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Estimation of PCU And Saturation Flow for Mixed

Traffic Condition at Urban Signalized Intersections


Minu Mol Raju Subash Chand Jomy Thomas
Civil Engineering Dept. Principal Scientist Assistant Professor
Rajiv Gandhi Institute of Civil Engineering Dept.
Traffic Engineering and
Technology Rajiv Gandhi Institute of
Kottayam, India Safety Division Technology
CRRI, Delhi Kottayam, India

Abstract— Heterogeneous traffic pattern prevails in India. The types of vehicles on Indian roads have been suggested by IRC
traffic stream behaves differently in a heterogeneous traffic (SP 41-1994). These PCU values are in the form of single set of
condition as compared to that of a homogeneous condition constant values. However, the PCU value of a vehicle category
prevailing in developed countries. Most of the existing analytical may not be constant, because it may vary, based on not only the
approaches based on the field data have the limitation of an vehicle factors but also with several other factors associated with
underlying assumption of homogeneity, which is a long way from roadway and traffic conditions. This paper focuses on the
the high variations of driver vehicle characteristics in mixed traffic
determination of the dynamic PCU values for different vehicle
condition. Hence it is necessary to convert heterogeneous traffic to
categories at signalized intersections under mixed traffic
homogeneous traffic by applying appropriate factors (PCU) for
conditions by adopting a concept of space and time occupancy.
different types of vehicles while designing or evaluating any
signalized intersection. The purpose of this project is to estimate It considers the horizontal projected area of the vehicle, without
appropriate PCU values for different classes of vehicles at any restriction on the length of detection zone and width of road.
signalized intersections with mixed traffic in Delhi. PCU values are
estimated using two methods based on space occupancy - time II. OBJECTIVES
occupancy ratio method. Estimated values are then compared • To estimate appropriate PCU values for different classes
with standard IRC values. Using these PCU values, base of vehicles at signalized intersections with mixed traffic
saturation flow is estimated for analysis of traffic flow at the in Delhi.
intersection. The reliability of PCU values can be validated against
the field saturation flow. The effect of influencing parameters such • To compare the PCU values obtained by current studies
as approach width, vehicle composition, turning movements is also with IRC values.
studied. The estimated PCU and saturation flow values find
extensive application in design, capacity and operation of a • To estimate saturation flow at the intersections using the
signalized intersection. estimated PCU values.
• To study the impact of various influencing parameters
Keywords—: Passenger Car Unit, Saturation Flow, Signalized such as road width, traffic composition, turning
Intersection, Mixed traffic, Projected Area, Clearance time
movements etc. on the saturation flow.
I. INTRODUCTION
The road traffic in India is highly heterogeneous comprising
vehicles like Cars, Buses, Trucks, Auto-Rickshaws, III. LITERATURE REVIEW
Bikes/Scooters, Cycles, and Rickshaws etc. which have wide Indian Roads Congress Special Publication (IRC SP-
ranging static and dynamic characteristics. Due to the hi ghly 411994) had recommended PCU values for two wheelers as 0.5,
varying physical dimensions and speeds, it becomes difficult to three wheelers as 1 and bus/lorry as 3 at signalized intersection
make these vehicles to follow traffic lanes and the vehicles for conversion of different types of vehicles into equivalent
occupy any convenient lateral position on the road depending on PCU. Dynamic PCU model concept developed by Chandra and
the availability of road space at a given instant of time. Hence, Sikdar (1993) considered the intersection clearing speed of each
expressing traffic volume as number of vehicles passing a given category of vehicles. Mavani et. al. (2016) determined Dynamic
section of road or traffic lane per unit time will be inappropriate PCU values at signalized intersections on urban corridor of
when several types of vehicles with widely varying static and Ahmedabad city. In the study, relative project area and actual
dynamic characteristics are comprised in the traffic. The traveltime of the vehicle category were considered to decide the
problem of measuring volume of such heterogeneous traffic has dynamic PCU of vehicle category. It was observed that dynamic
been addressed by converting the different types of vehicles into PCU value of 2W and 3W are quite lower than suggested static
equivalent passenger cars and expressing the volume in terms of PCU values.
Passenger Car Unit (PCU) per hour. PCU values for the different

