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International Journal of Public Administration

ISSN: 0190-0692 (Print) 1532-4265 (Online) Journal homepage: https://www.tandfonline.com/loi/lpad20

E-participation: A Strategic Framework

Bernd W. Wirtz, Peter Daiser & Boris Binkowska

To cite this article: Bernd W. Wirtz, Peter Daiser & Boris Binkowska (2018) E-participation:
A Strategic Framework, International Journal of Public Administration, 41:1, 1-12, DOI:
10.1080/01900692.2016.1242620

To link to this article: https://doi.org/10.1080/01900692.2016.1242620

Published online: 08 Nov 2016.

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INTERNATIONAL JOURNAL OF PUBLIC ADMINISTRATION
2018, VOL. 41, NO. 1, 1–12
https://doi.org/10.1080/01900692.2016.1242620

E-participation: A Strategic Framework


Bernd W. Wirtz, Peter Daiser, and Boris Binkowska
Chair for Information and Communication Management, German University of Administrative Sciences Speyer, Speyer, Germany

ABSTRACT KEYWORDS
Despite the rising scientific and practical relevance of e-participation, the field still suffers from a E-participation; instruments;
diffuse, heterogeneous state of knowledge and our understanding of successful e-participation public demand orientation;
strategies and implementation is very limited. This situation is seen as a key reason why public target orientation;
e-participation initiatives in practice often fall short of expectations. Against this background, strategic framework
this study compiles the existing insights from the interdisciplinary scientific literature to deduce a
unifying definition and propose an integrated strategic e-participation framework that concep-
tually combines important strategic and organizational factors as well as environmental drivers of
e-participation.

Since the 1960s, citizen participation has been a funda- stakeholders (Millard et al., 2009; Peristera, Mentzas,
mental instrument used by governments to enhance Tarabanis, & Abecker, 2009; Phang & Kankanhalli,
governmental legitimacy, foster public trust in govern- 2008).
ment, and improve transparency of decision-making E-participation is also an important topic in scien-
processes (Fedotava, Teixeira, & Alvelos, 2014; tific research. It has received considerable attention
Lourenço & Costa, 2007). Then, about two decades from a variety of disciplines, including contributions
ago, citizen participation entered a new era. The revo- from political science, management, psychology, and
lutionary spread of information and communication economics, as well as technology-oriented studies.
technologies (ICT) changed the way individuals, orga- This interdisciplinary background, however, causes a
nizations, and governments used to communicate and heterogeneous epistemological, methodological, and
interact (Alawneh, Al-Refai, & Batiha, 2013). In this normative research landscape that hinders the estab-
context, especially the development of social media lishment of common grounds, which could support the
had a substantial influence by transforming the field’s scientific advancement (Medaglia, 2012).
Internet from a passive one-way communication infor- Furthermore, inconsistencies of central concepts and a
mation storage and retrieval system into an interactive deficit of comprehensive theoretical contributions limit
two-way communication platform (Mc Grath, Elbanna, systematic knowledge creation (Macintosh & Whyte,
Hercheui, Panagiotopoulos, & Saad, 2011). These tech- 2008; Sanford & Rose, 2007; Susha & Grönlund,
nological developments laid the groundwork for elec- 2012). In summary, e-participation research is still
tronic participation (e-participation). regarded as under-developed (Bonsón, Royo, &
Since “ICT can bring things closer to the individual Ratkai, 2015; Jho & Song, 2015; Medaglia, 2012;
and be a tool to actively follow events and issues and Vicente & Novo, 2014) and the field may benefit from
provide input” (Millard et al., 2009, p. 5), the expecta- a guiding conceptual approach (Susha & Grönlund,
tions of e-participation are high. Royo, Yetano, and 2012).
Acerete (2015, p. 323), for example, saw e-participation Against this background, Sæbø, Rose, and Flak (2008)
as “a cost-effective tool to actively involve citizens.” called for—among other things—better frameworks to
Furthermore, governments have become aware of the improve the application of e-participation and Medaglia
growing public interest to enhance government trans- (2012, p. 347) mentioned that the e-participation
parency and accountability through better use of ICT “research area is still in need of refinement”. Macintosh
(Hart & Teeter, 2003). Hence, governments around the and Whyte (2008, p. 28) saw a need for further knowl-
world try to utilize the potential of ICT for e-participa- edge “on how and when to use tools in which contexts,
tion to inform, consult, and empower public also, on how to combine tools to enable inclusive

