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Potterton 2019 Parental Accountability School Choice and The Invisible Hand of The Market
Potterton 2019 Parental Accountability School Choice and The Invisible Hand of The Market
Potterton 2019 Parental Accountability School Choice and The Invisible Hand of The Market
research-article2019
EPXXXX10.1177/0895904819881155Educational PolicyPotterton
Market
Amanda U. Potterton1
Abstract
I introduce the concept of parental accountability by examining how parents
understand and cope with what I characterize are pressures fostered
by the long-standing public-school choice market in Arizona. Parental
accountability refers to the sensemaking, experiences, and consequences
that are related to decision-making in a school choice environment, wherein
parents’ feelings about their child’s schooling may be intense, emotionally
stressful, malleable, cyclical, and ongoing—not static. I argue that parental
accountability is a necessary concept for understanding these reforms. The
analysis, based on data collected from a study using ethnographic methods,
reveals contradictions between parents’ perceptions of their responsibilities
to public institutions and pressures to make private choices. Many parents
acknowledged that socioeconomic and racial inequities may be exacerbated
in some market-based, public-school choice systems. I show how school
choice policies and programs can place unique pressure on parents that they
experience as a distinct form of accountability.
Keywords
educational policy, equity, marketing, parent involvement, politics of
education, social context, education reform, public education, accountability,
charter schools
Corresponding Author:
Amanda U. Potterton, Department of Educational Leadership Studies, College of Education,
University of Kentucky, 111 Dickey Hall, Lexington, KY 40506, USA.
Email: amanda.potterton@uky.edu
Potterton 167
partisanship rather than on facts (Belfield & Levin, 2005; Henig, 2008;
Malin, Hardy, & Lubienski, 2019; Reckhow, Grossmann, & Evans, 2015).
This is important because the politics of school choice affect stakeholders
on the ground and the decisions they make (Belfield & Levin, 2005;
Reckhow et al., 2015).
. . . the reason that the invisible hand often seems invisible is that it is often not
there . . . whenever there are “externalities”—where the actions of an individual
have impacts on others for which they do not pay, or for which they are not
compensated—markets will not work well . . . externalities are pervasive,
whenever there is imperfect information or imperfect risk markets—that is
always . . . some regulation is required to make markets work. Government is
needed, almost all would agree, at a minimum to enforce contracts and property
rights. The real debate today is about finding the right balance between the
market and government (and the “third” sector—governmental non-profit
organizations). Both are needed. (para. 9-12)
choices and access to them, and Villavicencio (2013) showed how these
choice sets were smaller among Black and Latino low-income parents than
they were for White and Asian families.
Likewise, parents’ experiences of choosing schools in a West Coast urban
school district revealed institutionalized race and class problems with school
choice processes (André-Bechely, 2005). Advantaged families learned “the
strategy for playing the game” (André-Bechely, 2005, p. 292) when making
choices, which ultimately reproduced schooling inequalities. Similarly, while
parents in New Orleans, Louisiana, used more than standardized test scores
to decide where to enroll their children, parental engagement in school choice
processes was oriented toward individuals’ needs for specific schools, rather
than for systematic changes of public structures that might lead to decreasing
district-level stratification (Olson Beal & Hendry, 2012).
Mavrogordato and Stein (2016) used mixed methods including surveys
and case studies in charter schools to better understand choice processes for
Latino and non-Latino parents and found that, while there were similarities,
reliance on social networks and language barriers were significant points of
divergence. In another study, Mavrogordato and Harris (2017) found that cur-
rent English learners were less likely to enroll in schools outside of their
assigned, zoned ones than students who were former or never English learn-
ers. These in-depth studies, along with others presented, uncover complexi-
ties within settings that challenge simple theories related to market rationality
and the image of a mystical, invisible hand of the market that positively
moves public institutions forward. Rather, they bring to the forefront deep
concerns about equity and access.
