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Wong 2017
Wong 2017
To cite this article: Uni Wong & Raymond K. Cross (2017): Primary and Secondary Non-
Response to Infliximab: Mechanisms and Countermeasures, Expert Opinion on Drug Metabolism &
Toxicology, DOI: 10.1080/17425255.2017.1377180
Download by: [UC Santa Barbara Library] Date: 07 September 2017, At: 07:07
Publisher: Taylor & Francis
DOI: 10.1080/17425255.2017.1377180
Primary and Secondary Non-Response to Infliximab: Mechanisms and Countermeasures
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Uni Wong, Raymond K. Cross
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Uni Wong, MD
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685 W. Baltimore Street, Suite 8-00
Baltimore, MD 21201
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uwong@som.umaryland.edu
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Professor of Medicine
Baltimore, MD 21201
rcross@som.umaryland.edu
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Introduction: Primary and secondary non-response to infliximab are common in patients with
Areas covered: This article describes the epidemiology, mechanisms and risk factors for primary
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and secondary non-response to infliximab in patients with inflammatory bowel disease. Data on
proactive and reactive therapeutic drug monitoring are examined in this review. An algorithm
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measures are also discussed. Relevant articles were identified after a literature search using
PubMed. Search terms included “infliximab”, “loss of response”, “immunogenicity”, and “drug
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monitoring”. References of identified articles were also reviewed to identify additional
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references.
Expert opinion: A common cause for primary and secondary non-response include inadequate
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dosing of infliximab; inadequate dosing can be identified through assessment of drug and anti-
drug antibody levels. Therapeutic drug monitoring should be done in patients losing response
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drug monitoring.
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I. Introduction
Infliximab (IFX), a monoclonal IgG1 antibody against tumor necrosis factor-alpha (TNF-α), is
effective for induction and maintenance of remission in inflammatory bowel disease (IBD) –
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namely Crohn’s disease (CD) and ulcerative colitis (UC) [1, 2]. It has revolutionized the
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treatment of IBD, ameliorating symptoms, allowing for sparing of long-term steroid use, and
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decreasing the rate of hospitalizations and surgeries [1, 2]. However, more than one third of
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patients do not respond to IFX [3]. Amongst those who demonstrate a response initially, 30-
50% lose response over the course of one year [1, 4]. Primary non-responders are those who
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have no clinical response during initial treatment with IFX. Secondary non-responders are those
who lose response to IFX therapy over time. Distinguishing between these two types of
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treatment failure is important because they have different mechanisms and the management
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strategies differ. This article describes the epidemiology, mechanisms, risk factors and
after initiating induction therapy with IFX. Clinical response is assessed in clinical trials and in
some practices using the Crohn’s Disease Activity Index (CDAI) or the Harvey Bradshaw Index
(HBI) for CD; the Mayo Score, the Truelove and Witts’ severity index or the Simple Clinical
Colitis Activity Index (SCCAI) is used for UC [1, 2, 5-7]. In the case of perianal CD, a complete
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response is defined as absence of any draining fistula on physical exam [8]. In the A Crohn’s
Disease Clinical Trial Evaluating Infliximab in a New Long-Term Treatment Regimen in Patients
with Fistulizing Crohn’s Disease (ACCENT) II trial, a response was defined as a reduction of at
least 50% from baseline in the number of draining fistulae at consecutive visits four or more
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weeks apart [4]. The standard induction dose for IFX is 5mg/kg given at week 0, week 2 and
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week 6, with the first maintenance dose given at week 14. There is no standardized definition
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generally considered PNR [1, 4, 9]. Pragmatically, determination of PNR depends on the severity
a. Epidemiology. Despite its efficacy in induction and maintenance of remission in both CD and
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UC [1, 2, 4], PNR to anti-TNF therapy occurs in up to 40% of patients in clinical trials and up to
20% in clinical series [1, 5, 10, 11]. In a retrospective analysis of prospectively collected data,
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Sprakes et al. noted that 16 (9.8%) of 163 CD patients who underwent three-dose induction
therapy with IFX had no response [5]. Similarly, in another retrospective study of 560 patients
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with IBD (353 patients with CD and 207 patients with UC) who received IFX as a first anti-TNF
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therapy, 33 (9%) patients with CD and 48 (23%) with UC had PNR after median of 3 infusions
[12].Due to the lack of standardization of IFX dosing and limited data, the true incidence of PNR
to IFX in severe UC patients who are hospitalized remains unclear [13, 14]. In a randomized