CONTACT Bernd W. Wirtz ls-wirtz@uni-speyer.de Chair for Information and Communication Management, German University of Administrative
Sciences Speyer, Freiherr-vom-Stein-Str. 2, Speyer 67346, Germany.
© 2016 Taylor & Francis Group, LLC
2 B. W. WIRTZ ET AL.

engagement”. Moreover, e-participation research should democratic procedures involving citizens in societal deci-
aim “to refocus government on its customers—citizens sion-making in various ways through the use of ICT”
and businesses—and provide the models, technologies, (Kim, 2008, p. 179) and takes the forms of “e-voting,
and tools for more effective and efficient public admin- e-consultation and e-participation” (Kersten, 2003, p.
istration systems as well as more participatory decision 127). Thus, e-participation is generally seen as a subfield
processes” (Peristera et al., 2009, p. 14). These claims are of e-democracy (Sanford & Rose, 2007; Susha &
underlined by the findings of our literature research. Grönlund, 2012). Since e-participation today receives
Although we could identify nine e-participation-related “attention from a number of different disciplines and
frameworks, none of the identified studies investigates scientific backgrounds” (Medaglia, 2012, p. 346), it
e-participation from a strategic perspective. Such a fra- becomes increasingly perceived as an independent
mework could support the strategic employment of research area, although it still features a strong link with
e-participation instruments, aiming to achieve certain e-democracy (Medaglia, 2012; Susha & Grönlund, 2012).
public targets while also satisfying the needs of particular In general, e-participation is regarded an emerging
demand groups. field of study, which—as typical for young fields of
Therefore, the objective of this study is to elaborate an research—lacks a mature theory foundation (Macintosh,
integrated strategic e-participation framework that pro- 2006; Sæbø et al., 2008). Its research progress is partly
vides a strategic roadmap for the implementation of hindered by the heterogeneity of the e-participation lit-
e-participation initiatives by conceptually considering erature, which can mainly be attributed to its interdisci-
important strategic and organizational factors and envir- plinary background. This situation is seen as an impeding
onmental drivers. In particular, the integrated strategic element concerning the consolidation of the topic’s theo-
framework tries to support researchers and public officials retical foundation and the development of theory build-
with a strategic approach concerning a systematic, com- ing (Susha & Grönlund, 2012). For example, there is still
binatory use of e-participation instruments, serving as a no commonly accepted definition of the term ‘e-partici-
conceptual guideline from an instruments perspective. pation’ (Peristera et al., 2009). At least, it is widely agreed
Apart from that, the strategic e-participation framework upon that e-participation basically constitutes the utiliza-
shall provide further guidance to future e-participation tion of ICT to exert influence and provide input on
research and shall support public officials in the shaping governmental actions through deliberation and active
and implementation of e-participation initiatives by pre- decision-making initiatives (cf. OECD, 2003; Phang &
senting a transferable method for identifying relevant Kankanhalli, 2008; Susha & Grönlund, 2012; Wimmer,
e-participation aspects. To achieve these aims, we employ 2007). Thus, e-participation can be a crucial element of
insights from the scientific political science, public admin- democratic societies by fostering citizen trust in govern-
istration, and strategy literature. ment (Cooper, Bryer, & Meek, 2006; Yang, 2005), enhan-
The study is presented in the following structure: cing governmental legitimacy (Fung, 2006), and
First, we illustrate the origin and the development of improving governmental responsiveness (Buček &
e-participation and develop an integrative working Smith, 2000; Yang & Holzer, 2006). Moreover, based on
definition. This is followed by an overview of related increased participation opportunities through the use of
e-participation studies. Subsequently, we present the ICT, e-participation is supposed to encourage a fair and
e-participation factors and drivers that were identified efficient society and government (Sæbø et al., 2008).
in the literature and conceptually combine them into
an integrated strategic e-participation framework. The
Definitions of e-participation
paper closes with presenting the findings and implica-
tions for practice and research. Based on our literature search, we identified five defini-
tions of e-participation. Although this is not a definitive
list, these are regarded meaningful and are thus used as
Origin and development of e-participation
a foundation for this study’s working definition: The
The roots of e-participation date back to the 1960s. At that OECD (2003) describes e-participation as active parti-
time, citizen participation started to become a topic of cipation via ICT in the form of “a relationship based on
increasing interest (cf. Arnstein, 1969; Burke, 1968; Sewell partnership with government in which citizens actively
& Phillips, 1979). In connection with the digitalization engage in defining the process and content of policy-
developments, which allowed to bring democratic pro- making” (OECD, 2001, p. 23). Macintosh (2006, p. 365)
cesses closer to the citizens, first ideas on ICT-based defined e-participation as “the use of information and
democracy implementation were presented in the 1980s communication technologies to broaden and deepen
(Kim, 2008). “E-democracy articulates political and political participation by enabling citizens to connect
INTERNATIONAL JOURNAL OF PUBLIC ADMINISTRATION 3

