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Handbook of

CONSTRUCTIONIST
RESEARCH

edited by
James A. Holstein
Jaber F. Gubrium

THE GUILFORD PRESS


New York London
© 2008 The Guilford Press
A Division of Guilford Publications, Inc.
72 Spring Street, New York, NY 10012
www.guilford.com

All rights reserved

No part of this book may be reproduced, translated, stored in a retrieval system,


or transmitted, in any form or by any means, electronic, mechanical, photocopying,
microfilming, recording, or otherwise, without written permission from the Publisher.

Printed in the United States of America

This book is printed on acid-free paper.

Last digit is print number: 9 8 7 6 5 4 3 2 1

Library of Congress Cataloging-in-Publication Data


Handbook of constructionist research / edited by James A. Holstein, Jaber F. Gubrium.
p. cm.
Includes bibliographical references and index.
ISBN-13: 978-1-59385-305-1 (hardcover)
ISBN-10: 1-59385-305-X (hardcover)
1. Social psychology—Research. 2. Subjectivity—Research. 3. Social sciences—Philosophy—
Research. 4. Human information processing—Research. I. Holstein, James A. II. Gubrium,
Jaber F.
HM251.H2233 2008
302.01—dc22
2007015395
Contents

Introduction

1. The Constructionist Mosaic 3


Jaber F. Gubrium and James A. Holstein

Part I. Foundations and Historical Context

2. The Philosophical Foundations of Constructionist Research 13


Darin Weinberg
3. Historical Development and Defining Issues 41
of Constructionist Inquiry
Joel Best

Part II. Constructionism across the Disciplines

4. Constructionism in Anthropology 67
James D. Faubion and George E. Marcus
5. Social Constructionist Perspectives in Communication Research 85
Elissa Foster and Arthur P. Bochner
6. Educational Constructionisms 107
Stanton Wortham and Kara Jackson
7. Social Constructionism in Management 129
and Organization Studies
Dalvir Samra-Fredericks
8. Critical Constructionism in Nursing Research 153
Joanna Latimer
9. Social Construction and Psychological Inquiry 171
Kenneth J. Gergen and Mary M. Gergen
10. Social Constructions in the Study of Public Policy 189
Anne L. Schneider and Helen Ingram

vii
viii • Contents

11. Social Constructionism in Science and Technology Studies 213


Sal Restivo and Jennifer Croissant
12. Constructionism in Sociology 231
Scott R. Harris

Part III. The Scope of Constructionist Inquiry

13. Foucauldian Constructionism 251


Leslie Miller
14. Discursive Constructionism 275
Jonathan Potter and Alexa Hepburn
15. Narrative Constructionist Inquiry 295
Andrew C. Sparkes and Brett Smith
16. Interactional Constructionism 315
Amir Marvasti
17. Claimsmaking, Culture, and the Media in the Social 331
Construction Process
Kathleen S. Lowney
18. Strict and Contextual Constructionism in the Sociology 355
of Deviance and Social Problems
Peter R. Ibarra

Part IV. Strategies and Techniques

19. Constructionist Impulses in Ethnographic Fieldwork 373


James A. Holstein and Jaber F. Gubrium
20. Constructionism and the Grounded Theory Method 397
Kathy Charmaz
21. Constructionism and Discourse Analysis 413
Pirjo Nikander
22. A Social Constructionist Framing of the Research Interview 429
Mirka Koro-Ljungberg
23. Autoethnography as Constructionist Project 445
Laura L. Ellingson and Carolyn Ellis
24. Documents, Texts, and Archives in Constructionist Research 467
Annulla Linders

Part V. The Social Construction of What?

25. The Constructed Body 493


Bryan S. Turner
26. The Social Construction of Emotion 511
Donileen R. Loseke and Margarethe Kusenbach
Contents • ix

27. Constructing Gender: The Dancer and the Dance 531


Judith Lorber
28. The Construction of Sex and Sexualities 545
Sara L. Crawley and K. L. Broad
29. The Diverse Construction of Race and Ethnicity 567
Mitch Berbrier
30. Constructions of Medical Knowledge 593
Paul Atkinson and Maggie Gregory
31. Constructing Therapy and Its Outcomes 609
Gale Miller and Tom Strong
32. Constructionist Themes in the Historiography of the Nation 627
Bo Stråth

Part VI. Continuing Challenges

33. The Reality of Social Constructions 645


Stephen Pfohl
34. Can Constructionism Be Critical? 669
Dian Marie Hosking
35. Feminism and Constructionism 687
Barbara L. Marshall
36. Institutional Ethnography and Constructionism 701
Liza McCoy
37. Ethnomethodology as a Provocation to Constructionism 715
Michael Lynch
38. Saving Social Construction: Contributions from Cultural Studies 733
Joseph Schneider
39. Writing Culture, Holism, and the Partialities 753
of Ethnographic Inquiry
Vered Amit
40. Constructionist Research and Globalization 767
Pertti Alasuutari

Author Index 785


Subject Index 798
About the Editors 813
Contributors 814
CHAPTER 24

Documents, Texts,
and Archives
in Constructionist Research

• Annulla Linders

There are still too many points at which, when faced with alternatives, the only
available advice seems to amount to “use your judgment,” or “use common-
sense.” Judgment and commonsense are fine things, but notoriously differ from
one person to another. . . . If anything, documentary research needs to employ
more, not less, systematic and explicit procedures than other types of research,
since the possibility of replication is reduced by the shortage of data. . . .
—PLATT (1981, p. 64)

umerous qualitatively oriented re- Research conducted in the constructionist

N searchers rely on documents to make


their case, but the literature on how to
find, select, and draw conclusions on the ba-
tradition spans a wide range of disciplines,
covers an expansive substantive territory,
and is used to satisfy a number of analytic
sis of documents is notably sparse. This situ- goals. Some scholars use constructionism
ation is particularly unfortunate because the primarily as a theoretical orientation, others
analytic demands of different traditions as a methodological tool, and yet others as
push the methodological concerns associ- part of a hybrid research approach. Such an-
ated with documents in somewhat different alytic diversity inevitably invites debate
directions. This chapter provides an over- about the nature, purpose, viability, and fu-
view of some of the general issues that all ture of constructionism as a scholarly enter-
scholars who use documents have to con- prise (e.g., Best, 1993; Hacking, 1999; Sterne
front, but it focuses especially on the more & Leach, 2005; Woolgar & Pawluch, 1985).
particular concerns associated with the use The aim of this chapter is not to engage the
of documents in constructionist research. particulars of these debates but instead to

467
468 • STRATEGIES AND TECHNIQUES

hone in on that which brings constructionist cepts, and various content analysis tools.
projects together, whether they are con- Although most of the discussion here is fo-
ducted by scholars who are deeply commit- cused on textual documents, it is important
ted to some principle of constructionism or to keep in mind that the documentary uni-
by scholars who use the tools provided by verse is more expansive than that and in-
constructionism for purposes that otherwise cludes a variety of other material products as
may violate some of those principles. well, including photographs, films, music,
What all constructionist projects share is a images, and various other traces of human
commitment to documenting how some activity (e.g., Bauer, 2000; Harper, 2000;
aspect of reality is constructed through the Hodder, 2000; Loizos, 2000; Penn, 2000;
efforts of social actors; that is, to trace the Pole, 2004; Rose, 2000; Webb, Campbell,
process whereby some element of social Schwartz, Sechrest, & Belew Grove, 1981).
life—meanings, institutions, identities, This decision-making process involves a
norms, problems, routines, and all other number of issues that, in various ways, affect
conceivable aspects of social reality—comes our ability both to draw conclusions and to
into being, emerges, takes shape, becomes persuade our readers that the conclusions
understandable, acquires visible and mean- we have drawn are the right ones.
ingful boundaries, and takes on constrain- First, the most fundamental problem that
ing and/or facilitating characteristics. Thus, all scholars who engage in empirical re-
although those of us who engage in projects search must deal with—how to ensure that
loosely defined as constructionist may dis- the data we use can answer the questions we
agree on the extent to which reality is socially raise—poses particular challenges for docu-
constructed, as well as on the implications of mentary researchers who, with few excep-
a constructionist orientation for our ability tions (e.g., Bell, 1999; Bornat, 2004; Harper,
to formulate and answer questions about the 2000), have no control over the production
constructions of reality that concern us (Can of the data they rely on. Simply put, we must
we ask why questions? Can we evaluate the contend with what is available. Second, and
truth of constructions? Can we place our related, not all data sources are equal. The
constructions in a larger sociohistorical con- kinds of information that can be extracted
text?), we must all contend with similar from documents such as newspapers, legisla-
issues regarding the methodological ap- tive records, organizational literature, per-
proach we use to demonstrate that some- sonnel records, official statistics, research re-
thing is socially constructed. Those issues, ports, and personal correspondence differ
more specifically, refer to our ability to quite a bit. In other words, documents are
conclude with confidence that we have produced for different purposes, with differ-
accurately—accurately here refers to the rela- ent audiences in mind, and under different
tionship between our stated research goals, conditions, and therefore come with differ-
our data, and our conclusions—documented ent methodological constraints.
the process whereby something became con- For constructionists the challenges associ-
structed; that is, that we have detailed the ated with the nature and availability of docu-
hows and/or whats of the social construc- ments are somewhat different from those
tions we have identified in such a way that facing scholars who use documents primar-
our findings can be replicated (Gubrium & ily to resurrect some true state of the social
Holstein, 2003). world (and hence must evaluate documents
The emphasis throughout the chapter is in terms of their truth value), but the general
on the methodological decision-making pro- principle that the kinds of documents we
cess that precedes issues related to the actual choose or have to contend with affect our
analysis of documents via coding schemes, ability to draw conclusions applies to all
categorization, the development of new con- scholars who rely on documents. Generally
Documents, Texts, and Archives • 469

