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Journal of Child Psychology and Psychiatry 50:9 (2009), pp 1042–1051 doi:10.1111/j.1469-7610.2009.02105.

Research Review: A new perspective on


attention-deficit/hyperactivity disorder: emotion
dysregulation and trait models
Michelle M. Martel
Psychology Department, University of New Orleans, USA

Attention-deficit/hyperactivity disorder (ADHD) is a common example of developmental psychopathology that


might be able to be better understood by taking an emotion regulation perspective. As discussed herein,
emotion regulation is understood to consist of two component processes, emotion (e.g., positive and negative
emotionality) and regulation (e.g., effortful and reactive forms of control), which interact with one another at
the behavioral level. Review of work to date suggests that the heterogeneous behavioral category of ADHD may
encompass two distinct kinds of inputs: inattentive ADHD symptoms may be primarily associated with
breakdowns in the regulation side, whereas hyperactivity-impulsive ADHD symptoms may be associated with
breakdowns in the emotionality side. It is argued that breakdowns in control may be a signature for ADHD
specifically, while increased negative emotionality may serve as non-specific risk factors for disruptive
behavior disorders, explaining their comorbidity. Increased understanding of the interrelations and interac-
tions of component emotion regulation processes may elucidate developmental, sex, and neural mechanisms
of ADHD and associated comorbid disruptive disorders. Keywords: Emotion, emotion regulation, ADHD,
disruptive behavior, temperament.

Attention-deficit/hyperactivity disorder (ADHD) is a evidence suggests that individuals with ADHD are
common example of developmental psychopathology often characterized by extreme affective traits like
that, although typically studied through the lens of negative emotionality (Martel & Nigg, 2006; Nigg et al.,
cognitive control, might be able to be better under- 2002a, 2002b). Thus, increased understanding of the
stood by taking an emotion regulation perspective. role of emotion and regulation processes in ADHD may
ADHD is a behavioral disorder present by age 7, be able to shed light on etiology and mechanisms of
characterized by excessive inattention-disorganization this disorder.
(e.g., ‘often fails to give close attention to details’ or As a starting point, the current paper will first
‘makes careless mistakes in schoolwork, work, or review definitions of emotion regulation, as well as the
other activities’) and/or hyperactivity-impulsivity (e.g., complexities inherent in these definitions and associ-
‘often fidgets with hands or feet,’ ‘squirms in seat,’ or ated measurement procedures. A literature review will
‘often has difficulty awaiting turn’; APA, 2000). There be conducted on studies addressing relations among
are currently three subtypes of the disorder: a pre- emotional regulation (including emotion- and regula-
dominantly inattentive subtype (ADHD-PI), character- tion-related traits), disruptive behavior disorders, and
ized by six or more symptoms of inattention, a ADHD. Sex effects on emotional regulation processes
predominantly hyperactive-impulsive subtype (ADHD- relevant to disruptive behaviors will be discussed.
PHI), characterized by six or more symptoms of Emotion regulation models of disruptive behaviors
hyperactivity-impulsivity, and a combined subtype and ADHD will be presented. Finally, limitations of
(ADHD-C), characterized by six or more symptoms in previous work and guidelines for future work will be
both domains (American Psychiatric Association, discussed.
2000). ADHD is commonly comorbid with other
childhood disruptive behavior disorders like opposi-
tional-defiant disorder (ODD) and conduct disorder Emotion regulation
(CD; American Psychiatric Association, 2000). ADHD
follows a developmental trajectory with difficulties with Empirical study of emotion and emotion regulation is,
impulse control arising earlier in life than difficulties in some senses, the Holy Grail of psychological study
with attention (Olson, 1996). Owing to its early devel- (LeDoux, 1996). Although most laypeople recognize the
opment, ADHD is often considered to be a trait- important role of emotion in daily life, historically,
like characteristic (Braaten & Rosen, 1997; Nigg, researchers have been reluctant to delve into this illusive
Blaskey, Huang-Pollock, & John, 2002a). In fact, and seemingly irrational psychological process. How-
recent research suggests that ADHD is best concep- ever, two influential books written in the 1990s empha-
tualized as a dimensional trait, rather than a cate- sized the importance of emotions in rational thought
gorical diagnostic category (Haslam et al., 2006). Initial processes (Damasio, 1994) and set about describing
the neurobiological basis of emotion and emotion regu-
lation (LeDoux, 1996). Although Damasio examined
Conflict of interest statement: No conflicts declared. human patient neuropsychological performance on the
 2009 The Author
Journal compilation  2009 Association for Child and Adolescent Mental Health.
Published by Blackwell Publishing, 9600 Garsington Road, Oxford OX4 2DQ, UK and 350 Main Street, Malden, MA 02148, USA
Emotion, regulation, and ADHD 1043