with one another and with their elected representa- e-participation system and processes), and evaluation-
tives”. Concerning the definition of Sæbø, Rose, and oriented (focus on e-participation assessment).
Flak (2008, p. 400), e-participation “involves the exten- We found two application-oriented e-participation
sion and transformation of participation in societal frameworks. Phang and Kankanhalli (2008) pursued an
democratic and consultative processes mediated by objective-driven approach. Their framework points out
information and communication technologies (ICT), which participatory technique (e.g., public hearing, citi-
primarily the Internet. It aims to support active citizen- zen panel, citizen survey) and corresponding ICT tools
ship with the latest technology developments, increasing (e.g., web portal, online chat, online survey) are appro-
access to and availability of participation in order to priate to achieve certain desired objectives of e-partici-
promote fair and efficient society and government.” pation initiatives. The second application-oriented
According to the description of the United Nations framework, which was proposed by Tambouris et al.
(2014), e-participation includes the three dimensions (2007b), investigates e-participation and its relation
e-information, e-consultation, and e-decision-making. with traditional citizen participation. Their framework
Thus, e-participation enables “participation by providing provides valuable insights for both relating participa-
citizens with public information and access to informa- tion areas with participatory techniques and the latter
tion without or upon demand,” engages “citizens in con- with ICT tools as well as examining the way emerging
tributions to and deliberation on public policies and technologies can trigger new participation areas, demo-
services,” and empowers “citizens through co-design of cratic processes, and ICT tools.
policy options and co-production of service components From a system-oriented perspective, we identified
and delivery modalities” (United Nations, 2014, p. 197). three e-participation frameworks. Kersten (2003) pre-
From the digital single market perspective of the sented a framework for system design, deployment, and
European Commission, “eParticipation helps people use for participatory decision-making within an
engage in politics and policy-making and makes the deci- e-democracy environment. Furthermore, the author
sion-making processes easier to understand, thanks to illustrates the implementation process of the framework
Information and Communication Technologies” as well as the experiences of diverse system usage
(European Commission, 2015). experiments with large numbers of users. Kim (2008)
Although these five definitions show differences, there elaborated a process scheme of public group decision-
are substantial overlaps concerning the general under- making, which the author challenges against the experi-
standing of e-participation. A common feature is that ence of a participatory budgeting case in Brazil. He
e-participation uses ICT-enabled interconnections suggested that the perceived impact of the participation
between the government and its stakeholders. Through as well as effective communication tools and support
the closer connection, the stakeholders experience an are important factors to increase citizen participation.
empowerment, allowing them to exert influence on policy Scherer and Wimmer (2012) investigated the applica-
content and processes, and thus supporting their active tion of enterprise architectures frameworks (Zachman
engagement in policy-making. Against this background, Framework and TOGAF) for e-participation. From the
we apply the term e-participation in the following way: analysis they derive a five phase model for e-participa-
E-participation is a participatory process that is enabled tion projects: (I) project initiation, (II) project design,
by modern information and communication technolo- (III) project implementation, (IV) participation, and
gies, includes stakeholders in the public decision-making (V) evaluation.
processes through active information exchange, and thus Concerning an evaluation-oriented approach, we
fosters fair and representative policy-making. found four e-participation-related frameworks that
pursue an evaluation-oriented approach. Macintosh
(2004) presented an analytical framework for character-
Existing e-participation frameworks in the
izing e-participation based on the OECD (2001) three
scientific literature
stage classification of public participation (information,
A couple of scholars have already addressed the field’s consultation, and active participation). Her framework
issue concerning the previously described conceptual makes an important contribution since it constitutes
deficits by creating theoretical frameworks to enhance not only one of the first e-participation frameworks,
our understanding of e-participation. In total, we iden- but in addition, helps to define emerging best practices.
tified nine e-participation-related frameworks, which Another concept for assessing e-participation initia-
we classify into three e-participation framework cate- tives was elaborated by Tambouris, Liotas, and Tarabanis
gories: application-oriented (focus on e-participation (2007a). They introduce a straightforward framework for
usage and realization), system-oriented (focus on the assessing e-participation initiatives, which focuses on
4 B. W. WIRTZ ET AL.