speaking, the concerns for constructionists the absence of conflict, which are generally
relate to the appropriateness and utility of agreed upon), and (3) where the sources of
particular sets of documents for the purpose interpretive divergence are located (e.g., in
of revealing or identifying a process of social collective interests, in documentary conven-
construction. This means, with some varia- tions, or in the setting in which documents
tion for different research goals, that we are produced).
must determine who the participating actors Finally, documents, like other forms of
are, how they go about constructing or con- data, do not speak for themselves but must
testing the aspect of reality we are interested be made to speak by the analyst (Tierny,
in, what the interpretive content of their ac- 1997). Given the suspicion with which
tivities and claims are, and what documen- constructionists approach the detached but
tary venues for identifying these processes we all-knowing analyst, the issues involved in
might consult. In other words, our ability to making sense of our data are particularly im-
trace and document a process of social con- portant and have already generated a lively
struction is intricately tied up with the qual- debate among constructionists. For the pur-
ity and appropriateness of the documents poses of this chapter, however, I will not di-
that we choose. rectly engage the extensive debates about
Third, the “truth” of documents and texts how to deal analytically with the widely di-
matters for all documentary researchers, al- vergent claims about reality that might show
beit in somewhat different ways for con- up in our documents (Best, 1993; Ibarra &
structionists. Although constructionists do Kitsuse, 1993; Sarbin & Kitsuse, 1994) or
not ultimately evaluate texts in terms of their what analytic considerations should guide
truth value (i.e., the correspondence be- the treatment of context in reality construc-
tween textual accounts of reality and that re- tions (Best, 1989; Bogard, 2003a; Cicourel,
ality itself), we must nevertheless confront 1987; Holstein & Gubrium, 2003; Miller &
and address truth-related issues such as bi- Holstein, 1993; Rafter, 1992). Rather, I ad-
ases inherent in data sources (e.g., newspa- dress a few of the issues that, methodologi-
pers tied to political parties) and the general cally speaking, come before these thorny
accuracy of the data and/or documents analytic questions; namely, the issues in-
themselves (e.g., typographical and unin- volved in drawing conclusions on the basis
tended factual errors, incompleteness of of, or about, the document itself, its author,
data). The problems associated with the er- and the events described in the document.
rors that sprinkle many documents are typi- In what follows I first elaborate on these
cally less pressing analytically (keep in mind, problems in a discussion that draws on the
though, that the extent to which documents insights and contributions that documen-
are error prone is not entirely coincidental tary scholars from a range of substantive ar-
insofar as it takes time, resources, and deter- eas have already generated and then illus-
mination to check for errors) but, if left un- trate several of the issues raised in a more
addressed, can affect the persuasiveness of comprehensive exemplar from my own re-
our accounts. The challenges linked to sys- search on capital punishment.
tematic biases are analytically more signifi-
cant but, for constructionists, less tied up
with the biases themselves—we expect differ- The Problem of Availability
ent collective actors to present different pic-
tures of the world—than with the determina- Generally speaking, this problem relates to
tion of (1) how particular biases push reality the ability of researchers to identify and lo-
constructions in distinct directions, (2) cate documents that pertain to the questions
which particular aspects of reality, if any, are they pose. Although the problem of docu-
subject to conflicting interpretations (or, in ment availability is particularly acute for his-
470 • STRATEGIES AND TECHNIQUES

torically oriented researchers, whether con- media items, political records, legal opin-
structionists or not (Abrams, 1982; Ben- ions, reports produced by various
Yehuda, 1995; Gardner, 1994; Laslett, 2005; professional groups, statistical sources, orga-
Skocpol, 1984), the issues involved apply to nizational records, and, increasingly,
all documentary scholars, even those who Internet activity. It is perhaps for this reason
might worry more about data abundance that constructionists, generally speaking, are
than scarcity; that is, both scarce and abun- less likely to address how, if at all, the avail-
dant data sources are more or less available, ability of documents might enter into our
more or less complete, and more or less ac- findings and/or conclusions than we are to
cessible. This is so for a number of different address the appropriateness of different
reasons, some associated with the very pro- document types. However, there are numer-
duction of documents, others with the pres- ous issues to consider, both in terms of the
ervation and organization of documents, potential data gaps themselves (incomplete
and yet others with the authority and control data) and the reasons for these gaps (the his-
over documents. torical deterioration of documents does not
For nonconstructionists, the problem as- affect all documents equally; not all social ac-
sociated with document availability directly tivities leave documentary traces). Some of
affects their ability to describe reality accu- these issues are discussed in the next sec-
rately on the basis of spotty records pertain- tion in terms of missing documents, never-
ing to that reality. This is a challenge akin to produced documents, and inaccessible doc-
repainting a long-forgotten picture of a puz- uments.
zle with the help of only a limited number of
pieces, some of which are faded or otherwise
Missing Documents
damaged beyond recognition, and none of
which holds the key to the puzzle’s solution. To address the problem of missing docu-
That is, although extracted from the traces ments, we must first try to get a handle on
left by various social actors, the reality what it is that is missing. This involves a de-
sought by nonconstructionists is located not termination not only of how many data are
in the traces themselves, which are always in- missing of what kind (articles from a medical
complete, but instead in the analyst’s assem- journal, arrest records from certain periods,
bly of those traces into a coherent whole. a few volumes of official documents, meet-
For constructionists, in contrast, the analytic ing minutes from select years, spotty records
focus is precisely on the pieces of the (puta- of tabloid newspapers) but also of the rea-
tive) puzzle that, we assume, give rise to dif- sons why they are missing (e.g., court re-
ferent versions of reality, none of which is cords consumed in a fire; incomplete library
truer in an absolute sense than any of the holdings; lost in the dustbin of history).
others. From this perspective reality is not to Once these determinations are made, we
be found somewhere beyond the different must tackle the question of how the data
accounts of it that social actors generate but, gaps might affect the conclusions that can be
instead, within those accounts. This means drawn on the basis of remaining data. Apart
that the challenges associated with docu- from the general observation that the fewer
ment availability for constructionists are and less systematic the data gaps the better,
much more closely linked to the pieces it is not always the case that more volumi-
themselves than with the presumed distance nous data sources yield better answers than
between the pieces and the reality they de- sparse ones. Although the challenges associ-
scribe. ated with scarce data are somewhat different
Much constructionist research focuses on from those associated with abundant data, it
contemporary issues that are surrounded by would obviously be a mistake to conclude
an abundance of documentary materials that abundance in itself constitutes a protec-
that are relatively easy to access, including tion against the problems associated with
Documents, Texts, and Archives • 471