Finally, Ball et al. (1996) suggested that, as competitive advantages are
promoted through school choice (e.g., in the forms of open enrollment and
charter schools), parents’ obligations and duties of choosing schools become
increasingly weighted, both ideologically and in practice, toward the indi-
vidual and “proactive consumer,” as “. . . education is subtlety repositioned
as a private good” (p. 110). Ball et al. (1996) explain that
This study brings these bodies of literature together to show how the con-
cept of parental accountability can be used to explain parents’ negotiations
and complicated decision-making processes that occur in, likely, any school
choice system. Furthermore, this abundant and yet separate gathering of
172 Educational Policy 34(1)
findings has implications for thinking through how parents understand and
take part in school choice in local settings, and the crucial assumption that
parents, as consumers, will facilitate the invisible hand of the market. It is
imperative to understand parents’ experiences and actions in a variety of
contexts and school choice processes, and how the studies that have been
completed might be connected by the concept of parental accountability I
propose here.
whose children used to attend the school but have moved to competing char-
ter schools.
Arizona’s intra- and inter-district open enrollment policies have created a
situation wherein students and families may choose schools and take part in
public activities both inside and/or outside of the school districts and physical
neighborhoods in which they live (Arizona Revised Statutes [ARS] § 15-816).
The policies have created open flows of students into and out of adjacent
districts (Powers, Topper, & Potterton, 2019; Powers, Topper, & Silver,
2012), and, as such, a significant number of students from other districts
attend SLS or nearby charter schools. As a result, Arizona’s open enrollment
policies blur neighborhood boundaries that used to be delineated by school
attendance boundaries.
The community I studied is unique because it contained a number of
groups organizing around a public school that is largely, though not entirely,
middle-class. Many parents were knowledgeable about local, state, and
national education policies, and especially Arizona’s policies (see, as exam-
ples, ARS § 15-181; ARS § 15-816; ARS § 15-2,402; ARS § 43-1089, for
policies related to charter schools, open enrollment, tax credit donation pro-
grams, and empowerment scholarship accounts). SLS had experienced an
increased entrance of low-income families when the school’s administration
sought to diversify the population through intentional bussing, and these stu-
dents were more racially and economically diverse. The school was relatively
newly designated as a Title 1 school. Its test scores and performance ranking
had also declined over the past few years.
Concurrently, two high-profile and “high-performing” charter school
organizations, or Education Management Organizations (EMOs), opened
locations near the school. Strong Establishment and Masters Group charter
schools, known for their nationally competitive academic rankings, were
both situated close to the school and surrounding community. Multiple par-
ents voiced their concerns that the opening of these high-profile charter
schools was perhaps partially, if not largely, responsible for some parents’
decisions to transfer out of SLS and other nearby public schools and into
the EMO charter schools. That is, some EMOs advertised themselves as
providing private school educational experiences in a free public charter
school setting.
During my initial time in the field, some community members were
working to pass a school bond measure. Voters had rejected similar initia-
tives in previous years, which suggested declining support among voters
for public schools. Thus, the school provided a rich setting for an analysis
of school choice reforms as they were experienced in a community setting
with many families who had generous levels of social, cultural, political,
174 Educational Policy 34(1)
Semi-Structured Interviews
As part of the larger study, I conducted and analyzed 37 interviews with 35
parent participants (see Table 1).3 During my fieldwork, I considered indi-
viduals to be potential participants if they were parents at SLS or if they were
engaged in the larger SLS and neighborhood community in another way. For
example, some parents considered SLS as a potential school for their child,
but ultimately chose to enroll them somewhere else. Others had once enrolled
their children at SLS and subsequently moved them to a nearby charter
school. One parent chose to homeschool after great deliberation. These inter-
views are the focus of this analysis. Interviews were transcribed “verbatim”
(Maxwell, 2013, p. 126) in most cases except for some side conversations
that were important for building trust and increasing interviewees’ comfort
levels but were not related to the study. I employed inductive snowball sam-
pling (Miles, Huberman, & Saldaña, 2014), as participants recommended
other parents and as I met more stakeholders.
Parents’ affiliations overlapped. I show this in Table 1 by noting if
parents: (a) were affiliated with SLS, either currently or previously when
their children were younger; and (b) were self-identified Spanish-speaking
parents. Mark was the only interviewee who did not have children in or
near the DPSS. Rather, he ran an organization for parents to help them
advocate for their children’s needs based on his personal experiences
advocating for his children with special needs who attended schools in
another district. I interviewed Mark because a parent in the DPSS sug-
gested that I talk with him due to his advocacy work, and because he has
supported parents who were fighting for their children’s needs in some of
the study’s relevant EMOs.