Electronic copy available at: https://ssrn.com/abstract=4064179


Parvathy et. al. (2013) developed new set of PCU values for interference to entry or exit traffic due to pedestrians, bus stops,
mixed flow at signalized intersections. PCU of different vehicle parked vehicles, etc. All the approaches of the intersections
classes were estimated using headway ratio method and reach saturated stage for whole or majority of the green interval
regression method. Also, an attempt was made to find the effect during almost each phase during peak hour as traffic flow is very
of length of passenger cars on PCU. It was found that the heavy. That is, intersections represent ideal base conditions.
estimated PCU values are different from those being used in
B. Field Survey
India, and they are inversely related to the length of passenger
car. A study by Alex et. al. (2015) focused on the determination Field surveys were done in order to collect the following
of the dynamic PCU values for different vehicle categories at parameters:
signa lized intersections under mixed traffic conditions by
• Roadway/Approach conditions and operational
adopting a modified concept of area occupancy. For this, the
parameters
authors have developed a microscopic traffic simulation model,
TRAFFICSIM, which was reported elsewhere. The paper • Traffic conditions
explains the variation of dynamic PCU with traffic composition,
width, stream speed and flow ratio. Using the obtained dynamic • Vehicular dimension
PCU values, a saturation flow model was also developed. C. Methods for Estimation of PCU Values
From the literature study, different methods have been 1) Proposed Method 1
identified to estimate the PCU values. Most of the existing PCU factors for different classes of vehicles are estimated
analytical approaches for PCU estimation based on the field data for saturated flow condition separately for through (TH) and
have the limitation of an underlying assumption of homogeneity, Right turn (RT)movements of different approaches (with
which is a long way from the high variations of driver vehicle exclusive through and right turn movements) using the concept
characteristics in mixed traffic condition. This paper focuses on of space and time occupancy and using these values saturation
the determination of the dynamic PCU values for different flow was estimated in PCU per hour for each approach. The
vehicle categories at signalized intersections under mixed traffic basic concept used to estimate the PCU is that it is directly
conditions by adopting a concept of space and time occupancy. proportional to the space occupancy ratio and time occupancy
ratio with respect to the standard design vehicle, a car.
IV. M ETHODOLOGY
In the present study attempt has been made to estimate 𝐴𝑖x𝑡 𝑖
PCU𝑖 = ()
values of PCU and saturation flow in the field by actually 𝐴𝑐x𝑡𝑐
measuring the flow at the stop line during saturated green phase
and to study the impact of various influencing parameters such PCUi = Passenger Car Unit of vehicle type i, Ai = Area of ith
as road widths, traffic composition etc. based on actual field vehicle, Ac = Area of passenger car, t c = Average clearing
studies/experiments of the typical Indian traffic conditions. time of car in sec, ti = Average clearing time of vehicle type i
in sec
2) Proposed Method 2
Another approach is also considered for estimating PCU
values. In the previous method, it is observed that length of
vehicle is double counted that is, length is considered both in
area ratio and clearance time ratio. Clearance time is taken as
time of vehicle (area) occupying the intersection common
space/area from entry of front bumper at entry line to exit of rear
bumper at exit line. Thus, length of vehicle is taken in the time
occupancy factor. Also, area of vehicle is given by the product
of length and width which accounts to the space occupancy
factor. Hence to eliminate double counting of length factor, the
equation is modified as given below,

𝑊𝑖x𝑡𝑖
PCU𝑖 = (2)
𝑤𝑐x𝑡𝑐

PCUi = Passenger Car Unit of vehicle type i, W i = Width of


ith vehicle, Wc = Width of passenger car

D. Estimation of Field Saturation Flow


A. Selection of Study Area Saturation flow in PCU was calculated based on PCU values
The project work is undertaken at CRRI, Delhi. Hence obtained by Method 1 and Method 2. Classified average
signalized intersections are selected in the urban corridor of saturation flow for exclusive through (TH) and exclusive right
Delhi. Intersections selected for this study are right angle turning (RT) movements of different approaches of the selected
intersections and have level gradient on all approaches and least intersections were converted into Passenger car unit (PCU) by

