Professional Documents
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Clinical Bio Mechanics
Clinical Bio Mechanics
Clinical Bio Mechanics
paraplegic subjects
Fariba Bahrami
a,
*
, Robert Riener
b
, Parviz Jabedar-Maralani
a
, G unther Schmidt
b
a
Department of Electrical and Computer Engineering, Faculty of Engineering, Building No. 2, North Kargar Avenue, Tehran University, Tehran 14399,
Iran
b
Institute of Automatic Control Engineering, Technical University of Munich, Munich, Germany
Received 12 March 1998; accepted 18 May 1999
Abstract
Objective. An experimental study of the sit-to-stand transfer in healthy adults with/without arm-support and in paraplegic pa-
tients with/without electrical stimulation of the quadriceps muscles was performed. The study was aimed to compare the joint
torques, momentum transfer hypothesis, and stability of the sit-to-stand transfer in the healthy and paraplegic subjects.
Methods. A planar 3-linkage rigid body model was used to compute the body-segmental linear momentum and the reaction
forces and torques at the joints from measured data.
Results. In healthy subjects the arm-support enlarged the support base of the body and thus, increased the postural stability.
Strong arm-assistance reduced the maximum hip and knee joint torques by more than 50%. It was observed that the healthy
participants rising with arm-support used momentum transfer to facilitate the transition from sitting to standing. The paraplegic
participants did not apply the momentum transfer strategy and the sit-to-stand transfer was accomplished in a quasi-static manner.
Stimulating the quadriceps, the legs could participate partly in the movement dynamics.
Conclusion. Our results indicate that some signicant dierences exist between the maneuver applied by the paraplegic patients to
stand up and the strategies used by the healthy adults rising with arm-support.
Relevance
Analysis of the biomechanical factors underlying the sit-to-stand activity is essential in the design of competent closed-loop
neuroprosthesis controllers which assist paraplegic patients during rising. 2000 Elsevier Science Ltd. All rights reserved.
Keywords: Biomechanics; Standing up; Spinal cord injury; Functional electrical stimulation
1. Introduction
Sit-to-Stand (STS) transfer is one of the most com-
mon daily movements, which is also a pre-requisite for
many other activities. STS transfer is mechanically a
demanding task [1]. It requires adequate torques be
developed at each joint, while spatial and temporal
motion of the body segments are coordinated. It has
been demonstrated that persons with spinal cord injuries
can re-obtain the capability of standing up [2,3], stan-
ding [35] and walking [6] by means of Functional
Electrical Stimulation (FES) of the lower extremity
muscles. Although FES is a useful and feasible method,
there are still many problems which must be solved to
enhance the eciency of the FES-controllers [3,7]. For
example, in most FES systems the voluntary movement
of the upper body (intact limbs) causes external forces
and torques disturbing the FES-induced motion of the
paralyzed lower extremities. To enhance the perfor-
mance of the FES-controllers, it has been proposed to
integrate the eect of the voluntary movement of the
trunk and arm-support in the controller [810]. Biome-
chanical analysis of the factors which describe the ability
or disability of a given movement (e.g., standing up) in
dierent healthy and paraplegic subjects, will lead us to
nd an eective solution for the last posed problem.
Many previous studies have analysed dierent fun-
damental aspects and biomechanical factors of the STS
movement. Coghlin and MacFadyen [11] have reported
that two dierent strategies were used by their test
Clinical Biomechanics 15 (2000) 123133
www.elsevier.com/locate/clinbiomech
*
Corresponding author.
E-mail address: bahramy@sofe.ece.ut.ac.ir (F. Bahrami).
0268-0033/00/$ - see front matter 2000 Elsevier Science Ltd. All rights reserved.
PII: S 0 2 6 8 - 0 0 3 3 ( 9 9 ) 0 0 0 4 4 - 3
groups to stand up without arm-support. They called
these schemes knee and hip-trunk strategies. In the hip-
trunk strategy the hip and ankle joint torques are greater
than the corresponding joint torques in the knee strat-
egy. Thus, Doorenbosch et al. [12] have suggested that,
the persons with muscle weakness of the knee extensors
should use additional compensatory mechanisms, like
the arm-assistance. Applying a semi-dynamic calcula-
tion, Arborelius et al. [13] have shown that the arm-
support during standing up reduces the mean maximum
hip joint torque by 50%. Schultz et al. [14] have com-
pared the joint torque requirements at the seat-o in-
stant with the maximum voluntary joint strengths.