Gambling Task following brain injury, and LeDoux Eisenberg’s notion of emotion-related behavioral
studied rat performance on fear conditioning tasks regulation, alternatively called behavioral regulation or
following well-defined experimental lesions, these two reactive control, is frequently found to interact with the
researchers came to strikingly similar and complemen- trait of negative emotionality (i.e., the culmination of a
tary conclusions: emotion and its regulation are distinct diverse set of negative emotions including anger, sad-
and yet often intertwined during day-to-day life (e.g., ness, and worry) in predicting behavioral outcomes
Adolphs et al., 1999; Bechara, Damasio, Damasio, & Lee, such as social functioning and problem behavior
1999; Phillips & LeDoux, 1992; Wilensky, Schafe, (Eisenberg et al., 2000b). Specifically, negative emo-
Kristensen, & LeDoux, 2006). Since this research was tionality moderates the relationship between emotional-
conducted, there has been much interest in emotion related behavioral regulation and both positive and
regulation, but definitions of this construct remain negative outcomes (e.g., social competence; externaliz-
unclear, despite consensus that definitional clarity is ing behavior) with stronger relationships found for
needed. those higher in negative emotionality (Eisenberg et al.,
The role of emotion in emotion regulation complicates 1996, 2000b). Based on this definition, emotion-based
definition (Campos, Frankel, & Camras, 2004). Most behavioral regulation is likely only one component of
developmental work on emotion and emotion regulation the broader concept of emotional regulation. The defi-
has been based on careful observation and interval nition of emotion regulation used in the current paper is
coding of child emotion, emotion expressiveness, and most in line with this perspective in that emotion- and
emotion regulation, as well as related parent–child regulation-related temperament/personality traits (e.g.,
interactions, measured during laboratory tasks meant negative/positive emotionality, effortful control) are
to emulate real-life situations and/or experimentally seen as one way to gain purchase on the broader, more
induce natural mood states (e.g., a competitive game, a complex concept of emotion regulation. Emotion- and
task that requires the child to wait for the mother to regulation-related temperament/personality traits may
complete work before he/she can open a gift; Chaplin, provide one means by which to understand specific
Cole, & Zahn-Waxler, 2005; Cole, Teti, & Zahn-Waxler, components of emotion regulation. Since emotion reg-
2003; Cole, Zahn-Waxler, Fox, Usher, & Welsh, 1996; ulation and temperament theorists claim much of the
Eisenberg et al., 1996; Eisenberg, Fabes, Guthrie, & same domain, discussion of the similarities and differ-
Reiser, 2000a). Based on this work, a recent definition ences between emotion regulation and traits may
of emotion refers to it as ‘appraisal-action readiness facilitate development of alternative conceptualizations
stances’ (Cole, Martin, & Dennis, 2004; p. 320) which and description, as well as enrich measurement strat-
connotes both an evaluating and an action-readiness egies.
component of emotion. A second, somewhat overlap-
ping, definition emphasizes functionality and defines
emotion as the process of registering the significance of
Emotion and regulation: one process or two?
an event, with magnitude and urgency stressed as two
important components of emotional responses (Campos The fundamental question regarding emotion and reg-
et al., 2004). ulation concerns whether we conceive them as one or
Emotions have at least two potential roles; they reg- two processes. Although most definitions of emotion
ulate and are regulated (Cole et al., 2004; Cole, Michel, regulation conceptualize emotion and regulation as
& Teti, 1994). Regulatory emotion refers to changes that dissociable from one another, this idea is being
come about because of emotion (e.g., a child’s anger increasingly critiqued. One-factor models of emotion
leading to conflict with peers) while regulated emotion regulation may, in fact, be better supported (Campos et
refers to changes in valence of emotion (Cole et al., al., 2004), despite the fact that it is possible to break
2004; e.g., a child soothes him/herself or makes a sad down one-factor models into their component processes
playmate smile). Individual differences in regulated (e.g., emotions, regulation processes). The structure of
emotion have been linked to later behavior problems emotion regulation may, in fact, depend critically on the
(Cole et al., 1996; Cole, Zahn-Waxler, & Smith, 1994). level of analysis examined. While emotion and regula-
An alternative, yet somewhat overlapping, definition of tion may be inseparable when examined at the behav-
emotional regulation is the act of modifying any process ioral level, they may be distinguishable at the neural
that generates emotion or any behavioral manifesta- level (Goldsmith & Davidson, 2004). One complicating
tions of emotion (Campos et al., 2004; e.g., use of self- factor is that temporal relations between emotion and
soothing strategies). Seeing these definitions as overly regulation are almost certainly bidirectional (Bridges
broad, Eisenberg and colleagues argued for a definition Denham, & Ganiban, 2004; Cole et al., 2004).
of emotion-related self-regulation as ‘the process of Study of the neurobiology of emotion and regulation
initiating, avoiding, inhibiting, maintaining, or modu- may shed some light on the distinctiveness of these
lating the occurrence, form, intensity, or duration of processes. The neurobiology of emotions has been
internal feeling states, emotion-related physiological, extensively studied. Negative emotion (i.e., avoidance)
attentional processes, motivational states, and/or the and positive emotion (i.e., approach) have received most
behavioral concomitants of emotion in the service of emphasis in regard to neurobiological underpinnings,
accomplishing affect-related biological or social adap- in part due to their important evolutionary functions
tation or achieving individual goals’ (Eisenberg & (Gray, 1981; Nigg, 2006). Negative and positive emo-
Spinrad, 2004, p. 338). tionality are also believed to be the first emotionally