data gaps due to missing documents (e.g., cated in the construction of reality (e.g., the
lots of data from one source, e.g., The New construction of infanticide by church and
York Times, does not always compensate for state), the problem with never-produced
data that might be missing from another documents can be less urgent than for those
source, e.g., the National Police Gazette). concerned with discovering some truth lying
In practice, the determination of how beyond the documents that were not pro-
missing data might affect a constructionist duced. There are at least two other ways,
analysis can be made only on a case-by-case however, that the close relationship between
basis; but, generally speaking, it must take the construction of some portion of reality
into account which contributions to a pro- and the documentary evidence thereof can
cess of reality construction are insufficiently become problematic for constructionists.
documented. The problems here are espe- First, the widespread reliance on documents
cially urgent, perhaps, in scholarship di- circulated in the public sphere—newspapers,
rected at the activities of those at the social for example—might lead constructionists to
margins. This is so for the simple reason that conclude that groups marginalized in public
not all social groups leave documents behind sources play no active role in the construc-
(Gubrium, 1993; Prior, 2004) and those that tion of the issue at hand (Gubrium, 1993).
do leave documents of varying depth and Second, because the construction of various
quality. Generally speaking, the production social conditions is often accompanied by a
and preservation of documents are linked to plethora of new documentary evidence—
the distribution of power and resources in official statistics, for example—the construc-
any given social setting; governments, for ex- tionist who is interested in tracing a
ample, produce much more comprehensive construction historically sometimes has
documentary records about their activities difficulties locating the underlying (puta-
than do radical protest groups. There are ex- tive) condition in a different interpretive
ceptions to this rule, of course, and in some constellation (Best, 1990; Pfohl, 1977).
cases power and resources are associated But there are numerous other ways in
with the absence of records (e.g., time cards which never-produced documents can cause
are produced by hourly employees, not sala- methodological problems for construction-
ried executives), but, in general, those with ists. The design of comparative construc-
more power in a relationship (e.g., police vs. tionist projects, for example, relies on the
criminals or government vs. citizens) are also availability of comparable (if not identical)
in a better position to define—to make an data across nations or other collectivities
audience see the relationship through their (Abu-Laban & Garber, 2005; Kuipers, 2006;
eyes—the confines of that relationship Linders, 1998), but given that nations gener-
through the documents they produce. For ate different kinds of documents and that
instance, if we are interested in the compet- the generation of documents varies across
ing interpretations of 18th-century infanti- time, researchers often have to compensate
cide pursued by priests and women who have for never-produced documents in creative
killed their infants, we would be hampered ways. Take 19th-century state legislative re-
in our investigation if had access to an abun- cords in the United States, for example;
dance of sermons by parish priests but only some states provide transcripts (or edited
one or two diaries by women addressing the summaries) of actual debates, and other
practice. states simply record that an issue was dis-
cussed and what action was taken. In such a
scenario, a researcher might be able to use
Never-Produced Documents
newspaper accounts of such debates as an al-
For constructionists who are interested in ternate data source but must then consider
how documents themselves, including how the ways in which this particular document
and by whom they are produced, are impli- form differs from legislative records.
472 • STRATEGIES AND TECHNIQUES

A somewhat different aspect of the prob- like women, eat and have servants, from a
lem of never-produced documents, and a methodological perspective the analytic leap
more difficult one to resolve, refers to con- is no different from that required when the
tents that were never produced (this prob- missing content is more ambiguous or about
lem is further addressed later, in discussing an issue we are less familiar with. Imagine,
what documents say and what inferences for example, that the preceding conclusion
can be made). That is, it is not only what is was “men drink and women never fight” and
actually in a document that might be rele- consider whether it would be appropriate to
vant or of interest to a researcher trying “correct” the accounts in the same way as we
to document a process of social construc- might in the case of food and servants.
tion but also what is not in the document
(Silverman, 1993). In cases in which the re-
searcher has reason to suspect that the omis- Inaccessible Documents
sion of content is intentional, the method-
ological problem becomes one of bias, A final dilemma relating to missing docu-
which is somewhat different from the kinds ments refers to inaccessible documents; that
of omissions generated by the sociohis- is, documents that exist but for various rea-
torical context in which the text was orig- sons are inaccessible to the researcher. This
inally produced. In practice, these two problem involves both researcher limita-
sources of omissions are often blurred. In tion (e.g., language barriers, resource con-
my own research on the construction of straints) and restricted access (e.g., docu-
womanhood in 19th-century execution ac- ments involving national security). At first
counts, for example, I can easily find evi- glance, missing data due to the limitations of
dence of the interpretive work that accom- researchers may not look like a particularly
panies the execution of white, married, urgent methodological problem, but if we
middle-class women who kill their husbands consider this issue in conjunction with the
but have much more trouble locating such problems associated with doing research on
interpretive work in the context of poor, marginalized groups more generally (Col-
black women, including slave women, who lins, 1989; Miller, 1993), the limitations that
kill someone in the course of a robbery. we as researchers bring to documents do
Liz Stanley’s (1995) study of a set of dia- have consequences for our ability to de-
ries produced by men and women in Britain scribe and understand the social world from
in the 1930s and 1940s at the behest of a the perspective of those who live in worlds
team of researchers (the so-called Mass- we ourselves have difficulties making sense
Observation Diaries), provides another of or who speak languages we cannot deci-
good example of the problem of omissions pher. The constraints imposed by limited re-
that are neither intentional nor accidental; sources, similarly, are in part practical in na-
men and women observe and/or record ture (how many archives can I afford to visit?
somewhat different things about their daily How many months can I spend on this?), al-
lives, leading to the ironic conclusion that beit with methodological consequences, but
“women have servants and men never eat.” because the costs associated with accessing
In other words, both the production and data are not evenly distributed across all
consumption of texts are dependent on and data sources, they are also in part direct
affected by a backdrop of taken-for-granted methodological problems (e.g., the accessi-
experiences, bodies of knowledge, assump- bility of historical New York Times issues—
tions, and various other cultural competen- first through the index, now through
cies. If in the preceding example it might electronic access—makes it a vastly more
strike us as too self-evident to warrant fur- affordable and accessible data source than
ther comment to conclude that men, just other newspapers; hence, the New York Times
Documents, Texts, and Archives • 473

is more often used as an indicator of public their particular purposes (hence, research-
discourse than other newspapers). ers should always provide detailed
Access to existing documents can be re- information about sources). In cases in
stricted in a number of other ways, some of which researchers have good reason to think
which are the result of deliberate efforts to that the documents (or specific contents
restrict access and others of which are basi- within documents) they need exist but are
cally incidental, for example, through ar- difficult to access, either as a result of docu-
chaic recordkeeping of documents or any ment storage practices (e.g., insufficient de-
number of other factors associated with the tail in the records of archival holdings) or as
preservation, storage, and organization of a result of the form of the document itself
materials (e.g., Featherstone, 2006; Landes (e.g., no index to legislative debates or news-
& Tilly, 1971; Stoler, 2005; Wheeler, 1969).1 paper contents), they must weigh the antici-
In this sense, we might think of the institu- pated benefits of accessing the document,
tions that store documents as “mediating” which can be as tedious and time-consuming
institutions; that is, they mediate in various as finding the proverbial needle in the hay-
ways the “material and symbolic practices stack, against the resources it would take to
that constitute collective understandings of secure such access.
culture” (Marontate, 2005, p. 286). How to
deal with deliberately restricted documents
(e.g., by finding alternate data sources or by How to Choose
trying to get limited access for specific re- (the Right) Documents
search purposes) depends in part on why the
documents are restricted in the first place The determination of which kinds of docu-
(e.g., to protect governments or individual ments to choose as data sources is first and
privacy) and in part on who has the power to foremost linked to the research questions
place restrictions and/or release access to asked (Phillips & Hardy, 2002). The selec-
the documents. tion and sampling of document types, as
The problem of incidental restrictions has well as the selection of subsets or sub-
no one solution, of course, and sometimes— segments of those documents, go hand in
especially in cases in which researchers are hand with the evaluation of how, by whom,
unaware of the existence of a document— for what purpose, and with what audience in
becomes resolved only over time as a result mind particular documents are produced,
of a slowly accumulated body of knowledge all of which affect the content and struc-
by a community of scholars (new docu- ture of documents in various ways
ments, as well as contents within documents, (Fleury, Sullivan, Bybee, & Davidson, 1998;
are discovered all the time). However, docu- Hallgrimsdottir & Benoit, 2006; Holbrook,
mentary access provided by the labors of 1996). If the topic is the construction of
others and made available through a sec- abortion by major political actors, for exam-
ondary literature is not without pitfalls ple, then newspapers are much more appro-
(Altheide, 1999). This is so both because priate data sources than private diaries, but
documents are rarely reproduced in their if the issue is how individual women make
entirety and because the content selected sense of abortion, then private diaries are
for presentation is always colored by the spe- more appropriate than newspapers.
cific argument or thesis they are meant to For constructionists, one of the most
support or the social processes they are prominent challenges is to ensure that our
meant to illustrate. Nevertheless, informa- findings are not artifacts of the particular
tion pertaining to the existence of a docu- documents we have chosen to interrogate
ment, as well as to its precise location, en- (unless that is a purpose of the study). The
ables subsequent scholars to access it for concerns here have less to do with the accu-
474 • STRATEGIES AND TECHNIQUES