partial aspects of their previously introduced one (cf. outlining the targets of e-participation (e.g., Åström,
Tambouris et al. 2007b). The evaluation is mainly based Granberg, & Khakee, 2011; Chun & Cho, 2012; Li &
on investigating the participation area, the participation Feeney, 2013; Phang & Kankanhalli, 2008; Sobaci, 2010;
methods, and the ICT tools applied. Macintosh and Tambouris et al., 2007), it remains silent about how to
Whyte (2008) introduced a framework for the assessment achieve them. However, without proper knowledge
of e-participation projects, which aims at supporting about the latter, any ad-hoc launch of e-participation
local government in planning e-participation initiatives initiatives may impair the effective achievement of its
and improving the quality of their e-participation tools. target. Based on this situation, we see a pressing need to
Therefore, they suggest a systematic approach on a wide develop an integrated framework that incorporates
range of evaluation criteria. Loukis, Xenakis, and strategic key aspects of e-participation.
Charalabidis (2010) suggested a specific evaluation fra- For this purpose, we reviewed e-participation and
mework for e-participation pilots in the legislation pro- strategy literature to identify important strategic and
cess of parliaments, which is based on the existing organizational factors as well as external drivers and
concepts for the evaluation of information systems, systematically combine them into a conceptual frame-
e-participation, and traditional public participation. work. The identified factors (e-participation targets,
Their framework features three evaluation perspectives: forms, strategies, instruments, and demand groups)
evaluation of the used process, the applied ICT tools, and and drivers (accountability, transparency, stakeholders,
the political outcomes. and technology) are presented in the following and
Summarizing, the existing e-participation frame- conceptually summarized in an integrated strategic
works serve a specific purpose with a strong focus on e-participation framework.
tactical e-participation planning and implementation or
assessing specific e-participation projects. Since we
could not identify an integrated strategic e-participa-
E-participation targets
tion framework, our literature findings underpin the
previously mentioned academic shortcomings of the The starting point of the integrated strategic framework
field (cf. Medaglia, 2012; Peristera et al., 2009), which is the pursued e-participation targets. From the litera-
thus, seems to be still in need for further theoretical ture, we identified six key targets: (1) increase overall
and conceptual work (cf. Sæbø et al., 2008; Susha & participation, (2) enhance information provision, (3)
Grönlund, 2012). In particular, we also missed a focus improve quality of public policies, (4) strengthen public
on the e-participation users or customers (cf. Peristera trust, (5) improve and share responsibility for policy-
et al., 2009). Given the lack of a conceptual framework making, and (6) raise public awareness and under-
that provides a strategic roadmap for the implementa- standing for policy issues.
tion of e-participation initiatives, the objective of this The overall increase of citizen participation in the
paper is to fill this research gap and thus, develop an decision-making process is a frequently named target of
integrated strategic framework for e-participation that e-participation initiatives (e.g., Chun & Cho, 2012; Li &
shall give further guidance to future research and pro- Feeney, 2013; Macintosh, 2004; Ona, 2013). This is not
vide strategic implementation advice to public officials. only a matter of increasing the availability of participa-
tion opportunities but also of lowering the entry
threshold by facilitating access supported by the use
Integrated strategic e-participation framework
of ICT. Moreover, research points toward the impor-
A growing number of governments worldwide have tance of high participation, especially in a democratic
launched e-participation initiatives. Their motivation context because “the more voices behind a political
stems from the hope to accomplish various targets, such proposition, the greater its chances of success” (Sæbø,
as increase overall participation and improve the quality Rose, & Nyvang, 2009, p. 48) and the greater its general
of public policies. However, in most cases the impact and transparency and openness (Loukis et al., 2010).
sustainability of these initiatives does not meet the expec- Another e-participation target is the enhancement of
tations of governments and administrations (Macintosh, information provision (e.g., Li & Feeney, 2013; Loukis
2006; Sæbø et al., 2008; UNPAN, 2013). According to et al., 2010; Macintosh, 2004; Sobaci, 2010), which is
Islam (2008), the reason for this lies in the lack of effective not only about increasing the quantity but also the
frameworks with concrete guidelines for the implementa- quality of available information. Furthermore, informa-
tion of e-participation initiatives. tion provision is an essential aspect of e-participation
This assumption is underlined by the findings of our since information is seen as a prerequisite for participa-
literature review. While there is a rich body of literature tion (Sæbø et al., 2008).
INTERNATIONAL JOURNAL OF PUBLIC ADMINISTRATION 5