 2009 The Author


Journal compilation  2009 Association for Child and Adolescent Mental Health.
1044 Michelle M. Martel

driven reaction of human infants (Rothbart & Posner, Emotional regulation and disruptive behavior
2006). Negative emotionality, such as fear and anger, disorders
appears to rely on a neural circuit involving the
amygdala, hippocampus, anterior cingulate cortex, Emotion dysregulation can be viewed as critically
and right prefrontal cortex with particular reliance on important in the development and clinical expression
serotonin neurotransmission. Positive emotionality, of disruptive behavior disorders and ADHD, although
such as extraversion and positive affect, rely on the this is a relatively under-examined perspective.
amygdala, the nucleus accumbens, the anterior cin- Although deficits in cognitive control are most fre-
gulate cortex, and the left prefrontal cortex with par- quently studied in relation to ADHD in school-age
ticular reliance on dopaminergic neurotransmission children, examination of emotion dysregulation may
(Depue & Lenzenweger, 2006; Derryberry & Tucker, be particularly useful in younger children, due to the
2006; Fox, 1994; Rothbart & Posner, 2006; Whittle earlier emergence of emotionality systems (vs. control
et al., 2006). systems). Study of emotion regulation deficits in
Although negative and positive emotionality are evi- young children may elucidate early longitudinal
dent during infancy, control processes develop later pathways to these disorders, as well as sex differences
during childhood (Casey, Tottenham, Liston, & Durston, in these pathways.
2005). Control processes, alternatively conceptualized One study addressed part of this question by
as constraint, effortful control, conscientiousness, or examining the relation of preschoolers’ expressive
cognitive control (Nigg, 2000), rely heavily on the pre- control of emotion with risk for developing general
frontal cortex, especially the dorsolateral, orbitofrontal, disruptive behavior disorders (Cole et al., 1994). Cole
and anterior cingulate cortex (Derryberry & Tucker, and colleagues (1994) gave preschoolers an undesir-
2006; Rothbart & Posner, 2006; Whittle et al., 2006). able prize and coded subsequent negative affect
Further, a variety of neurotransmitters are associated (i.e., anger, sadness, worry, and disgust) and behavior
with integrity in control processes, including acetylcho- (i.e., active self-regulation, passive tolerance, and
line, norepinephrine, dopamine, and serotonin (Depue & disruptive behavior) in the examiner’s presence and
Lenzenweger, 2006; Rothbart & Posner, 2006; Whittle absence. Sex differences were found in children’s
et al., 2006). reactions to the undesirable prize. Boys at high risk for
Recent work suggests that the prefrontal cortex, disruptive behavior disorders showed more negative
particularly the anterior cingulate (with dopaminergic emotion in the examiner’s presence than boys at low
and serotoninergic neurotransmission involvement), risk, although boys at low risk had comparable levels
likely functions to integrate emotion and cognitive of negative emotion as boys at high risk in the exam-
control processes (Holroyd & Coles, 2002). In this way, iner’s absence. For the at-risk boys, anger predicted
emotion and regulation (or cognitive control) appear to subsequent oppositionality. In contrast, at-risk girls
have some ‘crosstalk’ and may be able to work together exhibited less negative affect in the examiner’s absence
to achieve some goals, such as evaluation of informa- than low-risk girls. Thus, sex differences were evident
tion and execution of action (Bell & Wolfe, 2004). This in affective response and emotion regulation for
may explain why these processes are sometimes so children at high risk for the development of disruptive
difficult to dissociate at a behavioral level. However, behavior disorders. Decreased emotional regulation of
differences in the timing of the development of these anger predicted increased disruptive behavior symp-
processes also suggest important distinctions between toms for males, and increased ‘minimization of nega-
emotion and its regulation. tive emotion’ predicted disruptive behavior symptoms
for females.