Electronic copy available at: https://ssrn.com/abstract=4064179


multiplying the respective PCU factors estimated in this study obtained are almost same as that of IRC values. The results
with the number of vehicles of the category in order to derive obtained in two methods are shown in Table II.
average saturation flow in PCU per hour green.
TABLE II. PCU VALUES OF DIFFERENT VEHICLES AT DIFFERENT
APPROACHES FOR EXCLUSIVE THROUGH AND RIGHT TURN MOVEMENTS
𝑡𝑜𝑡𝑎𝑙 𝑣𝑜𝑙𝑢𝑚𝑒 𝑑𝑢𝑟𝑖𝑛𝑔 𝑠𝑎𝑡𝑢𝑟𝑎𝑡𝑒𝑑 𝑝𝑒𝑟𝑖𝑜𝑑 (𝑃𝐶𝑈) ESTIMATED BY METHOD 1 AND METHOD 2
𝑆= 𝑥3600 (2)
𝑡𝑜𝑡𝑎𝑙 𝑠𝑎𝑡𝑢𝑟𝑎𝑡𝑒𝑑 𝑔𝑟𝑒𝑒𝑛 𝑡𝑖𝑚𝑒 𝑖𝑛 𝑠𝑒𝑐 Method 1 Method 2
Intersection Intersection Intersection Intersection
1 2 1 2

Vehicle

IRC values
class
V. DATA COLLECTION AND ANALYSIS

Right turn

Right turn

Right turn

Right turn
Through

Through

Through

Through
A. Study Area
In the present study, exclusive through and right turning
movements are considered. Hence, four approaches of two T-
intersections with fixed signal time were selected for the study.
Approach width ranges from 11.3m to15.2m. Selected Standard
1.00 1.00 1.00 1.00 1.00 1.00 1.00 1.00 1.00
intersections are 1) Bhairon Marg – Mathura Road intersection Car
and 2) Bhairon Marg - Ring road intersection. Big car 1.51 1.54 1.54 1.56 1.26 1.29 1.29 1.28 1.00
2 - wheeler 0.20 0.20 0.20 0.20 0.40 0.38 0.40 0.41 0.50
B. Data Collection 3 - wheeler 0.84 0.92 0.84 0.80 1.01 1.10 1.01 1.08 1.00
Roadway condition and operational data are collected from LCV 2.45 2.64 2.58 2.59 1.54 1.66 1.52 1.59 1.50
the field and location map. Traffic turning movement data of the HCV 5.69 6.10 5.96 6.09 2.16 2.32 2.20 2.24 3.00
subject approaches of the intersections are collected by Bicycle 0.31 0.24 0.29 0.25 0.28 0.24 0.29 0.25 0.50
videoghaphic survey. To make the analysis meaningful, the Cycle
rickshaw 1.32 - 1.48 - 1.17 - 1.48 -
vehicles were divided into eight different categories as shown in
TABLE I. Since car traffic is predominant in the study area, it is
further classified into standard car and big car. Average
D. Estimation of Saturation flow
dimensions and projected rectangular areas of each type of
vehicle category are also given in TABLE I. . 1) Field estimated Saturation flow
Saturation flow in PCU was calculated based on PCU values
TABLE I. VEHICLE CATEGORIES AND THEIR AVERAGE obtained by Method 1 and Method 2.
DIMENSIONS
2) Using IRC SP-41 formula
Average Projected area A generalized formula is given in IRC SP-41 for direct
Sl. Dimension, m calculation of saturation flow on the basis of road width. The
on ground,
No Category of saturation flow expressed in terms of Passenger Car Units
Lengt h m2
: vehicle Width (PCUs) per hr and with no parked vehicles present is given by
1 Standard Car (SC) 3.82 1.45 5.55 s = 525 × w PCU/hr (4)
2 Big car (BC) 4.58 1.77 8.11 where, w = width of approach road in m.
This expression is valid for widths from 5.5 m to 18 m.
3 Two-wheeler (2W) 1.87 0.64 1.2
Using this formula, unit base saturation flow for different
4 Three-wheeler 3.2 1.4 4.48 approaches was also estimated for comparison purpose only
(3W)
Light Commercial 3) Using IRC PCU values
5 6.1 2.1 12.81
Vehicles (LCV) PCU values for the different types of vehicles at signalized
Heavy Commercial intersection on Indian roads a re suggested by IRC SP 41. These
6 10.1 2.43 24.54 PCU values are in the form of single set of constant values. Unit
Vehicles (HCV)
7 Bicycles 1.9 0.45 0.86 saturation flow is estimated using these PCU values. Same
methodology for field estimation of saturation flow is followed
8 Cycle Rickshaws 2.66 1.16 3.09 here.
4) Using Indo-HCM formula
C. Estimated PCU Values As per Indo – HCM study (2012-2017), unit base saturation
In Method 1, space occupancy ratio is obtained in terms of flow rate for a typical base signalized intersection is obtained
projected area for each class of vehicle. PCU values suggested from following equation.
by IRC-SP 41 are also given for comparison. It is observed that, 630; 𝑤 < 7.0
PCU values for smaller vehicles are underestimated and that for USF0 = {1140 − 60𝑤 ; 7.0 ≤ 𝑤 ≤ 10.5} (5)
bigger vehicles are overestimated in comparison with IRC PCU 500; 𝑤 > 10.5
values. In Method 2, space occupancy ratio is obtained in terms
of width of each class of vehicle. PCU values suggested by IRC- where, USF0 = Unit base saturation flow rate in PCU/hr/m,
SP 41 are also given. It is observed that the PCU values obtained w = effective width of approach in meters
by Method 2 are comparable with IRC values. The vales