E-participation initiatives are also aimed at improv- e-participation targets have been established and the
ing the quality of public policies (Loukis et al., 2010; associated forms are selected accordingly, the determi-
OECD, 2003; Phang & Kankanhalli, 2008; Tambouris nation of a suitable strategy for the e-participation
et al., 2007). Here, governments take advantage of the initiative constitutes the next logical step.
two-way communication enabled by modern ICT and
draw on valuable input and expertise given by stake-
holders (Loukis et al., 2010). Moreover, higher quality
E-participation strategies
of policies are expected to strengthen citizen accep-
tance, leading to more efficient implementation Since the literature on e-participation lacks a thorough
(OECD, 2003). examination of its strategic application, a look into the
The strengthening of public trust in governments general strategy literature was worthwhile. Concerning
and public administration constitutes a further e-parti- strategy alignment, the theory of transaction costs pro-
cipation target (e.g., Kim & Lee, 2012; Loukis et al., vides a meaningful criterion. From an interorganiza-
2010; OECD, 2003). This is an important target from tional perspective, the theory of transaction costs can
the governmental perspective since it can “[reverse] the be applied to analyze an optimal level of integration to
declining confidence in politics and key public institu- reduce organizational costs (Klein, Crawford, & Alchian,
tions” (Loukis et al., 2010, p. 31), a trend that many 1978; Williamson, 1975). Following this approach,
advanced democracies have been facing for quite some which is based on the assumption that different levels
time now (Nye, Zelikow, & King, 1997). The last two of integration possess different transaction cost, three
targets of e-participation are to improve and share the distinctive forms of integration emerge from which three
responsibility for policy making (e.g., Kim & Lee, 2012; types of strategies can be derived (cf. for the following
Loukis et al., 2010; OECD, 2003; Sobaci, 2010) and to Wirtz & Langer, 2016): The isolated e-participation
raise public awareness and understanding for policy strategy, the combined e-participation strategy, and the
issues (e.g., Chun & Cho, 2012; Phang & Kankanhalli, integrated e-participation strategy. These strategies dif-
2008). Having clarified the e-participation targets, the fer significantly concerning the integration and coordi-
next step is to determine the desired form of nation of the applied e-participation instruments. Thus,
e-participation. the strategy chosen determines the degree of integration
and coordination of the instruments.
The isolated e-participation strategy is characterized
E-participation forms
by a low integration and an independent coordination
To conceptually divide the different forms of e-participa- of instruments. Following this strategy, instruments are
tion, we draw on an established categorization of public managed individually, regardless of their respective
participation. We decided to adapt the classification of the strengths, weaknesses, and combinatory effects. As a
International Association for Public Participation since it result, potential synergy effects between the different
provides a widely-accepted, sophisticated spectrum of instruments cannot be addressed actively. Additionally,
interactions between government and the community the low coordination of e-participation instruments
(Vogel, Moulder, & Huggins, 2014). The five categories may cause an uncoordinated approach toward the
are (1) information—provide balanced and objective demand groups, leading to competition and cannibali-
information to the public, (2) consult—obtain public zation among demand group participants. However,
feedback and expertise, (3) involve—consider public con- this strategy causes less integration and coordination
cerns and aspirations by working directly with the public, effort than the other strategies, which require addi-
(4) collaborate—incorporate public input by partnering tional e-participation coordination and management.
with the public, and (5) empower—leave the final deci- The combined e-participation strategy constitutes a
sion with the public (IAP2, 2007). more sophisticated strategy, which distinguishes itself
These categories also constitute different levels of by addressing particular synergies between the instru-
public impact on the decision-making process. At the ments used. Although the instruments are still mana-
information level, citizens are mere consumers of infor- ged individually, these are—at the same time—loosely
mation. At the consultation level, citizens become pas- interconnected to achieve a coordinated approach
sive agents who are heard upon governmental request. toward the demand groups. This situation, in which
At the involvement, collaboration, and empowerment instruments are both intertwined and in competition
levels, which all represent an active participation of with each other, is called coopetition. As a result, there
public stakeholders, they become active agents in the is still competition among e-participation instruments,
decision-making process (OECD, 2001). Once the key but it is alleviated compared to the isolated strategy.
6 B. W. WIRTZ ET AL.

