATION & CERTIFICATION:

 Southern New Hampshire University October 2022
Master of Science in Applied Economics, GPA: 4.0 Manchester, NH
 Rutgers University, Rutgers Business School January 2017
Bachelor of Science in Finance, minor in Economics, GPA: 3.2 New Brunswick, NJ
 SIE Exam - Securities Industry Essentials
 Series 7 - General Securities Representative

Book of work:
 Departmental analysis of processes, for each client, for 2 departments, Stock Transfer and DTCC Settlements.
Streamlined processes, performed analysis in Excel and created presentations of findings.

Skills:
 Microsoft Office (Excel, PowerPoint), DTCC systems, IMPACT, BPS Systems, JIRA, PeopleSoft, IBM, Shadow
Financial, Indy, Trafix Equity Systems

PROFESSIONAL EXPERIENCE:

TP ICAP, New York, NY Apr 2021 -

Present
Operations Analyst
 Responsible for Data Analysis and Reconciliations, Trade Settlements and Market Operations.
 Researched & problem solved in all areas of trading for trade reconciliations and operational service for products
and assets including equity, fixed income, emerging market debt, treasuries, and derivatives.
 Performed audits and analysis of accounts for all products with key requirements and risk assessment of
operations, with strong attention to detail.
 Frequent compliance and other high risk assessment training with regards to role.
 Supported trading operations, front office, middle office, back office, and IT teams, in various locations
domestically and internationally with clear and concise communication.
 Provided technical support and assistance to teams for ad-hoc issues and implementation of projects.

Broadridge Financial Solutions, Newark, NJ Sep 2017 - Jan

2020
Associate Operations Specialist, Trade Settlements
 Responsible for Trade Settlements and Market Operations
 Performed duties specific to client, trade reconciliations, creating, monitoring, and troubleshooting reports.
 Frequent communication with middle-office clients from investment firms in the globally in the US, UK, and India;
Provided detailed explanations of various processes and responded/troubleshooted various ad-hoc inquiries;
Provided technical support for new systems of reporting.
 Provided vital closing information for new deals, for various investment banks to meet tight deadlines and
mitigate risk.
 Generated data analysis and financial reporting for management, break reconciliation and clearance with
multiple internal systems and financial models; created data visuals for presentations for reports.
 Consistently produced internal reporting with data cleaning and client deliverables according to exacting
deadlines from multiple stakeholders, necessitating precision, attention to detail, high levels of
organization/adherence to project management schedules.