General information about company

Scrip code 540975

NSE Symbol ASTERDM
MSEI Symbol NOTLISTED
ISIN INE914M01019
Name of the company Aster DM Healthcare Limited
Whether company is SME No
Class of Security Equity Shares
Type of report Quarterly
Quarter Ended / Half year ended/Date of Report (For Prelisting / Allotment) 30-06-2020
Date of allotment / extinguishment (in case Capital Restructuring selected) / Listing Date
Shareholding pattern filed under Regulation 31 (1) (b)
 Declaration

Sr. Promoter and Public Non Promoter- Non

Particular Yes/No
No. Promoter Group shareholder Public
Whether the Listed Entity has issued any partly paid up
1 No No No No
shares?
Whether the Listed Entity has issued any Convertible
2 No No No No
Securities ?
3 Whether the Listed Entity has issued any Warrants ? No No No No
Whether the Listed Entity has any shares against which
4 No No No No
depository receipts are issued?
5 Whether the Listed Entity has any shares in locked-in? Yes Yes No No
Whether any shares held by promoters are pledge or
6 No No
otherwise encumbered?
Whether company has equity shares with differential
7 No No No No
voting rights?
Whether the listed entity has any significant beneficial
8 Yes
owner?
 Table I - Summary Statement holding of specified securities
No.
Shareholding Number of Voting Rights held in each class
Of
No. Of as a % of total of securities (IX)
No. of Partly Total nos.
shares no. of shares
Category of Nos. Of fully paid paid- shares held
Category underlying (calculated as
shareholder shareholders up equity up (VII) = No of Voting (XIV) Rights
(I) Depository per SCRR, Total as a
(II) (III) shares held equity (IV)+(V)+
Receipts 1957) (VIII) % of
(IV) shares (VI)
(VI) As a % of Class eg: Class (A+B+C)
held Total
(A+B+C2) X eg:y
(V)
Promoter &
(A) Promoter 6 189225799 189225799 37.88 189225799 189225799 37.88
Group
(B) Public 87568 307531265 307531265 61.57 307531265 307531265 61.57
Non
(C) Promoter- 1 2755996 2755996 2755996 2755996 0.55
Non Public
Shares
(C1) underlying
DRs
Shares held
by
(C2) 1 2755996 2755996 0.55 2755996 2755996 0.55
Employee
Trusts
Total 87575 499513060 499513060 100 499513060 499513060 100
 Table I - Summary Statement holding of specified securities

