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Aristotle's Conception of Moral Weakness
Aristotle's Conception of Moral Weakness
of Moral Weakness
Aristotle's Conception
of Moral Weakness
There are many debts of gratitude which I wish to record. This study
was completed during time made available for research through grants
by the Ford Foundation, the Samuel S. Fels Foundation, and
Columbia University. Publication has been made possible through the
generosity of the Stanwood Cockey Lodge Foundation. I can only
hope t h a t such consistent and generous support is justified in some
degree by this study.
To my teachers and colleagues I owe more than the usual gratitude
of the scholar. Professor James Gutmann and Professor Robert
Cumming provided stimulus and encouragement over a considerable
period of formless endeavor. Professor Albert Hofstadter helped
me through the difficulties of making a beginning and provided
thorough criticism, not all of it heeded, at the end. Professor Charles
Kahn, Professor Paul Kristeller, and Dr. Emerson Buchanan read
all or part of an earlier version of the manuscript and saved me from
not a few mistakes of interpretation. My debts to Professor John
H. Randall, Jr. and Professor Edwin Garlan are of a different order.
I owe to them not only a first meeting with the wisdom of Aristotle,
but also many hours of fruitful instruction and precious controversy
as to his meaning.
I should also like to thank Arlene Gutzeit for devotion beyond
the call of duty in typing the manuscript twice over, and Joan Teitel
of the Columbia University Press for a considerable improvement
of a wordy and laborious style. The passages from Cornford's trans-
lation of the Timaeus are used by permission of the Humanities Press.
Passages from the Loeb Classical Library, including Xenophon's
Memorabilia, Plato's Protagoras, Phaedo, Laws, Laches, Meno, Republic,
and Sophist, and Aristotle's Nicomachean Ethics, Eudemian Ethics,
and De Anima are reprinted by permission of Harvard University
Press and The Loeb Classical Library.
Vili ACKNOWLEDGMENTS
Introduction 1
Chapter I. The Socratic Denial of Akrasia 4
Chapter II. The Development of Plato's Thought 28
Chapter III. Some Preliminary Questions 60
Chapter IV. Aristotle's Analysis of Akrasia 85
Chapter V. Interpretations of Aristotle's Doctrine 118
Chapter VI. Some Criticisms of Aristotle's Doctrine 159
Appendix. The Authorship of Chapter 3, Book vii of the
Nicomachean Ethics 183
Bibliography 189
Index 193
SHORT TITLES USED IN CITATION
and two is four, acknowledges t h a t here is two and here is two, and
then says t h a t these add up to five. Something is wrong. The sug-
gestion which I am making, then, is t h a t perhaps the ancient problem
of akrasia can be brought home to a modern if he will place the easy
generalizations about "Greek intellectualism" in the context of an
emphasis on choice and intention.
Apart from the direct interest of the subject, another reason for
undertaking this study is the recent appearance of a number of impor-
tant works concerning the Nicomachean Ethics, which might almost be
termed a new wave of Aristotelian scholarship. I have tried to eval-
uate much of this material as it bears on Aristotle's analysis of akrasia.
The volumes of commentary by Gauthier and Jolif, which are meant
to accompany their French translation of the Nicomachean Ethics,
appeared too late for systematic use here; but this loss is not as serious
as it might be, since the controlling interpretations have been pre-
sented by Gauthier in a separate work, La Morale d'Aristote. Full
use has been made of this. In case any readers are unaware of the
systems of reference normally employed in Platonic and Aristote-
lian scholarship, it should be noted t h a t the Platonic references
are to the Stephanus edition of 1578 a t Paris and the Aristotelian
references are to the Bekker edition of 1831-1870 sponsored by the
Berlin. Academy. In the Platonic system, numbers refer to pages
and letters to portions of pages. In the Aristotelian system, the first
numbers refer to pages, letters refer to colums, and the last numbers
refer to lines. Unless otherwise indicated, the translations in the
Loeb Classical Library have been used. One practice occasionally
produces oddities in the text: because of the frequency of its occur-
rence, it has often seemed advisable to transliterate the term axga-
aia.
CHAPTER I
1
A e s c h y l u s , Libation Bearers, trans. R. Lattimorc, line 902.
THE SOCRATIC DENIAL OF AKRASIA 5
The Greek terms for such a decision are algeaig and Ttgoaigeaig;
Kullmann has collected occurrences of these terms in Greek literature
from Homer through Aristotle, thus providing evidence t h a t the
concept of decision was in wide use among the Greeks. 3 Of s o m e w h a t
greater interest for us are passages in which the concept plays an
important part in determining philosophical doctrine. Xenophon
presents one such passage which relates the Socratic doctrine regarding
akrasia to a philosophical generalization of the concept of choice:
When asked further whether he thought that those who know what they
ought to do and yet do the opposite are at once wise and vicious, he
answered: "No; not so much that, as both unwise and vicious. For I
think that all men have a choice between various courses, and choose
and follow the one which they think conduces most to their advantage.
Therefore I hold that those who follow the wrong course are neither
wise nor prudent." 4
2
Snell, Discovery, p. 106. Snell's elaboration of t h i s p o i n t occupics p p . 99-108.
Snell's f u r t h e r thesis t h a t t h e t h e m e of decision is f i r s t found in Aeschylus is critic-
ized by K u l l m a n n , in Beiträge, pp. 24 ff. K u l l m a n n argues t h a t t h e t h e m e is p r o m -
inent in H o m e r .
3
I a m a s s u m i n g t h a t t h e differences between t h e Greek t e r m s algeatg and jigo-
aigcaig, a s well as t h o s e between t h e linglish terms "choice" and "decision," are
n o t i m p o r t a n t a t t h i s stage of t h e inquiry. The differences between t h e former m a y
h a v e considerable bearing on A r i s t o t l e ' s conception of moral v i r t u e . The differences
between t h e l a t t e r could s t a n d extensive i n v e s t i g a t i o n .
4
Memorabilia iii.9.4. There is a d i f f i c u l t y in t h e Greek of t h i s passage. The t e x t
bas aoipovg Te xai ¿yxgazelg etvai vo/ii^ot. The sense requires t h a t ¿yxgarelg be
dxgazelg. See G a u t h i c r and Jolif, L'f'lhique II, 591. " H a v e a choice" t r a n s l a t e s
ngoaigov/jevovg. G a u t h i e r ' s claim t h a t the word ngoaigEOis only appeared a l i t t l e
before Aristotle and t h a t it is not found in X e n o p h o n , and found only once in P l a t o
is a l i t t l e forced. See I.a Morale, p. 28. The word ngoatgeaii; may n o t occur,
b u t other forms of the v e r b nooaigeaOai certainly do. See K u l l m a n n , Beiträge, p p .
40-41, for a collection of occurrences in P l a t o .
6 T H E SOCRATIC D E N I A L O F AKRASIA
5
See X e n o p h o n , Memorabilia iii.9.4ff.; Plato, Protagoras 352A-353A; Aristotle,
N.E. 1145b22-27.
THE SOCRATIC DENIAL OF AKRASIA 9
Briefly what I wish to suggest is this. In putting forward the thesis that
aQExr¡ is only to be attained b y emcrrijfirj, Socrates was not asserting
that a g e r t j necessarily results from a personal apprehension of the nature
of good and e v i l (still less of Good and E v i l ) , but that for the achievement
of aoer>] what is required is a f o r m of moral ability, comparable in some
respects to the creative or artistic ability of potters, shoemakers and the
like; that the EniOTi'i/j.r¡ which Socrates envisaged was a form of knowing
how, that is, how to be moral.'
6 Snell, Discovery, p. 185, says that Socrates' language enforces close relations
between knowledge and practical interest. E . R . Dodds expands the scope of verbs
of k n o w i n g t o include moral charactcr and personal feeling; see The Greeks and the
Irrational, pp. 16-17. R . B . Onions develops the H o m e r i c background and relates
this t o Socrates and P l a t o ; see The Origins oj European Thought, pp. 13-22.
7 Gould, Development, especially Chapter I: " T h e Socratic Theory of K n o w l e d g e
and M o r a l i t y . " The distinction between "knowing t h a t " and "knowing h o w " is
presented by R y l e in The Concept of Mind, especially in chapter II, "Knowing
H o w and K n o w i n g That."
8 Gould, Development, p. 7.
9 Ibid., p. 13.
10 T H E SOCRATIC D E N I A L O F AKRASIA
No doubt for Socrates, or for that matter, for any other Greek,
the concept of ageTrj is in some sense a practical concept. At least
he would have rejected a man's claim to have it if the man could
not live up to the claim and perform appropriately. It would seem
to follow that if aget»j is somehow dependent on or identical
with £7ti<TT^/i»j, Emajrjur) must likewise be practical in character. The
idea is presented very simply in Xenophon. At one point he has Socra-
tes answer the challenge of Hippias to give his opinion about justice
by saying that he declares his notions by his deeds, which
are better evidence than words. This is hardly a philosophical
position, but it is the common practice on which a philosophical
position might be erected. Again, Xenophon has Socrates develop
the idea for courage and cowardice: those who cannot behave
well cannot know how they must behave. 1 0 W h a t this amounts to,
however, is a restriction on any theory of virtue: since virtue is a
disposition to act well, any theory of virtue must include this feature.
If we take virtue to be knowledge, we cannot thereby abandon the
position that it is a disposition governing action. B u t this is only
to say that whatever knowledge virtue is must have some essential
relation to action. It is not to say that t h a t knowledge must be tan-
tamount to skill. T h a t is a further claim, and must be independently
supported.
W e would do well to take a second look a t the potters, shoemakers,
and the like. They have r¿xvr!< craftsmanship, and there is no doubt
t h a t this craftsmanship must include the element of skill as Ryle
has analyzed it. They must be able to perform critically, and to do
so habitually. B u t they also have lore. The pilot and the doctor,
two craftsmen whom the Platonic Socrates, at least, is fond of citing,
have their star-lore and casebooks, and in the case of the doctor,
may even be in possession of a modicum of theory. As Plato points
out on more than one occasion, true craftsmanship is not identical
For just actions and all forms of virtuous activity are beautiful and good.
He who knows the beautiful and good will never choose anything else,
he who is ignorant of them cannot do them, and even if he tries, will
11
See t h e d i s t i n c t i o n b e t w e e n Té%vr¡, o n t h e one h a n d , and é/jneigta and Tgif)ij,
o n t h e o t h e r , at Gorgias 463B, and t h e r e m a r k s a b o u t r h e t o r i c at Phaedrus 268A
f f . See also Philebus 55D f f . , a b o u t t h e d i s t i n c t i o n b e t w e e n m e a s u r e m e n t a n d prac-
t i c e in t h e a r t s .
12
Memorabilia iii.10.9-15. Of c o u r s e , X e n o p h o n is o u t t o s h o w h o w S o c r a t e s '
c o n c e r n for v a l u e s w a s u s e f u l for one a n d all a l i k e , e v e n for armorers. See a l s o
iii.10.1.
12 THE SOCRATIC DENIAL OF AKRASIA
fail. Hence the wise do what is beautiful and good, the unwise cannot
and fail if they try. 1 '
Indeed, a great deal of clarification would be required before we
could safely turn modern philosophical developments to account in
fathoming the doctrines of the Greeks. This is not to say t h a t such
an enterprise is impossible, only that it is more difficult than is some-
times supposed. When it is said that the aim of Socrates and Plato
was not to arrive a t a valid ethical theory, but rather to arrive a t
valid moral behavior, we have to ask ourselves what might be meant
by ethical theory here. If what is sometimes called meta-ethics is
meant, t h a t is, a morally neutral study of the logic of moral language,
it is perhaps feasible to regard this as foreign to Greek interests—but
we should remember t h a t Socrates is said to have learned fine lin-
guistic distinctions from Prodicus, and t h a t Socrates, Plato, and
Aristotle were all very interested in definitions. If by ethical theory
is meant a coherent and teachable knowledge of good and bad, then
surely this is exactly what these philosophers were after, so far as
any evidence we have suggests. Furthermore, in Gould's case a t least,
it is not too clear what is to be conveyed by the term "practical,"
in the ascription to Socrates of a "practical" conception of wisdom.
Gould does not limit himself to the element of skill or know-how t h a t
we have been discussing so far. He turns for inspiration from Ryle
to Kierkegaard and argues t h a t "imaxrmr] now appears as an in-
ward and decisively personal moral conviction (analogous perhaps,
though we must beware of being misled by the connotations of the
word, to the Christian ' f a i t h ' ) . It is personal, as knowing how ine-
vitably is; inward, because it is not the subsuming of the individual
into a universal and objective principle." 14 Surely to a Greek a position
ls
Memorabilia iii.9.5. It m a y b e o b j e c t e d t h a t X e n o p h o n i s h a r d l y the one
t o g i v e u s t h e d e e p e r m e a n i n g of S o c r a t e s ' t e a c h i n g s . This m a y well be the case.
B u t c e r t a i n l y t h e P l a t o n i c S o c r a t e s is e v e n m o r e c o n c e r n e d for v a l u e s t h a n for skill
or lore. A n d , d i s s a t i s f i e d a s w e m a y b e w i t h w h a t w e learn from Xenophon and
Plato on t h i s score, h a v e we a n y w h e r e else to turn?
14
G o u l d , Development, p. 2 4 . See a l s o p p . x - x i . In f o o t n o t e 1, p . 6 7 , h e c o m -
pares Socrates to Kierkegaard, Dostoievsky, and K a f k a , again associating tech-
nique, certainty, and practice. I wonder how comfortable Kierkegaard would be
w i t h t h e n o t i o n of "moral t e c h n i q u e . " On p . 5 4 t h e i m p l i c a t i o n of t h e s e a s s o c i a t i o n s
f o r a k r a s i a is b r o u g h t o u t ; t h e d x g a T j f c h a s n e v e r a c h i e v e d "that sureness about
THE SOCRATIC D E N I A L OF AKRASIA 13
17
The Greeks and the Irrational, p. 17. In n o t e 105, p. 26, D o d d s goes on to
d i m i n i s h s o m e w h a t the "intellectualist" force of t h i s view by describing it as t h e
"inevitable result of the absence of the c o n c e p t of the w i l l . " W e will e v e n t u a l l y
e x a m i n e w h a t might be m e a n t b y t h i s p o s i t i o n .
18
Memorabilia i i i . 9 . 5 . A t i . 2 . 5 0 , it is said t h a t Socrates had frequently considered
the difference b e t w e e n m a d n e s s and ignorance; m a d n e s s calls for c o n f i n e m e n t ,
ignorance for instruction.
T H E SOCRATIC DENIAL. O F AKRASIA 15
w
Memorabilia iv.5.6. Here axgaaia is used in a loose sense as "absence of self-
control," not necessarily as "having one's knowledge overcome by desire." Plato
uses the term this way at times, e.g., Republic 461B. See the note on èri dxgareif
on p. 292 of Burnet, The Ethics.
20
Memorabilia iv.5.1-2. 'Eyxqazeia is a favorite theme for Xenophon. See i.5.1;
ii.1.1. At v.5.10, ¿yxgdjeta seems almost to be the sum of the virtues: the self-con-
16 T H E SOCRATIC D E N I A L O F AKRASIA
23
Lines 375-88. Grene translation. Snell sees a Socratic reference in t h i s t w o -
fold sense of "shame." See pp. 130-32, Philologus, XCV1I (1948). In substantia-
t i n g t h i s reference, he refers in note 1, p. 131, to X e n o p h o n , Memorabilia iv.5.9ff.
for the determination of the value of an a c t i o n through the higher value w h i c h
it serves. The passage is rather about the paradox of pleasure: those who incon-
t i n e n t l y seek it get little, whereas those who are continent have more and superior
pleasures.
24
See the discussion by Snell on pp. 124-30 of Discovery.
T H E SOCRATIC DENIAL OF AKRASIA 19
24
I owe t h i s suggestion t o Professor Morton Smith.
28
r v c o w i s m e n t i o n e d repeatedly by Phaedra. A t line 240, she has wandered
from yvwfirjg dyadfjq. A t line 247, yviOfiTj is restored with anguish after her delirium.
The crucial l i n e s 3 7 6 and 377 say t h a t men do wrong ov x a r a yvwpiig <pvaiv.
A t line 391, she tells of the p a t h of her yvco/it] when her passion first occurred. A t
line 1304, A r t e m i s tells of Phaedra's v a n q u i s h e d yvw/itj. For yvw/it], see Snell, Die
Ausdrucke fur den Begriff des Wissens in der vorplalonischen Philosophic, "Philolo-
gische l.'ntersuchungen," X X I X (1924), especially 31-37. rvuifii] can mean
either the intellectual c a p a c i t y or the result of the exercise of that c a p a c i t y and
often it has a practical rather than a purely theoretical sense, according t o Snell.
T h i s would make it very close to the English "judgment."
27
Snell seems to m i s s t h i s p o i n t . On p. 128 of Discovery, he has Phaedra say
that we do not act on what we know "for we are in the grip of passion." The pleas-
ures of leisured laziness are hardly the grip of passion.
20 THE SOCRAT1C D E N I A L O F AKRASIA
heroines which can be found in the Medea. Medea says she is over-
come by xaxa and t h a t she knows what xaxa she intends to do. Warner
translates the first as "sorrow" and the second as "evil," which pre-
sents the ambiguity nicely. At line 1243, she calls her actions deiva
. . . xaxa, "fearful wrongs." But she has no conception of the rights
of her children, only of how pitiable they are and of the joy they might
bring her. It is a question, then, as to whether we should say t h a t
her resolutions represent truly moral decisions or not. With Phaedra,
the moral element is considerably stronger, even if it is tempered by a
certain amount of self-interest. At lines 245-50, she proclaims herself
ashamed. At line 323, she calls her passion a "sin" (dfiaQrelv), and at
line 331, it is shameful (aia^pov), as it is again at lines 404-5 (cuVxpa,
dvoxlea). In lines 420 ff. she expresses a genuine concern for the
interest of her husband and her children. One could find further evi-
dence, but this should be enough to make clear the increased emphasis
on the moral quality of Phaedra's yvdifir). The description of her struggle
is all the more pointed for a doctrine of the motivational sufficiency
of reason, once it has knowledge of the good. 28
As a final clarification of the kind of conflict and the kind of failure
of reason which are presented in these tragedies, we can compare the
two heroines with two other figures who represent another kind of failure
of reason. In the Medea, this is Jason, and in Hippolytus, the servant.