UC patients who received a single dose of IFX 5mg/kg infusion required colectomy within 3
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months [13]. In a retrospective study consisting of 41 hospitalized patients with acute severe
steroid-refractory UC who were treated with standard induction IFX therapy, 5 (12%) of 41
b. Mechanisms and risk factors. The exact mechanism by which PNR to IFX occurs has not been
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elucidated [15]. Since IFX is administered intravenously, there is immediate central distribution
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resulting in less variability in drug exposure between individuals [15]. However, males and
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those with higher body mass index have increased drug clearance [15]. Other factors that seem
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to increase the risk of PNR include small bowel involvement, smoking, disease duration greater
than 2 years, high IL-8 level, high TNF:CRP ratio, and genetic mutations such as FAS-L and
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caspase-9 in the apoptosis-related genes [9, 10]. These various factors collectively may account
for the variability in clinical response amongst individuals who receive IFX [15] (Table 1). In
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addition, the degree of inflammatory burden appears to impact clinical response to IFX. In a
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study consisting of 59 patients with UC who received IFX 5mg/kg at weeks 0, 2 and 6, Olsen et
al. found that patients with higher pre-treatment colonic TNF-α concentration had a decreased
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likelihood of achieving clinical or endoscopic remission [16]. It has also been demonstrated that
stools when there is high inflammatory burden [17]. Lack of response to IFX occurs when there
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is insufficient drug to block the excess TNF-α in serum and tissue. Therefore, patients with
severe disease and systemic inflammatory burden may require higher doses of IFX to achieve
clinical efficacy.
Patients with severe colitis can serve as a case study for various mechanisms that contribute to
accelerated drug clearance and PNR. Patients with severe colitis often have high serum c
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reactive protein (CRP) levels and low serum albumin. In UC patients, low albumin has been
associated with high rate of IFX clearance [18]. In the rheumatology literature, high pre-
treatment serum CRP correlates with low IFX trough levels at week 14 (r(s)=-0.43, p<0.001)[19].
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Papamichael et al. found that baseline albumin < 40 g/l and CRP > 5mg/l were independent
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predictors for colectomy [20]. In addition, severe mucosal ulcerations may be present which
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can serve as a “sieve” for IFX. Brandse and colleagues evaluated fecal loss of IFX in 30 patients
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with severe colitis. They found that non-responders to IFX had higher fecal and lower serum IFX
concentrations [21]. Providers have increasingly recognized these factors and have adjusted IFX
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dosing at the initiation of treatment. In a retrospective analysis of 50 patients including 15 who
were treated with an accelerated IFX treatment protocol of 3 doses of 5 mg/kg within a median
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of 24 days, it was shown that accelerated IFX treatment reduced colectomy rates from 40% in
c. Management. Patients with PNR to IFX have been shown to have a poor prognosis [12, 20].
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In a retrospective study by Buhl et al., it was shown that compared to responders, non-
responders to IFX were found to be at increased risk for surgery with odds ratio of 6.3 (95% CI
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TNF-naïve UC patients who had PNR to IFX underwent colectomy by the end of the follow-up
period at a median of 3.2 years [20]. Thus, early recognition and management is important.
The management of PNR to IFX begins with an assessment to confirm that the symptoms are
related to active IBD. Other mechanisms for symptoms are common in patients with IBD,
particularly in those with CD. Concurrent irritable bowel syndrome, anxiety, depression, small
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intestinal bacterial overgrowth, altered anatomy after intestinal resection, short bowel
syndrome, choleretic diarrhea, and adhesions can all result in gastrointestinal symptoms similar
to those of active IBD. Exclusion of concurrent infection, particularly Clostridium difficile and
Cytomegalovirus, is critical. Another potential reason for non-response to IFX is the presence of
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complicated CD. Most strictures have a component of fibrosis; in fact most inflammatory
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strictures are also fibrotic [23]. Thus, despite improvement or reversal of the inflammatory
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component of strictures, fibrosis is likely to persist with possible chronic symptoms. A study by
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Nepal and colleagues demonstrated that patients with strictures associated with any of the
following factors were unlikely to respond to anti-TNF therapy: proximal small bowel dilation,
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mesenteric stranding, internal fistula, abscess, and small bowel obstruction [24]. In patients
with perianal CD, exclusion of an underlying abscess that was not adequately drained at the
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time of initiation of IFX is an important consideration.