Interviews lasted 2 hr on average and all except for two were in person. I
prepared a broad set of questions that I wanted to ask all participants (inter-
view questions available upon request) that were guided by my research
questions. Many conversations took an emotional turn when we discussed
respondents’ children, friendships, and their own pasts, and the challenges
they encountered when making difficult choices that affected their families. I
listened and encouraged individuals to expand on their thoughts and, in many
cases, to expand upon the feelings they openly expressed when talking about
choosing schools for their children.
Potterton 175
Analysis
I used a variety of tools for coding the data, including a codebook, reflexive
writing in the form of jottings and memos (Emerson, Fretz, & Shaw, 2011;
Lincoln & Guba, 1985), and first- and second-cycle coding (Miles et al.,
2014). I did not pre-develop codes, although I do not assume that researchers
are ever necessarily theory-free. My first-level codes included
In later coding cycles, I followed Miles et al.’s (2014) instructions for moving
from codes to patterns or themes, by inserting “individual codes associated
with their respective data chunks” (p. 89) into matrices and themes after find-
ing commonalities and conceptual links.
I also analyzed my data through a lens that assumes that policy construc-
tion results from a complicated interplay between structures, cultures, and
agency (Datnow, Hubbard, & Mehan, 2002), and I used this organizing frame
as an entry-point for reading and understanding my data. To more robustly
understand school choice policies and practices, rather than prioritize one or
another of these three areas and place the others in the background, I consid-
ered all three concepts to better engage the non-linear, messy, and multidirec-
tional aspects of individuals’ and groups’ cultural, political, economic, and
social lives (Datnow et al., 2002). These aspects of social life both transform
and are transformed by market-based school choice policies and practices.
Datnow et al. (2002) explain these multidirectional interactions between
structure, culture, and agency as the complex, continual co-construction of
policies built in the process of practice.
Sewell (1992) also wrote the following about the relationships between
structures, culture, and agency. Structures are
The findings below are the result of my analysis that acknowledges the mul-
tidirectional interactions between structure, culture, and agency, and the
understanding that agents’ actions are influenced by without being strictly
determined by structures, but that those structures and actions are deeply
dependent upon and reinforced by the inequitable flow of resources (Datnow
et al., 2002; Sewell, 1992).
Findings
Parental Accountability: An Important Dimension of School
Choice
Parents at SLS and in its surrounding community dealt with mounting social
and cultural pressures as competition between both public and charter schools
in their neighborhood increased. Many experienced what I describe as paren-
tal accountability concerns that proved to be an important component of their
school choice experiences. Furthermore, these concerns, which were related
to fears about making a potentially bad or wrong social and emotional choice
for their children often, but not always, trumped other factors related to
meaning- and decision-making such as schools’ rankings and student achieve-
ment results. The findings and examples provided here reveal an understud-
ied phenomenon that shows how the pressures that were placed on parents in
a mature education market were, at least in this setting, laden with contradic-
tions related to access and school cultures, individual versus public priorities,
and the permanence of choice. The parents’ experiences highlighted the fra-
gility of public-school institutions and the instability of parental choice.
children should feel safe and free to “be themselves” was also evident in his
description of his own experiences in high school. He connected his experi-
ences to what he saw as a need to provide school spaces for young adults to
feel included. In choosing schools for his daughter, he was directly affected
by these experiences and he felt a great responsibility to provide a safe space
for her. He even thought that a new “culture” of schooling, including charter
schools like the one where his wife worked, could be helping with this, too:
I mean, everyday in high school, every single day, I was either pushed around
by somebody, or I was called a [derogatory name], because I pierced my ears,
and dyed my hair and wore all black. . . . I’m not kidding you, it was every
single day. Because I didn’t walk the line that other kids thought you were
supposed to walk, I was considered this crazy freak. We would walk into stores,
into a department store, and people would follow us like we were criminals. I
mean, it was a different culture, but I think that, because of people like us
becoming adults and seeing a need and working toward things . . . I mean I look
at things like people accepting people who are covered in tattoos now and not
blinking, people having dyed hair . . . a lot of times people don’t even notice,
they don’t pay attention to it anymore because it is becoming engrained in
culture. And I don’t wanna sound conceited about it, but I think that my
generation of people who grew up like me . . . who were constantly abused,
we’re like, “That’s stupid. People can just be what they wanna be,” and schools
like the one my wife works at are creating a culture where the kids . . . can go
somewhere where they can feel included.