Shareholding , Number of
as a % Shares
No. Of Number of Locked pledged or
assuming full
No. Of Shares in shares (XII) otherwise
No. of conversion of
Shares Underlying encumbered Number of
Shares convertible
Category of Underlying Outstanding (XIII) equity shares
Category Underlying securities ( as a
shareholder Outstanding convertible held in
(I) Outstanding percentage of As a
(II) convertible securities As a % dematerialized
Warrants diluted share % of
securities and No. Of of total form (XIV)
(Xi) capital) (XI)= total No.
(X) Warrants No. (a) Shares
(VII)+(X) As a Shares (a)
(Xi) (a) held
% of held
(A+B+C2) (b)
(b)
Promoter &
(A) Promoter 37.88 101045469 53.4 189225799
Group
(B) Public 61.57 301528361
Non
(C) Promoter- 2755996
Non Public
Shares
(C1) underlying
DRs
Shares held
by
(C2) 0.55 2755996
Employee
Trusts
Total 99 101045469 20.23 493510156
 Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
Shareholding
No.
as a % of Number of Voting Rights held in each
Of
No. Of total no. of class of securities (IX)
No. of fully Partly Total nos.
Category & shares shares Total
Nos. Of paid up paid- shares held No of Voting (XIV) Rights
Name of the underlying (calculated as a %
Sr. shareholders equity up (VII) =
Shareholders Depository as per of
(III) shares held equity (IV)+(V)+
(I) Receipts SCRR, Class Total
(IV) shares (VI) Class eg: X Total
(VI) 1957) (VIII) eg:y Voting
held
As a % of rights
(V)
(A+B+C2)
A Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
(1) Indian
(2) Foreign
Individuals
(NonResident
(a) Individuals/ 5 2371989 2371989 0.47 2371989 2371989 0.47
Foreign
Individuals)
Any Other
(e) 1 186853810 186853810 37.41 186853810 186853810 37.41
(specify)
Sub-Total (A)
6 189225799 189225799 37.88 189225799 189225799 37.88
(2)
Total
Shareholding
of Promoter
and Promoter 6 189225799 189225799 37.88 189225799 189225799 37.88
Group
(A)=(A)
(1)+(A)(2)
B Table III - Statement showing shareholding pattern of the Public shareholder
(1) Institutions
Mutual
(a) 5 30120810 30120810 6.03 30120810 30120810 6.03
Funds
Alternate
(c) Investment 1 4559668 4559668 0.91 4559668 4559668 0.91
Funds
Foreign
Venture
(d) 1 12999534 12999534 2.6 12999534 12999534 2.6
Capital
Investors
Foreign
(e) Portfolio 37 39428835 39428835 7.89 39428835 39428835 7.89
Investors
Financial
(f) Institutions/ 1 22247 22247 0 22247 22247 0
Banks
Insurance
(g) 1 7668081 7668081 1.54 7668081 7668081 1.54
Companies
Sub-Total (B)
46 94799175 94799175 18.98 94799175 94799175 18.98
(1)
(3) Non-institutions
Individuals -
i.Individual
shareholders
holding
(a(i)) 82583 9962516 9962516 1.99 9962516 9962516 1.99
nominal
share capital
up to Rs. 2
lakhs.
Individuals -
ii. Individual
shareholders
holding
(a(ii)) 49 9319872 9319872 1.87 9319872 9319872 1.87
nominal
share capital
in excess of
Rs. 2 lakhs.
(e) Any Other 4890 193449702 193449702 38.73 193449702 193449702 38.73
(specify)
Sub-Total (B)
87522 212732090 212732090 42.59 212732090 212732090 42.59
(3)
Total Public
Shareholding
(B)=(B) 87568 307531265 307531265 61.57 307531265 307531265 61.57
(1)+(B)
(2)+(B)(3)
C Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder
Employee
Benefit Trust
(under SEBI
(Share based
(2) 1 2755996 2755996 0.55 2755996 2755996 0.55
Employee
Benefit)
Regulations,
2014)
Total
NonPromoter-
Non Public
1 2755996 2755996 2755996 2755996 0.55
Shareholding
(C)= (C)
(1)+(C)(2)
Total (
87575 499513060 499513060 100 499513060 499513060 100
A+B+C2 )
Total
87575 499513060 499513060 100 499513060 499513060 100
(A+B+C )
 Table II - Statement showing shareholding pattern of the Promoter and Promoter Group