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Once active IBD is confirmed based on objective data including endoscopy, imaging, and
biomarkers, a number of factors should be considered. First, is the dose of IFX sufficient?
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Second, has early immunogenicity occurred with the development of antibodies to IFX? Third,
does the disease process require more than one mechanism of action to control the disease?
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122 patients with Crohn’s disease, D’Haens and colleagues found that proactive therapeutic
drug monitoring (TDM) was not superior than dose escalation based on clinical symptoms alone
[25]. In clinical practice, however, therapeutic drug monitoring seems to be more cost-effective
than empiric dose escalation in patients who lose responsiveness to infliximab [26]. Although
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not validated with prospective studies, TDM can be helpful in management of PNR. If no anti-
drug antibodies (ADA) are present and the drug level is sub-therapeutic, one strategy to achieve
It is not clear if achieving high drug levels will result in a response or rather that high drug levels
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are a marker of response to treatment. Our group has shown that assessment of an anti-TNF
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levels proactively after initiating therapy is associated with higher rates of clinical and
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endoscopic response, and persistence to treatment at 1 year [27]. The optimal IFX level,
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however, is not known. The utility of performing TDM during the induction phase of IFX is not
clear. A recent analysis demonstrated that IFX levels of ≥15μg/ml at week 6 are associated with
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mucosal healing [28]. In the post-hoc analyses of the data from the Active Ulcerative Colitis
Trials (ACT) 1 and 2, Adedokun and colleagues noted that a week 6 IFX threshold of 22μg/ml
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was associated with clinical response at week 8 [29]. It is important to keep in mind that there
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is no absolute cut off value for therapeutic trough level, but rather a range of values that may
vary depending on the assay used to measure the drug and the anti-drug antibody level,
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severity of the disease and the treatment target (i.e. induction versus maintenance of
IFX levels needed to achieve complete response in patients with perianal disease is even less
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clear, although a recent study reported that levels ≥10.1μg/ml are needed [31]. In patients
with perianal involvement, controlling sepsis with antibiotics and an exam under anesthesia is
very important. Both retrospective and prospective studies have demonstrated that response
to IFX is increased when these measures are implemented before initiation of IFX [32, 33].
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If ADA are present and the drug concentrations are low, we recommend either changing to
a different mechanism of action. What ADA levels are clinically significant remains to be further
investigated. However, in a recent analysis by Yanai et al., using the threshold of IFX ADA
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>9μg/ml equivalent identified patients who did not respond to dose escalation with 90%
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specificity [34]. Adding a concurrent immunomodulator while changing to another anti-TNF
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may both suppress antibody formation and independently raise drug levels. If IFX levels are
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adequate, most providers recommend changing to another class of medications (anti-integrin,
considered.
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d. Special considerations. In addition to the risk factors described above that are associated
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with PNR, it is important to emphasize that patients with severe colitis may require a higher
induction dose and/or an accelerated dosing schedule due to increased IFX clearance in setting
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of high inflammatory burden and intestinal drug leakage [16, 17, 35]. In a systematic review,
Hindryckx and colleagues found that infliximab dose intensification could reduce early (3-
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month) colectomy rate by up to 80% in case-controlled studies [36]. Another patient population
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that may require special consideration are patients with perianal CD. Although an IFX trough
level of 3-10 µg/mL appears to be the therapeutic range for luminal disease in IBD patients [37,
38], patients with perianal CD may require IFX trough levels as high as ≥ 10.1 µg/mL to achieve
fistula healing [31]. Thus, early drug monitoring and treating to a therapeutic target should be
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considered in these patient populations; prospective studies validating this approach are
needed.
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Secondary non-response, also known as loss of response (LOR), describes those cases where
the patient had an initial clinical improvement during or after induction of IFX but later
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developed a relapse of disease. Although there are no well-defined criteria for LOR [39],
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recurrence of symptoms after successful induction therapy is a reasonable criterion. The time
frame at which LOR occurs can range from weeks to years after induction of therapy [1, 4].