The integrated e-participation strategy is the most e-participation targets are directly related to demand
sophisticated approach, in which all instruments are groups. The increase of participation, the improvement
completely coordinated. Taking into account the indi- of the quality of public policies, the strengthening of
vidual strengths and weaknesses of instruments, their public trust, the sharing of responsibility, and the rais-
application is managed in such a way that they comple- ing of public awareness clearly depend on the behavior
ment each other. This means that the instruments are and perception of demand groups.
used in complementary way, and thus do not compete However, actively engaging e-participation demand
with each other. Hence, synergy effects can be fully groups in e-participation initiatives does not happen by
exploited and the competition between instruments is itself. There are various conditions, such as technical
actively managed. Successfully realizing an integrated access, necessary skills, usage habits, as well as expected
e-participation strategy thus requires a high level of and experienced benefits (Albrecht et al., 2008), which
centralized e-participation integration and coordination need to be fulfilled, so that the demand groups can take
competence. part in e-participation initiatives. Although the strategic
and organizational factors presented provide a first
direction for setting the strategy of an e-participation
E-participation instruments
initiative, there are further aspects that have to be taken
Given the scope of this investigation and the plethora into account. From a strategy perspective, regarding
of available e-participation instruments, we refer to the strategy as a link between the organization and its
study of Tambouris et al. (2007) at this point. They environment (Grant, 2005), it is essential to also con-
scrutinized several e-participation projects concerning sider the relevant external drivers of e-participation.
the applied tools and applications and derived a con-
ceptual categorization that provides a suitable frame for
classifying e-participation instruments. Their categori-
Drivers of e-participation
zation includes 17 categories that “range from weblogs
and web portals to the more sophisticated consultation Transparency is not only an objective of e-participation
platforms, argument visualization tools and natural (Hart & Teeter, 2003), but also a significant driver. It is
language interfaces” (Tambouris et al., 2007, p. 4). mainly associated with various positive effects and may be
The selection of the e-participation instruments regarded “as a pillar of the democratic ideal” (Ala’i &
must take place against the background of the pursued Vaughn, 2014, p. 249). For instance, due to its “sunlight”
e-participation targets, the associated e-participation effect, transparency is believed to reduce misconduct of
forms, and the desired e-participation strategy, sup- governments (Etzioni, 2010, p. 2). Furthermore, transpar-
porting a goal-oriented application of instruments. ency is expected to enhance public trust (Kim & Lee, 2012;
Furthermore, the selection has to particularly consider Kweit, 2004; Vigoda-Gadot, 2006; Wang & Wan Wart,
the respective e-participation demand groups since 2007). In general, e-participation initiatives are based on
their engagement is the vital factor for e-participation the assumption that the provision of information and the
initiatives (Gummerus, Liljander, Weman, & Pihlström, interactivity between government and citizens will
2012). In summary, the final set of instruments should enhance the overall transparency of decision-making in
reflect a goal-oriented and recipient-friendly selection public policy (Macintosh, 2004; OECD, 2003). Here, both
of e-participation instruments. adequate general public access to information (Dawes,
2010; Noveck, 2009) as well as the timely provision of
information (McDermott, 2010) are of crucial
E-participation demand groups
importance.
E-participation demand groups are regarded as target Accountability, just like transparency, is another
groups that are directly involved in and addressed by important driver for e-participation and an essential
e-participation initiatives. For a conceptual classification part of democratic governance (Gummerus et al.,
of e-participation stakeholders, we follow the categoriza- 2012). It is an institutionalized relationship that ensures
tion of the e-government value activity system model, that governments can be hold responsible for their
which classifies them into citizens, private organizations, actions and disclose results transparently (Bovens,
and public organizations (Wirtz & Daiser, 2015). 2006). Furthermore, accountability and transparency
Since they are the focus of e-participation initiatives, are closely linked, since they are mutually dependent
the success of these undertakings stands and falls with and reinforcing. Transparency and accountability, for
the engagement of these groups (Gummerus et al., instance, can reduce corruption (Kim, Kim, & Lee,
2012). Hence, it is no surprise that the majority of the 2009; Maor, 2004).
INTERNATIONAL JOURNAL OF PUBLIC ADMINISTRATION 7