racy of the information provided in different an understanding of how the news (or other
documents, although some do center their documents) are produced (Ahlkvist & Faulk-
research questions precisely on the diver- ner, 2002; Altheide, 1999). This is an easier
gence across different document sources task for some documents than for others,
(Ben-Yehuda, 1995; Best, 2001; Burgess, however; first, some document-producing
2004; Orcutt & Turner, 1993), than with the settings are less transparent than others
particular aspects of a process of social con- (e.g., deliberations by Supreme Court jus-
struction that a document reveals or partici- tices); second, the production and organiza-
pates in. The literature on the construction tion of documents change over time (e.g.,
of social problems, for example, provides nu- the universe of newspapers available via
merous examples of studies that document LexisNexis is not the same for all time peri-
how a particular condition or issue became ods; The New York Times only recently started
understood in a particular way by a particu- to publish marriage announcements submit-
lar group of social actors (e.g., Gusfield, ted by gay and lesbian couples); and third,
1981; Johnson, 1995; Orcutt & Turner, 1993; historical distance sometimes makes it diffi-
Rafter, 1992). It probably strikes most of us cult to reassemble a long-forgotten produc-
as self-evident that a Canadian newspaper, tion context (e.g., the structure of 18th-
for example, would not be a particularly century execution sermons).
good source from which extract the con- As a distinct document type, institution-
struction of problems in the United States or ally generated data, especially in the form
that the sole reliance on prochoice literature of statistics, warrant special consideration
would not be sufficient to grasp the contours (Prior, 2003; Silverman, 1993). It is not un-
of the abortion issue in the United States; but common for constructionists to use official
such commonsense solutions to the problem and expert data as a backdrop against which
of how to select sources are often used in lieu to compare other types of claims (e.g.,
of a more detailed discussion of how the par- Duwe, 2005; Reinarman & Levine, 1995;
ticular sources we do end up with might in- Ruddell & Decker, 2005; Yanich, 2004), but
fluence our findings. The challenge here, in it is important to keep in mind that the ten-
other words, is to understand how different dency to treat official data as information
document sources yield different kinds of in- (neutral, in no need of explanation) and ac-
formation of relevance to the construction tivist data as misinformation (biased, in
process. need of explanation) constitutes a method-
ological quagmire for constructionists and
one that should give us pause (Yar, 2005).
How to Select Document Types
First, the link between social conditions and
Given that different document types con- their representation in facts, including statis-
strain the information contained in them in tics, is always ambiguous (Best, 2001; Kitsuse
more or less distinct ways, it is important to & Cicourel, 1963; Zuberi, 2003); that is, the
consider the ramifications of such variations very process whereby a messy social world is
for our ability to reconstruct a process of translated into orderly categories of people
social construction. Media scholars, for ex- and activities inevitably reduces that world
ample, have demonstrated how the organi- to the categories devised to describe it. Sec-
zation and financing of newspapers and ond, and more directly linked to the prob-
other news organizations influence the sub- lems discussed in this section, official data
stance and ordering of news in system- do not emerge by themselves but instead are
atic ways (Gans, 1980; Schudson, 1978; contingent on decisions to fund, gather, and
Tuchman, 1978). Hence, and as a general select particular kinds of information for
recommendation, analyses of the news (or public distribution and storage (Delaney,
other documents) should ideally be based in 1994; Foucault, 1990; Gusfield, 1981). The
Documents, Texts, and Archives • 475

problem here is not only that official statis- in time to trace changes regarding such
tics are distinctly political in nature (e.g., things as the frequency and structuring of in-
think about the current debate over whether formation within particular document types;
data should be collected on racial categories, this is what Sarah Byrne did, for example, in
and if so, which categories) and not simply her analysis of the construction of racialized
that the generation of official data is impli- identities in personal ads over time (Byrne,
cated in many construction processes, but 2003). It is important to keep in mind, how-
also that the very presence and categoriza- ever, that a proportionate selection of docu-
tion of certain kinds of information influ- ments requires that the pool from which the
ence how we as researchers see and repre- documents are selected is clearly and mean-
sent the world we write about. ingfully defined. To draw a random selec-
tion of newspaper articles from an online ar-
chive such as LexisNexis, for instance, is not
How to Select Documents within a Type
particularly useful, methodologically speak-
The problems associated with choosing ing, because the newspapers included in the
which documents to analyze do not end with archive do not constitute a meaningful unit
document types, of course, but also involve for most research purposes. (This is not to
selecting documents within types (Bauer & suggest that such easy access to a range of
Aarts, 2000). This aspect of the data selec- newspapers is not helpful; it is, and tremen-
tion process, however, has received much dously so for the purpose of gaining a quick
less attention from constructionists thus far, picture of the spread of a particular news
even though the implications of the meth- item.)
ods we use for selecting documents within a The strategy most commonly used among
type can be far reaching (e.g., which issues of constructionists is targeted sampling of docu-
a newspaper, which articles in medical jour- ments pertaining to the emergence, persis-
nals, which television ads?). Generally speak- tence, and/or evolution of a particular so-
ing, there are three distinct strategies for se- cial construction. Although the utility and
lecting documents, and constructionists use appropriateness of targeted samples, in con-
them all (albeit to varying degrees and in dif- trast to proportionate samples, do not ulti-
ferent combinations): proportionate selec- mately rely on the extent to which they are
tion, targeted selection, and “anything you representative of some imaginable popula-
can lay your hands on.” Although all three tion of documents and/or document pro-
methods are used to generate a manageable ducers, the selection of a targeted sample
and meaningful sample of documents to nevertheless requires researchers to draw
work with, the differences among them are clearly defined and conceptually meaningful
not simply technical in nature but also have boundaries around the particular docu-
consequences for the types of questions that ments to be included. More specifically, the
can be posed and the kinds of answers that challenges involved in drawing a good tar-
can be generated. geted sample are linked to the construction-
Although proportionate selection in the ist aim of placing the analytic spotlight on a
form of random or weighted samples is particular process of social construction in
more commonly associated with noncon- conjunction with the requirement that the
structionist projects (Gobo, 2004), it can findings are not predetermined by the par-
serve limited constructionist ends as well, es- ticular selection of documents and the con-
pecially when used in combination with clusions not foregone in the sense that we
other methods. As a preliminary step to an pick only documents that fit. In this sense,
analysis of the transformation of meanings the generation of a targeted sample is analyt-
over time, it can be useful to draw a series of ically more demanding than that of a pro-
proportionate samples at strategic moments portionate sample and rests on the analyst’s
476 • STRATEGIES AND TECHNIQUES

ability to identify documents in which the we take for granted that there is no such
features and/or elements that capture a pro- thing as a true and unbiased picture of any-
cess of social construction come into clear thing, and we rarely begin our research pro-
relief. Technically, this can be accomplished jects with the intent of providing a distilled
in several different ways, including via huge, and supposedly objective description of the
comprehensive samples (Duwe, 2005), with world. But this general orientation does not
comparisons of analytically defined and con- absolve us from dealing methodologically
tained samples (Bogard, 2003b), or through with the potential problems associated with
a single carefully selected case (Fine, 1997). issues of document credibility. More specifi-
The third strategy for selecting docu- cally, the challenge for constructionists is
ments, anything you can lay your hands on, if how to identify and incorporate the various
used appropriately, is neither a poor relative untruths, half-truths, biases, omissions, in-
of the two sampling methods just discussed clusions, and mistakes that characterize, and
nor a license to cut the strings of method- sometimes constitute, the documents we
ological rigor. Instead, it is sometimes the work with into our own accounts in ways
only possible strategy for locating enough that are methodologically sound and make
2
information pertaining to research involv- sense analytically (Silverman, 1993). In
ing marginal, obscure, delicate, or clandes- other words, bias for constructionists is less
tine topics, either because the pool of data it- about trying to distill an unbiased truth from
self is so scarce as to make any example an biased accounts than it is about securing
important find (e.g., authentic slave narra- against data collection procedures that
tives) or because a particular content is only might yield a biased selection of ac-
rarely addressed directly in the documents counts (e.g., favoring official over marginal
we are searching (e.g., interviews with clients sources); that is, a selection of accounts that
in news reports about prostitution). is inappropriate and/or insufficient for the
A final issue concerning the selection of purpose of describing a process of social
documents refers to the problem of know- construction.
ing when we have enough data. Here the Leaving aside for the moment the issues
concerns are somewhat different, depend- of credibility that are implicated in the con-
ing on the aims of the researcher. As a gen- structionist project itself, there are numer-
eral methodological rule of thumb for pro- ous ways, for a variety of reasons, that docu-
jects that do not rely on a predetermined ments give a skewed, limited, or sometimes
sample size, which few constructionist pro- faulty picture of that which they are meant
jects do, we have enough data when we learn to represent or describe. What I have in
nothing new by adding additional items mind here are the less systematic and sel-
(Bauer & Aarts, 2000). dom intended errors and inaccuracies that
creep into most documents (a glance at the
“corrections” published by daily newspapers
Are the Documents provides a good entry point into the many
Telling the Truth? ways that documents can be inaccurate),
such as typos, wrong or mixed-up names of
For constructionists, the problems associ- people and places, mistaken gender attribu-
ated with the truth value and credibility of tion, inaccurate information about laws and
documents are not primarily about the ex- regulations, people and events placed in
tent to which documents conceal or skew an the wrong time period, messed-up quota-
otherwise unbiased reality, which is the tions, and numerous other such errors. The
dominant worry among nonconstruction- best strategy for catching such inaccuracies,
ists. In fact, as constructionists we assume apart from the general advice of gaining as
that documents are skewed in certain ways, much familiarity as possible with our topic
Documents, Texts, and Archives • 477