Whence, they have inferred that except for the people
who have some disabilities in their lower extremities,
joint torque requirements may not be the only factor
limiting the ability to lift o. Riley et al. [1] have eval-
uated two possible strategies in healthy adults during
standing up without arm-support. Their results indicate
that, the upper body exion before leaving the seat is
either to garantee the postural balance just after seat-o
(strategy I) or it is to generate a suitable horizontal
linear momentum (HLM). The HLM is then trans-
formed to the vertical linear momentum (VLM) to fa-
cilitate the dynamic transition from sitting to standing
(strategy II). In another study Riley et al. [15] have
shown that the sit-back failures occur by insucient
momentum and torque generation, and justied the role
of momentum control in a stable STS transfer without
arm-support.
However, to the best of our knowledge, few com-
prehensive analysis of the arm-supported STS transfer
in healthy adults has been accomplished. In addition,
there are few works on the voluntary functions of the
trunk and arms during STS transfer in paraplegic pa-
tients [10,16]. Given the existing gaps, this study has
been conducted with the following purposes in mind:
(a) Accomplishing a dynamic analysis of arm-support-
ed chair rise in healthy adults in order:
(a.1) to evaluate the stability of arm-supported
standing up;
(a.2) to investigate the momentum control hypoth-
esis; and
(a.3) to study the eect of arm-support in the joint
torque distributions during STS transfer.
(b) Investigating the function of the intact limbs in
the paraplegic patients during STS transfer without/
with FES and to nd out if the paraplegic subjects ap-
ply also the momentum control strategy to stand up.
According to Riley et al. [1,15,17] the displacements
of the Center of Pressure (CoP) under the support base
of the feet and the body Center of Mass (CoM) relative
to the ankle may be used as criteria for dynamic (pos-
tural stability) and static stability (postural balance) of
the movement, respectively. Thus, the time history of the
spatial displacement of the body CoM, the CoP under
the feet, and the LMs will be used to analyze the stability
of the movement. The horizontal and vertical LMs and
the kinetic energy will clarify the momentum transfer
hypothesis. Further, the vertical ground reaction forces,
the joint torques, and the forces at the shoulder will
explain how the healthy and paraplegic participants
distributed the movement loads between their hands
(shoulders) and legs during STS transfer.
2. Methods
2.1. Subjects
The experimental data were collected from 10 healthy
participants and two paraplegic patients with lesions at
T8 level. Informed consent was obtained for each sub-
ject prior to data collection. The age, sex, body weight
and height, and segmental lengths of all subjects are
listed in Table 1. The mean and standard deviation
values of the anthropometric data for healthy partici-
pants are also given in the same table. Shank length was
measured from the medial malleolus to the visually de-
termined approximate knee center of rotation; thigh
length was measured from the knee center of rotation to
the great trochanter, and the length of the trunk was
measured from femur to the center of rotation of the
shoulder, to which the lengths of neck and head were
later added to obtain the length of the upper body.
Masses, mass centers and inertia tensors for each seg-
ment were calculated from regression equations [18],
and scaled for each subject to her/his body weight (BW)
and body height (BH).
2.2. Protocols
All subjects were asked to sit comfortably in a self-
selected body state on a chair without back and arm-
rests, while keeping their back upright. Both feet were
placed symmetrically and parallel to each other on a
forceplate. To stand up with arm-support, all partici-
pants have used two xed bars located in front of them.
Locating the bars in front of the healthy participants,
enlarged considerably the support base of the body. In
our measurements Mean (X
wrist
X
ankle
) was 27.97 cm
(SD, 4.5 cm). For the paraplegic participants to be able
to rise, the seat had to be located almost between two
bars such that Mean (X
wrist
X
ankle
) =4.8 cm (SD, 4.1
cm). The height of the chair and bars as well as the
distance between the chair and bars have been adjusted
for each subject separately so that the subjects could rise
from the chair in a natural and comfortable manner
while the feet were completely kept on the force plate
and the hands were holding the bars (Fig. 1). It was
encountered that the average preferred height of the
chair and bars were 99.4% of subject's shank length (SD,
124 F. Bahrami et al. / Clinical Biomechanics 15 (2000) 123133
7.6% SL) and 50.58% of the subjects' BH (SD, 2.02%
BH), respectively.
The healthy subjects were asked to stand up in 3 dif-
ferent manners and then remain motionless: (a) 2 times
with crossed arms on the chest, (b) 5 times with normal
assistance of the arms, and (c) 5 times with strong arm-
support. In all cases the subjects were instructed to rise at
their own natural speed and the way they felt would be
the most usual manner for that situation. In case (a) the
arms should not move. In case (b) the function of arms
was principally to support the stability of the movement.