Number of
Shareholding , as Shares
No. Of Shares a % assuming Number of Locked pledged or
No. Of No. of Underlying full conversion of in shares (XII) otherwise Number of
Shares Shares Outstanding convertible encumbered equity shares
Underlying Underlying convertible securities ( as a (XIII)
Sr. held in
Outstanding Outstanding securities and percentage of
As a % dematerialized
convertible Warrants No. Of diluted share As a %
of total form (XIV)
securities (X) (Xi) Warrants (Xi) capital) (XI)= No. of total
(a) (VII)+(X) As a % No. (a) Shares
(a) Shares
of (A+B+C2) held
held (b)
(b)
A Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
(1) Indian
(2) Foreign
(a) 0.47 0 0 2371989
(e) 37.41 101045469 54.08 186853810
Sub-Total (A)
37.88 101045469 53.4 189225799
(2)
Total
Shareholding of
Promoter and
37.88 101045469 53.4 189225799
Promoter
Group (A)=(A)
(1)+(A)(2)
B Table III - Statement showing shareholding pattern of the Public shareholder
(1) Institutions
(a) 6.03 30120810
(c) 0.91 4559668
(d) 2.6 12999534
(e) 7.89 39428835
(f) 0 22247
(g) 1.54 7668081
Sub-Total (B)
18.98 94799175
(1)
(3) Non-institutions
(a(i)) 1.99 9942654
(a(ii)) 1.87 4959322
(e) 38.73 191827210
Sub-Total (B)
42.59 206729186
(3)
Total Public
Shareholding
61.57 301528361
(B)=(B)(1)+(B)
(2)+(B)(3)
C Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder
(2) 0.55 2755996
Total
NonPromoter-
Non Public
2755996
Shareholding
(C)= (C)
(1)+(C)(2)
Total ( A+B+C2
100 101045469 20.23 493510156
)
Total (A+B+C ) 99 101045469 20.23 493510156
 Individuals (NonResident Individuals/ Foreign Individuals)
Searial No. 1 2 3 4 5
Name of the Azad Moopen Zeba Azad Click here to go
Alisha Moopen Ziham Moopen Naseera Azad
Shareholders (I) Mandayapurath Moopen back
PAN (II) AEHPM4094B AVHPA7721J AATPZ2592H ABHPN1446K AATPZ2593G Total
No. of fully paid
up equity shares 1733536 215842 171500 142587 108524 2371989
held (IV)
No. Of Partly paid-
up equity shares
held (V)
No. Of shares
underlying
Depository
Receipts (VI)
Total nos. shares
held (VII) = 1733536 215842 171500 142587 108524 2371989
(IV)+(V)+ (VI)
Shareholding as a
% of total no. of
shares (calculated
0.35 0.04 0.03 0.03 0.02 0.47
as per SCRR,
1957) (VIII) As a
% of (A+B+C2)

Number of Voting Rights held in each class of securities (IX)

Class eg: X 1733536 215842 171500 142587 108524 2371989
Class eg:y
Total 1733536 215842 171500 142587 108524 2371989
Total as a % of
0.35 0.04 0.03 0.03 0.02 0.47
Total Voting rights
No. Of Shares
Underlying
Outstanding
convertible
securities (X)
No. of Shares
Underlying
Outstanding
Warrants (Xi)
No. Of Shares
Underlying
Outstanding
convertible
securities and No.
Of Warrants (Xi)
(a)
Shareholding , as a
% assuming full
conversion of
convertible
securities (as a
0.35 0.04 0.03 0.03 0.02 0.47
percentage of
diluted share
capital) (XI)=
(VII)+(X) As a %
of (A+B+C2)

Number of Locked in shares (XII)

No. (a) 0 0 0 0 0 0
As a % of total
0 0 0 0 0 0
Shares held (b)

Number of Shares pledged or otherwise encumbered (XIII)

No. (a)
As a % of total
Shares held (b)
Number of equity
shares held in
1733536 215842 171500 142587 108524 2371989
dematerialized
form (XIV)

Reason for not providing PAN

Reason for not
providing PAN

Promoter Promoter Promoter

Shareholder type Promoter Promoter Group
Group Group Group
 Any Other (specify)
Searial No. 1
Category Bodies Corporate

Name of the
Union Investments Private Limited Click here to go back
Shareholders (I)
PAN (II) AABCU7223M Total
No. of the
1 1
Shareholders (I)
No. of fully paid
up equity shares 186853810 186853810
held (IV)
No. Of Partly paid-
up equity shares
held (V)
No. Of shares
underlying
Depository
Receipts (VI)
Total nos. shares
held (VII) = 186853810 186853810
(IV)+(V)+ (VI)
Shareholding as a
% of total no. of
shares (calculated
37.41 37.41
as per SCRR,
1957) (VIII) As a
% of (A+B+C2)

Number of Voting Rights held in each class of securities (IX)