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a. Epidemiology. The rate at which LOR occurs in IBD patients is difficult to determine due to
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lack of standardized definitions for LOR. On average, 37% of patients who complete standard
induction of IFX will lose response [40]. In the ACCENT I trial, approximately 40% of patients
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with CD treated with IFX lost response despite maintenance therapy with IFX 5mg/kg every 8
weeks or 10mg/kg every 8 weeks [1]. In the pivotal trial examining the efficacy of IFX for
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treatment of perianal CD, 64% of patients developed recurrence of draining fistula at week 54
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after receipt of 3 doses of IFX [8]. The high rate of LOR in this cohort is likely due to lack of
maintenance therapy. In the ACCENT II trial, the LOR rate, defined as at least one newly
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developed fistula-related abscess, was much lower at 48 (17%) out of 282 patients [4]. In the
Study of Biologic and Immunomodulator Naïve Patients in Crohn’s Disease (SONIC), 75 (44%) of
169 patients who received IFX were in steroid-free clinical remission at week 26, but only 59
(35%) patients were in clinical remission at week 50 [41]. As for the patients who received
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combination therapy with IFX and azathioprine, 96 (57%) of 169 patients were in steroid-free
clinical remission at week 26, and the number of patients in remission at week 50 decreased to
78 (46%) [41].
LOR in the UC patient population is also common. In the ACT 1 and ACT 2 trials, clinical
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response after IFX therapy was seen in 62-69% of UC patients at week 8, but only 51-60% at
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week 30, and even lower at 44-45% by week 54 [2]. In the UC SUCCESS trial, 78 patients were
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randomized to receive combination therapy with IFX and azathioprine, and clinical response
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was noted in 85.9% of patients at week 8 which was later decreased to 76.9% at week 16. A
similar pattern was seen in the group who received IFX monotherapy with 88.3% of patients in
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clinical remission at week 8 and only 68.8% at week 16 [42]. These studies highlight the
b. Mechanisms and risk factors. LOR to an anti-TNF is thought to occur when there is not
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enough active drug available, either through degradation and elimination, or through
inactivation with the formation of ADA [15]. Degradation and elimination of monoclonal
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antibodies occurs mainly in the reticuloendothelial system (RES) [43]. The Brambell receptor
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(FcRn) expressed in the cells within the RES is responsible for maintaining a homeostasis
between immunoglobulin (IgG) and albumin [15, 44]. The half-life of the IgG is inversely
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with an inverse relationship between concentration and half-life of the protein [45]. As a result,
when there are high levels of endogenous IgG such as in the case of chronic inflammatory
states, the half-life of exogenously administered monoclonal antibodies may shorten [15]. This,
in turn, results in LOR in patients with high inflammatory burden such as patients with severe
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colitis. As discussed above in the section on PNR, other factors not associated with the
inflammatory burden are associated with accelerated drug clearance, including male gender,
Immunogenicity also plays a critical role in LOR. Development of ADA leads to immune complex
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formation which can induce drug clearance by the RES system, thus diminishing the
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effectiveness of these drugs [46]. One way ADA can occur is with episodic rather than
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scheduled administration of the anti-TNF. When examining ADA levels among 23 CD patients
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who received episodic infusion after IFX induction compared to 82 CD patients who received
scheduled therapy at 6- to 8-week intervals, Maser et al. found that episodic treatment was
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associated with a higher rate of ADA formation (39% vs. 16%, P = 0.036) [47]. ADA developed in
Another method by which ADA can develop is when the anti-TNF is administered as a
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retrospective study consisting of 155 IBD patients who had IFX and ADA levels measured
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associated with lower rate of ADA (14% vs. 29%, P<0.03) [48]. Similarly, in the ACCENT I trial,
patients who were on a concomitant immunomodulator were less likely to have antibodies to
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IFX (4%), compared to those who were on concomitant steroid alone (17%) and those who
were on neither a concomitant steroid nor immunomodulator (18%) [1]. Presence of ADA not
only affect the efficacy of the drug, but it is also associated with infusion reactions [1].
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c. Management. When LOR to an anti-TNF is suspected, an assessment for active inflammation
and/or complications of IBD should be initiated as described above (Figure 1). Measurement of
the drug concentration and ADA levels can guide changes in treatment [49, 50]. The American
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patients with active IBD to guide treatment changes [51].
