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Assessment and Treatment of Individuals at High Risk For Psychosis
Assessment and Treatment of Individuals at High Risk For Psychosis
increased focus on early detection and treatment of Christina Andreou, MD, PhD, is a
SUMMARY consultant psychiatrist and medical
psychotic disorders, boosted by a seminal study
Early detection and specialised early intervention that reported a prodromal phase with attenuated
director of the Basel Early Treatment
for people at high risk for psychotic disorders Service, University Psychiatric Clinics
or unspecific symptoms and/or functional decline Basel, and an associate professor at
have received growing attention in the past few
several years in advance of a first psychotic the University of Basel, Switzerland.
decades, with the aim of delaying or preventing Her research uses neuroimaging and
the outbreak of explicit psychotic symptoms and episode in the majority of patients (Häfner 1998).
pharmacological manipulations to
improving functional outcomes. This article sum- In the late 1990s, operationalised criteria were investigate processes associated
marises criteria for a diagnosis of high psychosis developed to identify individuals at increased risk with psychotic symptom emergence
risk, the implications for such a diagnosis and for psychotic disorders. The present review aims to and their implications for treatment.
recommendations for treatment. provide a summary of major terms, concepts and Barbara Bailey, PhD, is senior
psychologist at the Basel Early
recommendations with respect to diagnosis and Treatment Service, University
LEARNING OBJECTIVES treatment of such individuals. The case vignettes Psychiatric Clinics Basel. Her main
After reading this article you will be able to: are fictitious but based on our clinical experience. area of interest is the multidisciplin-
• recognise signs and symptoms indicating ary assessment and treatment of
increased psychosis risk young patients in the early stages of
• understand uses and limitations of screening for Diagnosis psychotic disorders, and she has
worked in early psychosis projects in
high psychosis risk, and interpretation of results The terms ‘clinical high risk’ and ‘at-risk mental Switzerland, Australia and Denmark.
• recognise evidence-based treatment options for
state’ are used to describe signs and symptoms indi- Stefan Borgwardt, MD, PhD, is a
patients at clinical high risk for psychosis. senior consultant psychiatrist and
cative of a high risk for psychotic disorders (Fusar-
head of the Basel Early Treatment
DECLARATION OF INTEREST Poli 2013a). Two sets of criteria are used for diagno- Service, Professor of Neuropsychiatry
C.A. has received non-financial support from sis: ultra-high-risk and basic symptom criteria at the University of Basel, and a vis-
(Schultze-Lutter 2015). iting professor at the Institute of
Sunovion and Lundbeck in the past 36 months.
Psychiatry, Psychology and
Neuroscience (IoPPN), King’s College
KEYWORDS
Ultra-high-risk criteria London, UK. His research interests
Psychotic disorders; schizophrenia; early treat- include imaging, neurocognitive and
ment; at risk mental state; clinical high risk. Ultra-high-risk criteria require the presence of at genetic mechanisms in psychosis
least one of the following: (a) attenuated positive with a focus on the prodromal and
symptoms, i.e. symptoms such as hallucinations early phases of psychotic disorders
and personalised medicine.
and delusions that occur in the presence of more or Correspondence Professor Stefan
Schizophrenia and schizophrenia spectrum disor- less intact reality testing (case vignette: Box 1); Borgwardt, University Psychiatric
ders are one of the worldwide leading causes of (b) brief limited intermittent psychotic symptoms Clinics Basel, Wilhelm Klein-Strasse
chronic disability in young people (GBD 2016 (BLIPS), i.e. full-blown positive symptoms that 27, CH-4002 Basel, Switzerland.
Email: stefan.borgwardt@upk.ch
Disease and Injury Incidence and Prevalence spontaneously remit after a short time (case vignette:
Collaborators 2017). Although about 40% of Box 2); and (c) genetic high risk accompanied by First received 8 Sep 2018
patients can be described as having a good functional decline (see Table 1 for detailed defini- Final revision 19 Dec 2018
symptomatic outcome, impairments in everyday tions and criteria). Accepted 16 Jan 2019
functioning often persist even with successful The most widely used psychometric instruments Copyright and usage
pharmacological treatment of psychotic symptoms for diagnosis of ultra-high-risk criteria to date are © The Royal College of Psychiatrists
(Emsley 2009); only about 1 in 7 patients experience the Structured Interview for Prodromal Syndromes 2019. This is an Open Access article,
distributed under the terms of the
‘true’ recovery, i.e. symptom remission accompanied (SIPS) (McGlashan 2010) and the Comprehensive
Creative Commons Attribution
by adequate social functioning (Jaaskelainen 2013). Assessment of At-Risk Mental States (CAARMS) licence (http://creativecommons.org/
It has long been acknowledged that timely treat- (Yung 2005). Both instruments include a cut-off licenses/by/4.0/), which permits
ment in the early stages of psychotic disorders can threshold for the definition of overt psychosis unrestricted re-use, distribution, and
reproduction in any medium, provided
improve clinical and functional outcomes, prevent based on symptom frequency, duration and severity.
the original work is properly cited.
negative social consequences of psychosis such as It should be noted that there are some differences
social isolation, unemployment and homelessness, in the way ultra-high-risk criteria are operationa-
and reduce the risk of self-harm and violence lised by the SIPS and CAARMS (Table 1).
