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REVIEW ARTICLE

published: 18 May 2010


AGING NEUROSCIENCE doi: 10.3389/fnagi.2010.00020

NSAIDs: how they work and their prospects as therapeutics


in Alzheimer’s disease
Magdalena Sastre* and Steve M. Gentleman
Centre for Neuroscience, Division of Experimental Medicine, Imperial College London, London, UK

Edited by: There is significant epidemiological evidence to suggest that there are beneficial effects of
Elena Galea, Universitat Autònoma de
treatment with non-steroidal anti-inflammatory drugs (NSAIDs) in Alzheimer’s disease, although
Barcelona, Spain
these effects have not been reproduced in clinical trials. The failure of the clinical trials may be
Reviewed by:
Sue T. Griffin, University of Arkansas for attributed to several possible facts: (1) NSAIDS may have been delivered too late to patients,
Medical Sciences, USA as they may only be effective in early stages of the disease and possibly counterproductive in
Kerry O’Banion, University of the late stages; (2) the beneficial effect may depend on the drug, because different NSAIDs
Rochester, USA
may have different molecular targets; (3) the NSAID concentration reaching the brain and the
Elena Galea, Universitat Autònoma de
Barcelona, Spain duration of the treatment could also be critical, so increasing drug penetration is important in
*Correspondence: order to improve the efficacy and avoid secondary gastro-intestinal effects of the NSAIDs.
Magdalena Sastre, Centre for In this report we analyze these different factors, with special emphasis on the role of NSAIDs
Neuroscience, Division of in microglia activation over time.
Experimental Medicine, Imperial
College London, Hammersmith Keywords: NSAIDs, Alzheimer’s disease, microglia, PPARγ, amyloid
Hospital, Du Cane Road, London,
W12 0NN, UK.
e-mail: m.sastre@imperial.ac.uk

Many inflammatory pathways have been implicated in Alzheimer’s TEMPORAL PROFILE OF MICROGLIAL ACTIVATION
disease (AD), yet these pathways are not sufficiently well delineated A potential target of NSAIDs is thought to be the microglia
to define those processes and targets that may be pathogenic as associated with the senile plaques. This is supported by a study by
opposed to those that may be protective. A clearer understand- Mackenzie and Munoz (1998) showing in non-demented patients
ing of these distinctions is critical to the design of therapeutic that those treated with NSAIDs had three times less activated
strategies. The finding that treatment with non-steroidal anti- microglia as non-treated controls. These data have been confirmed
inflammatory drugs (NSAIDs) is associated with a reduced risk by in vivo treatment with NSAIDs in mouse models of AD, which
and age of onset of AD reinforces the hypothesis that modulat- have shown decreases in microglial activation and in inflamma-
ing inflammation could have therapeutic efficacy. The beneficial tory mediators such as iNOS, COX and cytokines (Lim et al., 2000;
effects of NSAIDs have also been associated with reductions in Aβ Heneka et al., 2005). Experiments carried out in cultured microglia
generation, since experiments in vitro and in AD animal models have revealed that incubation with NSAIDs decreased the secretion
indicate that certain NSAIDs are able to decrease Aβ levels, plaque of pro-inflammatory cytokines and may increase Aβ phagocytosis
size and tau phosphorylation (Yoshiyama et al., 2007; El Khoury (Lleo et al., 2007). However, the reduction of activated microglia
and Luster, 2008). and astroglia by NSAIDs was not significant in AD patients, indicat-
However, clinical trials have failed to reproduce the beneficial ing an age or stage dependent difference in the glial response i.e. in
effects of NSAIDs in AD patients. This has led to further analy- their activation rate (Alafuzoff et al., 2000). Recently, these findings
sis of the previously published epidemiological data, which has have been backed up by observations indicating that microglia may
revealed that the use of NSAIDs prevents cognitive decline in change from alternative to classical phenotype over time (Colton
older adults if started in midlife (prior to age 65) rather than et al., 2006; Hickman et al., 2008; Jimenez et al., 2008; Lucin and
late in life (Hayden et al., 2007). In addition, it was recently Wyss-Coray, 2009), although probably there is a heterogeneous
shown that while NSAIDs may indeed protect those with health- population. In addition, a paper of Meyer-Luehmann et al. (2008)
ier brains, they can accelerate AD pathogenesis in patients with using two-photon microscopy showed that microglia in the aged
advanced stages of the disease (Breitner et al., 2009). This is mouse brain is less motile and posses fewer processes. Therefore,
supported by studies in transgenic mice, in which NSAIDs can the response of NSAIDs may differ in “young” vs “old” microglia
prevent the appearance of cell cycle protein markers in neurons (Figure 1).
in young mice, but not after cell cycle entry has been initiated It has been hypothesized that early microglial activation in AD
(Varvel et al., 2009). Therefore, it seems that the protective effects delays disease progression by promoting clearance of Aβ before
of NSAIDs depend very much on the stage of the disease at which formation of senile plaques. It is conceivable that glial activation
the medication is started as well as the duration of the treatment. is protective through mechanisms such as phagocytosis and clear-
Here we discuss four possible reasons why clinical trials with ance of Aβ deposits (through release of insulin degrading enzyme,
NSAIDs have been unsuccessful. IDE), forming a protective barrier between Aβ and neurons and