Class eg: X 186853810 186853810
Class eg:y
Total 186853810 186853810
Total as a % of
37.41 37.41
Total Voting rights
No. Of Shares
Underlying
Outstanding
convertible
securities (X)
No. of Shares
Underlying
Outstanding
Warrants (Xi)
No. Of Shares
Underlying
Outstanding
convertible
securities and No.
Of Warrants (Xi)
(a)
Shareholding , as a
% assuming full
conversion of
convertible
securities (as a
37.41 37.41
percentage of
diluted share
capital) (XI)=
(VII)+(X) As a %
of (A+B+C2)

Number of Locked in shares (XII)

No. (a) 101045469 101045469
As a % of total
54.08 54.08
Shares held (b)
Number of Shares pledged or otherwise encumbered (XIII)
No. (a)
As a % of total
0
Shares held (b)
Number of equity
shares held in
186853810 186853810
dematerialized
form (XIV)

Reason for not providing PAN

Reason for not
providing PAN
Shareholder type Promoter
 Mutual Funds
Searial No. 1 2
Name of the
Hdfc Small Cap Fund Sbi Long Term Equity Fund Click here to go back
Shareholders (I)
PAN (II) AAATH1809A AABTS6407Q Total
No. of fully paid
up equity shares 18148159 5253269 23401428
held (IV)
No. Of Partly paid-
up equity shares
held (V)
No. Of shares
underlying
Depository
Receipts (VI)
Total nos. shares
held (VII) = 18148159 5253269 23401428
(IV)+(V)+ (VI)
Shareholding as a
% of total no. of
shares (calculated
3.63 1.05 4.68
as per SCRR,
1957) (VIII) As a
% of (A+B+C2)

Number of Voting Rights held in each class of securities (IX)

Class eg: X 18148159 5253269 23401428
Class eg:y
Total 18148159 5253269 23401428
Total as a % of
3.63 1.05 4.68
Total Voting rights
No. Of Shares
Underlying
Outstanding
convertible
securities (X)
No. of Shares
Underlying
Outstanding
Warrants (Xi)
No. Of Shares
Underlying
Outstanding
convertible
securities and No.
Of Warrants (Xi)
(a)
Shareholding , as a
% assuming full
conversion of
convertible
securities (as a
3.63 1.05 4.68
percentage of
diluted share
capital) (XI)=
(VII)+(X) As a %
of (A+B+C2)

Number of Locked in shares (XII)

No. (a)
As a % of total
Shares held (b)
Number of equity
shares held in
18148159 5253269 23401428
dematerialized
form (XIV)

Reason for not providing PAN

Reason for not
providing PAN
 Foreign Venture Capital Investors
Searial No. 1
Name of the
Olympus Capital Asia Investments Limited Click here to go back
Shareholders (I)
PAN (II) AABCO2217P Total
No. of fully paid
up equity shares 12999534 12999534
held (IV)
No. Of Partly paid-
up equity shares
held (V)
No. Of shares
underlying
Depository
Receipts (VI)
Total nos. shares
held (VII) = 12999534 12999534
(IV)+(V)+ (VI)
Shareholding as a
% of total no. of
shares (calculated
2.6 2.6
as per SCRR,
1957) (VIII) As a
% of (A+B+C2)

Number of Voting Rights held in each class of securities (IX)

Class eg: X 12999534 12999534
Class eg:y
Total 12999534 12999534
Total as a % of
2.6 2.6
Total Voting rights
No. Of Shares
Underlying
Outstanding
convertible
securities (X)
No. of Shares
Underlying
Outstanding
Warrants (Xi)
No. Of Shares
Underlying
Outstanding
convertible
securities and No.
Of Warrants (Xi)
(a)
Shareholding , as a
% assuming full
conversion of
convertible
securities (as a
2.6 2.6
percentage of
diluted share
capital) (XI)=
(VII)+(X) As a %
of (A+B+C2)

Number of Locked in shares (XII)

No. (a)
As a % of total
Shares held (b)
Number of equity
shares held in
12999534 12999534
dematerialized
form (XIV)