and the documents implicated in it, is to sidious in that they typically do not simply re-
seek a wide enough range of documents per- fer to a biased content, although that obvi-
taining to the particular process of social ously is an issue, too (see later in the section),
construction we are examining in order to but also to the production of the very catego-
get facts of this nature as straight as possible. ries and identities we use to organize and
Although inaccuracies along these lines may understand the world (Prior, 2003). Think
not directly implicate the particular process about the ways in which police records
of reality construction we are documenting, (Komter, 2006) and patient records (Berg,
the credibility of our research efforts may 1996), for example, not only describe an as-
nevertheless be questioned if we reproduce pect of reality but also in various ways define
such errors in our own accounts without ac- and bring order to that reality through pat-
knowledging them (e.g., placing a significant terns of inclusion, exclusion, and ordering of
congressional vote in the wrong presidential materials. For constructionists whose pri-
term, misattributing achievements, getting mary research goal is the uncovering of the
names and dates mixed up). ways in which documents are constitutive of
More significant for the constructionist the aspects of reality they purportedly de-
analysis are the untruths, half-truths, biases, scribe, the methodological challenge is pre-
omissions, and inclusions that we have good cisely how to ensure that the documents at
reason to suspect are more systematically hand, given the variations, exceptions, and
linked to either the documents themselves idiosyncrasies that characterize most docu-
or to the producers of those documents. ment types, however regulated and formu-
Two general strategies are available to con- laic they are, are appropriate for demonstrat-
structionists for dealing with these kinds of ing such constitutive processes.
problems; first, to gather data from multiple Constructionist researchers who are in-
sources (both within and across document tent on revealing how particular processes
types) in order to ease the interpretive bur- of documentation work in tandem with par-
den on particular documents; second, to try ticular configurations of power and domina-
to get a handle on the credibility issue tion in such a way that some interpretations,
through an examination of who produced experiences, and social groups are favored
the documents for what purposes under and others marginalized face the additional
what conditions and constraints (e.g., a re- challenge of making visible the marginal
port by a politically motivated think tank is voices that are concealed in various ways in
likely to be different from one by a profes- the product(ion)s of power (Butler, 1999;
sionally motivated scientist). Both of these Foucault, 1990; Szasz, 1970). How exactly to
strategies come with methodological chal- accomplish this is not altogether self-
lenges that push in somewhat different di- evident, however, considering that docu-
rections depending on the kinds of un- ments are more often produced by the pow-
truths, half-truths, biases, omissions, erful than the powerless and therefore do
inclusions, and mistakes that characterize not typically reveal that which they are orga-
the documents in question. Some of these is- nized to conceal. For such research pur-
sues I have already touched on in the pre- poses, it can be methodologically justifiable
ceding sections, so the discussion here is rel- “to make a mountain out of a molehill”
atively brief. should we find traces of alternate interpreta-
tions, accounts, experiences, or descriptions
in our documents.
Biases Associated with Documents
A final credibility issue linked to the struc-
The kinds of credibility issues that are tied up ture and organization of documents refers
with the structure and organization of dis- to the meaning content of documents. Con-
tinct document types can be particularly in- structionist studies designed to reconstruct
478 • STRATEGIES AND TECHNIQUES

the clusters of meaning that define issues, jective social conditions and categories are
social problems, events, and/or various better viewed as accomplishments of the so-
categories of people typically extract those cial groups that in various ways have partici-
meaning clusters from a range of docu- pated in the process of constructing those
ments, including especially newspapers and conditions and categories (Reinarman,
other media, but also expert reports, politi- 2005; Sarbin & Kitsuse, 1994; Spector &
cal documents, judicial opinions, and vari- Kitsuse, 1977). Methodologically speaking,
ous other documents that serve as reposi- however, constructionists could do better
tories of meaning. The methodological when it comes to detailing the particular de-
challenge here is not primarily the identifi- cisions we make about the selection of docu-
cation of the many ways in which the mean- ments and contents pertaining to the activi-
ings embedded in documents can and do ties of different social actors.
depart from some benchmark measure— The challenges facing constructionists
although many researchers using construc- who focus on the more or less intentional ef-
tionist tools attempt such comparisons as forts by particular social actors to name and
well—but instead the determination of the define some aspect of reality (e.g., a new so-
extent to which, if at all, the meaning clus- cial problem, a new psychiatric condition, a
ters we identify are artifacts of the particular new form of deviance) are somewhat differ-
document types we are relying on as op- ent from those associated with construction-
posed to penetrating the documents from ist projects aimed at uncovering the kinds
without. To take an example from my own of taken-for-granted interpretive categories
research on the social construction of execu- that characterize a distinct historical period
tions (to be further discussed later in the and somehow penetrate the activities and ac-
chapter), I am frequently faced with signifi- counts of social actors from the outside (e.g.,
cantly different descriptions of the same ex- 19th-century ideas about women), but both
ecution in different documentary outlets types of projects require a methodology that
(e.g., different newspapers, legislative de- clearly explicates how our conclusions are
bates, legal documents). Some of these dif- warranted by the data as opposed to being
ferences are factual (e.g., blood or no blood) superimposed on the data. That is, one of
and others more about impression (the audi- the greatest difficulties for analysts tracing
ence was aghast). In order to make sense of meaning constructions via actors’ words
such differences, and to make decisions and deeds is to let the documents do the
about how to use them, a necessary first step speaking—that is, to reign in and highlight
is to consider the constraints under which the particular meaning clusters that our doc-
the various document types are produced. uments reveal—instead of treating documen-
tary evidence as a see-through grab bag that
lets us take only that which we are looking
Biases Associated with Document Producers
for and ignore the rest.
When it comes to truth issues associated Some of the most recurrent sources of sys-
with the producers or authors of docu- tematic document untruths, half-truths, and
ments, constructionists are on firm concep- biases that constructionists have identified
tual ground in that one of our most endur- are those linked to the sociopolitical inter-
ing contributions to the larger research ests and intentions of the document produc-
community is precisely the identification of ers, including those derived from political
the many ways that truths, facts, meanings, affiliations, professional interests, and mem-
and all other aspects of social life are caught bership in various other more or less distinct
up with the activities of distinct social actors. collectivities (e.g., social movements, reli-
By now, a large body of constructionist re- gious groups). Thus one of the first steps of
search has demonstrated how seemingly ob- any constructionist analysis must be to sub-
Documents, Texts, and Archives • 479