In case (c) the relative distance between chair and bars
for each subject was the same as in case (b). In case (c) the
subjects were asked to use their hands as the main sup-
port of the body and to regard their legs to be too fa-
tigued. For each trial 4 s of data were collected. The
paraplegic patients have performed the STS task: (a) 5
times only with the help of their arms, and (b) 5 times
with additional surface stimulation of quadriceps mus-
cles. A two-channel stimulator was used and the stimu-
lating pulses were modulated by a ramp signal with a
duty-cycle of 2 s. For each paraplegic participant 9 s of
data have been recorded.
2.3. Data and equipment
Infrared-reecting markers were xed on the ankle,
knee, hip, shoulder, elbow, and wrist joints from the
right side of the body, and the 3-dimensional (3D)
Cartesian coordinates of each joint (with an accuracy of
1 mm for position) have been recorded by two CCD
cameras of an ELITE system (BTS, Milan, Italy). The
vertical seat reaction force (SRF) was obtained from an
instrumented laboratory chair. A Kistler piezoelectric
force plate type 9284 (Winterthur, Switzerland) was
used to measure the 3D ground reaction forces (GRF)
under both feet (with an accuracy of 1% of the full
Table 1
Data about the ten healthy adults and two paraplegic subjects participated in the measurements. (In the table, HA stands for Healthy Adults)
No. Name Sex Diag-
nosis
Age Weight
[kg]
Height
[cm]
Trunk
[cm]
Fore-
arm
[cm]
Upper
arm
[cm]
Thigh
[cm]
Shank
[cm]
Foot
[cm]
Height
of
chair
[cm]
Height
of bars
[cm]
1 MM f T8 39 46 158 56 25 30 40 40 24 36 74
2 UK m T8 30 74 183 58 32 30 46 50 30 45 88
3 BR f HA 26 60 169 51 25.5 31 44.5 45.5 24.5 40.5 84
4 HH m HA 33 74 187 55 30 34 46.5 50 28 49.5 95.5
5 II f HA 27 64 164 53.5 26.5 27.5 39.5 43.5 24 42.5 86
6 JD m HA 26 65 181 55 30.5 33.5 45 49.5 26 49.5 95.5
7 OR m HA 31 81 180 53.5 27 29.5 42 42 27 49.5 94.5
8 RR m HA 28 83 185 53.5 29 31.5 44 47.5 26 49.5 94.5
9 SE f HA 26 65 165 52 26 31.5 41.5 43.5 24 40.5 85.5
10 SV m HA 27 72 184 55 30 33 43 50 29 49.5 94.5
11 TE m HA 29 75 180 56.5 30 34.5 41.5 44.5 26 42.5 88.5
12 UW m HA 26 70 175 55 29 32.5 39 47 26 46.5 93.5
Mean
(HA)
29 70.9 177 53.98 28.35 31.85 42.65 46.3 26.05 46 91.2
SD 3.88 7.55 8.35 1.64 1.9 2.15 2.4 2.93 1.64 4.03 4.64
Fig. 1. Schematic representation of the experimental set-up used
during the measurements. Since the movement was assumed to be
symmetrical, a 3DoF planar rigid body model has been used to des-
cribe the dynamics of the STS transfer in the healthy and paraplegic
subjects. The origin of the coordinate system was assumed to be on the
ankle joint. The positive directions for joint angles, displacement and
velocity of dierent components of the CoM and LM as well as re-
action forces are according to the coordinate system shown in the
gure.
F. Bahrami et al. / Clinical Biomechanics 15 (2000) 123133 125
scale) and the corresponding CoP. The 3D reaction
forces under each hand (HRF) were measured with two
laboratory bars instrumented with strain gauges. All
kinematic and kinetic data have been recorded simul-
taneously and sampled at 100 Hz. The measured data
were ltered with a 9th order forwardreverse Butter-
worth lter with 4 Hz cut-o frequency [19].
2.4. Model
The movement was assumed to be symmetrical [20].
The head and neck were also assumed to remain along
the trunk. Thus, a 3-linked rigid body model (see Fig. 1)
with 3 degrees of freedom (DoF) was used to describe
the dynamics of the upper body and lower extremities in
the sagittal plane [14,21]. In arm-supported standing up
the function of arms has been integrated into the model
as external loads at the shoulders which could vary with
time during the movement. It has been assumed that the
chair exerts forces at the hip joint onto the femur. The
chair reaction forces were described by its horizontal
and vertical components. Thus, two nonlinear spring
dashpot pairs were used to model the visco-elastic
characteristics of bodychair contact in each direction.