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Sastre and Gentleman NSAIDs trials in Alzheimer’s

FIGURE 1 | Different targets for NSAIDs. The response to NSAIDs may differ hand, different subsets of NSAIDs have different affinity for targets such as
depending on whether they are used in early stages of disease, in which COX1, COX2, NFκB, PPARγ or γ-secretase, resulting in a range of effects
microglia present an alternatively activated phenotype compared with late including reductions in inflammatory mediators, such as cytokines and
stages which is associated with a classical microglia phenotype. On the other alterations in Aβ generation.

secretion of growth factors, early in the disease (Wyss-Coray et al., 2008) and may become detrimental through the release of cytokines
2003; Maragakis et al., 2006; Wyss-Coray, 2006). In later stages, with and chemokines including IL-1β, IL-6, TNFα, IL-8 and MIP-1α
persistent production of pro-inflammatory cytokines, microglia (Hickman et al., 2008). These inflammatory mediators modulate
lose their protective effect (Hickman et al., 2008; Jimenez et al., immune and inflammatory function and may also alter neuronal

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Sastre and Gentleman NSAIDs trials in Alzheimer’s

function. In addition, microglia from old transgenic mice have a shown to decrease the levels of secreted Aβ42 in cells as well as in
decrease in the expression of the Aβ-binding scavenger receptors A animal models of AD (Weggen et al., 2001; Eriksen et al., 2003).
(SRA), CD36 and RAGE, and the Aβ degrading enzymes IDE, nepri- Importantly, the generation of Aβ40 was largely unaltered by these
lysin and MMP9, compared with wild-type controls (Hickman compounds, indicating that certain NSAIDs modulate rather than
et al., 2008) (Figure 1). On the other hand, in aged human brain inhibit γ-secretase activity (Czirr and Weggen, 2006). In fact, NSAIDs
many microglia are dystrophic showing morphological features seem to bind APP, instead of the γ-secretase (Kukar et al., 2008).
indicative of senescence, such as fragmented cytoplasmic proc- Some positive effects on cognitive performance of AD patients
esses (Streit et al., 2004). Therefore, overactivated and dysregulated have been observed with indomethacin and the (R)-enantiomer of
microglia could cause uncontrolled inflammation that may drive flurbiprofen in phase-2 trials, while other NSAIDs without Aβ42
the chronic progression of AD (Mrak and Griffin, 2005; Gao and reducing activity did not show beneficial effects. However, recent
Hong, 2008). clinical trials in mild AD cases revealed that R-flurbiprofen (taren-
Microglia can be primed or desensitized by a stimulus (such as flurbil) does not slow cognitive decline or the loss of activities of
Aβ), which prepares the cells for an enhanced or decreased response daily living (Green et al., 2009). In addition, epidemiological studies
to a second challenge (Gao and Hong, 2008). Microglia in aged or report that the protective effect of NSAIDs seems to be independent
diseased brains are primed and usually behave differently to those of the Aβ42 reducing activity of the NSAID (Szekeli et al., 2008a;
in younger individuals (Gao and Hong, 2008). Thus, it is likely that Vlad et al., 2008).
microglia do not respond equally to anti-inflammatory therapy Besides targeting molecules such as COX and γ-secretase, some
in old age and therefore, treatment of patients with NSAIDs in NSAIDs such as ibuprofen, naproxen and indomethacin can acti-
advanced stages of the disease may not produce any benefit. vate PPARγ (Jaradat et al., 2001). PPARγ inhibition regulates the
One of the most controversial points is to establish whether transcription of pro-inflammatory genes, such as IL1β; therefore
microglia are “oversaturated” at a certain age or whether there is activation of PPARγ consequently inhibits the inflammatory
a loss of function. The debate on microglia function in AD pro- response. In addition, we found that PPARγ activators are able to
gression has been intensified by a recent report showing that AD decrease total Aβ levels under inflammatory conditions by affecting