Measurement of emotion regulation


In the scientific literature, emotion regulation is most
Emotion regulation and ADHD
commonly examined during frustration-eliciting para-
digms, and emotion regulation is commonly charac- An additional question concerns whether emotion reg-
terized using affective and behavior coding. One ulation deficits are specific to ADHD or other disruptive
frustration-eliciting paradigm consists of giving an behavior disorders or whether they explain the comor-
undesirable prize as a reward (Cole, 1986; Saarni, bidity among these disorders. Only one study has
1984). Another frustration-eliciting paradigm consists examined the role of emotion regulation in ADHD spe-
of asking children to construct a model or puzzle that cifically. Melnick and Hinshaw (2000) examined emo-
is missing several critical pieces (e.g., Melnick & tion regulation strategies in 45 school-aged boys with
Hinshaw, 2000). Affective coding frequently involves ADHD with and without comorbid aggression as com-
the coding of negative facial expressions, such as pared to 34 boys without problem behaviors. Each child
anger, sadness, and worry. Behavioral coding generally participated in a frustration-eliciting task with one
focuses on emotion regulation strategies such as parent during which they were asked to solve a puzzle
problem-solving, help-seeking, emotion expression, that was missing two pieces; a behavioral coding system
and disruptive behavior (e.g., Cole, Zahn-Waxler, and was used to code child behavior during the task. A
Smith, 1994b; Melnick & Hinshaw, 2000). The mea- subgroup of the children with ADHD, the subgroup with
surement of emotional regulation differs dramatically ADHD and comorbid aggression, had more maladaptive
between studies. emotion regulation compared to the other children.
 2009 The Author
Journal compilation  2009 Association for Child and Adolescent Mental Health.
Emotion, regulation, and ADHD 1045