Electronic copy available at: https://ssrn.com/abstract=4064179


5) Using PCU values by Justo and Tuladhar
PCU values for different classes of vehicles in signalized 6
intersections for mixed traffic conditions are suggested by 5
Justo & Tuladhar(1984). Saturation flow is estimated using these
values also. 4

PCU
3
6) Using US HCM Method 1
2
The US-HCM 2000, developed by Transportation Resea rch Method 2
1
Board (TRB), includes a model to calculate saturation flow rate IRC
0
considering the effect of various factors like width, gradient,
parking activity, heavy vehicles, area type, turning movements,
and pedestrian blockage (TRB 2000). The base saturation flow
so, is considered to be 1,900 passenger cars (pc) per hour of
green time per lane for a signalized intersection. In US HCM
standard lane width is taken as 3.66m. Hence base unit
saturation flow for the study intersections can be estimated as Fig. 1. PCU values obtained by two methods
follows:
S0 = 1900/3.66 =519 PCU/hr/m (6) B. Comparison Of Unit Saturation Flow Estimated By
Different Methods
TABLE III. UNIT SATURATION FLOW OF DIFFERENT Saturation flow is estimated using different PCU values and
APPROACHES OF INTERSECTIONS AS CALCULATED BY DIFFERENT
standard formulas. It is worth to further mention here that the
METHODS (PCU) AS COMPARED TO STANDARD VALUE
saturation flow per meter width obtained from field estimation
Base Saturation Flow (PCU/hr/m) of PCU values is quite high as compared to other methods based
on IRC SP-41, Indo-HCM and US HCM for all the approaches
Intersection

As per Justo &


Approach

Width (m)

IRC Formula

of the selected intersections as shown in Fig. 1. This may be


Indo-HCM
Method 1

Method 2

Tuladhar

US HCM
IRC PCU
values

attributed to (a) appreciable higher percentage of car and (b)


higher percentage of two- wheeler filling the gaps between the
larger vehicles during saturated flow. Saturation flow obtained
by Method 2 is closer to the IRC values. Hence it can be
TH 11.29 660 587 424 584 concluded that Method 2 gives more realistic PCU values
1 525 500 519
RT 12.23 542 530 473 490 compared to Method 1.
TH 15.57 625 585 507 603
2 525 500 519
RT 13.81 528 527 483 482

VI. RESULTS AND DISCUSSIONS


A. Comparison of PCU Values Obtained by Two Methods
with IRC PCU values
In order to compare PCU values obtained by different
methods, bar diagram was plotted as shown in Fig. 1. In the case
of vehicles that are larger than standard car, PCU values obtained
by Method 1 gives higher value than that estimated by Method 2.
For those vehicles that are smaller than standard car, PCU values Fig. 2. Variation of Saturation flow with approach width for through and right
obtained by Method 1 gives lower value than that estimated by turn movements obtained by different methods
Method 2. It is observed that, big car LCVs and HCVs shows
higher variation in PCU values. In the method 2, estimation of C. Variation in Unit Saturation flow with vehicle
PCU is done such that double counting of vehicle length is composition
eliminated. Since length of LCVs and HCVs compared to It is observed that percentage composition of each category
standard car is much higher, their PCU value shows higher of vehicle influences the saturation flow. Increase in the percent
variation. of standard car and big car causes a reduction in saturation flow.
As the percent of standard car increases from 20% to 60%,
saturation flow gets decreased by 18%. Also 14% increase in big
car causes 16% decrease in saturation flow. Effect of two
wheelers is well reflected from the analysis. 13% increase i n
two-wheeler composition causes an increase of 18% in
saturation flow. Due to lack of lane discipline and the fact that