(Oliver 2018). Awareness of this fact has led to an However, a recent study (Fusar-Poli 2016a)
177
https://doi.org/10.1192/bja.2019.3 Published online by Cambridge University Press
Andreou et al
showed that there is substantial diagnostic agree- The effect of screening strategy
ment between the two instruments, most differences In recent years, a notable decline in transition rates
having no major consequences in clinical practice. has been observed in high-risk individuals, which
A notable exception is operationalisation of BLIPS: cannot be fully accounted for by the effects of
the SIPS includes an urgency exclusion criterion earlier treatment (Nelson 2016). It has been sug-
(symptoms associated with severe disorganisation gested that the declining transition risk may
or with danger to self and others are considered to represent a ‘dilution effect’ due to the application
exceed the threshold for psychosis irrespective of of the clinical high-risk concept to unsuitable
TABLE 1 Ultra-high-risk criteria and comparison of the Structured Interview for Prodromal Syndromes (SIPS) and Comprehensive Assessment of At-Risk Mental
States (CAARMS)
CAARMS SIPS
General criteria
Symptoms relevant for Unusual thought content Unusual thought content/delusional ideas
diagnosis Non-bizarre ideas Suspiciousness/persecutory ideas
Perceptual abnormalities Grandiose ideas
Disorganised speech Perceptual abnormalities, hallucinations
Disorganised communication
Substance-induced Exclusion criterion if symptoms occur only during peak intoxication Exclusion criterion if strong connection to symptoms
symptoms
Presence of comorbid – Exclusion criterion if symptoms are better accounted for by
psychiatric another psychiatric disorder
diagnoses
Attenuated positive symptoms (APS): Presence of positive psychotic symptoms (see above, symptoms relevant for diagnosis) in attenuated form. Severity is rated on the
basis of subjective distress, impact on daily life and functionality, attribution of meaning to abnormal experiences and extent of loss of reality testing
Duration ≥1 week
Onset ≤5 years ago and presence of symptoms in the past 12 months <1 year ago or severity increase of ≥1 point in the past year
and presence of symptoms in the past month
Frequency >3–6 times per week for <1 h or >1 time per month for >1 h >1 time per week in the past month for several minutes
Additional criteria Functional decline as defined below –
Brief limited intermittent psychotic symptoms (BLIPS): Overt, full-blown psychotic symptoms (see above, symptoms relevant for diagnosis) that spontaneously remit after a
short period of time. The main benchmark for classification of psychotic symptoms as full-blown is extent of loss of reality testing (for formal thought disorder, appearance
with minimal pressure, and response to structuring of the interview)
Duration ≤1 week ≤3 months
Onset ≤5 years and presence of symptoms in the past 12 months <3 months
Frequency 3–6 times per week for >1 h, or daily for <1 h (if less → APS) >1 time per month for several minutes
Additional criteria Functional decline as defined below Seriously disorganised or dangerous symptoms are an
Spontaneous remission without antipsychotics exclusion criterion (and count as overt psychosis instead)
Past psychotic episode is an exclusion criterion Past psychotic episode is an exclusion criterion
Genetic risk with functional decline: Either presence of a psychotic disorder in a first-degree relative or presence of a schizotypal personality disorder according to DSM-IV
criteria in the patient, accompanied by significant decline in social or occupational functioning
Definition of functional 30% drop in SOFAS score over at least 1 month compared with the past year, or Decline of at least 30% in GAF score compared with the past
decline chronically low functional level (SOFAS score <50 for more than 1 year) year
GAF, Global Assessment of Functioning; SOFAS, Social and Occupational Functioning Assessment Scale.
populations. It has been established that the prog- Children and adolescents: special considerations
nostic accuracy of high-risk criteria is strongly In young children, the prevalence of psychotic symp-
dependent on the pre-test risk of the population toms such as auditory hallucinations may be as high
studied (Fusar-Poli 2015a), which is higher for as 9%, but more often than not they have no clinical
help-seeking individuals referred to early interven- relevance and remit spontaneously (Schimmelmann
tion centres (15%) compared with, for example, 2013). Moreover, a recent telephone survey of adoles-
primary care patients (0.045%) (Fusar-Poli 2015a, cents reported a point prevalence for attenuated posi-
2016b). Thus, low-threshold referral strategies and tive symptoms of around 13.8%, but in most cases
outreach campaigns targeting the general popula- these were not frequent enough to meet criteria for
tion may result in limited prognostic usefulness of psychosis risk (Schultze-Lutter 2017). Therefore,
specialised early assessment. In its guidance on the particular caution is advised when assessing children
early detection of the high-risk state, the European and young adolescents for early signs of psychosis,
Psychiatric Association acknowledges that substan- and interpretation and communication of results
tial pre-assessment ‘risk enrichment’ is needed for should be carried out by trained professionals experi-
early intervention services to have clinical utility, enced in psychosis risk screening (Schimmelmann
and suggests that the above criteria for assessment 2013). In older adolescents, there are more similarities
of high risk for psychosis should only be applied to to clinical presentations of high risk in adults, but with
individuals already distressed by mental problems a more fluctuating course (Schimmelmann 2007).