Jason and the servant think of themselves as wise in the ways of the
world and in what is good for men. 29 As with King Pentheus, the scope
28
It i s s t r a n g e t h a t w e are n o t g i v e n in t h e Hippolytus a n y c l i m a c t i c s c c n e of
self-surrender b y Phaedra. H e r b e t r a y a l i s i n d i r e c t , t h r o u g h t h e a c t i o n of t h e n u r s e ,
to which Phaedra never assents. It m a y b e t h a t E u r i p i d e s s h o w s u s i n s t e a d t h a t
v e r y d r i f t i n g i n t o s h i p w r e c k w h i c h she m e n t i o n s . I n s t e a d of t a k i n g t h e a c t i o n w h i c h
s h e o n c e c o n t e m p l a t e d , n a m e l y s u i c i d e , s h e l e c t u r e s her a t t e n d a n t s , a n d so is c a u g h t
u p i n t h e f a t a l m o v e m e n t of e v e n t s .
29
See J a s o n ' s l o n g s p e e c h b e g i n n i n g a t l i n e 5 2 2 , i n w h i c h h e c a s t s u p t h e p r o f -
i t a n d l o s s of M e d e a ' s s i t u a t i o n t o s h o w t h e w i s d o m of h i s p l a n s . The servant seems
a t t i m e s t o e c h o s o p h i s t i c or p h i l o s o p h i c a l t h e m e s . A t lines 190-98, she remarks
h o w m e n " i d l y . . . d r i f t , on i d l e s t o r i e s carried." A t l i n e 4 3 3 , in w h i c h s h e t r i e s t o
m a k e Phaedra's resolve out t o be i m p i e t y , she argues t h a t everyone, i n c l u d i n g the
gods, yields to A p h r o d i t e — i t is almost nature versus convention. On p p . 187-88
of The Greeks and ths Irrational D o d d s collects other p a s s a g e s from E u r i p i d e s w h i c h
suggest the nature-convention controversy. On p. 187, h e n o t e s t h e distinction
w e are p r e s e n t i n g b e t w e e n t h e m o t i v a t i o n a l a n d t h e c o s m i c l i m i t a t i o n s of r e a s o n .
T H E SOCRATIC D E N I A L O F AKRASIA 21
30
See Snell, Discovery, pp. 129-30.
31
Nor will we go i n t o the very interesting question as t o w h e t h e r E u r i p i d e s m e a n s
to suggest that the source of the a c t i o n s of these t w o heroines lies o u t s i d e t h e m -
selves. D o d d s rejects the view that Medea is possessed; see The Greeks and the Irra-
tional, note 44, p. 199. If is interesting that Phaedra herself t h i n k s of her mother
a n d her sister, relating her passion to a f a m i l y curse, at line 343. W h a t we are t o
m a k e of A p h r o d i t e is, of course, no small q u e s t i o n .
22 T H E SOCRATIC D E N I A L O F AKRASIA
32
3 52 DE. T h e s e p a s s a g e s s u g g e s t t h a t t h e i n t e l l e c t u a l i s t t h e o r y of m o t i v a t i o n
w a s far from b e i n g s i m p l y Greek c o m m o n sense.
24 THE SOCRATIC DENIAL OF AKRASIA
33
314B. For a recent review of t h e q u e s t i o n of t h e s e r i o u s n e s s of the Protagoras,
c o n c l u d i n g t h a t P l a t o is serious and t h a t he d i d , for a w h i l e a t l e a s t , profess h e d o n -
i s m , see T e n k k u , The Evaluation of Pleasure in Plato's Ethics, "Acta Philosophica
F e n n i c a , " X I (1956), c h a p t e r III and e s p e c i a l l y pp. 4 4 - 5 9 .
26 THE SOCRATIC DENIAL OF AKRASIA
1
Protagoras, 357b, 361a-d. Laws, 627b, 964a, 965de.
DEVELOPMENT OF PLATO'S THOUGHT 29
* For the doctrine that no one does wrong voluntarily, see Protagoras 345D, 358D,
Gorgias 509E, Sophist 227, Timaeus 42D, a passage which may seem to run against
it, an impression corrected by 86D and 87B, Laws 734, 860 ff. For the distinction
between what one wants and what one really wants, see Lysis 207-210, Meno 77B,
Gorgias 466-481, especially 468, Laws 687. The Republic, of course, takes this as
a dominant distinction throughout.
DEVELOPMENT OF PLATO'S THOUGHT 31
3
413A-C. This being "overpersuaded" must refer to being persuaded by wrong
arguments, for it is argument that steals such opinions.
32 DEVELOPMENT OF PLATO'S THOUGHT
4
47A. Hackforth translation. See Timaeus 86BC, among many other passages
on the stunning effect of appetite.
5
863B. At Laws 645E, the obvious observation Is made that the drinking of
wine intensifies pleasures, pains, passions, and lusts and that it also causes a man
to lose his opinions and thoughts. There is no suggestion that it is because of the
first that the second occurs.
• Pain and pleasure are attributed to the sudden deviation from and restoration
DEVELOPMENT OF PLATO'S THOUGHT 33
trines. The story is t h a t Leontius was walking along the wall away
from the Piraeus when he noticed some dead bodies t h a t lay at the
place of execution there. At t h e same time, he
felt a desire to see them and a repugnance and aversion, and . . .for a
time he resisted and veiled his head, but overpowered in spite of all by
his desire, with wide staring eyes he rushed up to the corpses and cried,
"There, ye wretches, take your fill of the fine spectacle." (439E-440A)
In this passage P l a t o recognizes the element of conflict t h a t forms
so large a p a r t of some situations which culminate in moral weakness.
In such a conflict there is implied a resistance to the impulses of
appetite, w h e t h e r those impulses be construed as directly controlling
behavior or whether t h e y are construed as " t h e f t s " of opinion. This
element of conflict and resistance is by and large ignored in t h e cog-
nitivist t r e a t m e n t of akrasia t h a t we have followed. Plato may have
been led to consider it closely by reflection on the concept of self-
control. This would normally be thought of as t h e proper opposite
to akrasia; and if akrasia is analyzed as ignorance, it is hard to see
w h a t its opposite could be, except knowledge itself. If, in addition
to knowledge, it should be a d m i t t e d t h a t in some cases there is a
resistance t o t h e t h e f t of opinion, then a whole new psychological
dimension opens to view. P l a t o seems also to have been somewhat
disturbed a b o u t t h e reflexive grammar of the expression "master
of himself," for we find him rejecting a literal understanding of t h a t
phrase: "For he who is m a s t e r of himself would also be subject to
himself, and he who is subject to himself would be master. For t h e
same person is spoken of in all these expressions." 7
7
430E-431A. Compare t h i s passage w i t h a popular criticism of Plato; "But it
m u s t be allowed that h i s l a n g u a g e , . . . d o e s sometimes suggest... the personification of
t h e parts. 'There i s in t h e soul an element which c o m m a n d s and another w h i c h
f o r b i d s ' ( 4 3 9 c 5 ) . B u t a m a n cannot command or rebuke himself." This c i t a t i o n
i s from H a r d i e , A Study, p. 140. W e will take up Hardie's more extended c r i t i c i s m
of the doctrine of parts of the soul in our last chapter. It is interesting that P l a t o
does not seem t o h a v e a d i s t i n c t i v e use for the term eyxgdreia, usually translated
as "self-control" or "self-restraint." A t Phaedrus 256B, it seems a paitial s y n o n y m
for t h e term x6a/iiog, "being orderly." At Republic 390B, it is synonymous w i t h
oaxpgoavvrj, "temperance"; and at 430E, aa)q>Qoovvr) is a kind of iyxgaTeia of the
a p p e t i t e s . The reason for t h i s l a c k of d i s t i n c t i v e n e s s is, of course, that Plato's doctrine
of the parts of t h e soul allows h i m t o analyze self-control into the constituent vir-
t u e s of courage and temperance.
DEVELOPMENT OF PLATO'S THOUGHT 35
T h e a p p e t i t i v e p a r t , t h e n , is n o t i d e n t i c a l w i t h a l l desire, f o r t h e r e
is a desire f o r rule, c o n q u e s t , a n d f a m e i n v o l v e d in t h e s p i r i t e d part,
and a desire f o r k n o w l e d g e i n v o l v e d in t h e r a t i o n a l p a r t . This does
n o t m e a n t h a t t h e d i s t i n c t i o n of t h e p a r t s is n o t r e a l d i s t i n c t i o n or
is n o t seriously i n t e n d e d . I t is t r u e t h a t S o c r a t e s s a y s of t h e d i v i s i o n
t h a t " i n m y o p i n i o n w e shall n e v e r a p p r e h e n d this m a t t e r accurately.
( a x Q t f t & s ) f r o m such m e t h o d s as w e a r e n o w e m p l o y i n g in discussion.
F o r t h e r e is a n o t h e r l o n g e r and h a r d e r w a y t h a t conducts to this.
Y e t w e m a y p e r h a p s discuss it on t h e l e v e l of our p r e v i o u s s t a t e m e n t s
and i n q u i r i e s . " 8 B u t this points to the distinction between a rough
a c c o u n t and an exact one, not between a fallaciously superficial
a c c o u n t and a t r u e o n e w h i c h w o u l d c o n t r a d i c t it. S o c r a t e s s a y s t h a t
it is hard t o d e t e r m i n e w h e t h e r w e " l e a r n w i t h o n e p a r t of o u r s e l v e s ,
f e e l a n g e r w i t h a n o t h e r , and w i t h y e t a t h i r d desire t h e pleasure of
nutrition and g e n e r a t i o n and their kind, or whether it is w i t h the
8
Plato no doubt does not think of this as an added function. H e introduces
it in an offhand way, at 414B. Police as d i s t i n c t from the military are, after all,
a modern invention. And to one w i t h the Peloponnesian War in m i n d , the differ-
ence between an external and an internal enemy might not have seemed funda-
mental.
D E V E L O P M E N T O F P L A T O ' S THOUGHT 39
10
71A-E. On p p . 2 8 6 - 2 8 7 of Plato's Cosmology, Cornford n o t e s the o b s c u r i t y of
t h e Greek in t h i s p a s s a g e , b u t n o n e of t h e problems of t r a n s l a t i o n w h i c h he m e n -
40 DEVELOPMENT OF PLATO'S THOUGHT
11
W h e t h e r we are t o go on and say, as Hardie does, t h a t the real j u s t i f i c a t i o n
for the inclusion of Ov/iiq as a part of t h e soul is that it bridges t h e gap between
reason and t h e unruly appetites is not so clear. See Hardie, A Study, pp. 138-45.
H e would make 0v/i6g t o be the e x e c u t i v e faculty b y claiming t h a t Plato has t w o
c o n c e p t i o n s of reason: a fuller conception, which includes the efficeint powers we
h a v e m e n t i o n e d , and a narrower conception, as the faculty for true knowledge alone.
H e sees Bvfiiif as explaining how people in w h o m reason itself is undeveloped manage
t o act as if t h e y were rational. Surely t h i s latter is just the problem of the Meno
and is solved there b y means of the notion of right o p i n i o n . Hardie seems t o be
capitalizing on the confusion of executive and repressive functions which Plato's
suspicion of a p p e t i t e produces in the Republic. A t Symposium 2 0 2 ff., it is ¿(¡cos
which is cast for the role of mediator and is associated w i t h right opinion. See Gould,
Development, p. 54, for an unilluminating explanation of akrasia along those
lines.
42 DEVELOPMENT OF PLATO'S THOUGHT
We must say that there are two kinds of evil ( x a x i a ) in the soul.
The one is comparable to a disease (vóaog) in the body, the other to
a deformity (ala%o<;).
Perhaps you have not considered that disease and discord ( o r á a i g )
are the same thing?
( I do not know what reply I ought to make to this, either.)
Is that because you think discord is anything else than the disagreement
of the naturally related, brought about by some corruption?
B u t is deformity anything else than the presence of the quality of
disproportion (a/uergía) which is always ugly?
Well then; do we not see that in the souls of worthless men opinions
12 410B-412A. Music seems here to be confined t o our " m u s i c " and not t o t h e
t o t a l realm of the muses. Its effect on dvfxót; is compared t o t h e softening of iron.
W e will make some comparisons between this education to courage and the edu-
cation to temperance mentioned in the Laws when we come to discuss the l a t t e r .
D E V E L O P M E N T OF PLATO'S THOUGHT 43
13
227E-228E. Cornford does not translate t h i s passage in Plato's Theory of Know-
ledge-, but he s u m m a r i z e s it on p. 179, calling attention to the importance of con-
f l i c t in the Republic.
44 DEVELOPMENT OF PLATO'S THOUGHT
14
R. Hackforth, "Moral E v i l a n d I g n o r a n c e in P l a t o ' s E t h i c s , " The Classical
Quarterly, X L (1946). H a c k f o r t h a l s o refers t o a p a s s a g e a t Laws 863B ff., and
r e g a r d s Timaeus 86B, w h e r e t h e i n f l u e n c e of t h e b o d y a n d of b a d u p b r i n g i n g in
t h e p r o d u c t i o n of v i c e i s s t r e s s e d , a s g i v i n g P l a t o ' s real d o c t r i n e . W e w i l l c o n s i d e r
t h e s e p a s s a g e s later.
15
H a c k f o r t h refers t o Republic 441E a n d 4 4 2 c for t h e t r e a t m e n t of reason a s
u n e r r i n g in t h e Republic. T h e f i r s t p a s s a g e s a y s t h a t it b e l o n g s t o r e a s o n t o g o v e r n
a n d t h e s e c o n d t h a t m a n i s w i s e b y t h e p o s s e s s i o n b y reason of k n o w l e d g e of w h a t
i s b e n e f i c i a l for t h e w h o l e . T h a t i s , it is v i r t u o u s reason w h i c h is u n e r r i n g .
14
Plato's Theory o/ Knowledge, p. 179.
D E V E L O P M E N T OF PLATO'S THOUGHT 45
refutation before further education can take place. This does not
look like a very plausible interpretation of what is said in the Sophist;
but when we come to the Laws we will see that the older terminology
is preserved, and conflict itself is once again called dfiadia. (689A)
Whatever we are to make of these fine issues of interpretation,
we can see the broad outlines of this stage of Plato's thought fairly
well. He admits that concentration on the epistemological aspect
of akrasia does not do justice to the facts, and he adds to the art of
measurement the punitive powers of anger as important for the over-
coming of akrasia. The development of those punitive powers re-
quires a kind of education which is different from purely intellectual
education. There will be yet one more shift in his thought, a shift
which is not so clearly defined. To appreciate the emphases which
we find in the Laws, we will have to approach them by an account
of the revision of Plato's thought regarding courage, which we find
in certain of the later dialogues.
17
At Laws 709E, the A t h e n i a n is asked what c o n d i t i o n s he would require In a
state before he could organize i t . H i s answer is that the state should be governed
b y a young tyrant w i t h a good m e m o r y , quickness t o learn, courage, and n a t i v e
temperance. This tyrant should be associated w i t h a great legislator. We m a y
h a v e here Plato's conception of what D i o n y s i u s should have been, t o make t h e
Syracusan adventure successful. It is n o t a despairing passage, considering t h e
o u t c o m e of t h a t adventure.
D E V E L O P M E N T O F P L A T O ' S THOUGHT 47
18
306-310. A j u d i c i o u s intermarriage p o l i c y is also recommended. Political
weaving i s mentioned at Laws 735, but there the warp is i d e n t i f i e d w i t h office-
holders and t h e woof w i t h those w h o h a v e been u n t e s t e d by e d u c a t i o n . T w o e x -
tremes, one m a k i n g the soul braggart and insolent, the other m a k i n g it illiberal
and base, are m e n t i o n e d r t Laws 728.
18
375C-E, 410C-E. The t w o natures are harmonized rather t h a n interwoven;
and savagery is not treated as an innate t e n d e n c y of spirit, but rather as the e f f e c t
of overexercise. A s in the Statesman, education will render gentleness "orderly"
48 D E V E L O P M E N T OF PLATO'S THOUGHT
21
963 E. Compare Protagoras 349 D-351 B. This should indicate that Plato is deal-
ing with the popular courage mentioned at Phaedo 68D, but we are not t o l d this.
See what is said below about temperance.
50 DEVELOPMENT OF PLATO'S THOUGHT
along with appetite, and one of the precautions taken by the virtuous
man upon going to sleep is to allay the spirited part if he has a quarrel
with anyone. At 586CD, the spirited as well as the appetitive part
are said to be exposed to an insane pursuit of evanescent pleasures
when devoid of the guidance of wisdom. We have already noted
the development of these reservations in the Statesman. They are
further developed in the Timaeus, where at 90B, ambition is grouped
with appetite as interests that make thought mortal; and in the Laws,
where a t 863B, Ovfiog is said to be hard to strive against and to over-
turn many things by irrational force. These passages raise a nice
question: if Ovfiog is the ally of reason in The axaan; of reason and
appetite, what is the ally of reason in the araaig of reason and Ov/iogl
i2
710 A. P e r h a p s t h e r e i s a reference here t o t h e r e d u c t i o n of t e m p e r a n c e to
(pgdvrjaii a t Phaedo 69 AB.
52 DEVELOPMENT OF PLATO'S THOUGHT
M
Marriage as a way to even out the extremes of opposites is advocated at Laws
773B, but nothing is said there about the spécifié womanliness of the temperate
nature.
D E V E L O P M E N T O F PLATO'S THOUGHT 53
counteract this poison is pursued from youth upward, that is how all of
us who are bad become so, through two causes that are altogether against
the will. For these the blame must fall upon the parents rather than
the offspring, and upon those who give, rather than those who receive,
nurture; nevertheless, a man must use his utmost endeavour by means
of education, pursuits, and study to escape from badness and lay hold
upon its contrary. (87AB)
In t h e Laws, Plato envisages a situation where education is given a
somewhat more tractable material with which to work t h a n is implied
in these passages. W e have seen how the temperate n a t u r e is t o be
propagated, and as a f u r t h e r preliminary measure there is mentioned a
"purification" in which those who are corrupted beyond redemption are
to be sent away. 84 The lawgiver has two resources in dealing with
this more tractable material: persuasion and force. Though the context
in which this is pointed o u t a t 722B concerns the "preludes" which
explain and justify t h e law, in the wider context of the dialogue as a
whole it is clear t h a t t h e most f u n d a m e n t a l feature of Platonic persua-
sion is education ( n a i d e i a ) .