Reason for not providing PAN

Reason for not
providing PAN
 Foreign Portfolio Investors
Searial No. 1 2
Name of the
Rimco India Limited Steinberg India Emerging Opportunities Fund Limited Click here to go back
Shareholders (I)
PAN (II) AAHCR3167M AAPCS9509N Total
No. of fully paid
up equity shares 9909631 7870000 17779631
held (IV)
No. Of Partly paid-
up equity shares
held (V)
No. Of shares
underlying
Depository
Receipts (VI)
Total nos. shares
held (VII) = 9909631 7870000 17779631
(IV)+(V)+ (VI)
Shareholding as a
% of total no. of
shares (calculated
1.98 1.58 3.56
as per SCRR,
1957) (VIII) As a
% of (A+B+C2)

Number of Voting Rights held in each class of securities (IX)

Class eg: X 9909631 7870000 17779631
Class eg:y
Total 9909631 7870000 17779631
Total as a % of
1.98 1.58 3.56
Total Voting rights
No. Of Shares
Underlying
Outstanding
convertible
securities (X)
No. of Shares
Underlying
Outstanding
Warrants (Xi)
No. Of Shares
Underlying
Outstanding
convertible
securities and No.
Of Warrants (Xi)
(a)
Shareholding , as a
% assuming full
conversion of
convertible
securities (as a
1.98 1.58 3.56
percentage of
diluted share
capital) (XI)=
(VII)+(X) As a %
of (A+B+C2)

Number of Locked in shares (XII)

No. (a)
As a % of total
Shares held (b)
Number of equity
shares held in
9909631 7870000 17779631
dematerialized
form (XIV)

Reason for not providing PAN

Reason for not
providing PAN
 Insurance Companies
Searial No. 1
Name of the
Tata Aia Life Insurance Co Ltd-Whole Life Mid Cap Equity Fund-Ulif 009 04/01/07 Wle 110 Click here to go back
Shareholders (I)
PAN (II) AABCT3784C Total
No. of fully paid
up equity shares 7668081 7668081
held (IV)
No. Of Partly paid-
up equity shares
held (V)
No. Of shares
underlying
Depository
Receipts (VI)
Total nos. shares
held (VII) = 7668081 7668081
(IV)+(V)+ (VI)
Shareholding as a
% of total no. of
shares (calculated
1.54 1.54
as per SCRR,
1957) (VIII) As a
% of (A+B+C2)

Number of Voting Rights held in each class of securities (IX)

Class eg: X 7668081 7668081
Class eg:y
Total 7668081 7668081
Total as a % of
1.54 1.54
Total Voting rights
No. Of Shares
Underlying
Outstanding
convertible
securities (X)
No. of Shares
Underlying
Outstanding
Warrants (Xi)
No. Of Shares
Underlying
Outstanding
convertible
securities and No.
Of Warrants (Xi)
(a)
Shareholding , as a
% assuming full
conversion of
convertible
securities (as a
1.54 1.54
percentage of
diluted share
capital) (XI)=
(VII)+(X) As a %
of (A+B+C2)

Number of Locked in shares (XII)

No. (a)
As a % of total
Shares held (b)
Number of equity
shares held in
7668081 7668081
dematerialized
form (XIV)

Reason for not providing PAN

Reason for not
providing PAN
 Any Other (specify)
Searial No. 1 2 3 4 5 6 7
Non-
Overseas Overseas
Overseas Overseas Resident Non-Resident
Category HUF Corporate Corporate
Corporate Bodies Corporate Bodies Indian Indian (NRI)
Bodies Bodies
(NRI)
More than 1 More than 1 More than 1 More than 1
Category / More
Category Category percentage of percentage of percentage of Category percentage of
than 1 percentage
shareholding shareholding shareholding shareholding
Indium Iv
Olympus Capital Rimco
Name of the Mauritius Rashid Aslam Bin
Asia Investments (Mauritius)
Shareholders (I) Holdings Mohideen
Limited Limited
Limited
PAN (II) AABCO2217P AAHCR2023A AACCI4907P BWNPM4669K
No. of the
3024 4 1 1 1 1557 1
Shareholders (I)
No. of fully paid
up equity shares 434736 163399696 102060773 50585472 10753450 28964191 11225214
held (IV)
No. Of Partly paid-
up equity shares
held (V)
No. Of shares
underlying
Depository
Receipts (VI)
Total nos. shares
held (VII) = 434736 163399696 102060773 50585472 10753450 28964191 11225214
(IV)+(V)+ (VI)
Shareholding as a
% of total no. of
shares (calculated
0.09 32.71 20.43 10.13 2.15 5.8 2.25
as per SCRR,
1957) (VIII) As a
% of (A+B+C2)