and seeking help for them, or to those seeking clari-
fication of their current risk in the context of, for Predictors of transition to psychosis
example, a genetic predisposition for psychotic dis- Given the above-mentioned limitations of screening
orders (Schultze-Lutter 2015). instruments, a large body of research has been
BOX 3 Case vignette: Claire – diagnosis of basic symptoms BOX 4 Sets of criteria for diagnosis of high-risk
state using basic symptoms on the
Claire is a 17-year-old high school pupil. In the or looking at her, although at the same time Schizophrenia Proneness Instrument
past few weeks, she has been experiencing she knows that this is actually not possible.
increasingly distressing symptoms that occur She has asked her family and friends if she To be rated as basic symptoms, symptoms must be
at least once a week. While reading books, seems odd or changed in any way, but they experienced with full insight (i.e. as a change from the
for example, she noticed that she does not have not observed any changes. individual’s usual state) and cause significant subjective
understand the meaning of words and pas- Discussion distress.
sages as effortlessly as before and needs to
Claire experiences several cognitive basic Cognitive disturbances (COGDIS)
reread them. She also has difficulty finding
symptoms: disturbance of receptive and Presence of least two of the following symptoms in the past
the right words and putting them in order to
expressive speech, thought interference, 3 months:
make meaningful sentences. At times, she
thought blockage, unstable ideas of refer-
loses her train of thought or her mind is • Inability to divide attention
ence. Moreover, she experiences one per-
flooded by insignificant thoughts, which • Thought interference
ceptual basic symptom (visual perception
makes it impossible to concentrate. More
disturbances). Because she experiences these • Thought pressure
than a year ago she started to experience
symptoms as a deviation from her usual state • Thought blockages
visual disturbances. Colours of objects seem
and they cause her distress, they meet the • Disturbance of receptive speech
brighter, and she feels that she cannot always
general criterion for basic symptoms. The fact
rely on her perception of distance or move- • Disturbance of expressive speech
that the symptoms are not observed by others
ment; for example, sometimes she thinks • Unstable ideas of reference
is not relevant for diagnosis, as the definition
objects are moving, although in reality they
of basic symptoms relies exclusively on sub- • Disturbance of abstract thinking
are not. She also sometimes has the
jective experience. • Captivation of attention by details of the visual field
impression that people are talking about her
Cognitive-perceptual disturbances (COPER)
Presence of at least one of the following symptoms for at
devoted to identifying specific variables, or combi- least 12 months:
nations of variables, that could be used to improve • Thought interference
prediction of the risk of psychotic transition at the
• Thought perseveration
level of the individual patient.
• Thought pressure
Several studies have investigated whether specific
• Thought blockages
combinations of prodromal symptoms are predictive
• Disturbance of receptive speech
of increased transition risk. Although individual
results vary, greater severity of psychosis risk symp- • Decreased ability to discriminate between ideas and per-
toms at baseline appears to be a consistent predictor ception, fantasy and true memories
of increased transition risk (Mechelli 2017). • Unstable ideas of reference
Moreover, patients meeting both ultra-high-risk • Derealisation
and basic symptom criteria have been reported to • Visual perception disturbances
be at increased transition risk compared with those • Acoustic perception disturbances
meeting only one set of criteria (Ruhrmann 2010).
Apart from symptoms, variables such as environ-
risk prediction tools is currently still limited to the
mental, cognitive, neuroimaging and electrophysio-
research setting.
logical measures (Fusar-Poli 2013a; Schmidt
2017) have also been suggested to be useful in pre-
dicting psychotic transitions. Several studies apply Transition to psychosis – not the only outcome of
machine learning algorithms to large datasets in interest
order to provide individualised estimates of transi- Although most studies so far have focused on transi-
tion risk (Klosterkötter 2005; Schmidt 2017; tion to psychosis as the major outcome of interest in
NAPLS 2018; PRONIA 2018) or functional out- high-risk individuals, more recent research indicates
comes (Koutsouleris 2018) in high-risk individuals. that other clinical measures may also be meaningful
The ultimate goal is the development of individua- and relevant to treatment. A number of studies
lised ‘risk calculators’ (Cannon 2016; Fusar-Poli investigating the clinical course of high-risk patients
2017a). However, predictive tools need to be vali- who do not transition to psychosis indicate that at
dated in independent samples and different clinical least a third of these individuals persistently or
contexts, as their performance depends on several recurrently experience attenuated psychotic symp-
factors, such as recruitment strategies, sample char- toms in the long term (Simon 2013; Michel 2018).
acteristics and instruments used for assessment. Moreover, the majority of these patients have non-
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