Specifically, children with ADHD with high levels of Emotion- and regulation-related traits and
aggression focused more on the negative aspects of the ADHD
task, engaged in less accommodation (i.e., cognitive
reframing), and exhibited more intense emotional In addition to research on emotion regulation, some
expression (e.g., slamming fist, sighing; Melnick & research has addressed the relations among childhood
Hinshaw, 2000). disruptive behavior disorders, ADHD, and emotion-re-
Walcott and Landau (2004) also found that boys with lated traits like negative emotionality, neuroticism, and
ADHD exhibited more ineffective emotion regulation extraversion (i.e., outward directed sociability, related
than boys without ADHD, although they did not to positive emotionality). Since there is considerable
examine or control for comorbid aggression. In this controversy about whether childhood traits are best
study, cognitive disinhibition and emotion regulation captured by temperament and personality constructs,
was examined in a sample of 49 boys aged 6 to 11 with findings from both domains will be presented herein. It
and without ADHD. Cognitive disinhibition was mea- should be noted that recent theory suggests that tem-
sured via Stop Signal Reaction Time (i.e., a measure of perament and personality can and possibly should be
how much time is needed to successfully inhibit a mo- integrated in children due to similarities between the
tor response) from the Stop Task (Walcott & Landau, two domains (Shiner, 2005). Negative emotionality has
2004). Emotion regulation was examined with a com- been linked to neuroticism; surgency and high-inten-
petitive version of the task used by Melnick and Hin- sity pleasure has been linked to extraversion, and
shaw (2000; described above). In this task, children effortful control has been linked to conscientiousness
were asked to solve a puzzle in which two pieces were (reviewed by Shiner & Caspi, 2003). Evidence also
missing, and they were asked to do it faster than a supports the trait of agreeableness in children, al-
confederate competitor. In addition, half of the children though the trait of openness to experience has been
were asked to mask their frustration from the confed- found less consistently in this age range (reviewed by
erate competitor. Behavioral coding was used to assess Shiner & Caspi, 2003). Further, temperament and
emotional reaction and emotion regulation. Boys with personality traits are thought to be hierarchically or-
ADHD exhibited more ineffective emotion regulation ganized with higher-order factor structures (e.g., three-
than boys without ADHD, exhibited by more negative factor models) believed to subsume lower-order factor
responses and immobilized behavior. They also had structures (e.g., five-factor models), thus allowing for
more difficulty trying to regulate their emotional display both three- and five-factor models to explain phenom-
when instructed. Precompetition cognitive disinhibition enon at different levels of abstraction (Digman, 1997;
predicted a small, but statistically significant, amount Markon, Krueger, & Watson, 2005).
of emotion dysregulation during the competitive peer Overall, children with disruptive behavior disorders
task. are characterized by increased negative emotionality
Maedgen and Carlson (2000) found that children with (especially anger and frustration) and neuroticism, in-
ADHD-C had less effective emotion regulation than creased high-intensity pleasure and extraversion, and
children with ADHD-PI and children without ADHD, low agreeableness (Eisenberg et al., 2001; Huey & We-
although comorbid aggression was not examined. isz, 1997; Lynam et al., 2005; Oldehinkel et al., 2004;
Emotion regulation and emotion expression was as- Sanson & Prior, 1999). Children with ADHD have been
sessed in 16 children with ADHD-C, 14 children with likewise characterized by high negative emotionality
ADHD-PI, and 17 non-ADHD comparison children and neuroticism, positive emotionality and sometimes
during a prize paradigm (Maedgen & Carlson, 2000). In extraversion, as well as low agreeableness compared to
this prize paradigm, children were asked to rank order a children without ADHD (Parker, Majeski, & Collin,
list of prizes. Then, they were presented with a desirable 2004; White, 1999). Further, there is substantial evi-
prize following one task and an undesirable prize fol- dence that disruptive behavior disorders and ADHD in
lowing a second task. Behavioral coding was used to particular are associated with poor regulation, whether
assess positive behavior (e.g., smiling), negative conceptualized as effortful control or conscientiousness
behavior (e.g., frowning) and emotional regulation (e.g., Eisenberg et al., 2001; Olson et al., 2005; Parker
(measured in the same way as by Melnick and Hinshaw et al., 2004). Despite the utility of mapping these
(2000; above). In this study, children with ADHD-C associations, these studies are less informative about
expressed more negative behavior during the disap- specificity of relations between traits and disruptive
pointing condition of the task and more positive behaviors because they did not examine these disrup-
behavior overall. Children with ADHD-C were also tive behaviors in isolation.
judged to be more intense, more interested, and less Several studies examined specific relations among
effective in their emotional regulation than other chil- traits and disruptive behavior symptoms. In a study of
dren. Other research suggests that children with ADHD adults, inattentive ADHD symptoms were significantly
differ from other children in other emotion-related related to higher neuroticism, lower openness, and
abilities, including emotion appraisal skills, recognition lower conscientiousness, while hyperactive-impulsive
of facial expressions of emotion, and subjective experi- ADHD symptoms were linked to higher neuroticism,
ence of emotion (Norvilitis et al., 2000; Scime & Norvi- higher extraversion, lower agreeableness, and lower
litis, 2006; Singh et al., 1998; Wigal et al., 1998). Again, conscientiousness (Parker et al., 2004). At least two
however, most studies did not control for comorbid studies have attempted to examine specific relations
aggression. between disruptive behaviors and traits by isolating