P l a t o distinguishes between moral and technical education a t 643A-
644B of the Laws. He summarizes the doctrine of the Laws as t o t h e
importance of moral education by saying a t 766A, t h a t with a f o r t u n a t e
n a t u r e and proper education m a n becomes the most divine and civilized
of the animals, b u t t h a t w i t h o u t either of these he becomes the most
savage. A good deal of the actual "curriculum" proposed in the Laws
does not seem to vary significantly from t h a t proposed in the Republic,
and both versions are b u t revisions of traditional education. In Books ii
and iii of the Republic the traditional gymnastics and music are a d o p t e d .
Gymnastic is to be aimed a t war, which is in keeping with the e m p h a -
sis of the Republic; the only departures from common practice are
t h e recommendations of greater simplicity of diet and moderation of
exercise. So far as music is concerned, P l a t o eliminates dirges and
drinking songs and confines melody and r h y t h m to those modes ex-
pressive of military moods and those celebrating the orderly round
of daily activities. The bulk of remarks a b o u t early education are
directed at the censorship of poetry and m y t h : gods and heroes m u s t
not be presented as acting unworthily, and nothing should be presented
which might inspire fear or licentiousness. No one should act out t h e
M
735-736. This is r e m i n i s c e n t of t h e "clean slate" of Republic 501.
54 DEVELOPMENT OF PLATO'S THOUGHT
44
See also 655E-656A, where an opposition of <pvaiq and rjOog or avvijdeia is dis-
cussed. In Chapter V, Development, Gould brings out this reliance on habit and
practice, contrasting it w i t h Socratic reliance on rexvrj.
14
733D. On p. 78, ibid., Gould p o i n t s out the s i m i l a r i t y of t h e childhood training
described at 6 4 3 c t o t h e iftneigia of the Gorgias.
56 DEVELOPMENT OF PLATO'S THOUGHT
populace in the State. So whenever this part opposes what are by nature
the ruling principles—knowledge (imaxrjfjiri), opinion (do£a), or reason
(X6yo$),—this condition I call folly, whether it be in a State, when the
masses disobey the rulers and the laws, or in an individual, when the
noble elements of reason existing in the soul produce no good effect, but
quite the contrary. All these I would count as the most discordant forms
of ignorance, whether in the State or the individual, and not the igno-
rance of the artisan,—if you grasp my meaning, Strangers. (689 A-C)
This passage is not terminologically consistent with the passage we
discussed from the Sophist, in which araaig and ajiadia are carefully
distinguished. That Plato is stretching the concept of ignorance comes
out in other passages where the distinction of the Sophist is main-
tained—for instance at 734B, where it is said that "no man can pos-
sibly be licentious voluntarily: it is owing to ignorance (afiadia) or
incontinence (axgazeia), or both, that the great bulk of mankind
live lives lacking in temperance." But the passage is not doctrinally
inconsistent, for the ignorance contemplated in the Sophist is the ab-
sence of right opinion, not the absence of right habit.
It might seem that with this passage we are back where we began,
in the Protagoras. In both, the phenomenon of akrasia is diagnosed
as a/iadia. B u t this terminological similarity only underscores the
great difference in the underlying conceptions. In the Protagoras the
motivational supremacy of reason is assumed without argument. Here
in the Laws, we have the result of extensive and repeated efforts to
discover the psychic conditions in which the motivational supremacy
of reason can be assured. In the Protagoras, the emphasis on
cognitive control, or choice, is so great that it is assumed that even
in those cases in which pleasure and pain control conduct, belief
regarding pleasure and pain does the controlling. In the Laws we
find the legacy of the Republic and the Sophist. Belief, calculation,
reason, and knowledge are clearly distinguished from pleasure and
pain.27 The most convincing demonstration of the distance that sep-
27 S e e 6 4 4 c - 6 4 5 c , for a t h r e e - f o l d d i s t i n c t i o n b e t w e e n pleasure-pain, e x p e c t a t i o n s ,
and calculations (Xoyia^oi). A t 8 6 3 B - 8 6 4 B , dv/iopleasure, and i g n o r a n c e , b o t h
s i m p l e a n d w i t h c o n c e i t of w i s d o m , are i d e n t i f i e d as t h i n g s t h a t urge m a n to go
counter to his inclination (0otiArjai;). In t h i s l a t t e r p a s s a g e , the domination of
e v e n a m i s t a k e n o p i n i o n as t o w h a t is b e s t is t e r m e d " j u s t i c e . " and t h e d o m i n a t i o n
of dvfids, fear, a n d pleasure is t e r m e d " i n j u s t i c e . " I t m a y be a q u e s t i o n as to w h e t h e r
t h e m i s t a k e s w h i c h a r e c a u s e d b y hedonic illusion which figure in t h e Protagoras
should be called " o p i n i o n s of t h e b e s t " or s i m p l y "opinions."
DEVELOPMENT OF PLATO'S THOUGHT 57
arates the two positions lies in the remedies proposed for dfiadla. In
the Protagoras the remedy is an art of measurement. In the Laws
the remedy is some kind of reconditioning, the most obvious instrument
of which is punishment. It is not even said that appetite works a
theft of opinion. Indeed, the precondition for such "ignorance" is
that appetite does not work such a theft—-the person hates what
he judges to be noble and good. Plato chooses to call disharmony
"ignorance," and a t 689CD, he goes on to say that the most extreme
form of knowledge is harmony. 28 What makes the difference between
ignorance and knowledge here is not correct opinion but the right
habituation of the appetites. Such right habituation does not make
the vision of the noble and the good possible, as seems to be implied
in the Phaedrus, the Symposium, and the Republic. Rather, right
habituation makes such a vision effective.
Should one take this passage in a straightforward, literal w a y ?
Perhaps we should take such expressions as "discord is the extreme
form of ignorance" and "harmony is the greatest wisdom" as per-
suasive rather than doctrinal. It is disconcerting to have to conclude
that the course of Plato's thought on the subject of akrasia represents
an evolution from the position which we attributed to Socrates to the
position we attributed to Euripides, even to the extent that the
ingenious doctrine of the distinction between opinion and knowledge is
all but abandoned, so far as motivation is concerned. Though one may
be suspicious of where the passages lead, one can only work from the
passages themselves; and if our interpretations are a t all correct, this is
where they lead. Perhaps we could see why it is that Plato might move
toward the Euripidean position. It is traditional to contrast his
social concern to the individual concern of Socrates, and this difference
of concern might enforce a subtle difference of outlook. Socrates
we can see as a participant in moral deliberation, practicing analysis
on what is confessed in dialectical interchange. Plato is rather an
artist-legislator, and his subject matter is given to him through the
observation of men, much as it is given to Euripides. And while
2 8 He dodges the issue for a moment when he asks " F o r without harmony
(ft>fi<pwvia), my friends, how could even the smallest fraction of wisdom ((pgdvrjaic)
e x i s t ? " He has just made it quite clear that ¿niarrj/irj, S6;a and k6yoq can exist
without harmony. Perhaps we have in germ here the Aristotelian conception of
(pQ6vr]Oii as practical wisdom.
58 DEVELOPMENT OF PLATO'S THOUGHT
In has not been our aim in this survey of the Socratic and Platonic
background to Aristotle's analysis of akrasia to locate specific passages
that correspond to the details of that analysis. This project is no
longer novel and has been well advanced by the commentators, notably
Burnet and Dirlmeier. Our aim has been rather to set Aristotle's re-
marks in a broader historical context than is usually offered. When
Aristotle's analysis is related to the contrast between the Socratic
and the Euripidean positions, and to the course of Plato's thought away
from the Socratic and toward the Euripidean positions, the affinities of
Aristotle's treatment come clear. These affinities are to the Socratic
position and to the earlier stages of Plato's thought. Aristotle seems
to go back to a strong emphasis on choice and decision and hence to
the indispensability of knowledge or belief to action. By the time of the
Laws, Plato no longer maintains the same strictness regarding the
implications of choice that are implicit in the Protagoras and insisted
upon in the Phaedo. He does not abandon these implications, but he is
capable of referring in the same passage to pleasure and pain as "coun-
sellors" (^v/i^ovXoi), on the one hand, and as strings that drag us about,
on the other. (644C-E). Aristotle is not tempted to see men in this
way, as puppets or victims. Although the concept of habituation
which is central to this last stage of Plato's thought is central to Aris-
totle's conception of moral virtue, in his analysis of akrasia, Aristotle
returns to the earlier emphasis on the doctrine of the "theft of opinion."
It has been suggested that his analysis of akrasia falls relatively early
in Aristotle's career, and if so, it is curious that the earlier Aristotle
should link up with earlier Plato. But like Plato, Aristotle tries to
do justice to both sides of this issue, and this effort gives rise to an
ingenuity of analysis that manages to compress into a few short para-
graphs almost as many difficulties as one finds in the entire course
of Plato's thought.
CHAPTER III
But there is a person who abandons his choice, against right principle,
under the influence of passion, who is mastered by passion sufficiently
for him not to act in accordance with right principle, but not so com-
pletely as to be of such a character as to believe that the reckless pursuit
of pleasure is right. This is the unrestrained man.'
1
The major reference for these distinctions in N.E. 1147b20-1149a24. In E.E.
they are found a t 1231a26, where it is the pleasures of sight, smell, and sound which
are contrasted with those of taste and touch. Akrasiais included as an afterthought
in a chapter devoted to awipgoavvrj and dxoXaaia, and it is AxoXaaia which has
many senses and is applied by analogy (6vofidCovxef fieraipigofiev) at 1230b9-13.
The distinction occurs at t h e appropriate places in the Magna Moralia: 1201a35-
1201b2, 1202a29-1202b9 and following. It is taken up in the Problems at 949b20
and 949b37. These are not, of course, the only places where the general restriction
of temperance and intemperance to the physical pleasures is mentioned. The major
reference for this restriction is N.E. 1117b23-1119a20.
2
N.E. 1151a20-24. Akrasia (dxpaTTjj is included as well a ¿xgareta) is literally
"powerlessness," and there seems to be such a literal use at 744a31 of the De
Generatione Animalium, where children are said to lack control over the head because
of the heaviness of the brain. It would appear, then, t h a t the first sense, "license" or
"intemperance," is a development out of the second sense, specifically moral power-
lessness. I am not in a position to substantiate this. Examples of the first sense
can be found at 774a4, De Generatione Animalium, referring to the difference be-
tween intemperance in the case of fluids and of solids. Its possibility must be
kept in mind. Thus at E.E. 1229b34 it is said that if dying were pleasant, profligates
(oi axdkaoToi) would be dying constantly, owing to lack of self-control (¿t' axga-
62 SOME P R E L I M I N A R Y QUESTIONS
This is the sense of akrasia which is employed in the bulk of the discus-
sions of moral subjects in the explicitly ethical writings and in the
Rhetoric and De Anima.* There will be further refinements to trace
in due order, but this broad distinction will be sufficient to carry us
through the first phases of the discussion.
olav). We must not suppose that this passage is inconsistent with others in which
dxoXaaia is expressly distinguished from akrasia, rather we have different senses
of the term akrasia Sometimes it is hard to decide which sense is being used.
At E.N. 1119b31, is a passage which is translated by Rackham "but Prodigality
is sometimes used with a wider connotation, since we call the unrestrained (axga-
xeii) and those who squander money on debauchery (axoXaaia) prodigal; therefore
prodigality is thought to be extremely wicked, because it is a combination of vices."
It is not akrasia and axoXaaia that are the vices, but axoXaaia and squandering.
Akrasia is synonymous with axoXaaia here. But perhaps a difference between t h e
two is intended. The ambiguity of akrasia makes it unclear whether the xal is
conjunctive or explicative. In this passage the matter is of little importance, but
there are others where the importance is somewhat greater. At E.N. 1142bl8,
the ambiguity occurs in a passage which is crucial for the interpretation of the
relation of akrasia to practical reason. Rackham translates, "A man of deficient
self-restraint or a bad man (6 yog a x g a n j ; xai o <pavXo<;) may as a result of
calculation arrive at the object he proposes as the right thing to do, so t h a t he will
have deliberated correctly, although he will have gained something extremely evil. "
Again, is the xai a true conjunctive? Is the axgaTijg here merely one who pursues
his excessive passions or is he one who has his reasoning overcome by his passions?
If he is the former, we have here an example of reasoning in axoXaaia, and a sug-
gestion as to what kind of reasoning Aristotle supposed this to be. If he is the
latter, we have a problem of interpretation, for we are told elsewhere that the
axgarrji; goes against his deliberation. Have we two types of deliberation here?
8
The Politics, naturally, has little concerning akrasia, but there is one reference
at 1310al4-19 to "political" akrasia, in which the best laws are to no avail if the
young are not trained by habit and education in the spirit of the constitution.
The Rhetoric is rich in summary analyses: 1368bl0 ff. discusses akrasia and the
voluntary; 1372bll ff. relates akrasia to time and pleasure; 1389a2 ff. relates it to
youth and age and the various strengths of the passions. The De Anima makes use
of the phenomenon of akrasia in determining the cause of movement at 433al ff.
and continues with a brief but extremely important analysis of the situation of
akrasia.
SOME P R E L I M I N A R Y QUESTIONS 63
4
This evidence is conveniently collected by Stock. See Aristotle, Magna Moralia,
trans. St. George Stock, pp. xv-xviii. Stock believed that the Eudemian Ethics
was not by Aristotle, which complicated his inquiry, seeing that there arc references
to the disputed books in the Politics as well as a use of the word ôpoç in both the
Eudemian Ethics and the Politics but not in the Nicomachean Ethics. If the Eude-
mian Ethics is by Aristotle this kind of difficulty is lessened.
s
See Gauthier and Jolif, L'Éthique I, 43*-47*, for a review of the scholarship.
Their conclusion is that the three books are Eudemian in origin but that they have
been considerably revised and inserted into the Nicomachean Ethics by Aristotle
himself, except perhaps for the treatise on pleasure which forms ch. 12-14 of Book vii.
They suggest on p. 56*, especially in note 142, that the three books are omitted
from the Eudemian manuscripts because they were omitted by Eudemus himself
in preparing the first edition of that work. This was done because Nicomachus
had already edited them for the Nicomachean Ethics. This hypothesis raises a small
problem: it assumes that the Eudemian Ethics represents the earlier stage of Aris-
totle's thought and t h a t there is little significant variation in the doctrines of the
two works. Why did Eudemus edit the earlier version at all, t h e n ? Simply t o pre-
serve every available word of the master? Godo Lieberg, in Die Lehre von der Lust
in den Ethiken des Aristotetes, gives a more thorough review of scholarship, on pp.
2-15. He concludes likewise t h a t the disputed books originally belonged to the
Eudemian Ethics, b u t he suggests, on p. 14, that Aristotle rewrote these three books,
that they were later corrupted, and t h a t the earlier books on the same subjects
were taken over into the Nicomachean Ethics. This kind of thing was more likely
to happen to a series of ngayfiaretai (discussions of a single subject) t h a n to afinished
treatise, where internal connections would make substitutions difficult. Both
Gauthier-Jolif and Lieberg regard the Nicomachean Ethics as a loosely joined series
of jiQayfiazeiai rather than a finished treatise, although Gauthier and Jolif do
not think t h i s precludes a coherent structure for the whole. See L'Éthique 1,52*,
for an analysis of this structure.
64 SOME PRELIMINARY QUESTIONS
4
E.E. 1224a23-32. Is it possible that this "dispute" concerning the iyxQaxrj-
and the axgaTiji has something to do with the further discussion called for in the
Laws and the treatise IJegi 'Eyxgareias by Xenocrates?
SOME PRELIMINARY QUESTIONS 65
7
Cook Wilson, Structure, pp. 34, 53.
' This is the position adopted by Gauthier and Jolif. See L'Éthique I, 52*. They
discuss and reject t h e thesis t h a t chapters 1-10 form p a r t of a t r e a t m e n t of
66 SOME P R E L I M I N A R Y QUESTIONS
the ethical works, seems to have been somewhat uneasy about just
how to introduce the subject. The opening sentence is, "Let us next
begin a fresh part of the subject by laying down t h a t the states of
moral character to be avoided are of three kinds—Vice, Unrestraint,
and Bestiality." ( N . E . 1145al5-17) Perhaps the importance attached
to akrasia in this discussion is to be attributed to the fact that Aristotle
believes t h a t most men incline toward it. (N.E. 1150al5-16)
10 Ibid., p. 81.
11 Ibid., pp. 8 1 - 8 2 . T h e argument is further developed in the following pages
and again on pp. 236 ff.
12 Ibid., p. 239.
13 Ibid., p. 246. For Book Lambda see pp. 219-27.
68 SOME P R E L I M I N A R Y QUESTIONS
The " s t r e n g t h " of <pgóvr]aig could well recall a more exalted con-
ception of t h a t v i r t u e . T h a t " s t r e n g t h " becomes trivial when it is
explained t h a t one cannot h a v e (pgovrjoig without the other v i r t u e s — i t
is not (pQovrjoiQ which is strong, but t h e y . Being concerned with
ultimate particulars, w e shall learn, is just w h a t would render <pQÓvr¡ou;
w e a k , f o r desire can alter our apprehension of particulars.
Jaeger's predilection for inexorable historical sequences has not
achieved the status of historical i n e v i t a b i l i t y itself. It has been argued
that B o o k Lambda of the Metaphysics belongs to the last period
of A r i s t o t l e ' s life, a f a c t which would break the progression from
theological metaphysics to positive science, which Jaeger saw as
another instance of a historical law. 14 A t the other end of the line,
it has been argued that w e cannot reconstruct enough of A r i s t o t l e ' s
dialogue, the Prolrepticus, to use i t as a base f o r any chronological
theories. 15 Perhaps the most direct criticism of Jaeger's position is the
21
N u y e n s does n o t go into t h i s q u e s t i o n a t length. Gauthier and Jolit dicuss
it on 24*-25», L'Éthique I.