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motorcycles arrange themselves in front and between vehicles effect of combined through and right turn movement can be
in a non-uniform way. Thus, the available space is fully utilized studied.
which increases the saturation flow rate. It is also noted that the
increase in percentage of LCVs and HCVs leads to an increased REFERENCES
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the area occupancy. intersections in rural and urban areas”, IRC Special Publication, No. 41,
Indian Roads Congress, New Delhi, India, 1994
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direct relation with their percentage composition. It cannot be Board, National Research Council, 2000.
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(2016) Determination of Dynamic PCU values at Signalized Intersection
many other factors can have influence on the saturation flow on Urban Corridor of Ahmedabad City, International Journal of Advance
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[5] Parvathy R, Sreelatha T, Reebu Z Koshy (2013) Development of new
VII. CONCLUSIONS PCU values and effect of length of passenger cars on PCU, International
Journal of Innovative Research in Science, Engineering and Technology,
A. Conclusions Volume 2, Special Issue 1, December 2013
The following are the important conclusions drawn based on [6] Sheela Alex, Kuncheria P. Isaac (2015) Dynamic PCU values at
this study signalised intersections in India for mixed traffic, International Journal for
Traffic and Transport Engineering, 5(2): 197 – 209
• Method 1 and Method 2 give consistent PCU values for [7] Pinakin N. Patel, Ashish Dhamaniya, B. K. Katti (2015) Effect of mixed
each vehicle class across different approaches. Method traffic characteristics on Saturation flow and Passenger Car Units at
2 gives more realistic PCU values compared to Method signalized intersections, European Transport, Issue 59, 1825-3997
1. The reliability of PCU values are validated against the [8] Anusha C. S., Verma, A., Kavitha, G. (2013) Effects of two-wheelers on
field saturation flow. saturation flow atsignalized intersections in developing countries, Journal
of Transportation Engineering, 139 (5), pp. 448-457.
• In the case of vehicles that are larger than standard car, [9] C. E. G Justo, S. B. S. Tuladhar, (1984) Passenger car unit values for
PCU values obtained by Method 1 gives higher value urban roads, Journal of the Indian Road Congress, 45, 183-238.
than that estimated by Method 2. For those vehicles that [10] Chandra, S. and Kumar, U. (2003) Effect of Lane Width on Capacity
are smaller than standard car, PCU values obtained by under Mixed Traffic Conditions in India, ASCE Journal of
Transportation, 129(2), pp 155-160.
Method 1 gives lower value than that estimated by
[11] Basu, D., Maitra, S.R, Maitra, B. (2006) Modelling passenger car
Method 2. equivalency at an urban midblock using stream speed as measure of
equivalence.
• The study shows that, saturation flow holds a strong
[12] Arasan V. T. and Shriniwas S. Arkatkar (2010) Micro-simulation Study
relation with the percentage composition of different
of Effect of Volume and Road Width on PCU of Vehicles under
vehicle classes. Saturation flow increases with increase Heterogeneous Traffic Journal of Transportation Engineering, ASCE,
in two wheelers, three wheelers, LCVs and HCVs while vol.136, No.12, pp1110-1119, December.
it decreases with increase in standard car and big car.
• The saturation flow analyzed for different approaches
shows that it does not depend only on approach width;
therefore, the empirical formula 525w suggested for
Indian conditions in Special Publication (SP)-41 (IRC
1994) of the Indian Roads Congress is inappropriate for
obtaining saturation flow.
B. Limitations of The Study
• Effect of combined through and right turn movement
could not be studied.
• The driver behaviour, which depends on physical,
mental, psychological and environmental factors, could
not be incorporated in the research due to difficulties in
measurement and quantification of the influencing
factors.
C. Future Scope
In this study, the effects of approach width and vehicle
composition on PCU values of different vehicle categories and
saturation flow have been analysed. There is further scope for
the study of the effect of headway on saturation flow. Also, the

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