animal models with nearly complete ablation of microglia did not BACE1 transcription (Sastre et al., 2006b, 2008). Recently it was
display differences in plaque formation (Grathwohl et al., 2009), shown that ibuprofen is able to suppress RhoA activity in neuronal
raising questions as to whether inflammation may have an effect cells through PPARγ activation, promoting neurite elongation (Dill
on neurodegeneration and cognitive decline rather than a direct et al., 2010). Therefore, PPARγ activation could be beneficial in AD
role on Aβ deposition. Furthermore, a study using two-photon at several levels. A recent prospective randomized, open-controlled
microscopy in the intact brain of living AD mice has revealed an study with pioglitazone (a typical PPARγ agonist) has shown that
involvement of microglia in neuron elimination, indicated by locally at 6 months the WMS-R logical memory-I scores significantly
increased number and migration velocity of microglia around lost increased in the pioglitazone group, but not in the control group
neurons (Fuhrmann et al., 2010). Therefore, evidence has started (Hanyu et al., 2009). Another PPARγ agonist, rosiglitazone has been
to accumulate that the function of microglia is neuroprotection in trialed with inconsistent results. In contrast to pioglitazone, rosigli-
young individuals (by secretion of neurotrophic factors and anti- tazone cannot cross the blood brain barrier (BBB) (Festuccia et al.,
inflammatory cytokines) and that “senescent” microglia contribute 2008) and it was suggested that the protective effects are mediated
to the onset of sporadic AD (Streit et al., 2004, 2009). through its effects on insulin and glucocorticoids that are able to
Similarly, there are other factors that may change the risk for AD penetrate into the brain.
depending on the age, such as obesity or body mass index (BMI), Certain NSAIDs, such as flurbiprofen and indomethacin, inhibit
which is an important predictor for late life dementia. However, the nuclear translocation of the transcription factor NF-kB. In
in late life, low and declining BMI is associated with increased addition, it was recently shown that R-flurbiprofen can interfere
AD risk. Therefore, there is time frame for the beneficial effect of with the interaction between RXRα and 9-cis-retinoid acid, and
certain factors, and since AD is a disease with a long preclinical that 9-cis-retinoid acid decreases (R)-flurbiprofen’s reduction of
period, trials of short duration in severe cases of AD do not provide Aβ secretion (You et al., 2009). R-flurbiprofen has been shown to
reliable information regarding development of AD (Bennett and upregulate NGF and BDNF in vitro, which could potentially offer
Whitmer, 2009). neuroprotection (Zhao et al., 2008). However, as mentioned above,
R-flurbiprofen trials have not been successful, perhaps because of
MULTIPLE MOLECULAR TARGETS FOR NSAIDs its low permeability into the brain and its weak pharmacological
The type of NSAID appears to affect the outcome of the clinical activity (Imbimbo, 2009).
trial (Figure 1). The inhibition of the canonical targets of NSAIDs,
cyclooxygenase-1 and -2 (COX-1 and COX-2), do not seem to be DURATION AND DOSE
responsible for the protective effect of NSAIDs in AD (see review The duration of the treatment could also influence the magni-
Lleo et al., 2007). On the contrary, some COX-2 inhibitors may tude of the effect. A meta-analysis of nine studies revealed that
raise Aβ1-42 secretion (Kukar et al., 2005). the benefit of the NSAID treatment was greater in long-term users
Interestingly, some NSAIDs and other small organic molecules than in intermediate users (Etminan et al., 2003). Moreover, it has
have been found to modulate γ-secretase and to selectively reduce been suggested that at least 2 years of exposure are necessary to
Aβ1-42 levels without affecting Notch cleavage. A subset of NSAIDs obtain full benefit, so the benefits may be greater the longer NSAIDs
including ibuprofen, sulidac sulfide, and indomethacin have been are used (Sastre et al., 2006a). The effect of NSAIDs in mice has

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Sastre and Gentleman NSAIDs trials in Alzheimer’s