22
The De Anima is d i s c u s s e d at length: N u y e n s , L'Évolution, pp. 215-50. The
crucial a r g u m e n t s are at pp. 237-43.
23
This d i s c u s s i o n is in some w a y s the c u l m i n a t i n g p o i n t of t h e book. It fills
chapter V I I , pp. 265-318.
u
Ibid., pp. 185-93. Gauthier and Jolif present an over-all chronological table
of Aristotle's works on the b a s i s of N u y e n s ' criterion following 36*, L'Éthique I.
T h e y date the Eudemian Ethics at a p p r o x i m a t e l y 348/7, during the stay at Assos.
The Nicomachean Ethics is dated a t about 3 3 5 / 4 , shortly after the return t o Athens.
The De Anima is dated at some t i m e between 3 3 0 and 3 2 3 / 2 .
SOME P R E L I M I N A R Y QUESTIONS 71
26
T h e s e i m p l i c a t i o n s are brought o u t b y G a u t h i e r and J o l i f on pp. 35*-36*,
ibid. T h e y are m o r e f u l l y d i s c u s s e d at pp. 14-15 of Gauthier's La Morale. It is
s u g g e s t e d t h a t a h y l e m o r p h i c m o r a l i t y w o u l d n o t separate corporeal and p s y c h i c
values as m u c h as t h e t w o Ethics do.
28
N.E. 1 1 4 7 b 6 - 8 . W h o or w h a t are t h e <pvoioX6yoit Is o n e t o a s s u m e that w h a t
we call physiological t r e a t m e n t is w h a t is i m p l i e d h e r e ? Burnet's n o t e to t h e pas-
sage on p. 3 0 4 of The Ethics refers t o t h e DeSomno and t h e Problems, where such
a t r e a t m e n t is offered. A . Grant, in The Ethics of Aristotle II, 207, refers t o Hera-
cleitus. H e is f o l l o w e d b y S t e w a r t in Notes II, 161. D i r l m e i e r t h i n k s t h a t it
is rather s o m e o n e l i k e D i o g e n e s of A p o l l o n i a t h a t i s i n t e n d e d . See Nikomachische
Elhik, p. 4 8 2 . T h e references in t h e B o n i t z Index support Grant and Dirlmeier
rather t h a n B u r n e t . In a n y e v e n t , t h e material cause w i l l be s t r e s s e d .
72 SOME PRELIMINARY QUESTIONS
27
4 1 5 b l 5 - 2 0 . " O g y a v a is translated as "organs" by Smith in the Oxford transla-
t i o n . N u y e n s renders it by "instruments" on p. 244, L'Évolution. "Instrument"
l i t s Liddell and Scott. Italics mine.
28
407b24-26. I owe this reference and this line of criticism to Dr. Charles Kahn.
One might say that Aristotle slipped back into a familiar idiom in such passages.
B u t if be was conscious of making a major departure from instrumentism would
it not be more likely that he would avoid the idiom ?
SOME PRELIMINARY QUESTIONS 73
This reference to the functions which are common to body and soul (by
the hylemorphic theory, are they not all common, except perhaps vovç ?)
and to the ball-and-socket joint must be a reference to the De Motu
Animalium, a work whose authenticity Nuyens is concerned to defend,
and which he cites as a clear example of instrumentism. 30 Further,
there seem to be cross references in the De Motu Animalium to the
De Anima.31 Nuyens calls attention to the difficulties a t t e n d a n t
on the use of Aristotelian cross references and gives several rules which
he has adopted. One rule is to neglect references which contradict
the results of internal criticism. Another is to use references to con-
firm the results of internal criticism when the references are in accord-
ance with those results. 92 One would think t h a t such blanket rules
28
4 3 3 b l 3 - 2 2 . Italics m i n e . It is a s t o n i s h i n g t h a t , on p. 246 of L'Évolution,
N u y e n s says t h a t the description of the soul as the cause of m o t i o n will n o t h a v e
to occupy us long. H i s v e r y brief account (two pages) makes no reference t o Book i i i ,
and when one c o n s u l t s t h e index of passages from Aristotle, one finds no reference
to any passage from the d i s c u s s i o n of m o v e m e n t in chapters 9-11 of Book i i i .
30
Ibid., pp. 54-6, 160, 243, 260.
31
Following Farquharson's notes in t h e Oxford translation: 6 9 8 a l 0 , 700b5, 7 0 0 b 2 0 .
M
L'Évolution, p. 110.
74 SOME P R E L I M I N A R Y QUESTIONS
M
For a s u c c i n c t s t a t e m e n t of t h i s p o i n t of v i e w s e e D . A . R e e s , "Some A s p e c t s
of A r i s t o t l e ' s D e v e l o p m e n t , " Actes du XI' Congrès International de Philosophie,
XII. R e e s argues t h a t A r i s t o t l e ' s approach is "departmentalized," which leads
t o the retention of earlier doctrines. H e g i v e s other e x a m p l e s , e.g., t h e doctrine
of al8rjQ, t h e eternal and i m p a s s i b l e i n t e l l e c t , nvev/ia, t h e precision of p s y c h o l o g y ,
reverence for the stars, the "ideal" approach t o politics.
SOME P R E L I M I N A R Y QUESTIONS 75
o n l y f o r t h e c l a r i f i c a t i o n of p u z z l e s w h i c h a t t e n d popular conceptions.* 4
The alternative then becomes popular psychology versus scientific
p s y c h o l o g y , a n d p l a c i n g t h e e t h i c a l w o r k s in t h e line of e v o l u t i o n of
s c i e n t i f i c p s y c h o l o g y a m o u n t s to a r e s t o r a t i o n of t h e i r c l a i m t o be
3
considered seriously as seeking truth. * I propose to drop these
labels "moral," "scientific," a n d "popular" a n d ask s i m p l y whether
t h e De Anima s h o u l d b e used t o e l u c i d a t e t h e e t h i c a l writings.
The main point at issue between the moral and scientific psycholo-
gies c o n c e r n s t h e a d o p t i o n of a "bipartite" p s y c h o l o g y in t h e e t h i c a l
works. R e e s t a k e s t h i s as i n d e p e n d e n t of t h e t w o l a t e s t p h a s e s of t h e
s c i e n t i f i c p s y c h o l o g y , w h i l e N u y e n s a n d G a u t h i e r s e e m to t a k e it a s
a p p r o p r i a t e t o t h e i n s t r u m e n t i s t p h a s e b u t i n a p p r o p r i a t e to t h e h y l e m o r -
phic p h a s e . 3 4 Since t h e case of akrasia is used t o d e v e l o p t h i s p s y c h o l o g y
34
See Burnet's Introduction, The Ethics. It is not right, however, to imply t h a t
Burnet thought Aristotle was a "dilettante," as Gauthier and Joltf do on 36*,
L'Éthique I. Burnet is quite explicit: "It is sometimes said that the method just
described (dialectic) amounts to taking our first principles on trust; but this crit-
icism leaves out of account the other side of the doctrine, namely, that the àQ%rj is
really apprehended immediately. To this extent we must always remember t h a t
Aristotle is a convinced 'intultionalist' in the true sense of that much-abused word."
See The Ethics, pp. xli-xlii. The assumption is that popular opinion is not likely
to be altogether wrong. Alas, when we come to the case of psychology, Burnet
does not have Aristotle rely on the opinions of the many and the wise, but rather
on those of the Academics. Their theories are taken as sufficient for the purposes
of the politician, yet Aristotle may not believe in those theories at all. See the notes
to 1102a22 ff. on pp. 58-59.
35
See Gauthier and Jolif, L'Éthique I, 35*-36*, for an impassioned presentation
of t h i s argument.
34
Rees, "Some Aspects of Aristotle's Development," pp. 83-4. In discussing
the Nicomachean Ethics, Nuyens is cautious. He merely says that the distinction
of the rational and irrational parts of the soul is already found in Plato and that the
exoteric work to which the distinction is referred is most probably the Protrep-
ticus. (L'Évolution, p. 191) In Chapter V, especially on pp. 213-14, he shows the
importance of the Platonic theory of parts of the soul in the transition from the
instrumentist to the hylemorphic phases ; and on p. 235 he claims that the
division of the soul into parts is "decidedly rejected" at De Anima 411a26-b5.
This rejection makes the problem of the relation of mind to soul so acute for Aris-
totle. Gauthier and Jolif follow him on 34*, L'Éthique I. Gauthier refers the bi-
partite division to Xcnocrates and says that the conception is rejected in the De
Anima. He adds the caution that if Aristotle raised the question of parts in the Nico-
machean Ethics be did not express this solution there. See La Morale, pp. 22-23.
I hope to show that there is good reason for this caution. Dirlmeicr shows the Pla-
76 SOME P R E L I M I N A R Y QUESTIONS
of parts and since the parts in turn are used in the analysis of akrasia,
it will be well to follow this issue in some detail.
The psychology of parts is presented in chapter 13 of Book i of the
Nicomachean Ethics. The argument of the chapter is this: Since it
has been concluded that happiness is an activity of soul in conformity
with perfect virtue, it is necessary to examine the nature of virtue.
And since we are concerned for human virtue, we should know some-
thing about the soul, for human virtue is excellence of soul. The poli-
tician should theorize concerning the soul, but only with a degree of
accuracy appropriate to his own (practical) inquiry. H e can adopt
the division of the soul into what is irrational and what has reason.
The further question as to whether this is a division of parts, as in the
case of bodies, or a division of definition (XSyog), as in the case of the
convex and the concave, makes no difference here. The vegetative
power belongs to the irrational and can be omitted because it exhibits
no specifically human excellence. If we consider the cases of the
¿yxQCLTrfs and the axgarri;, in whom there appears to be something that
naturally struggles against reason, we can see another irrational nature
of the soul which yet shares in reason—at least in the case of the
¿•yxgaxrjs. Again, how these are distinct makes no difference here.
So the irrational is double—including the vegetative, which has nothing
in common with reason, and the appetitive, which shares it in the sense
of being persuaded by it. If this latter can be said to have reason,
that which has reason will also be double, one having it in itself and
the other heeding. Virtue is distinguished according to this kind of
division, some virtues being termed intellectual and others moral.
(N.E. 1102a5-1103al0)
37
See also N.E. 1178a23, where it is closer inquiry (diaxQifSwoat) into the happi-
ness of the intellect that is beyond the scope of present purpose.
38
I do not mean to i m p l y that the use of an adjective w i t h the article indicates
a special caution on the part of A r i s t o t l e in this passage. T h i s usage is common
w i t h him—compare TO TI rjv elvai.
39
"Are there parts of the soul?" De Anima 4 0 2 b l , 411a26, 413a4, 4 1 3 b l 3 , 4 3 2 a l 9 .
"Are the parts separable spatially or logically?" Implied at 411b5, asked at 4 1 3 b l 3 ,
427a2, 4 2 9 a l 0 , 4 3 2 a l 9 .
78 SOME PRELIMINARY QUESTIONS
the soul in the body, since if the soul as a whole combines with the whole body it
would follow that each of the parts of the soul should combine with some part of
the body. This, however, is ruled out by the case of vovç, which can hardly be
conceived as combining with any part of the body. To which one could reply, "But
what of the other parts?" Behind the problem of vovç lies the problem or the as-
sumption of the unity of the soul. See Nuyens, L'Évolution, chapters IV and V,
for the suggestion that in the De Partibus Animalium Aristotle held the vegetative
and appetitive souls together to constitute the substantial form of man, a position
which he abandoned in the De Anima. On either position this problem of the organs
remains.
43 De Anima 411b5-19. This argument is interesting in that it may suggest
the concern which led Aristptle to his final definition of the soul. Nuyens quotes
a passage from the De Motu Animalium (703a29-b2) which shows this same con-
SOME P R E L I M I N A R Y QUESTIONS 79
44
De Anima 414a29-414bl9, 414b33-415al3. Cf. a l s o 411b27, 434a22.
47
H e t t c o n s t r u e s t h e argument t h i s w a y . Smith gives a different reading t o
ovSe, reading "Hence it is absurd in t h i s and similar cases to d e m a n d an a b s o l u t e l y
general d e f i n i t i o n w h i c h will fail t o express the peculiar nature of a n y t h i n g t h a t i j ,
or a g a i n , o m i t t i n g this, to look for separate d e f i n i t i o n s , c o r r e s p o n d i n g t o each in-
fima species." T h i s reading c o n t r a d i c t s the s t a t e m e n t , at 4 1 4 b 3 2 , t h a t w e m u s t ask
i n the case of each t y p e w h a t is i t s soul, and t h e c o n c l u s i o n , at 4 1 5 a l 2 , that "It is
e v i d e n t t h a t the w a y t o g i v e the m o s t adequate d e f i n i t i o n of soul is t o seek in t h e
case of each of i t s forms for the m o s t appropriate d e f i n i t i o n " ( S m i t h t r a n s l a t i o n ) . A
j u s t i f i c a t i o n of t h e S m i t h reading m i g h t be t h a t one s h o u l d n e i t h e r seek the e m p t y
generality nor the specific d e f i n i t i o n alone, s i n c e the s p e c i f i c k i n d s t h e m s e l v e s i n
t h i s case are related in the serial order—which m i g h t be g i v e n in n e i t h e r k i n d of
d e f i n i t i o n . B u t t h i s is a q u a l i f i c a t i o n t o t h e e m p h a s i s o n t h e s p e c i f i c a n d w h a t e x i s t s ,
n o t a s u g g e s t i o n t h a t b o t h t y p e s of d e f i n i t i o n be s o u g h t .
SOME PRELIMINARY QUESTIONS 81
48
De Anima 415al4-22. Smith translation. It seems less controversial th2n
the Hett translation.
82 SOME P R E L I M I N A R Y QUESTIONS
living creature to execute certain functions, and hence the parts are
as distinct as the functions. This is as much of an over-all resolution
to the problem as can be given, since the various functions differ from
one another in specific ways. 4 '
Now let us return to the psychology of the Nichomachean Ethics.
Is there anything in the passage we summarized t h a t would indicate
t h a t Aristotle believed in spatially separate parts of the soul? There is
one passage which suggests the opposite:
Exactly the same thing may take place in the soul as occurs with the
body in a case of paralysis: when the patient wills to move his limbs
to the right they swerve to the left; and similarly in unrestrained persons
their impulses run counter to their principle. But whereas in the body
we see the erratic member, in the case of the soul we do not see it; never-
theless it cannot be doubted that in the soul also there is an element
beside that of principle, which opposes and runs counter to principle
(though in what sense the two are distinct does not concern us here).
(N.E. 1102bl8-25)
Is there any indication t h a t Aristotle is not proceeding as he says i>ne
ought to proceed in the De Animal In the passage touching upon the
vegetative soul we find the same beginning with the activities—nutri-
tion and growth. The treatment of appetite is in line with the argument
of the De Anima, for it refers to TO d'eni6vfj.rjrixov xal SXwg
¿(¡exxixov: "the desiring and the appetitive as a whole"—certainly
not the breaking up of the appetitive part which is denounced in the
De Anima. It is possible t h a t the curious doubling of the function
of "paying heed" to reason may be explainable by the program of the
De Anima. For appetite which "pays heed" has as its objects the
things in the world which we desire, while reason which "pays heed"
may have as its objects the appetites.
It is true t h a t this passage recalls the Republic in its demonstration
of a function of "heeding" from the fact of akrasia. And it is true
t h a t other important arguments and doctrines found in the Aristotelian
4
® See A n d o , Aristotle's Theory, pp. 85-97, for a d i s c u s s i o n of A r i s t o t l e ' s c o n c e p t i o n
of the parts of t h e soul w h i c h is i n agreement w i t h the m a i n c o n c l u s i o n s proposed
above. A n d o d i s t i n g u i s h e s three different t y p e s of d i v i s i o n : a m e t a p h y s i c a l d i v i s i o n
of a c t i v e and p a s s i v e reason ; a biological d i v i s i o n i n t o t h e n u t r i t i v e , s e n s i t i v e , and
intellectual c o m p l e x e s of f u n c t i o n s ; and a logical d i v i s i o n i n t o an i n d e f i n i t e mul-
t i t u d e of s p e c i f i c f u n c t i o n s .
SOME P R E L I M I N A R Y QUESTIONS 83
ethical writings recall the Republic and other Platonic dialogues. One
of the most striking examples is the demonstration t h a t the human
good is the activity of the soul in accordance with virtue. This demon-
stration has as its middle term the concept of the human function (ëçyov),
a concept which is outlined in Book i of the Republic. (N.E. 1097b22-
1098al8, Republic 352E-354A) B u t t h a t the Nicomachean Ethics recalls
t h e Republic does not imply t h a t it does not also look forward to the
De Anima (assuming t h a t the one was written before the other), and
indeed, looks forward to it in just this fundamental conception. For
the êgyov of man is said twice in the same sentence to be the êvéçyeia
of the soul. 50 Nuyens would have this phrase y.wxfjç ¿végyeia to be
peculiarly instrumentist in character, to be contrasted with acofiaroç
¿végyeia, presumably. 6 1 In the context, however, while a contrast
is implied between the soul and the body, it is mediated by the concepts
of the function of man as distinct from other animals and from plants,
and the function of man over and above all the functions of these parts.
(N.E. 1097b28-1098a5) This contrast would seem to indicate the same
concern for the unity of man and the same relation of t h a t unity to
the unity of the soul which bulks so large in the De Anima.
60
N.E. 1098a7-18. Bonitz indicates that èçyov is not used in the De Anima
in the full sense of "what a thing naturally does," but in the more restricted pense
of "work" or "action." Three of the four references which he gives couple êgyov
w i t Ttâdrj: 4 0 3 a l 0 , 4 0 3 b l 2 , ^ 0 9 b l 5 . At 4 0 2 b l 0 - 1 6 (which he does not give), the
larger sense seems intended.
51
L'Évolution, p. 190. H e would elucidate by referring to N.E. 1102al6-17:
human v i r t u e is not of the body but of the soul.
84 SOME PRELIMINARY QUESTIONS
Eudemian Ethics, we. have not found compelling reasons to assign Book
vii to one or the other. However, the arguments which Jaeger puts
forward concerning the nature of (pQovrjoig indicate that we should be
attentive to variations in this concept. Finally, we will adopt the
hypothesis that there is no fundamental contradiction between the
analysis of akrasia in chapter 3 of Book vii and the acknowledgment of
moral struggle which is found in other references to akrasia and
¿yxgdiTeia. And even if there are contradictions, we will not assume
that chapter 3 is not by Aristotle. With these preliminaries in hand,
we can now proceed to the analysis of akrasia.