For him, schools offering a safe and healthy culture was both a priority and
responsibility. This was in direct tension with his strong view that charter
schools should not aim to replace or compete with district public schools.
Other parents also spoke about culture. Ellie and Marcus had a child who
would be attending SLS for kindergarten. In making their choice, they talked
about their careful process, about including their preschooler in their deci-
sion-making process, and about where they agreed and disagreed about what
was important for them as parents to their child:
Marcus: I didn’t like [a nearby school] from the get-go.
Amanda: Okay, can I ask why?
Marcus: The culture.
Ellie: The parents.
Marcus: I didn’t really vibe on the cultural, “We’re great, we know we’re
great,” and that kind of thing. Academics to me is probably third our
fourth on the list. Diversity, class size, comfort, those are the things that
really matter to me because I think we’re talking about the difference
Potterton 179
Ellie really liked the culture at SLS, though, and felt confident about keeping
a close eye on her son’s academic progress. Ellie said,
Whereas, the feeling at SLS where you can show up at any time, go help in the
classroom, go meet your kid, have lunch with your kid, and the fact that there’s
mixed grade classrooms, really added the component where they have to adapt
to your kid. So, whereas I don’t think the classroom is going to be necessarily
rigorous enough for my kid, because I’m just hard . . . I do have the option to
go in there and say, “You know what, I think he’s mastered that, let’s talk about
what else he can do and I’ll help you, whatever you want me to do to get him
onboard.”
Overall, Ellie and Marcus appreciated that SLS was a school that was open
and welcoming for parents, and they both felt like they had the resources
and the invitation to work alongside teachers at the school to help their son
in whatever ways were necessary. Ellie and Marcus’ choice for their son to
be a part of the decision-making process also shows that it was important to
them for his voice to be respected and heard. They had the ability and
shared resources to change schools if they wanted to or felt a need to do so
at any time.
I feel sorry for young parents, there’s so much pressure put them . . . I remember
reading an article several years ago where it said if you don’t pick the right
preschool, they won’t get into the right college. I hope that’s not true.
Parents with young children also talked about this emotional process of
choosing schools. This anxiety and frustration was apparent in a number of
comments from Tanya, a mother with a young daughter:
There’s always, like, an Achilles’ heel to everything. And that’s, like, the
difficulty with any choice. No matter where we go, I think I’ll have some
buyer’s remorse. [There will be a lot] of struggles at the beginning and we’ll be
like, “Oh, did we make the right choice?” Maybe that other one would’ve done
this better. This part would’ve been better there. So there’s never a perfect
thing.
And then I started looking into [a school in the area], but the drive was too far.
And I don’t like the lottery system. The lottery system, if I ever learned that
something had a lottery . . . I just didn’t want to deal with a lottery. And all my
girlfriends were doing lottery so they were all totally stressed out with the
lottery system. So that was one thing.
Joan spoke again later in our conversation about her friends whose children
were in the lotteries at various schools in the area. She said that one friend
decided to “go to Agave,” one of the nearby district public schools. She asked
a friend,
“Why are they going to Agave?” And she says, “Because they got so stressed
out not [being] given those lotteries [not being chosen off of the waitlist at the
charter school] that they just chose the school that was closest to them and they
just chose Agave.” So after a while I think parents just get stressed and choose,
just to get in. They’ve got to choose somewhere!
Potterton 181
Shannon’s account does not consider how schools in the different neigh-
borhoods received different amounts of money, through government fund-
ing and individual donations. Some of the schools in the district raised a
particularly large amount of money that was allocated just for their own
schools and were able to provide more resources for their students.
Although she had made the choice to homeschool her son, Shannon felt
182 Educational Policy 34(1)
But we knew about this school two years before he ever went there. We had
gone and visited and talked to teachers and got to know them, watched what
they did, before he ever went. Most people don’t have that luxury.