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ADA present. As described previously, the presence of ADA is associated with LOR and possible
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infusion reactions. In the presence of high ADA (>9 µg/ml), therapy should be changed to
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another anti-TNF or a biologic of a different class such as vedolizumab or ustekinumab, with or
because of development of immunogenicity with the first biologic agent. In the retrospective
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study conducted by Afif et al., 35 (23%) out of 155 patients were noted to have detectable ADA;
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changing their therapy to a different anti-TNF resulted in a complete or partial response in 92%,
whereas dose escalation resulted in a response rate in only 17% [48]. It is unclear which of
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these patients had high levels of ADA and which ones had low levels of ADA. Alternatively, if the
ADA level is low, one can consider first adding an immunomodulator rather than switching
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therapy to another biologic. In small case series from Israel, adding an immunomodulator was
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shown to be effective in lowering ADA while increasing anti-TNF trough levels, resulting in
ADA not present. If ADA are not present and the IFX trough level is low, escalation of the dose
and/or shortening the frequency of dosing can achieve clinical response in up to 86% of
patients, while changing therapy to another anti-TNF achieves clinical response in only 33% of
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patients [48, 55]. If ADA are not present and IFX trough levels are adequate, it is important to
document that active inflammation is present. In the study by Afif and colleagues, over 60% of
patients had no inflammation present and most patients were maintained on IFX at the current
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intensification [48]. In the retrospective analysis published by Yanai and colleagues, IFX trough
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level >3.8 μg/ml identified patients who failed to respond to dose escalation or a switch to
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another anti-TNF with 90% specificity [34]. In these cases, changing therapy to another class of
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biologic is recommended. As discussed previously, stricturing CD is a common cause of non-
response and LOR. LOR when a stricture is present may not represent a failure of anti-TNF but
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may in fact be progression of the underlying fibrotic process which is not TNF-mediated. The
optimal IFX level is also a “moving target”. Achieving an IFX level at trough between 3 and 10
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μg/ml is usually adequate [37, 38].
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an anti-TNF is favored over episodic treatment because of lower risk of ADA formation and
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lower risk of LOR [1, 47, 56]. Use of concomitant immunomodulator can prevent LOR by
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reducing immunogenicity. In patients receiving episodic IFX therapy, Baert et al. found that the
immunosuppressive therapy at 43%, vs. 75% (P<0.01) [57]. Vermeire et al. reported similar
findings; patients receiving concomitant immunomodulator had lower incidence of ADA (46%
vs. 73%, P<0.001). No differences were noted in the formation of ADA between azathioprine
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(48%) and methotrexate (44%) [58]. In patients receiving scheduled IFX therapy, use of
concomitant immunomodulator has also been shown to reduce risk of immunogenicity (10% vs.
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response rates [41, 42]. In the SONIC trial, combination therapy with IFX and azathioprine was
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shown to be more effective in achieving as well as maintaining steroid-free remission than IFX
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alone at week 50, 78 (46.2%) of 169 patients vs. 59 (34.9%) of 169 patients (P=0.04) [41].
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Similarly, in the UC SUCCESS trial, there were more patients in the combination therapy group
in clinical remission than in the IFX monotherapy group when patients were followed out to
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week 16, 39.7% vs. 22.1% (P= 0.017) [42].
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Because LOR occurs in the setting of ADA formation and sub-therapeutic drug concentrations,
some have recommended proactive therapeutic drug monitoring to optimize therapy and
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prevent LOR [15]. IBD patients with higher drug trough concentrations clearly have better
outcomes [47, 59]. A study by Baert et al. demonstrated that those with luminal or fistulizing
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Crohn’s disease who had a week 4 IFX concentration of ≥12 µg/ml have a significantly longer
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median duration of response than those with level ≤ 12 µg/ml (81.5 days vs. 68.5 days, P<0.01)
[57].
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Cheifetz and colleagues were the first to report that proactive monitoring of IFX improved
persistence with therapy. When IFX levels were maintained between a ranges of 5-10 μg/ml,
less than 10% of patients experienced LOR [60]. Our group has also demonstrated that
persistence is higher in patients undergoing proactive monitoring of both IFX and adalimumab,
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with over 90% of patients on anti-TNF one year after starting therapy [27]. These studies had
limitations as they were in retrospective nature [27, 60, 61]. In the Trough Concentration
Adapted Infliximab Treatment (TAXIT) randomized controlled trial, all patients on IFX
maintenance therapy underwent a one-time measure of IFX levels. If the IFX level was <
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3μg/ml, patients underwent dose optimization. Interestingly, remission rates increased from
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68% to 90% with a single dose adjustment. Patients were then randomized to further
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adjustment based on symptoms or drug levels. Rates of steroid-free remission were equivalent
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after one year; however relapse rates were only 6% in the therapeutic drug monitoring group
compared to the control arm [62]. Despite these provocative studies, newly published
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guidelines do not support proactive assessment of anti-TNF levels [49, 51].