CHAPTER IV
Akrasia is the direct subject of chapters 1-10 of Book vii of the Nico-
machean Ethics (1145al5-1152a36). When one turns to those chapters,
mindful of the Socratic and Platonic wrestlings with the subject, or
even of the t r e a t m e n t found in the Eudemian Ethics, one finds some-
thing of a surprise. One would expect an extended exploration of
the paradoxical situation of acting against knowledge. But although
Aristotle does deal with this problem, he seems much more concerned
to establish the precise subject matter of akrasia and by that means
to distinguish between simple akrasia and the various metaphorical
varieties. Although he gives the Socratic problem pride of place,
it is only one of six such problems which he mentions and undertakes
to resolve. The six problems are:
1. How can a man who judges rightly act unrestrainedly? 1
2. Is the morally strong man (o iyxQaxrjt;) temperate (odxpgaiv),
and vice versa?
3. Can there be a bad type of moral strength and a good type of
moral weakness, depending upon the truth or falsity of the opinions
involved?
4. Can folly combined with moral weakness yield virtue?
5. Is the man who pursues pleasures deliberately better than the
man who pursues them from moral weakness, on the ground t h a t
the former can be cured by changing his convictions and the latter
cannot be cured in this w a y ?
6. What is it to be "simply" (ankd>g) morally weak, seeing t h a t
no one is morally weak with regard to every subject matter? 4
1
The Greek for t h i s question is, nd>g vnoXaftPdvu/v OQ$U>c dxgaTeverai rig.
"Acting unrestrainedly" here is not acting counter to right judgment. Much of
what Aristotle says in these chapters seems appropriate to the loose, rather than
the technical, sense of akrasia.
2
These dnogiat are given in chapter 2, 1145b21-U46b6.
86 A R I S T O T L E ' S ANALYSIS O F AKRASIA
3
It i s n o t e w o r t h y t h a t t h e dnogiai concerning eyxgaTeia and akrasia, which
are m e n t i o n e d in B o o k ii of t h e Eudemian Ethics, ( 1 2 2 4 b 3 6 - 1 2 2 5 a l ) f i n d no p l a c e
in t h i s l i s t . These concern the relation of b o t h d i s p o s i t i o n s to c o m p u l s i o n and t o
the voluntary. If Book v i i is t a k e n w i t h t h e Eudemian Ethics, t h e r e s o l u t i o n of
t h e s e problems in B o o k ii of t h a t work w o u l d e x p l a i n t h e i r a b s e n c e . If it i s t a k e n
w i t h the Nicomachean Ethics, t h e s e problems are n o t g i v e n a n y e x t e n d e d t r e a t m e n t
at all in t h a t work. Book v i i of t h e Eudemian Ethics contains a passage (1246M2-36)
w h i c h bears s o m e relation t o t h e second, t h i r d , and f o u r t h aizoQiai l i s t e d a b o v e .
T h i s is a n o t h e r e x a m p l e of the p r o m i n e n c e of akrasia i n t h e Eudemian Ethics.
A R I S T O T L E ' S ANALYSIS OF AKRASIA 87
his later suspicions of the spirited part. But close derivations seem
for the most part inappropriate; and the form in which Aristotle pre-
sents these problems is presumably due to discussions in the Academy,
and perhaps to writings by certain sophists, that are now lost. So
far as the extended treatment of the subject matter and the dispositions
is concerned, possibly we can understand this by reference to the
practical purpose of the Ethics. This treatment can be related to a
similar treatment in the cases of courage, justice, practical wisdom,
and friendship. Although Aristotle explains that his aim is to refute
objections to common opinions, the text shows that he was going
beyond this limited objective. Much of his ethical writings consists
of a careful exposition of the variations of human nature with respect
to decision and habituation. We can understand that it would be
of greater interest to those who make laws and man the courts to
know something of the difference between inability to restrain anger
and inability to forego bodily pleasures, than it would be to understand
how it is theoretically possible tor knowledge to be overcome. In
any event, this occurs. Considering the practical purpose of the work,
what is surprising is that philosophical problems of this latter type
should receive as much attention as they do.
To determine the subject matter of akrasia, Aristotle divides the
sources of pleasure into two classes. The first he associates with the
body and calls "necessary" (avayxaia). Examples are food and sexual
relations. The second class includes victory, honor, and wealth as
examples. These are called "choiceworthy in themselves" ( a i g e r a
xaB'avxa).4 The necessity ascribed to the class of bodily pleasures
must be due to the fact that they are necessary to the very maintenance
4
N.E. 1147b23-29. The d i s t i n c t i o n is elaborated more fully at 1148a22-23, where
the second t y p e is said to relate to "things that are noble and good in kind" (rai
yevet xaAcbv xai anovdaitav) and to be "choiceworthy by nature" (tpvoei aigera).
Cook Wilson remarks t h a t axgaaia dvfiov will not fit t h i s division, since 6vft6g
is not in a class w i t h wealth, honor, or victory. See Structure, p. 65. One m i g h t
reply that Ov/iog is just the desire for honor, which is masked by translating it as
"anger" instead of "assertiveness" or "ambition" or even "spirit." J o a c h i m treats
Bvfiot; as equivalent to a desire for victory. See Commentary, p. 230. But at N.E.
1 1 4 8 b l 3 , it is said that akrasia and ¿yxgareia are applied to flu/idi by qualification,
just as they are applied to honor and gain. T h i s would suggest tliat Aristotle has
anger rather than ambition in mind.
88 A R I S T O T L E ' S ANALYSIS O F AKRASIA
5
T h i s d i v i s i o n is briefly m e n t i o n e d at De Anima 414b2, and at E.E. 1223a26-27.
• Gauthier, La Morale, pp. 2 3 - 2 4 , p. 29. It is c u r i o u s t h a t so l i t t l e a t t e n t i o n is
paid t o the Rhetoric for t h e elaboration of t h i s d i v i s i o n . A p p e t i t e is d i v i d e d there
i n t o the rational and irrational, in the sense of the d e l i b e r a t e d and the u n d e l i b e r a t e d
(<5la Xoyiaxixrjv and Si' aXdyiaxov). This rational appetite is wish (jjovXijoi;).
T h e irrational a p p e t i t e s include anger ( o g y r j ) a n d desire (¿TiiBvfiia). D e s i r e s , in
turn, arc d i v i d e d into the irrational ( a X o y o i ) , w h i c h c o m e i n t o e x i s t e n c e through
t h e b o d y , and t h e rational, in t h e sense of d e p e n d i n g on s o m e a r g u m e n t (a! fteTa
Xoyov). See A r i s t o t l e , The "Art" oj Rhetoric, 1366bl4-15, 1369al-7, 1369bl4-16,
1370al8-27. T h e d i s t i n c t i o n b e t w e e n the d e l i b e r a t e d desires and t h e argument
or b e l i e f - d e p e n d e n t desires is d i f f i c u l t , and m u s t refer to t h e d i f f e r e n c e b e t w e e n
m o r a l l y e v a l u a t e d desires and t h o s e w h i c h d e p e n d o n non-moral b e l i e f s or argu-
ments. A n d o offers the s o m e w h a t s p e c u l a t i v e s u g g e s t i o n t h a t the d i v i s i o n of appe-
t i t e i n t o /Sot'iXt]aii, Qvfioc, and imBv/iia is b a s e d on the object's u t i l i t y for life, b u t
he also a d o p t s the d i v i s i o n according to r a t i o n a l i t y . See Aristotle's Theory, pp.
140-46.
ARISTOTLE'S ANALYSIS OF AKRASIA 89
the irrational and the rational. But closer comparison reveals some-
thing of a problem. The first kind of division we might call a division
of subject matter: food versus learning, for instance. The second
kind of division is rather a division of rational status: impulsive versus
considered. The problem is whether Aristotle means to rule out con-
sidered appetites for such subject matters as food, whether we might
have cases in which we should want to term an appetite both fiovXr]<n<;
and ¿mOv/xia. Furthermore, to return to the first division, if learn-
ing and honor are choiceworthy in themselves and food and sex are
merely instrumental to the maintenance of life, does this imply t h a t
food and sex are never choiceworthy in themselves? What, then,
would we make of the virtue of temperance, which is specifically
concerned with these bodily pleasures? Should it be considered as
some kind of instrumental virtue, much in the way t h a t Plato consid-
ered temperance in the Laws ? There is no suggestion of this in Aris-
totle's ethical writings, where temperance is considered to be praise-
worthy as a full-fledged moral virtue. We will have something to
say regarding this second question shortly, but the first will return
in other forms to complicate our inquiry considerably. 7
In following Aristotle's discussion of the Socratic problem, we
shall have to keep both divisions of pleasures in mind. The division
by subject matters is the "official" division for the discussion, but
it is the relation of desire to reason which is crucial in his remarks
about the morally weak act.
7
Ando recognizes t h i s problem and solves it by saying t h a t desire is "acknow-
ledged by wish and converted t o i t " or is "assimilated to i t . " See ibid., p. 144.
Gauthier argues t h a t t h e heeding of reason changes t h e quality of t h e a p p e t i t e . H e
gives as an example t h e love of a t e m p e r a t e man for his wife as compared w i t h t h a t
of t h e intemperate m a n for h i s neighbor's wife. The temperate man can well have
more desire for pleasure t h a n t h e intemperate in t h i s case. See La Morale, pp.
68-69. W h a t t h i s example p o i n t s up is the multiplicity of criteria adopted by Aris-
totle for the determination of right desire. Rather t h a n expressions such as "as-
similation to wish" or "change of q u a l i t y " it would be better to analyze these criteria
and set out some clear notion of w h a t is meant by the "subject m a t t e r " of a moral
disposition as well as of an appetite.
90 A R I S T O T L E ' S ANALYSIS O F AKRASIA
Aristotle might well refuse the case of Phaedra, since she is stung
by a superhuman desire. This is not to say he would refuse the case
t h a t she states, however, since she refers to quite ordinary pleasures.
Aristotle's ángaros is no heroic victim, but simply a weak man. He
cannot plead that his desire is more than can be borne, for most men
bear these desires quite well. The loose sense of the term akrasia
8
N.E. 1150a9-16. This normality criterion also appears in the final remarks
on akrasia and éyxgáreia, at 1152a25-27.
ARISTOTLE'S ANALYSIS OF AKRASIA 91
9
The first account is given at S'.E. 1107b4-6. The second is developed at 1 1 1 9 a l l -
20 and 1 1 1 9 b l l - 1 8 .
10
E.E. 1228a2-4, 15-17. This passage is quite similar to N.E. 1144al3-20, where
the distinction is made between those who do what the law enjoins but do it unwil-
lingly, or in ignorance, or for some ulterior object, and those who act from choice and
for the sake of the acts themselves. B o t h passages are no doubt relevant t o the d i s -
tinction between action xar a Xoyov and pet a ).oyov, which we will mention below.
92 A R I S T O T L E ' S ANALYSIS O F AKRASIA
Ethics as the pursuit of excessive pleasures for their own sakes and
not for the sake of some ulterior consequence. ( N . E . 1150al6-21) This
suggests that the question of temperance only arises when bodily
pleasures are considerd in isolation from other objects of choice, rather
than in abstraction from them. But Aristotle would no doubt say
t h a t even if one drinks a t a banquet to please the host, one ought
to be moderate; and we have seen that temperance is not only con-
cerned with the intensity and the frequency of bodily pleasures, but
also with their subordination to other goods. The important feature
of temperance is t h a t the appetitive part is in harmony (avfiqxoveiv)
with the rule given by reason. (N.E. 1119bl5)
Incorrigibility. This is sometimes called "profligacy," "self-indul-
gence," "wickedness," or simply "vice" by the translators. Again there
are two accounts and again this generates problems of a sort. In-
corrigibility is excess in relation to bodily pleasures. (N.E. 1118b27-28)
But Aristotle insists t h a t the incorrigible man is not merely excessive
in his desires. Indeed, his desires themselves may not be excessive.
What is distinctive about the incorrigible man is t h a t he pursues
excessive pleasures deliberately. This is part of the general doctrine
t h a t vice is voluntary. (N.E. 1113b3-U14b25) Indeed, Aristotle goes
so far as to say t h a t the incorrigible man "yields to his appetites
from choice, considering that he ought always to pursue the pleasure
t h a t offers." (N.E. 1146b22-23) Since reason is a principle of moral
action, this implies t h a t the incorrigible man is morally incurable.
Of course, he has no occasion for remorse if he does not believe t h a t
what he does is wrong. (N.E. 1150a21-22, 1150b29-32) Placing emphasis
on the element of choice can even lead to a portrait of the incorrigible
man as a kind of Cyrenaic moral philosopher. His principle is "pursue
the present pleasure" and he conscientiously does this, even though
his desires are not excessive. (N.E. 1150a25-30) In what sense the
incorrigible man should be said to have principles will have to be
explored later.
Moral strength. There are certain obscurities to be found in con-
nection with this and the remaining dispositions, which are heralded
by Aristotle's description of them as neither identical with virtue
and vice nor yet different from them in kind. (N.E. 1145a35-1145b2)
The definition of moral strength is clear enough: the morally strong
man has the right rule or reason but the wrong desires, and he conquers
A R I S T O T L E ' S ANALYSIS O F AKRASIA 93
11
N.E. I178b7-18. The argument m a y look back to the Protreplicus, where
the life of the Isles of t h e Blessed affords no opportunities for courage, justice, tem-
perance, and e v e n prudence. See Aristotle, Select Fragments, trans. W . D . R o s s ,
fragment 12 of the Protrepticus, p. 46. T h i s in turn m a y be a transformation of
the life of the "other cycle" m e n t i o n e d at 271-73 of the Statesman.
94 A R I S T O T L E ' S ANALYSIS O F AKRASIA
and in the other, the kind of preservation that prevents the actual
danger from arising. The two positions reflect something of the dif-
ference between the Republic and the Laws.
The chief obscurity concerning Aristotle's conception of moral
strength is directly parallel to that involved in his conception of moral
weakness. This is the question as to how these dispositions are to be
analyzed. Is moral strength to be analyzed as some kind of power
of the intellect to dominate the appetites, and if so, what kind of
power is this ? u Is it an epistemological power to retain correct beliefs,
or is it a motivational power? If it is a motivational power, how is
it related to appetite? Does the fact that the morally strong man
has bad desires rule out the possibility that he has the right wish?
If not, is moral strength to be explained as the superiority of wish
to desire ? Aristotle is careful to distinguish moral strength from obstina-
cy, the morally strong man being concerned for truth and yielding
to argument, the obstinate man being concerned for the pleasure of
victory and yielding not to argument, but to pleasure. ( N . E . 1151b4-17)
This would indicate t h a t part of moral strength must consist in the
ability to relate opinion to evidence, rather than to pleasure. All these
questions can be raised about moral weakness as well, and various
answers will be explored in connection with moral weakness.
This raises a last question about these moral dispositions which
can be mentioned here in relation to moral strength. It is said t h a t the
morally strong man cannot have the virtue of practical wisdom or
prudence, for t h a t requires not only correctness of reason, b u t also
agreement with right desires. (N.E. 1139a29-31) But must he once
have had practical wisdom, in order that he now should have correctness
of reason? Alexander of Aphrodisias apparently thought t h a t the
direction of alteration would be the reverse of this—that one could
only become virtuous from dispositions which lie between virtue and
vice.1® If we identify moral strength and moral weakness as these
1J
See A n d o , Aristotle's Theory, p. 3 0 3 , lor an effort t o d e f e n d t h i s c o n c e p t i o n
of t h e p r a c t i c a l p o w e r of t h e i n t e l l e c t . On p. 3 0 7 , he says t h a t t h e m o r a l l y s t r o n g
m a n is obliged t o suppress h i s a p p e t i t e s through h i s intellect and t h a t t h e intel-
l e c t of t h e m o r a l l y s t r o n g m a n is n o t practical enough as c o m p a r e d w i t h t h a t of t h e
temperate man. T h e s e remarks do n o t so m u c h resolve t h e p r o b l e m as m a r k it o u t .
13
Anogia xai Xvaeig, iv, 3. C i t e d b y S t e w a r t Notes II, p. 15, f o o t n o t e 1. Ando
s e e s m o r a l w e a k n e s s , moral s t r e n g t h , and v i r t u e as an a s c e n d i n g scale of par-
A R I S T O T L E ' S ANALYSIS O F AKRASIA 95
of this division of the mora) dispositions it seems clear that the pain
of desire is to be excluded. The chief difficulty with Aristotle's con-
ception oi endurance lies in an incidental remark he makes about it,
saying that "Endurance means only successful resistance (avre'^etv),
whereas Restraint (¿yxgareia) implies mastery (xgaTelv), which is a
different matter: victory is more glorious than the mere avoidance of
defeat." ( N . E . 1150a33-36) Aristotle concludes that moral strength
is more valuable than endurance, a conclusion which is disputed by
some commentators on the ground that the distinction between resist-
ance and mastery is illusory.17 One should not be too hasty in dismissing
Aristotle's observations on the psychology of pleasure and pain. The
distinction between mastery and resistance may point to interesting dif-
ferences between pleasure and pain. It may be that one can "win a
victory" over a desire by convincing oneself of its wrongness, whereas
it is rare that bodily pains submit to such measures. It would be a
mistake to value the one disposition more highly than the other on
these grounds, however, because of the difference of their subject mat-
ters.
Softness. There is little difficulty here. Softness is the disposition to
be overcome by bodily pains which most men can withstand. Aris-
totle's humorous examples do not seem to involve a violated Xoyog.