The parameters of the springdashpot pairs have been
identied for each subject separately so that the forces
applied by the chair become zero at the seat-o instant.
Some of the previous studies have used only quasi-
dynamic models to evaluate the total joint forces and
torques [13,14]. According to the more recent analysis of
Hutchinson et al. [22] although the static loads dominate
the joint forces and torques, the dynamic analysis can
especially improve the accuracy of the calculations at the
upper-most joints like back and shoulders. Thus, the
dynamic equations of the system have been recursively
derived by applying NewtonEuler equations [23,24] to
each link starting from the feet:
s
ankle
= m
foot
g l
mfoot
CoP p
ygr
Y
w(q) q g(qY q) q(q)
= t
/
w
s
T
w
sh
2 3
t
/
ch
p
chair
t
/
gr
p
ground
Y
(1)
p
xsh
= m
shank
xshank
m
thigh
xthigh
m
trunk
xtrunk
p
xgr
p
xch
Y
p
ysh
= m
shank
(
yshank
g) m
thigh
(
ythigh
g)
m
trunk
(
ytrunk
g) p
ygr
p
ych
Y
(2)
where qY q and q are relative joint angular displacement,
velocity and acceleration vectors, M(q) the inertia ma-
trix of the system, g(qY q) the term comprising the co-
riolis and centrifugal forces, G(q) the gravitational term,
s
T
the total joint torque vector at ankle, knee and hip
joints, M
sh
, F
xsh
and F
y sh
the reaction torques and forces
(horizontal and vertical) at the shoulder, respectively,
and J
T
, J
ch
and J
gr
Jacobians, mapping the external
torques and forces to the joint space; m, l
m
, a
x
and a
y
are
segmental masses, distances of segmental CoM from
distal joints and horizontal and vertical velocities of
segmental CoMs, respectively. F
chair
is the vector of ex-
ternal forces exerted by the chair at the hip joint in the
horizontal (X) and vertical (Y) directions according to
the following mathematical description:
p
ich
= u
ich
h
f
ich
l
i
i
e
[li [
Y i = Y (3)
where l
i
is the incremental change of the spring length in
X or Y direction; K
ich
and B
ich
are the stiness and
damping parameters of the springdashpot pairs, re-
spectively.
2.5. Treatment of data
Applying the sagittal plane components of the mea-
sured kinematic and kinetic data to the 2D/3DoF rigid
body model, the relative joint angles, body CoM, hori-
zontal and vertical LM of the body CoM together with
the joint torques, forces and the external loads at the
shoulder have been computed. To calculate the angular
velocity and acceleration for each joint, a fth order
polynomial has been tted to each ve consecutive
samples of the joint angle.
To allow comparisons, the collected and calculated
data have been normalized according to the following
procedure. The total duration of the movement has been
dened to be 100, which began at the instant of forward
movement of the trunk until the moment when standing
fully upright. The CoP and X
CoM
have been normalized
to the units of percent of the foot length, and the vertical
displacement of the CoM (Y
CoM
) to the body height
(%BH). The horizontal and vertical LMs together with
the reaction forces have been normalized to the units of
percent of the body weight (%BW), and torques to the
units of percent of the BW BH. The same normaliza-
tion techniques for the kinematic and kinetic data are
also suggested by Hof [25]. Later the results have been
averaged for all the healthy subjects. For each paraple-
gic patient participating in this study, only two typical
trials from ve performed tasks in each case have been
chosen, and then the results have been averaged and
normalized. The criteria for trial selection were: (1) none
of the markers were hidden from any of the CCD
cameras at any moment, (2) the feet remained xed on
the force plate all the time during rising, and (3) no
spasticity occurred during the motion.
3. Results
Table 2 lists the total duration of the STS tasks per-
formed by the healthy and paraplegic participants with
126 F. Bahrami et al. / Clinical Biomechanics 15 (2000) 123133
dierent strategies (Mean values and standard devia-
tions). The total duration of the movement is divided
into two phases. Phase I is before leaving the chair, and
phase II begins after seat-o until the body reaches the
standing posture. Figs. 26 depict the results. The pos-
itive torques act to extend the joints and the numerical
values are calculated for one joint. In Fig. 6 the knee
joint angle is plotted according to the AAOS system
[26]. The full extension of the knee joint is dened as 0