IV. Conclusion. Despite the clinical advances made with anti-TNF therapy, about one-third of
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patients are primary non-responders [3]. Amongst those who demonstrate an initial response,
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up to half of the patients eventually lose response [1, 4]. Managing primary and secondary non-
response is a frequent challenge in clinical practice. The first step in management of these cases
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is to determine whether the symptoms are truly related to active IBD, because symptoms of
active IBD overlap with other disorders including infection, fibro-stenotic stricture, irritable
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bowel syndrome, small intestinal bacterial overgrowth, bile salt diarrhea, dietary intolerance,
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short bowel syndrome, and symptoms related to altered surgical anatomy [39].
The reasons for PNR vary. Clearly, a subset of patients cannot respond to anti-TNF therapy.
Second, anti-TNF therapy may be started at a point in time when a complication of CD has
treatment. Although speculative, a proportion of patients with PNR may be under-dosed with
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IFX, particularly in patients with severe colitis and perianal CD. Therapeutic drug monitoring can
be used in the setting of PNR to guide adjustments in IFX therapy to induce a clinical response.
However, additional research is needed to determine the optimal IFX levels during the
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Secondary non-response often occurs due to inadequate anti-TNF levels with resultant
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immunogenicity and formation of ADA. Administering IFX in a scheduled rather than episodic
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fashion, and using a concomitant immunomodulator can help optimize drug levels and prevent
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immunogenicity. Current guidelines do not recommend proactive drug monitoring to prevent
LOR. When LOR occurs, therapeutic drug levels should be obtained to guide changes in
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management. Patients with low IFX levels and low or absent ADA can undergo dose escalation.
Patients with low IFX levels and high ADA levels should change biologic and start concurrent
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immune suppression. The presence of therapeutic drug levels should prompt restaging of
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V. Expert opinions
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common problem in clinical trials and clinical practice. Certain populations including
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patients with severe colitis or perianal CD require special considerations when deciding
on the dose and frequency of IFX administration and optimal IFX level. Scheduled rather
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resulting in higher rate of clinical response and longer duration of clinical remission.
Therapeutic drug monitoring is a useful tool to assess and manage both primary and
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- Key findings and weaknesses in the research. It is clear that patients, such as those with
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severe colitis, have lower response rates to anti-TNF therapy. One retrospective study
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demonstrated that optimizing dose at the time of induction therapy was more effective
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than conventional dosing. However, prospective studies are needed to personalize
dosing to improve initial response. Additionally, further prospective studies are needed
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to assess whether proactive monitoring can prevent LOR over time and if proactive
clinical outcomes of TDM versus empiric dose escalation, but the difference in
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healthcare cost using these strategies. Lastly, more studies are needed to define the
optimal drug level of IFX (and other biologics) needed to induce a clinical response and
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mucosal healing.
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- Ultimate goal in this field. The ultimate goal in this field would be to better understand
the pharmacokinetics (how the body affects the drug) and the pharmacodynamics (how
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the drug affects the body) of biologic therapy, and to understand why certain individuals
Furthermore, we need to be able to identify patients who are at risk for primary or
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- Where do you see this field going in the coming years? With more data on the
immunomodulator.
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Article Highlights:
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• High inflammatory burden can impact clinical response to infliximab due to intestinal
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clearance of immunoglobulin and accelerated clearance of drug.
• Complications of Crohn’s disease including stricture and abscess may be associated with
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primary non-response.
• Patients with loss of response while having therapeutic trough concentration would
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Funding
Declaration of Interest
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R Cross has participated in advisory boards and consulting for Janssen. The authors have no
other relevant affiliations or financial involvement with any organization or entity with a
financial interest in or financial conflict with the subject matter or materials discussed in the
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References
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* of interest
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** of considerable interest
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Table 1. Risk Factors for Primary Non-Response to Infliximab
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High TNF level [16]
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High IL-8 level [9]
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Low serum albumin [9] an
Complicated Crohn’s disease
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