ject the producers (and/or authors, should interrogate the process whereby what strikes
they be different) of documents to an exami- us as a sensible as opposed to a less sensible
nation: who are they, with what purposes in construction of meaning was accomplished.
mind do they produce the documents they Nevertheless, biases of this type are prob-
do, what are the conditions or constraints lematic only insofar as we take such partial
under which they produce their documents, or skewed document contents to be repre-
and what, if any, are the areas of disagree- sentative of much larger social constella-
ment (Prior, 2003)? This strategy is espe- tions.
cially important for research that for various
reasons must rely on documents that are dis-
proportionately produced by only a limited Documents Do Not Speak
range of social actors (Yar, 2005). As a gen- for Themselves
eral rule, the closer the document author is
in terms of interests to the content of a docu- Documents, like other forms of data, do not
ment, the greater the likelihood that the speak for themselves but must be made to
content is deliberately filtered through speak by the analyst. The process whereby
those interests and, hence, the greater the documents are made to speak involves the
likelihood that the document provides a dis- linking together of three separate activities
tinct and identifiable view of a particular is- (Stanley, 1995): writing (or otherwise pro-
sue. For example, a report by a prolife orga- ducing) the document in the first place, read-
nization about the consequences of abortion ing the document (understanding and
for women is likely to look very different making sense of what was written), and (re-
from a report on the same issue by a pro- )writing a new document (placing the docu-
choice organization. ment and our reading of it in a larger inter-
More difficult to deal with are the more or pretive context). If the preceding discussion
less pervasive taken-for-granted assumptions has been primarily focused on the method-
or meaning clusters that, without being ological challenges involving the first two of
clearly linked to the interests and intentions these activities, this section confronts more
of particular document producers, perme- directly the third activity: What inferences
ate documents in various ways. The con- can we make on the basis of our documents
structionist literature is filled with studies and how do we use the documentary data to
aimed at uncovering such meaning clusters support our conclusions? Here I do not di-
and provides numerous examples of how rectly engage the thorny theoretical and ana-
documentary sources can be used to arrive lytic issues involved in making sense of the
at persuasive conclusions regarding their data (e.g., Denzin, 2000; Gubrium & Hol-
emergence and transformation (e.g., Ariès, stein, 1997; Lee, 2000) but rather focus on
1962; Gusfield, 1981; Lesko, 2001; Rafter, three different types of inferences or conclu-
1992). And yet analysts dealing with mean- sions that are direct outgrows of the meth-
ing constructions that are somehow lodged odological issues raised earlier: (1) about the
at the larger cultural level must be particu- documents themselves, (2) about the au-
larly careful not only to describe and docu- thor(s) of documents, and (3) about the so-
ment the process whereby particular sources cial material (e.g., events, meanings) that
were selected but also to explicate the constitutes the contents of documents.
decision-making rules involved in identify- For some constructionist research pur-
ing the presence or absence of particular poses, conclusions about the document it-
contents. The challenge here is particularly self constitute an important research contri-
acute when we ourselves view the world bution. For projects aimed at establishing
through the same lens as the document pro- authenticity (whether this document is what
ducers and hence might be less inclined to it purports to be), this is obviously a primary
480 • STRATEGIES AND TECHNIQUES

task. The discussion by Henry Louis Gates sent their subjects—by letting the subjects
(2002) in the introduction to The Bond- read and comment on the researcher’s text
woman’s Narrative is a good illustration of prior to publication, for example (e.g.,
both what this process might look like and Stacey, 1990)—are not typically available to
the pitfalls of drawing conclusions about documentary researchers (Hodder, 2000).
how people view the world on the basis of Moreover, although the ambition to accu-
inauthentic documents. In other cases, it is rately represent peoples’ lives is pervasive in
precisely the conventions guiding a particu- much qualitative research, it can be difficult
lar document type that are subject to analy- to meet when our subjects’ desire to present
sis. The identification of the conventions, themselves in a favorable light comes up
or distinguishing forms, that characterize against the demands of the larger interpre-
various documents, such as newspapers tive context into which those subjects’ lives
(Schudson, 1978), mediation hearings are placed. This is a particularly thorny issue
(Garcia, 1991), personal correspondence when dealing with people and lives that we
(Chartier, Boureau, & Dauphin, 1997), ourselves find offensive and repulsive, as
death certificates (Bloor, 1991), and crimi- Kathleen Blee so cogently has described in
nal biographies (Printz, 2003), are not only her study of women in racist organizations
important contributions in themselves but (2002).
also inform subsequent scholars in their ef- For documentary researchers who do not
forts to make sense of such documents and have direct contact with the subjects who
to determine how documentary conventions people our documents—often just names on
are implicated in or inform the construction a page—the most urgent problem may not be
of particular aspects of reality. In fact, and how to ensure that we do not misrepresent
generally speaking, what a document tells us those subjects in the sense of not offending
cannot be completely grasped unless we them (although the issue of what, if any, our
know what kinds of conventions guide its responsibility toward such distant subjects
structure and contents. might be does warrant further consider-
Inferences about the authors of docu- ation; see Fine, Weis, Weseen, & Wong,
ments are so commonplace in construction- 2003) but instead how to reconstruct their
ist projects, and the assumption that such in- participation in a process of social construc-
ferences not only can but must be made is so tion from the glimpses that documents pro-
pervasive, that it is not altogether surprising vide. That is, insofar as we attribute their ac-
that the question of just how to make such tions to motives we cannot see or their
inferences is often left unaddressed. The motives to actions we cannot see, then we
danger here is not only that we draw faulty must devise explicit methods for stepping
(or insufficiently supported) conclusions outside of the data to make such connec-
about the connection between various in- tions (Boyce, 2000; Prior, 2003). The burden
dividual author attributes (motivations, val- on theory is heavy here, of course, but that
ues, interests, actions) and the documents burden gets lighter the better our method-
they produce but also that we make ques- ological decisions are in terms of data collec-
tionable inferences about the extent to tion and the better our strategies are for
which, and, if so, how, authors are con- selecting, extracting and comparing docu-
strained and influenced by the social loca- ment contents.
tions they occupy and often are made to rep- The problem of how to draw inferences
resent in our studies (e.g., gender, race, about the contents of documents has al-
class, professional, historical, geographical). ready been partially addressed in the earlier
The procedural safeguards that qualitative discussion about the truth of documents.
researchers who do ethnographic work have Here I focus more directly on some of the
adopted to make sure they do not misrepre- links between documents and the social ele-
Documents, Texts, and Archives • 481

ments they describe or constitute parts of advertisements, scientific reports), the meth-
that affect our ability to make inferences odological challenge becomes not only how
about those elements (Ekecrantz, 1997). to identify features that indicate the pres-
Those who provide records of social life do ence and influence of such forces and to dis-
so from different vantage points—some are tinguish them from features that do not but
directly implicated in the aspects of social also how to ensure that our expectations of
life that are described, some are more what to find do not blind us to contrary evi-
distant observers, and yet others rely on dence. For example, if we are interested in
secondhand information—and these differ- documenting how white femininity was con-
ent vantage points obviously influence what structed in the 19th century or black mascu-
the document producer “sees” (Wagner- linity in the 20th century, and if our basic
Pacifici, 2005). It is not always the case, how- intellectual orientation points us in the di-
ever, that the “best” (however defined) de- rection of inequality, we would find a wealth
scriptions come from those who are the of data from any number of documentary
closest (whether conceived in temporal, geo- sources to support a conclusion that such
graphical, or experiential terms) to an event. constructions are distinct, pervasive, and de-
Rather, different vantage points affect the rogatory (e.g., Jackson, 2006; Russett, 1989).
production and organization of contents in But the question we must (always) ask our-
different ways. selves is: Could we have found something
Finally, and more tentatively for the pur- different, and, if so, what would it look like?
poses of this chapter (this is otherwise a The danger, then, is not only that we miss, or
huge issue), there is the problem of how to dismiss as insignificant, evidence that might
draw inferences about the larger social and point in a different direction but also that we
cultural forces that may not be directly ad- close off analytic access to potentially very
dressed or visible in our documents but that significant constructionist processes that
nevertheless can be assumed to penetrate hover at the edges of that which is readily vis-
those documents in various ways (Hall, ible (Thorne, 1993).
2003; Spencer, 2000). The issue itself has
been discussed extensively, especially by his-
torically oriented scholars (Abrams, 1982; The Construction of Meanings
Laslett, 2005; Skocpol, 1984) but also by about Capital Punishment
constructionists who consider how, if at all,
the context of reality constructions should With this brief exemplar, I want to illustrate
be dealt with analytically (Best, 1989; a series of methodological problems that I
Bogard, 2003a; Cicourel, 1987; Holstein & have been faced with in my own research on
Gubrium, 2003; Miller & Holstein, 1993; capital punishment. Some of these problems
Nichols, 1995; Rafter, 1992). However, these are particularly relevant to the construction
debates are more often situated in the inter- of meanings, whereas others are more about
section of theory and methods than in that my ability to accurately locate the events
of methods and documents. That is, we (e.g., particular executions) and mileposts
know more about the problems involved in (e.g., legislative activity) that in various ways
identifying social and cultural forces from are implicated in different construction pro-
whatever documents we have at hand than cesses.
we do about how the selection of those docu- My interest in capital punishment orig-
ments in the first place might affect our abil- inates in my dissertation research, a
ity to identify such forces. comparative-historical analysis of moral poli-
For analysts who use constructionist tools tics, specifically about abortion and capital
to extract evidence of such larger forces punishment, in Sweden and the United
from various documents (e.g., newspapers, States. Considering that I was dealing with
482 • STRATEGIES AND TECHNIQUES