(N.E. 1150b 1-5)
The bulk of Book vii is occupied with distinguishing between these
six dispositions and with clarifying the difference between absolute and
o u t t h a t a t E.E. 1 2 2 9 M - 1 0 , e n d u r a n c e a n d s o f t n e s s are m e n t i o n e d i n c o n n e c t i o n
w i t h courage a n d n o t t e m p e r a n c e . Cook W i l s o n searches v e r y hard for d i s c r e p a n -
c i e s b e t w e e n B o o k v i i and o t h e r A r i s t o t e l i a n t e x t s . In t h i s case, e n d u r a n c e and
s o f t n e s s are m e n t i o n e d i n c o n n e c t i o n w i t h courage and c o w a r d i c e in order t o d i s -
tinguish them. Courage a n d c o w a r d i c e are restricted t o p a i n s w h o s e n a t u r e it i s
to destroy life. H e a l s o c i t e s N.E. 1116al2-14, at which suicide to avoid ignoble
p a i n s i s d e s c r i b e d as c o w a r d i c e . It i s a d d e d t h a t "it is w e a k n e s s ( / j a A a x i a ) t o f l y
from troubles." N o d o u b t fiaXaxia c a n e x h i b i t t h e s a m e difference b e t w e e n a b s o -
l u t e a n d m e t a p h o r i c a l u s e s t h a t A r i s t o t l e s o carefully p o i n t s out for a k r a s i a . A r i s -
t o t l e ' s c o n c e r n i n t h e Eudemian p a s s a g e r e s e m b l e s t h a t of the later P l a t o t o r e c t i f y
i n f l a t e d c o n c e p t i o n s of c o u r a g e .
17
Grant, The Ethics of Aristotle II, 221. Stewart, Notes II, 192. Stewart
n o t i c e s t h a t i t w o u l d b e w r o n g t o m a k e t h e d i s i n c t i o n on t h e ground t h a t m a s t e r y
issues in action while endurance does not. Both act well. B u r n e t , The Ethics, pp.
3 1 9 - 2 0 , s e e m s t o m i s s t h e p o i n t of t h e o b j e c t i o n , t a k i n g it t o rest in a f a i l u r e t o d i s -
t i n g u i s h o r d i n a r y p a i n s f r o m t h e p a i n s of u n s a t i s f i e d desire.
A R I S T O T L E ' S ANALYSIS OF AKRASIA 97
The Socratic problem is, "How can a man who judges rightly act
unrestrainedly ?" In other words, how can Xoyog fail to determine action?
Aristotle takes Socrates to have denied t h a t akrasia can occur, on the
ground that knowledge (¿nlorrjfirj) is not dragged a b o u t like a slave.
Cook Wilson argued t h a t the Socratic principle t h a t "men must act
for what is their truest good if they only know it," appears to have
been strongly opposed by Aristotle. 19 If this were true, the Socratic
problem would be no problem a t all. Since what Socrates said is re-
marked by Aristotle to be against the "plain facts" ( r a tpaivopiva),
it would seem t h a t what Aristotle should do is simply deny Socrates'
contention and pass on. (N.E. 1145b27-28) He does not do this, which
18
See Gauthier, La Morale, p. 92, for A r i s t o t l e ' s lack of i n t e r e s t . See Stewart
Notes II, p. 115, for the "remarkable p r o m i n e n c e " of t h e subject in t h e Aristotelian
s y s t e m as due to dialectical possibilities.
18
Structure, p. 50. H e refers to X e n o p h o n , Memorabilia i i i . 9 . 4 . A s all the c o m m e n -
tators point out, t h e reference t o t h e I m p o s s i b i l i t y of knowledge dragged about
like a slave i n d i c a t e s that Aristotle had Protagoras 352B in m i n d . Cook Wilson's
p o s i t i o n is echoed in a curious article b y W . H . Fairbrother, "Aristotle's Theory
of Incontinence," Mind, N.S. V I (1897), 359-70. Fairbrother has Aristotle set
himself t o destroy t h e "Socratic heresy" of the i n v o l u n t a r i n e s s of vice, which i s
perhaps sound enough; but Fairbrother takes t h i s t o i m p l y t h a t Aristotle m u s t
h a v e rejected out of hand any "Sophistic" e x p l a n a t i o n of akrasia as due t o "falla-
cious reasoning, incomplete apprehension of the f a c t s , etc." T h i s involves Fair-
brother in an interpretation of chapter 3 of Book v i i which has A r i s t o t l e reject rather
t h a n propose the relevance of m o s t of t h e d i s t i n c t i o n s drawn there. Fairbrother's
position is criticized b y D . G. R i t c h i e in "Aristotle's E x p l a n a t i o n of 'Axgaaia,"
Mind, N.S. V I (1897), 536-41. Some of the details of the controversy will be
discussed below.
98 ARISTOTLE'S ANALYSIS OF AKRASIA
20
E.E. 1229al4 ff., 1230a6 ff. N.E. 1116b4 ff. Again the reference must be to
the Protagoras, especially to 349-51.
21
E.E. 1216b2-20, 1246b23-36. The passage at Laches 199D approximates Aris-
totle's position here. It is noteworthy that the first of the Eudemian passages cited
here mentions productive rather than strictly practical knowledge.
A R I S T O T L E ' S ANALYSIS OF AKRASIA 99
show that for Aristotle, as for Socrates, akrasia must pose a problem.
Aristotle's attitude toward Socrates on the subject of virtue is some-
what like his attitude toward various thinkers on the subject of soul.
J u s t as they ignored the bodily preconditions to the possession of
soul, so Socrates ignored the appetitive preconditions to the possession
of full virtue. B u t though Aristotle is aware ot these preconditions in
both cases, he does not equate soul with body nor full virtue with non-
rational factors. In gross terms, practical reason and appetite have a
natural connection for Aristotle. The plain facts of akrasia suggest
t h a t knowledge and appetite do not have such a natural connection.
Aristotle incurs the responsibility to offer an interpretation of akrasia
which will admit the facts without contradicting the over-all concep-
tion of the role of reason in action. He does this by analyzing the
so-called knowledge of the morally weak man.
As a preliminary, he rejects the relevance of the distinction between
opinion and knowledge. He does this on two grounds. The first is
t h a t akrasia is blameworthy, but surrendering an opinion of which one
is not sure, is not. It should be noticed t h a t this can be construed
as implying a distinction between akrasia and the kind of irresolution
which consists of not being able to make up one's mind about the right
course 01 action. The second ground is that opinion can be as firm in
conviction as knowledge. ( N . E . 1145b32-1146a4, 1146b24-31) It should
also be noticed t h a t this seems to imply a rejection of the modern
view t h a t akrasia is to be analyzed as less than fully sincère assent
to moral principle.
He then offers two different types of analysis, which he eventually
combines into one final account. The first is based on the distinction
between having and exercising knowledge, the second, on the distinction
between the universal a n d the particular premises in practical reason-
ing. The second analysis is described as studying the subject <pvoixwg,
and while his use of this term is no doubt of some significance, the
combination of the two analyses implies t h a t the distinction between
studying the subject <pvoixù>g and studying it in the other way cannot be
fundamental. 2 2 It should be acknowledged that this organization of
22
N.E. 1147a24-25. T h i s combination should rule out the contention of Robinson
t h a t the tpvoixóg account, being more appropriate to physical science, has no real
role in resolving what Aristotle takes to be a logical puzzle. See R. Robinson,
"L'acrasie," p. 271. Burnet and Fairbrother present the opposite view, that the ipvaixói
100 ARISTOTLE'S ANALYSIS OF AKRASIA
But persons under the influence of passions are in the same condition:
for it is evident that anger, sexual desire, and certain other passions, ac-
tually alter the state of the body, and in some cases even cause madness.
It is clear therefore that we must pronounce the unrestrained to "have
23
N.E. 1147al0-24. T h i s i n t e r p r e t a t i o n of "having and n o t h a v i n g " f o l l o w s
Stewart's t r e a t m e n t of t h e t e x t a g a i n s t t h a t of Cook W i l s o n . T h e latter h o l d s t h a t
the examples of t h e drunkard and t h e m a d m a n are m e a n t t o i l l u s t r a t e implicit
k n o w l e d g e in general. See Structure, p. 20. Stewart t a k e s t h e m as i l l u s t r a t i n g a
kind of h a v i n g of k n o w l e d g e . See Notes II, 153-54.
102 ARISTOTLE'S ANALYSIS OF AKRASIA
knowledge" only in the same way as men who are asleep or mad or
drunk.14
This phase of Aristotle's analysis resembles Plato's doctrine about the
theft of opinion by appetite. It also resembles Plato's doctrine that
the condition of the body, in one sense, is responsible for various moral
failings.* 6
This analysis is followed by a second line of analysis, which involves
the doctrine of the practical syllogism. Aristotle gives a brief exposi-
tion of this doctrine in chapter 3, and there is little need to go beyond
what he-says there.** He says that there are two types of premises
employed in reasoning that issues in action: universal premises and
premises concerned for particulars. He adds a minor complication by
pointing out that such premises can include qualifications of the sub-
ject and of the predicate, so that the one who uses them might have
to be aware of the nature of the object or action and of his own nature
as well. When the two premises are combined it is necessary that one
act straightway, that is to say, while the conclusion to theoretical
reasoning is an affirmation, it is an action in practical reasoning.* 7
u
N.E. 1147al4-18. R o b i n s o n wishes t o d i s m i s s t h e p r o b l e m of a k r a s i a b y rang-
ing it a m o n g t h e v a s t class of c o n t r a d i c t i o n s , h e s i t a t i o n s , v a c i l l a t i o n s , incoherences
a n d a b s u r d i t i e s of all s o r t s , which c o m p o s e a g r e a t p a r t of p r a c t i c a l life. See " L ' a -
c r a s i e , " p. 277. So far as it goes, t h i s is no d o u b t a s o u n d if s o m e w h a t u n e n l i g h t e n -
i n g s t e p . W h a t m a k e s a k r a s i a of greater i n t e r e s t t h a n " s l i p s " or m o m e n t a r y forget-
f u l n e s s is i t s s y s t e m a t i c r e l a t i o n t o desire a n d p a s s i o n . A r i s t o t l e does n o t o m i t t h i s
important feature.
26
See A n d o , Aristotle's Theory, p p . 161-62 f o r a n e f f o r t t o m a k e t h i s d i m e n s i o n
of a k r a s i a m o r e precise b y r e l a t i n g it t o t h e c o n d i t i o n of t h e h e a r t . We will discuss
t h i s general q u e s t i o n below.
28
See G r a n t , The Ethics of Aristotle I, 263-70 a n d S t e w a r t , Notes II, 18-22 for
a d e q u a t e s u r v e y s of w h a t is said a b o u t t h e p r a c t i c a l syllogism in t h e De Motu Ani-
malium a n d t h e De Anima. On p. 267, G r a n t seems t o m i s i n t e r p r e t N.E. 1146b35-
1147a7. The passage speaks of u s i n g t h e u n i v e r s a l p r o m i s e b u t not t h e p a r t i c u l a r .
G r a n t supposes this to imply t h a t the universal remains implicit.
27
N.E. 1146b35-1147al0, 1147a24-31. T h e l a t t e r t e x t c o n t a i n s t h e reference
t o a c t i o n as t h e conclusion. It does n o t c o n t a i n an e x p l i c i t reference t o t h e o r e t i c a l
r e a s o n i n g , r e f e r r i n g merely t o t h e "one case" a s d i s t i n g u i s h e d f r o m t h e o t h e r . N o r
d o e s it c o n t a i n a reference t o p r a c t i c a l r e a s o n i n g as s u c h . T h e t e x t is EV DE r a i c
7iot]Tixaiq: " p r o d u c t i v e " r a t h e r t h a n " p r a c t i c a l . " T h e r e is a c o n j e c t u r a l e m e n -
d a t i o n of norjTixaig which would s u b s t i t u t e ngaxrixalg, b u t S t e w a r t collects
TtoirjTtxaii f r o m parallel passages in t h e De Motu Animalium and t h e A l d i n e Scho-
ARISTOTLE'S ANALYSIS OF AKRASIA 103
Two points should be made about this doctrine of the practical syllo-
gism before going on to Aristotle's utilization of it in the analysis of
akrasia. The first is t h a t Aristotle persistently refers to the premises
in such a syllogism as being "used" or "activated" (¿vegyeiv), and
this would seem to imply t h a t he regards such a syllogism as an ac-
tual entity of some sort, and not merely as a scheme of analysis for the
elucidation of the structure of intention.® Whether this, in turn, im-
plies that Aristotle is committed to the dubious doctrine that people
formulate the appropriate sentences and say them to themselves as
they act is a question t h a t goes beyond our texts. The other point
is t h a t Aristotle says t h a t given the two premises, straightway one
must act. He does not say t h a t the conclusion is a prescription, between
which prescription and the action itself there is yet another step. Nor,
although this is less clear, does he say that the conclusion is the gener-
ation of a form of appetite. The reason that this is less clear is that,
as we shall see, appetite is necessary for movement, in Aristotle's psy-
chology, and in the De Anima there are passages which imply that in
the case of akrasia there is an activation of both major types of appe-
tite. (433b5, 434a 13-14)
The final analysis of akrasia combines the two main lines of analysis
in a simple way. A man may be said to act against his knowledge if
he exercises his knowledge of the universal premise but does not exer-
cise or even possess knowledge of the particular premise. (N.E.
1146b35-1147al0) B u t if the analysis is left at that, we have only a
blunder, and not akrasia, t h a t is analyzed. The failure to exercise
the knowledge of the particular premise must be related to appetite.
The particular premise is derived from sense perception, and this kind
of knowledge can be affected by appetite. The morally weak man,
then, either does not have the particular premise, or only has it in
liast. See Notes I I , 157-58. We shall mention the difference between practice and
production below. Ando shows that Aristotle is not piecise in his use of the terms,
and frequently interchanges t h e m . See Aristotle's Theory, pp. 177-79.
28
See Grant, The Ethics of Aristotle I, 268-69, and Anscombe, Intention, pp. 78-79,
for the suggestion that the practical syllogism may be such an analytical schematism.
Anscombe says that it is not of much interest to settle the question whether Aristotle
thought that a premise m u s t be contemplated in order to be used. The use of the
term dewgelv in connection w i t h the term X6'n a ^ at would seem to settle that ques-
tion.
104 A R I S T O T L E ' S ANALYSIS O F A K R A S I A
29
S t e w a r t , Notes II, 2 0 , c o m p a r e s t h e u n i v e r s a l p r e m i s e t o t h e u n m o v e d b a l l
i n t h e b a l l - a n d - s o c k e t j o i n t A r i s t o t l e i n v o k e s t o e x p l a i n m o v e m e n t , and s a y s t h a t t h e
u n i v e r s a l is u n m o v e d b e c a u s e it is t h e f i n a l c a u s e . B u t , as we shall se«, t h e par-
t i c u l a r p r e m i s e g i v e s t h e f i n a l c a u s e for a m o v e m e n t , in a n o t h e r sense of f i n a l c a u s e .
A R I S T O T L E ' S ANALYSIS O F AKRASIA 105
30
"A P l e a for E x c u s c s , " Proceedings of the Aristotelian Society, N.S. L V I I (1956-
1957), 2 4 .
31
A r i s t o t l e does c o m p a r e akrasia t o e p i l e p s y , b u t h e h a s in m i n d t h e t e m p o r a r y
i g n o r a n c e of t h e m o r a l l y w e a k m a n as c o m p a r e d w i t h t h e p e r m a n e n t i g n o r a n c e s
of t h e incorrigible m a n . S e e N.E. 1150b32-35. F a i r b r o t h e r t h i n k s t h a t t h e "single
q u e s t i o n " of A r i s t o t l e ' s "natural s t r a i g h t f o r w a r d a n a l y s i s " i s "what m o v e s the
l i m b s ? " H e e n v i s a g e s a "sudden s t r e t c h i n g out of t h e h a n d , t h a t h a s t y r a i s i n g t o
t h e m o u t h , t h a t p a s s i o n a t e s u c t i o n of t h e l i p s , w h i c h t o g e t h e r m a k e u p t h e i m m o r a l
act called 'tas.ting t h e f o r b i d d e n t h i n g . ' " See "Aristotle's T h e o r y of I n c o n t i n e n c e , "
pp. 3 6 4 . H i g h Table m a n n e r s , if n o t m o r a l s , s e e m t o h a v e i m p r o v e d in s i x t y y e a r s .
106 ARISTOTLE'S ANALYSIS OF AKRASIA
If we follow the text of these ten lines closely and do not permit a
very wide latitude of interpretation, this becomes an unanswerable
question. The text is obscure indeed. It gives the syllogism which
issues in the action of the morally weak man clearly enough. The
universal premise is "All sweet things are pleasant" and the particular
premise is "That is sweet." But it does not give the opposing syllo-
gism explicitly. We are told that there is a universal judgment for-
bidding one to taste, and we are told that that same universal judgment
says "Avoid that thing." 34 Since a universal premise could hardly
say "Avoid that thing," some interpretation of the text is required.
There are two possibilities to be considered: "All tasting of an excessive
number of sweets is forbidden" and "All tasting of sweets is forbidden."
The particular premise of the first syllogism would be "That amounts
to an excessive number of sweets," and the particular premise of the
second syllogism would be simply "That is sweet."
It is the second alternative which fits the slender leads given in the
text. There is an earlier passage which illustrates the difference between
exercising one's knowledge of a universal premise and exercising one's
knowledge of a particular premise. The example given is complex.
The universal premise is "Dry food is good for every man." The parti-
cular premise is "This is dry food and I am a man." Aristotle remarks
t h a t one may know that one is a man but not know whether the food
** The text is ?j fiiv oiv Xiyei <pevyeiv TOVTO: N.E. 1147a34. T h i s could
only refer to the universal judgment previously mentioned, which R a c k h a m brings
out in translation.
ARISTOTLE'S ANALYSIS OF AKRASIA 107
before him is dry or not.*® Strict parallelism with this example would
dictate that the second alternative should be adopted. B u t since the
example may be offered to illustrate the differences between failing
to exercise a particular premise and failing to exercise a universal
premise, and not to illustrate akrasia itself, strict parallelism may
not be called for. Let us assume t h a t it is called for, and t h a t
the second alternative is the correct one. We then have a problem,
for how could "That is sweet" be the very premise which is "actually
operant" in the case of the pleasure syllogism, and a t the same time
be the premise which is suppressed in the prohibiting syllogism?
One ingenious way out of this difficulty is proposed by Joachim.