 2009 The Author


Journal compilation  2009 Association for Child and Adolescent Mental Health.
1046 Michelle M. Martel

disruptive symptom domains from one another. A tom domains, and mapping such linkages may enable
study that examined the Big Five Factors in an adult more accurate prediction of risk for developmental
sample found that inattentive ADHD symptoms psychopathology (Lynam & Widiger, 2007; Widiger &
were specifically related to low conscientiousness, Trull, 2007). It may be possible to link emotion regula-
whereas hyperactive-impulsive ADHD symptoms and tion processes with specific disruptive behavior symp-
oppositional-defiant symptoms were related to low tom domains in such a way as to shed light on the high
agreeableness (Nigg et al., 2002b). A study that exam- levels of comorbidity evidenced among the disruptive
ined temperament traits in a clinical child sample found behavior disorders. As shown in Figure 1, high negative
that inattention was related to effortful control, hyper- emotionality may increase risk for all disruptive behavior
activity-impulsivity was related to reactive control, and disorders. More specific linkages, however, may be seen
opposition-defiance was related to negative emotional- between (dis)agreeableness and conduct disorder,
ity (Martel & Nigg, 2006). Thus, children with ADHD between high reactive control/negative emotionality and
appear to be characterized by high levels of negative oppositional-defiant disorder, between low control and
emotionality and low levels of control as a group, but ADHD inattention, and between high positive emotion-
more specific associations can be seen at the symptom ality and ADHD hyperactivity-impulsivity. Thus, the
level. ADHD symptom domain of inattention may be more
Further, relations between traits and clinical symp- specifically related to control, while the ADHD symptom
toms may exhibit developmental changes or interactive domain of hyperactivity-impulsivity may be more related
effects. While childhood remitting or persisting ADHD is to affectively driven forms of control, sharing some
related to low levels of control or conscientiousness, overlap with oppositional-defiance through this trait
ADHD that persists into adolescence is also character- linkage. Such shared relations among traits may lead to
ized by increased neuroticism and decreased agree- the comorbid conditions and symptomatology frequently
ableness (Miller et al., 2008), although it should be seen in children.
noted that comorbidity was not examined in this study. Several possible models of emotion regulation
Finally, some research has found that control processes process associations with ADHD and other childhood
interact with emotion-related traits like negative emo- disruptive behavior disorders could be proposed. Three-
tionality in relation to disruptive behavior disorders and and five-factor models will be emphasized in the current
ADHD (Eisenberg et al., 2000b; Martel & Nigg, 2006). paper. These models are meant to be illustrative of a
general logic that can guide work going forward.
Because little work has examined specific relations
Sex differences in emotion- and between symptom domains and emotion regulation
regulation-related traits relevant to processes, these models must be considered pre-
disruptive behavior disorders liminary and subject to refutation.
The first model, shown in Figure 2, is a three-factor
Although sex differences in emotion regulation pro-
trait model of ADHD. As suggested by previous work
cesses are underexplored, sex differences in emotion-
(e.g., Martel & Nigg, 2006), low effortful control may be
and regulation-related traits are well established.
most specifically related to increased inattentive symp-
Similar to the sex-biased prevalence rate observed in
toms of ADHD. In contrast, high positive and negative
childhood psychopathology, early childhood traits also
emotionality may be more specifically related to high
show substantial sex differences, and these traits are
hyperactive-impulsive ADHD symptoms. These emo-
related to preschool psychopathology (Lavigne et al.,
tion-related traits may also be related to oppositional-
1996). A meta-analysis on gender differences in tem-
defiance and conduct problems in a developmental
perament in children between the ages of 3 months
progression, shown in Figure 3. While negative emo-
and 13 years indicates that girls typically exhibit
tionality may be a risk factor for hyperactive-impulsive
higher levels of effortful control, while boys exhibit
ADHD symptoms, it may also be directly related to
higher levels of positive affect (Else-Quest et al., 2006).
In regard to the development of sex differences in
traits, data are limited. Some data suggests that boys
exhibit higher levels of negative emotionality (e.g., ADHD
irritability) in toddlerhood and that girls develop higher Effortful Inattention
Control/ Negative
levels of trait control during early childhood with the
Conscientio Emotion/
advent of language development (Sanson & Prior, usness ADHD Neuroticism
1999). However, sex differences in traits appear early Hyperactivity-
Impulsivity
and map onto early-appearing sex differences in the
Reactive
prevalence rates of common forms of psychopathology Control
like ADHD. ODD