Number of Voting Rights held in each class of securities (IX)

Class eg: X 434736 163399696 102060773 50585472 10753450 28964191 11225214
Class eg:y
Total 434736 163399696 102060773 50585472 10753450 28964191 11225214
Total as a % of
0.09 32.71 20.43 10.13 2.15 5.8 2.25
Total Voting rights
No. Of Shares
Underlying
Outstanding
convertible
securities (X)
No. of Shares
Underlying
Outstanding
Warrants (Xi)
No. Of Shares
Underlying
Outstanding
convertible
securities and No.
Of Warrants (Xi)
(a)
Shareholding , as a 0.09 32.71 20.43 10.13 2.15 5.8 2.25
% assuming full
conversion of
convertible
securities (as a
percentage of
diluted share
capital) (XI)=
(VII)+(X) As a %
of (A+B+C2)

Number of Locked in shares (XII)

No. (a)
As a % of total
Shares held (b)
Number of equity
shares held in
434736 163399695 102060773 50585472 10753450 27341700 11225214
dematerialized
form (XIV)

Reason for not providing PAN

Reason for not
providing PAN
 Any Other (specify)
Searial No. 8 9 10
Category Non-Resident Indian (NRI) Clearing Members Bodies Corporate
Category / More
More than 1 percentage of shareholding Category Category
than 1 percentage
Name of the
Shamsudheen Bin Mohideen Mammu Haji Click here to go back
Shareholders (I)
PAN (II) AKLPM9412H Total
No. of the
1 128 177 4890
Shareholders (I)
No. of fully paid
up equity shares 5661732 185731 465348 193449702
held (IV)
No. Of Partly paid-
up equity shares
held (V)
No. Of shares
underlying
Depository
Receipts (VI)
Total nos. shares
held (VII) = 5661732 185731 465348 193449702
(IV)+(V)+ (VI)
Shareholding as a
% of total no. of
shares (calculated
1.13 0.04 0.09 38.73
as per SCRR,
1957) (VIII) As a
% of (A+B+C2)

Number of Voting Rights held in each class of securities (IX)

Class eg: X 5661732 185731 465348 193449702
Class eg:y
Total 5661732 185731 465348 193449702
Total as a % of
1.13 0.04 0.09 38.73
Total Voting rights
No. Of Shares
Underlying
Outstanding
convertible
securities (X)
No. of Shares
Underlying
Outstanding
Warrants (Xi)
No. Of Shares
Underlying
Outstanding
convertible
securities and No.
Of Warrants (Xi)
(a)
Shareholding , as a
% assuming full
conversion of
convertible
securities (as a
1.13 0.04 0.09 38.73
percentage of
diluted share
capital) (XI)=
(VII)+(X) As a %
of (A+B+C2)

Number of Locked in shares (XII)

No. (a)
As a % of total
Shares held (b)
Number of equity
shares held in
5661732 185731 465348 191827210
dematerialized
form (XIV)

Reason for not providing PAN

Reason for not
providing PAN
 significant beneficial owners

Details of holding/ exercise of right of the SBO in

of the SBO Details of the registered owner
the reporting company, whether direct or indirect*: Date of
creation /
Passport Passport Whether by virtue of:
Nationality Nationality acquisition
No. in No. in Rights on of
(Applicable (Applicable Exercise
case of case of distributable Exercise significant
PAN Nationality in case of Name PAN Nationality in case of Voting of
a a beneficial
Any other Any other Shares rights dividend or of significant
foreign foreign any other control interest
is selected) is selected) influence
national national distribution