He compares the failure of knowledge involved in akrasia to the simi-
lar failure involved in error, which Aristotle discusses in the Prior
Analytics. Error is distinct from simple ignorance in t h a t in the case
of error there is a relevant universal which is known. The error comes,
in Joachim's language, when the universal does not "fuse and coalesce"
with the particular. As applied to akrasia, "the axQarrfg will realize
the applications and bearing of the major in some directions but not
in the particular case before him: or he will know t h a t the piece of
cake is sweet but will not fully see the implications of its sweetness:
i.e. his knowledge of the minor will be a mere piece of information
in his mind, not in vital connexion with his main thinking." 34 Fol-
lowing up this interpretation, Joachim says that the knowledge which
is suppressed is "This is sweet and therefore comes under the principle"
and the knowledge which is made vivid and operative by desire is
"This is sweet and therefore pleasant." 36
Ingenious as this interpretation is, it is hardly consistent with Aris-
totle's statement t h a t it is the particular premise which is suppressed.
In effect, Joachim offers as the minor premises of the two syllogisms
complex propositions which can be analyzed into the original minor
premise plus a "theoretical" conclusion. This can be seen by the use
33
N.E. 1146b35-1147al0. The difference between universal and particular pre-
m i s e s given at De Anima 4 3 4 a l 7 - 1 9 is complcx in the same way. A t De Motu Ani-
malium 701a25-30, it is said that the mind does not stop to consider an obvious
minor premise such as "I am a man." T h i s is not the same as the suppression which
is involved in akrasia.
34
Commentary, p. 224.
35
Ibid., p. 228.
108 ARISTOTLE'S ANALYSIS OF AKRASIA
34
Ibid., p. 225. Ross holds that Aristotle confuses minor premise and conclusion
several t i m e s in Book v i i . See his Aristotle, p. 213.
37
See Stewart, Notes I, 250 and II, 23 and 28, for a d i s c u s s i o n of Siavoia as the
a b i l i t y to combine premises.
38
A n d o , Aristotle's Theory, p. 278. That there is a d i s t i n c t i v e l y practical, that
i s , moral, deliberation, perception, and syllogism is the main argument of Ando's
book. The evaluative nature of the minor premise in such syllogisms is emphasized
at pp. 255, 285, 288, and especially 300-9.
39
There is a certain humor here. On p. 301, ibid., A n d o says that it is strange
that TeichmUller should take the example of a minor premise involving the taking
of dry food to be what is involved in akrasia. It is not so strange, since that seems
to be how Aristotle offers the example at 1147a5-10.
A R I S T O T L E ' S ANALYSIS OF AKRASIA 109
is simple: scholars have tried to remain true to the text before them
in offering interpretations, and the text of Book vii offers no clear
examples of a minor premise which is itself moral and not factual. 4 0
Ando's interpretation ultimately depends on wider issues which
are not considered by Aristotle in the passages in which the direct
analysis of akrasia is oftered. Among these issues are the nature of
practical reason and practical wisdom, and the relation of ignorance
to moral responsibility. It may well be that if the analysis of akrasia
is to be fitted into a broad picture of human conduct as Aristotle con-
ceives it, less attention should be paid to what appears to be a somewhat
carelessly written passage, and more to his more considered and
encompassing positions. It may also be t h a t the doctrine of the prac-
tical syllogism, according to which individual moral perceptions can
be analyzed as combinations of universal moral premises with partic-
ular factual premises, has permitted Aristotle to rescue Socrates'
position at the cost of this obscurity concerning the suppressed premise.
Whatever the explanation, there seems to be no way to confine oneself
to the text itself and offer a clear interpretation of just what is said
in the particular premise which is lost through the activity of desire.
40
A n d o recognizes t h i s a t p . 281, ibid., w h e r e h e i n t e r p r e t s t h e d r y f o o d e x a m p l e
as technical r a t h e r t h a n m o r a l . On p . 189, h e suggests t h a t A r i s t o t l e is n o t y e t
a w a r e of t h e clear d i s t i n c t i o n b e t w e e n v a l u e a n d f a c t . If t h i s is so, it is a r e m a r k -
able procedure t o m a k e t h a t d i s t i n c t i o n t h e f o u n d a t i o n of one's i n t e r p r e t a t i o n of
Aristotle.
41
N.E. 1 1 1 9 b l 0 . " E x p e l " t r a n s l a t e s exxQoveiv. Ross has "expel," R a c k h a m
h a s " o v e r p o w e r . " See A r i s t o t l e , Elhica Nicomachea, t r a n s . W . D . R o s s . T h e con-
t e x t refers t o axoAaoia, in w h i c h Xoyia/idg is expelled, n o t o v e r p o w e r e d .
110 A R I S T O T L E ' S ANALYSIS OF AKRASIA
involved in the morally weak action itself is "All sweet things are
pleasant." F u r t h e r understanding of this action will involve u n d e r -
s t a n d i n g how Aristotle construes this premise, which in turn involves
understanding the sense in which it is "accidentally" opposed to the
prohibiting universal premise.
There are several ways in which this opposition might be interpreted.
T h e prohibiting universal might be regarded as an imperative, a n d the
pleasure universal regarded as a s t a t e m e n t of fact. While this would
explain how they are not opposed, it would n o t explain how t h e y are,
albeit accidentally, opposed. This interpretation would also leave
t h e morally weak action without practical relation to a universal premise.
A n o t h e r interpretation might correct this shortcoming by interpreting
b o t h premises as having practical bearings in the wide sense, t h e pro-
hibiting one because of its imperative character a n d the pleasure one
because of the intrinsic relation of pleasure to appetite. The two prem-
ises would be opposed because, taken with t h e same p a r t i c u l a r
premise, they would yield contradictory actions. T h e y would be
unopposed in the sense t h a t the forbidding premise is moral in c h a r a c t e r ,
while the pleasure premise is amoral, perhaps technological in charac-
ter. 4 2 Or, finally, b o t h premises can be taken as having moral character.
I t is h a r d in this case to see how the two premises would be only acci-
dentally opposed.
It is this third possibility which is a d o p t e d by Stewart a n d Ando,
a n d again, while there m a y be compelling reasons stemming f r o m
w h a t Aristotle says elsewhere f o r adopting this view, it is a t variance
with the t e x t . Stewart says of the axgar?y£, "He incontinently tastes
something sweet, a n d then pleads in justification of his act the a u t h o r i t y
of a principle which he can represent as a rational one; for it is cer-
tainly true t h a t 'all sweet things are p l e a s a n t . ' It is n o t qua t r u e t h a t
this principle is contrary to the other principle... b u t qua implying
42
Fairbrother s e e m s t o a d o p t t h i s a l t e r n a t i v e , s a y i n g t h a t "at this moment it is right
t o f o l l o w o u t t h e o n e , wrong t o a c t a c c o r d i n g t o t h e o t h e r . " But he also says that
t h i s m o m e n t a r y o p p o s i t i o n is d u e t o s o m e "accidental" c a u s e . H i s example is a
" d o m e s t i c e v e n t " w h i c h m a k e s t h e universal p r e m i s e , "Men, after w o r k , should
look after t h e i r w i v e s and f a m i l i e s " more s t r i n g e n t l y b i n d i n g t h a n u s u a l . See "Aris-
t o t l e ' s T h e o r y of I n c o n t i n e n c e , " p. 3 6 8 . T h i s s e e m s to m e t o be far f r o m an "acci-
d e n t a l cause" in t h i s k i n d of c a s e , a n d in a n y e v e n t A r i s t o t l e is n o t concerned here
for t h e t o p i c s of s t r i n g e n c y and e x c e p t i o n s .
ARISTOTLE'S ANALYSIS OF AKRASIA 111
43
Notes II, 159-60. H e adds, "Then men attempt to excuse themselves by plead-
ing the 'rationality of their desire'—by transmuting inidvftia into nav yXvxv
jdv."
44
Aristotle's Theory, p. 278. H e refers to N.E. 1147a24. This must be a misprint
for 1147a34. H i s commentary on that passage is, "This statement implies t h a t
the conduct of an incontinent man is determined by the m a x i m of enjoyment, w h i c h
dominates individual cognition against the advice of prudence." See p. 305.
48
Burnet sees clearly the difference between the premise "All sweet things ought
t o be tasted" and the premise "All sweet things are pleasant." The former is, and
the latter is not, contradictory to the premise "No sweet things ought to be tasted."
H e also sees the question about the morally weak action, for he concludes h i s com-
ment by asking whether the bad act can follow from the pleasure universal. See
The Ethics, p. 303.
112 ABISTOTLE'S ANALYSIS OF AKRASIA
44
E.E. 1223a26-27. In keeping with this division, there is a discussion of axgaoia
Ovfiov at 1223bl8-24. This may be an argument lor assigning Book vii of the Nico-
machean Ethics to the Eudemian Ethics, for dvftdg does not figure by name in the
discussion of akrasia and the parts of the soul in chapter 13 of Book i of the Nico-
machean Ethics, and it is discussed at length in Book vii. In the Nicomachean Ethics
it is the appetitive part of the soul (TO ogexrixov) which obeys reason, whereas
at 1220b7-10 of the Eudemian Ethics it is the emotional or passionate faculties
( r a s dvva/iets raiv naOr)fidT(Dv) that are capable of following reason. At 1221b27-
1222a5 of the latter, we can see the line of argument that leads from ndO to ogef«{
as the generic name for the irrational part of the soul which obeys reason. The
heart of the argument is that the powers and dispositions of the emotions are dis-
tinguished by pleasure and pain. A parallel argument is summarized at 1105al2-16
of the Nicomachean Ethics. Since dge$iQ is the power that has to do with pleasure
and pain, what we have is a reduction of ndOrj to oge$ig.
17
E.E. 1223a21-1225a2. The elaborateness of these argumenis seems faintly out
of keeping with the general economy of statement which characterizes the Eudemian
Ethics, which suggest that Aristotle is referring to such a work as Xenocrates' IJegi
Eyxgaxeiai;. Here is a sample argument: The morally weak man acts in accordance
with his desire and against his calculation. In doing this he acts unjustly. Unjust
action is voluntary. Therefore action in accordance with desire is voluntary. But
A R I S T O T L E ' S ANALYSIS O F AKRASIA 113
t h e v o l u n t a r y is w h a t o n e w i s h e s , and w h a t one w i s h e s is v o l u n t a r y . T h e m o r a l l y
weak man acts against his wish. Therefore, t h e s a m e a c t i o n w i l l b e b o t h volun-
tary and i n v o l u n t a r y , w h i c h is i m p o s s i b l e .
48
E.E. 1224a20-36. T h e a r g u m e n t is repeated at 1 2 2 4 M 6 - 2 4 , w h e r e it i s p o i n t -
ed out that b o t h also h a v e pleasure.
114 ARISTOTLE'S ANALYSIS OF AKRASIA
1
The Ethics, pp. 2 9 9 - 3 0 1 . Fairbrothcr offers a variant on t h i s interpretation,
holding t h a t the d i s t i n c t i o n s b e t w e e n h a v i n g and u s i n g knowledge, are not i n t e n d e d
as analyses of akrasia, but of pseudo-akrasia. See "Aristotle's Theory of Incon-
t i n e n c e , " Mind, N'.S. VI (1897), 363-67.
120 INTERPRETATIONS
2
" L ' a c r a s i e , " p. 270.
3 Ibid., p. 266.
INTERPRETATIONS 121
The same thing occurs in other cases when a man tries to do two things
at once; the pleasanter activity drives out the other, the more so if it is
much more pleasant, until the other activity ceases altogether. Hence,
when we enjoy something very much, we can hardly do anything else;
and when we find a thing only mildly agreeable, we turn to some other
occupation; for instance, people who eat sweets at the theatre do so
especially when the acting is bad. (N.E. 1175b6-13)
4
De Somno et Vigilia 458a25-32. Beare t r a n s l a t i o n . B u r n e t refers t o the De
Somno et Vigilia and also t o Physics 247bl3-248a6, which makes the incidental
remark t h a t the recovery of k n o w l e d g e b y a m a n w h o w a s drunk or a s l e e p i n v o l v e s
an a l t e r a t i o n of t h e body. See The Ethics, p. 3 0 4 . A n d o offers a physiological
i n t e r p r e t a t i o n of moral weakness based on t h e a s s o c i a t i o n of desire w i t h t h e heart.
T h i s i n v o l v e s t h e difficult d o c t r i n e that w i s h is "more d i s t a n t " from t h e b o d y than
desire i s . See Aristotle's Theory, pp. 160-61.
INTERPRETATIONS 123
sense, which controls the other senses. (De Somno ei Vigilia 455a25-b2)
Suppose then, that we should say that akrasia is nothing but a certain
disturbance of the heart or some other organ. There are two ways
in which such an interpretation would be inadequate. In the first
place, it would only give the matter and not the form, whereas Aristotle
says that they should be studied together.* Second, even though Aristot-
le says that the recovery of knowledge has something to do with the
alteration of the body, and therefore he must think that the loss of
knowledge has something to do with the body, he also says that desire
is able to move the parts of the body. Attention must be paid to desire
as such, then, in addition to the bodily alterations which are involved.
In form, then, the moving cause will be one, that is the appetitive faculty
in so far as it is appetitive, and first of all the object craved (for this, though
6 At least the <pvaix6; should study the affections of the soul in this way. See
the discussion of anger as the surging of blood around the heart and as the craving
for retaliation, at De Anima 403a25-403bl2.
• Structure, p. 49. Among the passages which he cites, the most impressive are
two from the De Anima: 433bo, in which it is said that when reason and desire
are contrary, appetites are contrary too, and 4 3 4 a l 3 - 1 5 , which says that when
akrasia occurs, appetite acts on appetite.
124 INTERPRETATIONS
The doctrine can be epitomized as: "All appetite is for an end." (De
Anima 433al5) The end is the unmoved mover of the living creature,
and the end must be apprehended before the appetitive part can move
the body. Since the appetitive part is not autonomous, to think of
appetite struggling against knowledge, if by knowledge we should
mean all apprehension of an end, is impossible for Aristotle. If there
is a conflict of appetites it will involve some kind of a conflict of appre-
hension, for without apprehension there is no activation of appetite.
This aspect of Aristotle's psychology of movement has been utilized
by D.J. Allan in the development of an interpretation of the relation
of reason to action according to Aristotle. So far as akrasia is concerned,
the interpretation is succintly presented in the following remarks:
All action proceeds from desire, which has two main objects, the good
and the pleasant. Desire of both kinds, however, needs to be interpreted
by "imagination" and the imaginative pictures vary in degree of strength
and vivacity. When a conflict of desire arises it will be decided, perhaps
after an interval of hesitation, by the strength of the contending "imag-
inative pictures"; and this applies to the conflict between the heteroge-
neous motives of the good and the pleasant, no less than to that between
motives on the same level.'
7
De Anima 433bl0-21. See also De Motu Animalium 700bl5-29, 701a29-701bl,
702a5-10.
• D . J . Allan, "The Practical Syllogism," Autour d'Aristote, p. 333. Allan uses
"desire" where we have used "appetite." He refers t o N.E. 1145b36-1146a3. I
cannot see that t h i s passage warrants the generalization he makes from i t . The
passage refers t o a person v a c i l l a t i n g in o p i n i o n (<5d£a) and makes no use of the
terms tpavraaia or <pdvraa/ia. Fairbrother also emphasizes the role of images in
akrasia. See Mind, N.S. VI (1897), 369. T h i s e m p h a s i s recalls Plato's remarks
in t h e Timaeus about the close relationship of images and the lower appetites.
INTERPRETATIONS 125
B u t for all this, Aristotle holds that thinking requires the presence
of images. Both the distinction of imagination from thought and the
dependence of thought upon imagination are asserted in the following
passage:
But imagination is not the same thing as assertion and denial; for truth
and falsehood is a combination of things thought. How then will the
simplest thoughts differ from mental pictures ? Surely neither these simple
thoughts nor others are mental pictures, but cannot occur without such
mental pictures. (De Anima 432al0-14)
What these passages make abundantly clear is that the images which
are essential to practical deliberation are like the incidental objects of
sense which Aristotle mentions in another connection. He holds that
there are three types of objects of sense: the proper objects of a single
sense, such as color of sight, and sound of hearing; the objects common
to more than one sense, namely, movement, rest, number, figure, and
magnitude; and the incidental objects of sense, of which "being the
son of Diares" is an example. (De Anima 418a7-25) Allan argues as
INTERPRETATIONS 127
if it were the first type of object which is relevant to the opinion concern-
ing the good. While it is true t h a t without colors there is no perception
of the son of Diares or the moving fire, it is not qua colored t h a t the
image is considered to portend evil, but qua moving fire. W h a t animals
lack is the ability to organize their images by a criterion, not the
ability to see a colored patch as an object.
In the case of the images which are involved in an opinion of the
good, it will not do to equate the strength of the opinion with the vi-
vacity of the image. Nor will it do to represent the conflict which is
involved in akrasia as a competition between images of varying
"strength and vivacity." For in most cases what is most natural is
that there should be only one image, e.g., the image of the cakc, which
is invested with attractiveness through the operation of desire and
is the precondition for prohibition by thought. 1 1 If the issue between
wish and desire were to be analyzed as a matter of the essential prop-
erties of images, the implication would be that even when the victory
goes to wish, the agent acts through imagination. But Aristotle implies
that it is only when the victory goes to desire t h a t the agent acts
through imagination:
Again, because imagination resides within us and corresponds with the
senses, living creatures frequently act in accordance with them, some-
times because they have no mind (vovg), like wild animals, and sometimes
the mind is temporarily clouded over by feeling (naQr/) or disease, or sleep,
as in man. ( D e Anima 429a4-8)
This "clouding over of the mind" is involved in akrasia, and it is
an essential aspect of the loss of strength by flovArjaig, for without
an end or unmoved mover, the appetite itself is inoperative. In this
sense, to analyze the conflict of appetites as the conflicts of ends is
quite correct. But it will not do to represent the clouding over of
the mind as the fading of an image, any more than it will do to repre-
sent the conflict of appetites as the struggle of blind forces. Aristotle
distinguishes between ordinary imagination and deliberative imagina-
tion, just as he distinguishes between desire and wish; and in both
distinctions one member cannot be understood without reference to
opinion concerning the good. If we are to develop an adequate inter-
11
See De Anima 4 2 7 a l l - 1 6 , for the idea of simultaneous but d i s t i n c t uses of
the same "symbol" ( atj/xeiov) by the discriminative faculty (TO xgivov).