So that was just a bad experience. We pulled him out in seventh grade and put
him back at [a local private school]. So he did his final year, eighth grade, back
at [the private school] again. So that poor kid had been in one, two, three, four
schools, all within two miles of each other.
During the 2 years while I was collecting data, I found myself thinking
that there were families, children, and even larger communities being imme-
diately and concretely affected in the present while the market-based model
unfolded in a more abstract way (e.g., Potterton, 2018c). I met other parents
whose feelings of sadness and fear about making a school choice mistake
were in many ways similar to Tanya’s. Furthermore, the experiences of some
Spanish-speaking and English-language learning mothers at SLS were
encumbered with inequities and injustices as they attempted to navigate a
complicated and confusing school choice environment.
Conclusion
My intention in this article was to introduce the concept of parental account-
ability as an important extension to Garn and Cobb’s (2008) framework of
accountability in school choice reform contexts. Implications for using this
concept expand beyond the Arizona context. Parents elsewhere or anywhere,
such as those with children with autism or other learning differences, may
186 Educational Policy 34(1)
face an even more unique set of parental accountability pressures and con-
cerns when they make choices, whether they be for district public, charter,
or private schools (e.g., Sherfinski, 2018; Sherfinski & Mathew, 2019). A
limitation in this analysis is that it is a qualitative study that is set in a single
local context. However, there is an important space for naturalistic general-
izations based on the analysis presented here (Stake & Trumbull, 1982). In
other words, the findings in this study may be relevant for understanding
school choice and parental accountability pressures in other contexts. Stake
and Trumbull’s (1982) position is that, although there is a dominant belief
that improved educational practice can only come from formal generaliza-
tions, research may be read about, reflected upon, argued, and vicariously
experienced by many.
Although Arizona is viewed as a school choice experiment in the “Wild
West” (Maranto & Gresham, 1999), parents and children do not necessarily
experience this as an exciting adventure, but are focused on the reality of
their children’s schooling. It is important to view local contexts, or the
“small,” with a “big” lens (Greene, 1995), to portray the individuals and
groups in this community as humanized and significant “in their integrity and
particularity” rather than as “objects of chess pieces” in a system (p. 10).
Parents’ decisions needed to be immediate and could not wait for markets to
work themselves out. And so, parents’ lines were sometime drawn and then
re-drawn—they were fragile and yet complex.
Findings from this study in Arizona are relevant for thinking through how
parents understand and take part in school choice, and they problematize our
understanding of parental accountability pressures and concerns for parents
in both marginalized and dominant socioeconomic and racial groups. They
also provide evidence for the usefulness of the concept of parental account-
ability that I proposed here. It is imperative to understand parents’ experi-
ences and actions in a variety of social class contexts, and the complicated
details involved, or not involved, in school choice processes. As school
choice policies and programs continue to grow, these types of findings are
helpful for understanding the factors driving education markets in settings
across the United States and beyond.
Funding
The author(s) received no financial support for the research, authorship, and/or publi-
cation of this article.
Potterton 187
ORCID iD
Amanda U. Potterton https://orcid.org/0000-0002-8020-4251
Notes
1. As children get older, their parents may be less involved in school choice deci-
sions. For example, Condliffe, Boyd, and DeLuca (2015) determined that, during
the transition to high school, youths themselves, although constrained by district
policies, academic backgrounds, peers, and family impositions, were usually the
key players in making choices about their schooling rather than their parents. See
also Phillippo (2019).
2. All names and places are pseudonyms.
3. Two individuals were interviewed twice, once at the beginning of my time in the
field and once near the completion. This is because these two parents, Josh and
Lynn, were a part of my exploratory pilot study in my initial research phases.
The opportunity to gain their perspectives over time was especially fruitful for
analyses.
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Author Biography
Amanda U. Potterton, (PhD, Educational Policy and Evaluation, Arizona State
University) is an Assistant Professor in the Department of Educational Leadership
Studies in the College of Education at the University of Kentucky. Her research
and teaching interests include the politics of school choice, educational leadership,
charter schools, privatization and public education, and the justice-related implica-
tions of these policies for students living in poverty, for students with special edu-
cation needs, and for students who are English language learners. Potterton’s cur-
rent research focuses on how public school stakeholders, including parents,
students, teachers, school leaders, and other community members, interpret and
experience school choice policies and practices in local settings.