two issues, two nations, and some 200 years, preserved and accessible (e.g., at the Parlia-
the methodological challenges were not in- ment Library), this was a relatively easy task.
significant. Theoretically, I assumed that These types of records were more problem-
the formation and distribution of political atic to collect for the United States, however,
meanings (including moral meanings) are especially because capital punishment has
at all times tentative and open-ended out- been handled legislatively primarily at the
comes of an ongoing sociohistoric process state level, rapidly turning 1 case into 50.
of meaning construction but also that the Moreover, as I found out when I started this
construction of political meanings does not phase of the data collection effort (at the Li-
take place in a vacuum; actual historical loca- brary of Congress, which has the most com-
tions are filled with memories, procedures, prehensive holding of state legislative re-
ideas and understandings, social and po- cords outside the individual states), records
litical cleavages, institutions, organizations, at the state level are much less complete
technologies, and so forth, that constitute a than at the federal level and vary extensively
baggage that efforts to construct meaning in terms of content and organization across
must and do contend with in various ways. states (e.g., only occasional transcripts of de-
This baggage is both constraining and en- bates; sometimes no index to bills or issues;
abling, and its impact is as great on conven- missing volumes). So how did I deal with the
tional political procedures and decisions as United States? First, I pulled as much infor-
it is on the so-called moral issues. mation as I could out of the secondary litera-
Given these overarching concerns, I ture, including dissertations and theses, on
needed a methodological approach that conflict and policy regarding capital punish-
would allow me to both illustrate the evolv- ment in the various states. Second, I
ing process through which moral meanings searched The New York Times index (which is
get constructed—via a historical–interpretive relatively comprehensive from about the
perspective—and explore what factors might 1870s) for any entry dealing with capital
influence the extent to which, and to what punishment, executions, the death penalty,
ends, political actors engage in moral and, in some cases, murder. Although this
politics—via a cross-national comparison. In search produced significantly more informa-
subsequent studies I have pursued more tion about New York than other states, it
specific (and somewhat more manageable) nevertheless yielded lots of useful, if some-
questions arising out of this larger project what arbitrary, information on develop-
pertaining to both abortion and capital pun- ments in other states. Here it helps that capi-
ishment. For the purpose of this discussion, tal punishment has been a contentious and
I focus on some of the issues I have encoun- highly symbolic issue for a very long time.
tered in my research on capital punishment Finally, once I had a better sense of when
in the 19th and early 20th centuries, and where things happened, I turned to
especially those associated with finding, se- state-level newspapers, none of which have
lecting, evaluating, and drawing inferences indexes, for more comprehensive and de-
from appropriate documents. tailed information about state-level happen-
How to find and select data? First, because ings at the political level (I again relied on
political decisions are almost always accom- the holdings of the Library of Congress,
panied by interpretive negotiations, political which are impressive but incomplete). The
records from the legislature, courts, and result of these various strategies is a rela-
other governmental institutions were neces- tively complete, if bare in many cases, pic-
sary. In Sweden, where complete transcripts ture of when and where capital punishment
of parliamentary sessions were available for was subject to political debate and what the
the entire period, and where bills, proposi- outcomes of those debates were in terms of
tions, hearings and reports are generally policy.
Documents, Texts, and Archives • 483

In order to gain a deeper understanding Brook, and the invaluable services of interli-
of the meanings attached to political deci- brary loan. Not only are many of the 19th-
sions, however, I deemed it necessary to go century magazines available and indexed
back one step and examine the major collec- (again, it helps to work with a subject that is
tive sources of political positions, such as po- well defined and recurrent enough to have
litical parties and various interest groups warranted an index entry), but also a unified
and organizations (e.g., medical, religious, index (the Readers’ Guide to Periodical Litera-
legal, and social movements). Here both my ture) that covers a range of magazines is
efforts and the results of those efforts were available from the beginning of the 20th cen-
more scattered, in part because these types tury. In addition, legislative records some-
of materials can be more difficult to locate times contain reports and petitions submit-
and access (except for medical journals, ted by various interest groups that have
which are well preserved and, toward the taken an interest in the issue of capital pun-
end of the 19th century, sufficiently indexed ishment, including professional groups, so-
across different journals to access relatively cial movement organizations, and religious
easily) and in part because I feared “drown- organizations. I also searched for and lo-
ing” in primary documents that were only cated several 19th-century books and pam-
potentially relevant. Nevertheless, I made a phlets (many self-published) addressing the
serious but, in the end, futile effort to re- issue of capital punishment from a number
trieve primary materials from the major po- of vantage points. From these varied data
litical parties in Sweden, where the parties sources I gained a fairly comprehensive
were somewhat more likely to develop a picture of the positions and roles of various
party position on capital punishment than interest groups in the debate and policy-
they were in the United States. I was some- making surrounding capital punishment in
what more successful regarding the activities both nations.
of the Social Democratic party, which has Regarding newspapers, I first used them
been the dominant party in Sweden since primarily as complementary sources of in-
the 1930s and which maintains its own ar- formation (e.g., places, dates, and legislative
chive. Some historical records for the other and interest group activities), but as I was
parties are maintained by the National Ar- browsing the coverage of capital punish-
chive, but the material is incomplete and not ment, it became increasingly clear to me that
organized in a way that gives ready access to newspapers constituted a major force of
particular substantive issues. Moreover, I their own in channeling, even shaping, the
was not convinced, given what I had learned debate over capital punishment. As interme-
from the legislative records, that there diaries between the public and various politi-
would be a significant payoff from spending cal actors, in other words, newspapers are
too much effort searching for party records. prime locations for identifying images of
Regarding the records of other types of in- dominant and competing meanings. News-
terest groups, I relied in part on a scattered papers aimed at a mass public mushroomed
but sometimes very useful secondary litera- in the United States during the latter half of
ture (for both nations) and in part, especially the 19th century, and by the end of the cen-
for the United States, on a wide array of tury several daily papers had reached a circu-
magazines (some of which were tied to par- lation of more than a million copies. Wide-
ticular interests) that by the end of the 19th spread circulation, commercialism and
century attracted commentaries on a wide competition, and the emergence of journal-
range of subjects from a wide range of inter- ism as a new profession all combine to make
est groups. Here I relied heavily on the ex- newspapers an excellent source of informa-
tensive holdings of my home institution, tion about public controversies and, occa-
the State University of New York at Stony sionally, to make newspapers themselves the
484 • STRATEGIES AND TECHNIQUES

originators of, or at least contributors to, po- the paper was submitted to a journal) that I
litical controversy. More specifically, it be- was forced to confront the data issue more
came evident to me that newspaper stories directly: “A bit more detail about the data—
about murder and executions revealed what it consists of, how it was analyzed—
much more about the symbolic and rapidly would be helpful. This latter question is par-
shifting tensions permeating capital punish- ticularly important: was there any attempt
ment than the more “reasoned” and princi- made to ensure that the data were analyzed
pled arguments delivered by legislators and systematically?” This small and polite com-
professionals on either side of the debate. ment by one of the reviewers set in motion a
Hence, I began to view newspapers as a process that resulted in more data and a
much more central data source than I had much greater awareness on my part about
originally anticipated, which, in turn, led me the particular methodological issues I was
to pose research questions that more di- faced with. On the editor’s urging, the arti-
rectly pertained to the role of newspapers in cle ended with an appendix in the published
constructing meanings about capital punish- version describing some of the problems
ment. But this shift also raised new method- and how I solved them (Linders, 2002).
ological issues concerning how exactly to What follows is an elaboration of some of
treat newspapers as a data source. the issues addressed in that appendix.
Here I discuss in more detail a few of the Had I analyzed the data “systematically”?
challenges I have faced, and continue to Definitely not, if by this we mean that the ex-
face, in two different research endeavors ecution stories I analyzed were randomly se-
that involve newspapers: (1) the transforma- lected, either from the total pool of execu-
tion of the American execution audience, tions (such a sample would actually have
which raises issues about data selection, and been possible to draw from an extraordinary
(2) the role of women in 19th-century con- data file of American executions assembled
flicts surrounding capital punishment, with by Watt Espy and Ortiz Smykla [1994]) or
a particular focus on the execution of from the total pool of execution stories pub-
women, which, in addition to selection is- lished in 19th-century newspapers (this sam-
sues, also raises issues of inference. My in- ple would not have been possible to draw
terest in the execution audience emerged given the gaps in the collections of historical
slowly as I began reading stories about exe- newspapers). More important, I concluded
cutions and eventually resulted in a file that neither a random sample of executions
folder entitled “the audience” in which I nor a random-like sample of execution ac-
stuck notes and references pointing to the counts would have served the ends of this ar-
audience; but it was not until I read a confer- ticle very well. Rather, I made an attempt to
ence call for papers dealing with various as- target execution depictions from different
pects of “the audience” that I realized I geographical regions (to ensure that I did
could probably do something sociological not rely too heavily on the urban papers in
with my disparate notes. What I set out to do the Northeast), different types of newspa-
was to trace the process whereby the audi- pers (both tabloids and so-called respectable
ence was transformed from a rowdy crowd papers), and different kinds of controversies
to a few select witnesses and to place that (e.g., over execution methods, women as
transformation in the context of both the in- convicts, mishaps). These efforts produced a
terpretive conflicts over capital punishment pool of execution accounts that, I con-
and 19th-century cultural change more gen- cluded, were relatively typical in their variety
erally. And I had plenty of data, I thought, of the range of stories that newspapers
once I reviewed all the execution stories I printed.
had collected for other purposes. With some Moreover, given the links I had already
embarrassment I confess that it was not until uncovered between execution controversies
I got the first round of reviews back (once and the politics of capital punishment, I
Documents, Texts, and Archives • 485