been reviewed extensively by Imbimbo (2009). Short term studies 2009). Similar positive effects in ApoE4 carriers have also been
(3- to 7-days treatment) in transgenic mice revealed decreases in seen when the NSAIDs have been taken in conjunction with Vit E
Aβ levels, particularly in the Aβ42 isoform and activated micro- (Fotuhia et al., 2008). In addition, the influence of NSAID use in
glia, although some studies have shown no changes, depending microglia activation has been noted in all ApoE genotypes however
on the drug and the animal model (Eriksen et al., 2003; Heneka the trend of lower counts of glial cells with regular NSAID use was
et al., 2005; Lanz et al., 2005). Long-term administration has dem- more marked in patients carrying the ApoEε4/4 alleles (Alafuzoff
onstrated protective effects predominantly using ibuprofen and et al., 2000).
indomethacin treatments, in both types of Aβ, as well as brain By contrast, results from clinical trials with rosiglitazone suggest
plaque load and inflammation (see Imbimbo, 2009). However, that those without an APOE ε4 allele exhibit cognitive and func-
chronic R-flurbiprofen produced weak effects on Aβ deposition, tional improvement in response to rosiglitazone, while those that do
and was more effective as a preventive rather than a therapeu- carry the allele carriers showed no improvement and some decline
tic treatment (Kukar et al., 2007). This is in line with the results was noted (Risner et al., 2006). ApoE4 and C-terminal-truncated
obtained in clinical trials using flurbiprofen. fragments of apoE4 [apoE4(1–272), lacking the C-terminal 27 aa]
The dose and permeability of the drug could be relevant, although impair cytoskeletal structure and mitochondrial function and its
some epidemiological studies suggest that the daily dose is not seems that rosiglitazone reverses this effect.
important. In’t Veld et al. (2001) noted that low doses had effects
equal to those of the higher doses typically prescribed for osteoar- CONCLUSIONS
thritis and other inflammatory conditions. However, the failure of There is still controversy regarding the reasons why clinical tri-
some clinical trials has been associated with the low permeability als with NSAIDs have provided such disappointing results. Here
of certain drugs such as R-flurbiprofen and rosiglitazone. In addi- we suggest that the short duration of the trials, the use of drugs
tion, there is some conflict between the potency of certain NSAIDs targeting the wrong molecule, the wrong timing of the treatment
to decrease Aβ42 in vitro (reaching 300 µM) and the effective drug (patients too old or too severely ill), the low levels of the drugs
concentration in the brain. Active concentrations of NSAIDs found reaching the CNS and the genetic variability of the patients may
in human plasma and cerebrospinal fluid are in the lower µM range all have contributed to the failures.
(Bannwarth et al., 1990, 1995), which could not account for the It is still unclear whether NSAIDs are beneficial because of
effects on γ-secretase cleavage. Unfortunately, the clinical dose is their effects on reducing Aβ or whether it is because of their anti-
limited because of adverse effects such as irritation and ulceration inflammatory action or the interaction between both (reducing
of the gastro-intestinal (GI) mucosa. There is growing interest in inflammation may decrease Aβ generation and the other way
improving absorption and BBB permeability of certain NSAIDs around). It would be helpful in the future to determine whether
in order to allow the administration of lower doses of these drugs. patients involved in trials experience changes in biomarkers in
Another point that has to be borne in mind is that the barrier may blood or CSF (such as Aβ levels, tau or inflammatory markers)
be compromised in neurodegenerative diseases, permitting the dif- and whether those correlate with cognitive performance.
fusion of molecules that usually have no access to the brain paren- Taking all the currently available evidence together, NSAIDs
chyma, therefore the dose reaching the brain can be different in AD should be used as preventive treatment rather than a therapeutic
patients compared with healthy controls (Nguyen et al., 2002). option and this would make more sense in a disease with a long pre-
clinical period, with evidence that microglial/cytokine events take
ApoE GENOTYPE place years or even decades before plaques or tangles are detected
Another possible confounding factor in NSAID trials is the geno- (Griffin et al., 1989; Cagnin et al., 2001).
type of the patients being treated, most notably in relation to ApoE.
The majority of prospective studies appear to show greater benefits ACKNOWLEDGMENTS
in those with an ApoE ε4 allele (Hayden et al., 2007; Szekely et al., We would like to thank Jonathan Cheung for his help in the design
2008b). In a recent trial, the ApoE ε4 carriers treated with ibuprofen of the figure and the Alzheimer’s Research Trust for their support
were the only group without cognitive decline (Pasqualetti et al., (grants ART/PG2009/5 and ART/PPG2009B/10).

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Weggen, S., Eriksen, J. L., Das, P., Sagi, S. Yoshiyama, Y., Higuchi, M., Zhang, B., 397–407. the authors and the Frontiers Research
A., Wang, R., Pietrzik, C. U., Findlay, K. Huang, S. M., Iwata, N., Saido, T. C., Foundation, which permits unrestricted
A., Smith, T. E., Murphy, M. P., Bulter, Maeda, J., Suhara, T., Trojanowski, J. Conflict of Interest Statement: The use, distribution, and reproduction in any
T., Kang, D. E., Marquez-Sterling, N., Q., and Lee, V. M. (2007). Synapse authors declare that the report was written medium, provided the original authors and
Golde, T. E., and Koo, E. H. (2001). loss and microglial activation precede in the absence of any commercial or finan- source are credited.

Frontiers in Aging Neuroscience www.frontiersin.org May 2010 | Volume 2 | Article 20 | 6

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