Concerning technology, there is a rich body of lit- to actively maximize the outcome and benefits of e-par-
erature that focuses on its role in e-participation initia- ticipation initiatives. Following the findings of our lit-
tives (Medaglia, 2012; Sæbø et al., 2008). The erature-based approach, e-participation providers
widespread adoption of the Internet is considered to should thus be fully aware of important strategic and
be a major external driver of e-participation since it organizational factors (pursued e-participation targets,
provides the technological foundation for e-participa- corresponding e-participation forms, desired e-partici-
tion initiatives (Chadwick, 2003). Furthermore, the pation strategy, suitable e-participation instruments,
advent of social media technologies which facilitated and e-participation demand groups) as well as environ-
online social interactions, has accelerated the impetus mental drivers (accountability, transparency, stake-
for governments to achieve the goals of transparency, holders, and technology). This seems reasonable since
collaboration, and civic participation (Bertot, Jaeger, all of these aspects have a substantial traceable influ-
Munson, & Glaisyer, 2010; Evans & Campos, 2013). ence on the design, planning, and implementation of
Besides web sites, there are many forms of ICT with e-participation initiatives.
the potential to support participation, such as chat In addition, successful e-participation requires a
technologies, online forums, wikis, blogs, social media, strategic and operative fit of the selected instruments
electronic voting, and group decision support systems as well as a fit between the different instruments
(Sæbø et al., 2008). applied. Therefore, the decision for a mono-instrumen-
Finally, stakeholders are a further driver for e-parti- tal or multi-instrumental approach and the optimiza-
cipation. Besides participants who provide direct input tion of the strategic and operative fit of the selected
to the participation process (demand groups), the term instrument or instruments are fundamental aspects for
stakeholders also includes the entities that provide e-participation initiatives. In this context, the instru-
e-participation services, public officials who decide on ment-target fit, the instrument-form fit and the instru-
initiatives, politicians and political parties who fund ment-demand group fit are of vital importance. The
such projects, citizens who may not be active partici- instrument-target fit sets the general frame for the
pants but nevertheless be affected by the outcomes, etc. selection of the e-participation instruments. These
(Aichholzer et al., 2007). Stakeholders’ interest to have to be chosen and applied in a way that supports
enhance transparency and accountability of govern- the defined targets of the e-participation initiative. For
ments coupled with the development of modern ICT this purpose, the instrument-form fit and instrument-
has induced governments to launch e-participation demand group fit are important criteria. The instru-
initiatives to increase communication and participation ment-form fit assumes that not all instruments are
in political processes (Bekkers, 2004; Best & Krueger, suitable for all kinds of e-participation forms. Thus,
2005; Curwell et al., 2005; Hart & Teeter, 2003). Thus, the selection of instruments needs to be based on the
the pressure exerted by stakeholders is a crucial driver pursued e-participation forms.
for e-participation initiatives (García-Sánchez, From an instrument-demand group fit perspective, the
Rodríguez-Domínguez, & Gallego-Álvarez, 2011). selection and design of the instruments selected have to
Summarizing, this section outlines the targets, suit the recipients’ preferences with the aim to ease and
forms, strategies, and instruments of e-participation as increase participation. A number of studies have outlined
well as the role of the demand groups for the success of various beneficial impacts of technology-mediated inter-
e-participation initiatives. Additionally, four environ- action between governments and citizens. For instance,
mental drivers of e-participation have been introduced, well-structured web sites foster active citizen participation
which in summary leads to the following integrated (Coleman, Lieber, Mendelson, & Kurpius, 2008), the dif-
strategic e-participation framework, which is shown in fusion of mobile technologies enables new forms of spon-
Figure 1. taneous political mobilization (Suárez, 2006), and citizens
become valuable co-producers rather than being passive
consumers in the decision-making process (Berthon &
Discussion of findings, implications, and
Williams, 2007; Han, 2009). In this context, especially the
limitations
technical access and skills of the particular demand
Following our working definition, e-participation is a groups must be considered. One should keep in mind
participatory online process that includes stakeholders that e-participation initiatives are rather built upon estab-
into public decision-making to foster a fair and repre- lished technologies than on technology innovations
sentative policy-making. This process should be sys- (Panopoulou, Tambouris, & Tarabanis, 2010). In addi-
tematically prepared by e-participation providers to tion, the availability of adequate technological capacities
ensure the achievement of the pursued objectives and on both sides, governments and citizenry, determines the
8 B. W. WIRTZ ET AL.

Figure 1. Integrated strategic e-participation framework.