Positive
Emotion/
Agreeable- Extraversion
Emotion regulation models of disruptive ness CD

behavior disorders and ADHD


Maladaptive emotion and regulation processes may Figure 1 Emotion and regulation process model of
exhibit specific linkages with psychopathological symp- disruptive behavior disorders and comorbidity
 2009 The Author
Journal compilation  2009 Association for Child and Adolescent Mental Health.
Emotion, regulation, and ADHD 1047

ADHD
Control Inattention
Conscien
ADHD tiousness
Inattention

Positive Conduct
Emotion Problems
Neuro-
ADHD ticism ADHD Oppositionality-
Hyperactivity- Hyperactivity- Defiance
Impulsivity Impulsivity

Negative
Emotion
Agree-
ableness

Figure 2 Three-factor trait model of ADHD


Extraver-
sion

Open-
ADHD ness
Inattention
Control
Figure 4 Five-factor trait model of ADHD and other
disruptive behavior disorders
Conduct
Positive ADHD Problems
Emotion Oppositionality/
Hyperactivity-
Defiance Limitations of previous work
Impulsivity
Work to date on emotion regulation and ADHD has
notable limitations. Little research has examined
Negative specific relations between ADHD and emotion regula-
Emotion tion. Most prior studies have examined relations
between emotion regulation and childhood disruptive
Figure 3 Three-factor developmental trait model of behavior disorders with little attention to the extensive
ADHD and other disruptive behavior disorders comorbidity among disorders. Research on emotion
regulation in children with ADHD has often not
attended to the comorbid aggression seen in many of
these children (for exceptions, see Martel & Nigg, 2006;
oppositional-defiance. However, positive emotionality Melnick & Hinshaw, 2000). For this reason, it is difficult
may be a risk factor only for hyperactivity-impulsivity to know which aspects of emotion dysregulation are
and influence oppositional-defiance only indirectly. specifically related to ADHD.
Then, oppositional-defiance may increase risk for later Longitudinal changes in emotion regulation are not
conduct problems through the aforementioned trait well mapped. Little research has attended to sex dif-
characteristics. ferences in emotion regulation as they are related to the
A five-factor model framework can also be con- sex-biased prevalence rates of childhood psychopa-
ceived, shown in Figure 4. Based on work by Nigg thology. Finally, the pervasiveness of emotion dysre-
(2006) et al. (2002b) and Lynam et al. (2005), con- gulation and extreme emotion-related traits in children
scientiousness appears to be related to inattention, with developmental psychopathology has not been
while high neuroticism, low agreeableness, and high studied at the individual level (using person-centered
extraversion are related to hyperactivity-impulsivity. data analytic strategies), although it clearly has impli-
High neuroticism and low agreeableness may directly cations for mapping pathways to developmental psy-
increase risk for oppositional-defiance, as well as chopathology.
having indirect effects through hyperactivity-impul- The relations among emotions, emotion-related
sivity. High neuroticism, disagreeableness, and/or low traits, emotional regulation, and cognitive control are
conscientiousness may also lead to conduct problems not well mapped. Distinctions between these domains
(Nigg, 2006). Thus, trait models can be proposed that may be useful for componential analysis, but – at the
appear to account for established patterns of comor- behavioral level – these distinctions may be more
bidity among childhood psychopathology, as well as semantic than real. The borders between emotional
specific relations among traits and psychopathology. and control processes may be more fluid than has
Whether these models are feasible or helpful in terms previously been acknowledged. Yet, developmental
of predicting later behavior problems or explaining changes in theses processes’ manifestations and
diagnostic symptoms and criteria remains to be interaction may be related to age-related changes in
tested. rates of developmental psychopathology.
 2009 The Author
Journal compilation  2009 Association for Child and Adolescent Mental Health.
1048 Michelle M. Martel