made an effort to select stories about execu- these different accounts in terms of how ac-
tions that for various reasons came to repre- curately they described the execution and its
sent critical events in the history of capital audience, I would evidently have faced some
punishment, either locally or nationally—for real difficulties, not only because of the dif-
example, the first execution in a county, the ferences in newspaper coverage but also be-
first execution of a woman, the first electro- cause much of the secondary literature
cution, the first so-called private execution, about 19th-century crowds generally, and
the first state-centralized execution, and var- execution crowds in particular, is filtered
ious other newsworthy aspects involving through various interpretive lenses that di-
convicts and/or their crimes. The result of rectly affect depictions of the audience.
this selection process was a data set deliber- However, given that my argument was built
ately skewed in the direction of controversy on claims, not objective features, both the
and sensationalism. As descriptions of con- discrepancies themselves and the subse-
troversial executions, however, the range of quent debates about how newspapers
accounts are fairly typical in the sense that should report on executions ended up
any one account of a controversial execution strengthening rather than weakening the
generally could have been substituted for an- conclusions drawn.
other in a similar outlet, and, in fact, many The second project, involving capital pun-
accounts were replicated in more than one ishment and gender, also emerged slowly as
newspaper, a practice facilitated by the I read more and more stories of and about
emergence of central news organizations executions, but it became more focused as a
such as the Associated Press but begun result of the project on the execution audi-
much earlier. The total pool of execution ence, which clearly revealed a significant
stories I ended up working with for that par- gender dimension (women disappeared as
ticular article involved some 200 executions audience members once executions became
drawn from about 140 different newspa- private). Some of the selection problems dis-
pers. cussed previously have carried over into this
Although they shared a general approach project, but with a few new twists. One of my
to reporting executions, newspapers never- research goals is to use capital punishment
theless produced accounts that for each indi- generally, and the execution of women par-
vidual execution could differ markedly in ticularly, as an especially vibrant site for ex-
ways that involved not only details (e.g., ploring the constructions and contradic-
dress, appetite, general demeanor of the tions of womanhood in the 19th century.
convict) but also for my purposes potentially Specifically, I want to document the process
more significant aspects of the execution whereby meanings surrounding both capital
(e.g., mishaps, blood, visible expressions of punishment and gender produced a state of
pain, disturbances, audience depictions). affairs in which the execution of women pro-
Thus different newspapers not infrequently duced major public controversies that split
gave different accounts of the same execu- open the fragile foundation upon which the
tion, some claiming a flawless and orderly bourgeois notion of womanhood rested.
arrangement, whereas others emphasized Here I address only the first step toward this
mishaps, drama, and confusion. The dis- goal, which involves the vanishing female au-
crepancies in such cases have multiple ori- dience members.
gins, I determined, including different jour- My contention in the audience article that
nalistic practices, different editorial stances women audience members brought trouble
regarding capital punishment, and, occa- to the legitimacy of public executions was ac-
sionally, different responses to official gag cepted by the reviewers of that paper but
orders (several states tried to suppress sensa- challenged on evidentiary grounds by a sub-
tionalistic newspaper accounts of execu- sequent reviewer of a paper that focused
tions). Had my ambition been to evaluate more directly on this issue, thus forcing me
486 • STRATEGIES AND TECHNIQUES

to review the link I thought I had established ment on women audience members,
between the data and the conclusion. This numerous other stories say nothing about
process is not concluded at the time of writ- the gender composition of the audience, or
ing this chapter, so what I am describing simply state without further comment that
here is an as yet unresolved methodological the audience was composed of women as
problem. Could my inference be wrong? If well as men, thus weakening my claims. But
not, how will I be able to convince the re- given that mentions of women, but never of
viewer that the inference is appropriate and men, often were accentuated, by italics or
justified by the data? The evidence I used to exclamation marks, for example, I remain
make the inference was primarily a series of convinced that my inference is basically
quotes from accounts of public executions right. That does not solve the problem of
that singled out, and sometimes overtly criti- how to persuade an unconvinced reader,
cized, women audience members, but I also however. So, what to do? One option is to
included a sketch of an execution (drawings find additional evidence, both by locating
were part of the 19th century newspaper more execution stories from the critical time
landscape, especially in the tabloids) with a period I am interested in that comment on
prominently displayed group of women and women audience members and by locating
children among the audience. This drawing, more stories from an earlier period that do
I asserted, supported my contention that not contain such comments. I am in the pro-
such representations added tension and cess of doing these things, even though the
drama to the story because they involved second of these strategies is made more dif-
women and children. Problem number one: ficult by the availability of fewer newspapers
I have a few other such drawings involving with much more limited circulation, by a
different executions, with a near replica of greater time lag between events and stories,
the group of women and children, which and by a much less pronounced news em-
add credence to my claim. However, in one phasis on crime and punishment). Another
case, the information about which paper the option, again, is to dig deeper into the sec-
drawing comes from has somehow gotten ondary literature, which has already pro-
lost (if I ever had it), which means I cannot vided me with useful additional evidence
use it; and in another case, the quality of the about how gender entered into the realm of
copy, printed from a grainy microfilm, is so capital punishment in the 19th century that
poor as to make reproduction almost impos- dovetails with my own evidence.
sible. But knowing that that these other ex-
amples exist increases my confidence that I
am right about the first drawing, which gives Conclusion: Documents Matter
me two options. I can either try to retrieve
the missing citation and/or try to get a The most basic conclusion of this chapter is
better copy, or I can turn to the secondary precisely that documents matter. And they
literature for more information on the rep- matter in particular ways for those engaging
resentation of women in 19th-century draw- in constructionist research. And yet the con-
ings (e.g., the showing of feet signals ques- structionist literature is filled with studies
tionable respectability). that gloss over the process whereby the doc-
About the textual evidence I used, the re- umentary sources used to draw conclusions
viewer similarly was unconvinced that the from were located and selected (though this
sheer mentioning of women as audience is not to suggest that constructionist litera-
members added tension to the stories and ture as a whole is methodologically worse off
indicated something significant about gen- than other literatures). This glossing over
der. Problem number two: Although it is does not necessarily mean that the method-
true that a number of execution stories com- ology guiding the selection of documents is
Documents, Texts, and Archives • 487

wanting in any way, but it does indicate that 2. For the purposes of this discussion, I am
the disciplinary tradition among historians, not dealing with questions related to the authen-
for example, to provide detailed accounts ticity of documents—that is, whether a document
about sources and decision-making rules has is in fact what it purports to be (e.g., a real as op-
posed to fake Picasso painting)—but instead focus
no established constructionist counterpart.
on truth issues of otherwise authentic docu-
Given both the potentially far-reaching con- ments. However, it is important to keep in mind
sequences of different documentary sources that questions of authenticity are paramount to
for our ability to draw persuasive conclu- some research purposes, for example, the analy-
sions and the limited (but certainly not non- sis of slave narratives (Gates, 2002).
existent) utility of the methodological rules
developed by practitioners in other research
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