design, deployment, and use of particular e-participation through multiple customized e-participation instru-
technologies. ments aim at increasing demand group participation
From a strategy perspective, e-participation providers and enhancing information provision. Moreover, mul-
may choose between three strategies (isolated, combined, tiple suitable e-participation instruments are likely to
and integrated), which mainly differ concerning the inte- also enhance the quality of the contributions since the
gration and coordination of the instruments. This choice government and the demand groups can communicate
should particularly take into account the strategic and and interact via several channels. This would likely
organizational factors which build the internal circle of increase citizen trust since more and better informed
the e-participation framework. Given that the internal demand groups share responsibility for policy-making.
circle is influenced by a set of external drivers (account- However, a combined or integrated strategy requires a
ability, transparency, stakeholders, and technology), the systematic integration and continuous coordination of
defined e-participation strategy needs to be challenged the applied instruments. Therefore, a responsible per-
against the expected impact that may result from these son or department that is assigned with these tasks
drivers. Given a combined or integrated strategy, a further should be denominated to ensure clear responsibilities.
challenge arises since demand groups may use several The study provides public officials with a clear con-
instruments during the e-participation initiative. They ceptual guidance and straightforward recommendations
may, for example, communicate via chat rooms and con- on e-participation. Following and applying these insights
sultation platforms and take part in an online survey as supports e-participation providers in systematically plan-
well as collaborative management systems. Thus, e-parti- ning and arranging e-participation initiatives. Moreover,
cipation providers should ensure a homogeneous appear- the strategic e-participation framework illustrates an
ance via the different instruments applied and have a extensive set of factors and drivers that helps public
central database system, in which relevant information officials to identify relevant e-participation aspects.
comes together. Against this background, the proposed strategic frame-
Although such a multi-instrumental approach seems work should have a positive impact on the target achieve-
challenging at first glance, it may also bring along ment, outcomes, and benefits of e-participation
several advantages. Tailor-made interaction interfaces undertakings. From a scientific perspective, this study
INTERNATIONAL JOURNAL OF PUBLIC ADMINISTRATION 9

contributes to the academic literature in several ways. The better harness the related potential to give account for
proposed strategic e-participation framework tries to fill their actions and enhance joint policy making, meaning
an existing research gap by providing a conceptual road- that government and citizens can be partners and share
map for e-participation initiatives. Moreover, the asso- the responsibility for decisions. To do so, the findings of
ciated identification of important strategic and the study suggest that e-participation providers first have
organizational factors as well as environmental drivers to take into account particular strategic and organiza-
of e-participation shall stimulate and serve as a guide to tional factors (e-participation targets, forms, strategies,
the scientific debate. At the same time, we hope that the instruments, and demand groups) as well as environmen-
strategic framework reduces differences of opinion and tal drivers (transparency, stakeholders, technology, and
harmonizes research efforts concerning influential aspects accountability) before setting their e-participation strat-
of e-participation by providing a systematic examination egy. Neglecting any of these aspects—be it for want of
of these factors and drivers from the field’s heterogeneous, information, carelessness, ignorance or any other reason
interdisciplinary literature. —may hinder the e-participation initiative in delivering
Given the conceptual deductive character of this study, its full potential.
the investigation has its limitations, which provide some In other words, if these aspects are not systematically
interesting research questions and several possibilities for considered and determined beforehand, the e-participa-
future research. Thus, we hope our study stimulates tion initiative is likely to fail since set e-participation
future research on e-participation to advance knowledge targets will probably be missed. Moreover, such an
of this important phenomenon. Especially, we see a need approach also hinders the selection of a decent strategy
for sound empirical studies, which are needed to chal- (isolated, combined, and integrated). Without a precise
lenge the integrated strategic framework since it is mainly and comprehensive plan of the e-participation initiative
based on available insights from scientific literature. that puts the spotlight on the respective demand
Moreover, it seems useful to investigate the specific groups, an adequate strategic and operative fit of the
needs and preferences of the e-participation demand selected instruments is very difficult to determine. In
groups as well as the differences between them to derive this context, a clear demand group orientation cannot
potential effects that have to be considered in selecting the be emphasized enough since the demand groups are the
instruments and the strategy. In this context, further core of any e-participation initiative.
insights into the complementary fit of different instru- From an e-participation provider’s perspective,
ments and their combination possibilities would be help- choosing the right channels is also of utmost importance
ful. Moreover, interesting questions remain concerning since they are the interface to the public stakeholders.
the relations between the individual factors and drivers. Here, public officials should keep in mind that—as the
Are there, for example, special relations that have a domi- proverb says—the worm must appeal to the fish, not the
nant character for instrument selection or are there parti- fisherman. Key aspects to consider are the preferences,
cular combinations of e-participation forms, strategies, technical access, and skills of the targeted demand
and instruments that generally improve e-participation groups.
performance? Against the conceptual nature of this study, future
research should challenge the findings and drawn con-
clusion. However, the study presents the first integrated
Conclusion
strategic e-participation framework that provides a stra-
Although e-participation is of high scientific and practical tegic roadmap for the developing and implementing
relevance, the field still suffers from a diffuse, heteroge- e-participation initiatives. With this in mind, we believe
neous state of knowledge. Moreover, it currently does not that the proposed framework meets the objectives of
provide comprehensive concepts for successfully imple- this study since it provides a clear guidance to future
menting e-participation. This situation is seen as a key e-participation research and supports public officials in
reason why e-participation initiatives in practice often fall shaping and implementing e-participation initiatives.
short of expectations. Against this background, this study
is based on available findings of the scientific literature to
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