One methodological issue that must be carefully extreme traits and/or poor cognitive control? Person-
considered in the study of relations among emotion centered data analysis would aid in the examination of
regulation, cognitive control, and psychopathology is these kinds of questions.
item and rater overlap. A handful of studies have Finally, increased study of relations among tem-
examined item overlap between temperament and psy- perament, cognitive control, and psychopathology
chopathology and determined that relations typically would be helpful in order to clarify associations
hold even controlling for this overlap (e.g., Lemery, Es- among these domains. In these studies, item and
sex, & Smider, 2002; Lengua, West, & Sandler, 1998; rater overlap should be avoided, if possible, or at least
Martel & Nigg, 2006). However, item overlap between carefully considered, if not. Increased utilization of
temperament traits and symptoms must continue to be behavioral observation and/or cognitive assessment
diligently evaluated within specific research studies. A would be useful in this regard to lessen item and
related issue is overlap among raters completing tem- rater overlap.
perament and symptom ratings. Overlap among raters
may artificially inflate relations among temperament
traits and symptoms and should be avoided, if at all Conclusion
possible.
Study of emotion regulation processes may improve
understanding of the development and structure of
Guidelines for future work disruptive behavior disorders and ADHD. Emotion
regulation can be understood as two related and
There are a number of directions for future work. Con-
potentially interactive developmental processes: emo-
tinued clarification of the concept of emotion regulation
tion and regulation. These processes have been asso-
is needed. The development of standardized paradigms
ciated with disruptive behavior disorders in general and
for the measurement of emotion regulation would be
ADHD in particular, although little work has examined
enormously helpful in clarifying relations between
specificity between emotional regulation processes and
emotion regulation and psychopathology. Distinctions
disruptive behavior symptom domains. The current
between related constructs like emotion, regulation,
paper proposed several models of emotion- and regu-
emotion- and regulation-related temperament/person-
lation-related process associations with disruptive
ality traits, and cognitive control need better definition.
behavior disorders with the intent of elucidating
Integration of ideas/constructs across fields of related
mechanisms of single and comorbid disorder develop-
research, such as social/personality and clinical
ment. While high negative and positive emotionality
psychology, are imperative to allowing work to move
may be associated with disruptive behavior disorders in
forward under a unified front.
general, explaining their comorbidity, deficient control
Increased attention to relations between emotion
processes may be specifically associated with ADHD,
regulation and specific forms of psychopathology
and low agreeableness may be specifically associated
would be illustrative, especially as these relations
with oppositional-defiant and conduct problems. Of
develop over time. For example, is effortful control
course, these models require empirical test. In this vein,
specifically related to inattention or is it a broader
limitations of previous work on emotion regulation and
risk factor for disruptive behaviors? The elucidation
ADHD were discussed, and directions for future work
of longitudinal relations among emotion regulation
were advanced.
and specific forms of psychopathology will be impor-
tant. For example, is the relation between reactive
control and oppositional-defiance mediated by hyper-
activity-impulsivity? Mediational analyses conducted Acknowledgements
within a longitudinal sample would help clarify these The author wishes to acknowledge Drs. Joel Nigg, Paul
issues. Frick, and Elizabeth Shirtcliff for invaluable discussion
Examination of relations between psychopathology and comments on the draft.
and emotion regulation at the group and individual
level would also be helpful. Sex and age differences
may be important to consider. Further, patterns of
Correspondence to
emotion regulation problems may be useful in identi-
fying more homogeneous subgroups of children with Michelle M. Martel, University of New Orleans, Psy-
ADHD. For example, are all children with ADHD chology Department, 2005 Geology & Psychology
characterized by maladaptive emotion regulation? Are Building, 2000 Lakeshore Drive, New Orleans, LA
there subgroups of children with ADHD who are 70148, USA; Tel: 504-280-6776; Fax: 504-280-6049;
characterized by certain patterns and combinations of Email: mmartel@uno.edu

 2009 The Author


Journal compilation  2009 Association for Child and Adolescent Mental Health.
Emotion, regulation, and ADHD 1049

Key points

• Study of emotion regulation may improve understanding of development of disruptive behavior disorders
and ADHD.
• Emotion regulation can be understood as two related and potentially interactive developmental processes:
emotion and regulation.
• The current paper proposed several models of emotion- and regulation-related process associations with
disruptive behavior disorders.
• While high negative emotionality may be associated with disruptive behavior disorders in general,
explaining their comorbidity, deficient control processes may be specifically associated with ADHD inat-
tention, and low agreeableness may be specifically associated with oppositional-defiant and conduct
problems.
• Use of these models may guide future work on developmental, sex, and neural mechanisms of ADHD and
associated comorbid disruptive behavior disorders.

between preschool and early school age. Development


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