128 INTERPRETATIONS
13
In v i e w of the different emphasis suggested by that last portion, it is worth
pointing out that not long after this passage A r i s t o t l e offers a remark to the same
effect: "if a man of good natural d i s p o s i t i o n acquires Intelligence, then he excels
in conduct, and the disposition which p r e v i o u s l y only resembled Virtue, will now
be Virtue in the true sense." N.E. 1 1 4 4 b l 2 - 1 4 .
11
This interpretation is s o m e t i m e s a t t r i b u t e d t o Walter, but it is an obvious
interpretation and hardly depends on elaborate hypotheses.
130 INTERPRETATIONS
And we deliberate not about ends, but about means. A doctor does not
deliberate whether he is to cure his patient, nor an orator whether he
is to convince his audience, nor a statesman whether he is to secure good
government, nor does anyone else debate about the end of his profes-
sion or calling; they take some end for granted, and consider how and
by what means it can be achieved. If they find that there are several
means of achieving it, they proceed to consider which of these will attain
it most easily and best. If there is only one means by which it can be
accomplished, they ask how it is to be accomplished by that means, and by
what means that means itself can be achieved, until they reach the first
link in the chain of causes, which is the last in the order of discovery.
(N.E. 1112bll-20)
This passage seems to say very clearly that ends are not set by any
process of reasoning, and there are others to the same effect:
Again, we wish rather for ends than for means, but choose the means to
our end; for example, we wish to be healthy, but choose things to make
us healthy. (N.E. l l l l b 2 6 - 2 8 )
This passage refers to the difference between choice, which ensues
upon deliberation, and wish, which is a form of appetite.
Also Prudence as well as Moral Virtue determines the complete perform-
ance of man's proper function: Virtue ensures the Tightness of the end we
aim at, Prudence ensures the Tightness of the means we adopt to gain
that end. (N.E. 1144a6-9. See also 1145a2-6)
Passages which suggest this interpretation are not confined to the
ethical writings. The following comes from the De Anima:
These together, then, mind and appetite, are responsible for movement
in space. But the mind in question is that which makes its calculations
with an end in view, that is the practical mind: it differs from the spec-
ulative mind in that it has an end in view. And every appetite is di-
rected towards an end; for the thing at which appetite aims is the starting
point of the practical mind; the last step of the practical mind is the
beginning of the action. (De Anima 433al3-17)
Obviously, the interpretation of practical reason which seems indi-
cated by these passages will pose difficulties for the understanding
of Aristotle's analysis of akrasia. If we identify the reasoning which
is done in thinking out a practical syllogism with the deliberation
which is mentioned in these passages, then some way will have to be
found to bring the examples of such syllogisms given in that analysis
into line with the concept of means leading to ends. And if we iden-
tify the loss of knowledge which is involved in akrasia as the loss of
INTERPRETATIONS 131
14
See D . J . Allan, The Philosophy of Aristotle, pp. 168-69, 177-83. See also hi»
"Aristotle's Account" and h i s "The Practical Syllogism," and C.J. de Vogel, "Quel-
ques remarques." De Vogel is p r i m a r i l y concerned for the concept of nQâÇiç, but
her work has the same general bearing as t h a t of Allan. On p. 3 2 2 , she p o i n t s out
the similarity of her results t o the K a n t i a n moral theory. Gauthier and Jolif
L'Éthique I, 28»-29*. Gauthier, La Morale, pp. 25-36, 61-70, 76-80, 82-92, 94-96, 99.
B y 'ar the m o s t thorough contribution t o t h i s movement of scholarship has been
made by A n d o . H i s entire argument c u l m i n a t e s in the assertion that there i s a
distinctively moral type of reasoning, deliberation, and syllogism. See especially
Chapter V, Aristotle's Theory. In the e x p o s i t i o n of this material, I will follow very
largely the somewhat simplified presentation of Allan, since Ando's presentation
makes extensive use of a concept of "mediation" which is unclear to me.
132 INTERPRETATIONS
between reason and appetite. Allan puts this very clearly: "It is not by
their object, but by the performance of different functions in regard to
the same object, t h a t practical reason and Sge^ig differ." 14 Prac-
tical reason can establish which end is right in reference to a rule a t
the same time that appetite is roused by this end and moves the body.
This revision has two kinds of support in addition to its congruence
with Aristotle's general psychology of movement. The first lies in
certain passages which can be used to counterbalance those t h a t are
cited for the older interpretation. The second lies in the clarity t h a t
it introduces into certain other conceptions which Aristotle uses. Of
the passages which are cited, the following three are representative:
Pursuit and avoidance are, to desire, what assertion and denial are t o
thinking. Hence, since we regard moral virtue as a settled disposition
of choice and define choice as deliberative desire, it follows that choice
can only be good where there is both true reasoning and right desire; and
that the object which reason asserts and desire pursues must be the same.
This, then, is practical thinking and practical truth. ( N . E . 1139a21-26.
Allan translation.)
16
"Aristotle's Account," p. 123.
17
N.E. 1142b31-33. Allan translation. Allan emphasizes that it is the "end"
(r¿Xoq) w h i c h is the antecedent of "whereof" (otf), and not "that w h i c h conduces t o
the end" (TO av^Kpegov), as m a n y c o m m e n t a t o r s and translators suppose.
INTERPRETATIONS 133
18
N.E. 1149a32-1149bl. It is interesting to note that like Plato, Aristotle seems
to have altered his opinion about anger. In his dialogue Politicus, he was inclined
to a high evaluation; it is said that anger is necessary to courage, that it is the spur
to virtue and the stimulant of the mind, even if it must be tempered and treated
as a soldier and not as a commander. This is very reminiscent of the Republic.
See the passages from Seneca and Cicero in Select Fragments, pp. 67-70. We f i n d
very little glorification of anger in the Sicomachean Ethics.
ls
See the subordination of the arts of war to strategy and strategy in turn to
politics at S'.E. 1094a9-14.
134 INTERPRETATIONS
end distinct from the act of making, whereas in doing the end cannot
be other than the act itself: doing well (evnga£ia) is in itself the e n d . "
M N.E. 1140bl-7. De Vogel's article gives other passages and other senses for
these terms which are also used by Aristotle. A t N.E. 1094al-6, Aristotle refers to
the "exoteric discourses" for the establishment of distinction. De Vogel suggests
onp. 312, "Quelques remarques" that this establishment may be recapitulated at
1197a3-13 of the Magna Moralia. The examples given there are somewhat discon-
certing: Building a house is a case of making and playing the harp is a case of doing.
Ando points out that playing the harp is given as an example of an art at N.E.
1103a32-1103b9. See Aristotle's Theory, pp. 187-89. Ando's entire chapter III
should be consulted, especially a masterly paragraph on p. 188, which shows Aris-
totle's efforts to clarify the concept of practice.
21 N.E. 1112b33. De Vogel ignores this passage. Gauthier sees the means-end
version of practical reason as Aristotle's reaction to the excessive intellectualism
of Plato, a reaction that was not sufficiently thought through, due to Aristotle's
innocence of the concept of the will. As a result, Aristotle commits a maladresse
occasionally, as in this passage. See La Morale, pp. 36-37. Ando relates Aristotle's
difficulties to the lack of a clear distinction between value and fact. See Aristotle's
Theory, p. 189.
INTERPRETATIONS 135
22
Gauthier, La Morale, pp. 30-31, 82-96, especially 86 and 95. For Allan's po-
sition see "Aristotle's Account," p. 124.
23
N.E. 1141b9-10. Stewart identifies the particular premise as efficient and the
universal premise as final. See Notes II, 20-21.
136 INTERPRETATIONS
M
N.E. 1150b22-25. Perhaps there is a d i s t i n c t i o n t o be made between a v o i d i n g
t e m p t a t i o n and resisting t e m p t a t i o n . One m i g h t take steps to avoid t e m p t a t i o n ,
but resisting is "immediate." One m i g h t deliberate as to what steps one m i g h t
take to develop the a b i l i t y to resist, although Aristotle seems to imply that such
s t e p s would s i m p l y c o n s i s t in r e s i s t i n g .
24
These remarks can also stand as a c r i t i c i s m of the p o s i t i o n of A n d o t h a t jrpaftq
m u s t be a c c o m p a n i e d by noirjcw;, since it is impossible that value should realize
itself w i t h o u t b e i n g mediated b y a fact. It is difficult to discuss Ando's position
o n separated subjects, however, since h i s p o s i t i o n is a comprehensive interpretation
of m a n y s u b j e c t s at once. See Aristotle's Theory, p. 2 0 2 . On p. 2 0 3 , he concludes
an elaborate argument b y s a y i n g that "intellect essential to practice and that which
i s essential t o p r o d u c t i o n are n o t proportionate t o each other; an act of importance
m a y frequently be founded upon an i n s t i n c t i v e action w i t h o u t art. Accordingly,
there m a y be a k i n d of a c c o m p a n i m e n t b u t not mediation in the strict sense." W i t h -
out an e x p l a n a t i o n of what t h i s "mediation" is, such remarks remain opaque.
INTERPRETATIONS 137
28
"Aristotle's A c c o u n t , " p. 124.
27
"The Practical S y l l o g i s m , " p. 325, 3 3 2 .
138 INTERPRETATIONS
28
The Ethics, p. 255.
29
Ibid., p. 256. It i s curious that on p. 122 of "Aristotle's Account" Allan s t a t e s
that Burnet's p o s i t i o n on the relation of reason t o the end is wrong, w h i l e t h e po-
sition that Allan adopts in "The Practical S y l l o g i s m " is very close t o that of Burnet.
140 INTERPRETATIONS
not the perception of the special senses, but the sort of intuition (atadr7-
a i g ) whereby we perceive that the ultimate figure in mathematics is a
triangle; for there, too, there will be a stop. B u t the term perception
applies in a fuller sense to mathematical intuition than to Prudence;
the practical intuition of the latter belongs to a different species. 30
30 N.E. 1142a25-30. The final sentence in this passage is obscure. The text is
aXX' avrrj /¿aXXov aiodrjOis r j <pgovrjaig, ¿xeivrjg 6' aXXo eldo;. He offers as an
alternative translation, " B u t the intuition of the ultimate particular in problems
of conduct approximates more to sensation than to prudcnce, though it is a different
species from the perception of the separate senses."
31 N.E. 1 1 4 3 a 3 5 - l l 4 3 b 5 . It is surprising to have practical wisdom dissociated
from voic in the first of these passages because practical wisdom is some sort of
aToOrjrns, and then to have what is apparently this very aloHtjtiiz identified with
vovg in the second passage. In the first, Aristotle is concerned for the difference
between universal and particular, and in the second, for the difference between
demonstration and intuition.
INTERPRETATIONS 141
and the actual pursuit of the object, and assigns assertion t o intellect
and pursuit to appetite. ( N . E . 1139a21-22) If i t is to be identified
with conviction, he distinguishes between the conviction a p p r o p r i a t e
to u n s u b s t a n t i a t e d opinion and t h a t appropriate t o knowledge. (N.E.
1146b24-31; 1151bl2-16) The former is responsive to a p p e t i t e , whereas
t h e latter is responsive to argument.
None of these ways of breaking down t h e distinction between prac-
tical reason and appetite is t r u e to Aristotle's a c t u a l pronouncements.
A last t e x t should be considered here, for it shows Aristotle main-
taining a distinction of being or essence between assertion and p u r -
suit at the same time t h a t he recognizes the peculiar intimacy of per-
ception, pleasure, and pursuit:
Sensation, then, is like mere assertion and mere thinking; when sensa-
tion asserts or denies that something is pleasant or unpleasant, it pursues
or avoids it. In fact to feel pleasure or pain is to adopt an attitude with
the sensitive mean towards good and evil as such. This is what avoidance
or pursuit, when active, really means, and the instincts to pursue or
avoid are not really different from each other, or from the sensitive
faculty, though their actual essence is different. (De Anima 431a8-14)
32
See Randall's Aristotle, e s p e c i a l l y c h a p t e r s IV and X I , for a fuller d e v e l o p m e n t
of the notion of a "functional m e t h o d " in A r i s t o t l e ' s t h o u g h t .
144 INTERPRETATIONS
doctrine. W e will now turn to this problem and to the general problem
of practical means, in the strict sense of "practical."
Practical Means
43
N.E. 1144a6-9. A l l a n c o m m e n t s t h a t " r i g h t , " in t h i s p a s s a g e , is s y n o n y m o u s
with " s o u n d " or "upright" and "does n o t c o n n o t e r e f l e c t i o n . " See "Aristotle's
A c c o u n t , " p. 127. H e t r a n s l a t e s t h e p a s s a g e t h u s : "Moreover, t h e f u n c t i o n of m a n
i s j o i n t l y a c h i e v e d b y tpgovT/oa; a n d m o r a l v i r t u e ; for v i r t u e m a k e s t h e a i m r i g h t ,
while (pQov-qnii insures t h e c o r r e c t m e a n s " Does " c o r r e c t " c o n n o t e reflection?
T h e r e is o n l y one word for b o t h " r i g h t " a n d " c o r r e c t " in t h e t e x t , n a m e l y , 6Q06V :
rj ftiv YOG aQerr] rdv axondv 7ioiei ogddv, FJ TPQDVQOIZ xA NGOG TOVXOV.
INTERPRETATIONS 145
aware of some obscurity here, for he says that the subject must be
clarified. It is at this point that he makes the distinction between
cleverness and practical wisdom and says that practical wisdom requires
cleverness, and that a man cannot be practically wise without being
good. This leads him to an examination of virtue. He distinguishes
between natural virtue, which consists of moral qualities possessed
from birth, and virtue in the true sense. True virtue cannot exist
without practical wisdom. He then reviews the Socratic doctrine that
the virtues are forms of practical wisdom and concludes that virtue
is not merely a disposition conforming to right principle (yard rov
ogdov X6yov), but one cooperating with right principle {fxexa rov
ogdov koyov). This right principle is practical wisdom. His triumphant
conclusion to the entire argument is that it is not possible to be good
in the true sense without practical wisdom, nor to possess practical
wisdom without moral virtue. ( N . E . 1 1 4 3 b l 8 - 1 1 4 5 a l l )
The means-end interpretation of practical wisdom emphasizes the
point, from this argument, that moral virtue makes the difference
between cleverness and practical wisdom, while the double-version
interpretation emphasizes the point that practical wisdom makes
the difference between natural virtue and true moral virtue. To under-
stand Aristotle, it is necessary to integrate the two points, and this
requires seeing how practical wisdom can apply rules to examples
and in that very act be concerned for means to ends. An interpretation
such as this also required by what is said about the axgar^s in Book vii.
He is said to act against his ngoaigeaiQ. ITgoaigeaig, we have seen,
involves deliberation about means to an end. B u t the deliberation
against which the axQarrji; acts certainly appears to be a case of applying
a rule to an example, and we have argued that there is no room in
such a case for deliberation regarding steps leading to the end of resist-
ing temptation.
What stands in the way of the development of such an interpretation
ol practical reason is the statement that practical wisdom requires
cleverness. It is assumed that since cleverness is concerned for means
to ends (t<z ngoQ rov axonov), cleverness must be identical with art, or
productive reason. 34 B u t Aristotle surely holds that the thought which
ipvxTjs evegyeia xal nga^eii [leza. koyov: "the activity of the soul
and actions in cooperation with reason."** What is the logical character
of this final end for man ? It seems to be a generalized end, of the kind
sometimes referred to as a determinable. We should take some care
with what we mean here. It might be claimed that the concept of a
determinable is Aristotle's concept of a genus, which is "determined"
or "narrowed" by the application of differentiae to the subordinate
species. There does seem to be this feature about Aristotle's concept
of the mean, for he says that the mean is to feel pleasure and pain at
the right times, towards the right objects, toward the right people, and
in the right way.37 But perhaps these are the parameters or "dimen-
sions" of the mean, rather than its species. Aristotle, however, seems
to envisage a relation of determinability as holding between these species
and individual instances, for he is careful to say, with respect to the
last one, that of the "right way," that the mean is relative to the partic-
ular person. ( N . E . 1106a26-1106b7) The concept of the mean taken
by itself is indeterminate with respect to its species or dimension and
is also indeterminate with respect to specific situations. I suggest that,
since the concept of the mean is involved in the concepts of evdai-
fiovia and evnga^ia, these concepts also are determinates and require
specific and individual interpretations for various particular situations.
This understanding of these concepts should lead us to pay some at-
tention to the concept of Xoyog, since evdaifiovia includes actions
M
N.E. 1098al3-14. The commentary on these passages is v o l u m i n o u s . One
question is whether Aristotle has c o n t e m p l a t i v e reason in m i n d or not. Another
is whether fiera Xdyov i s t o be taken as corrective of xara \6yov as it is at 1144b
See Stewart, Notes I, 100-1;
25-30. Burnet, The Ethics, pp. 36-37; Dirlmeier,
Nikomachische Ethik, pp. 278-79. I suppose that ngd^etg here refers back t o 1098a
3-4 and that A r i s t o t l e has in mind the sense in w h i c h that w h i c h is n o t i n itself
originative of Adyos can still have Xoyog, in the sense of o b e y i n g i t , ¿nd further,
that obedience implies t h a t Aoyos enters into the i n t e n t i o n w i t h w h i c h the act i s done.
37
N.E. 1106b21-23. T h i s passage is r e m i n i s c e n t of an earlier one at 1096al9-29,
at which it is argued a g a i n s t the P l a t o n i s t s t h a t the term "good" i s predicated in
all the categories, and therefore it cannot be a "common universal and one" (xoivdv
Tt xadoAov xai ev). A t 1096b26-30, A r i s t o t l e raises the q u e s t i o n as t o the sense in
which different t h i n g s are called "good," a s k i n g whether t h i s i s due t o chance or
derivation from a single good, or contribution t o a single good, or b y analogous rela-
tions. He d i s m i s s e s the question as inappropriate to ethics. Dr. Fred Sommers has
suggested to me that t h e d e t e r m i n a b i l i t y of evSai/iovia can be related t o t h i s cate-
gory-generality of the t e r m "good."
148 INTERPRETATIONS
38
Joachim, Commentary, p. 102. See N.E. 1 1 4 0 b l 6 - 1 7 : "The first principles of
a c t i o n are the end to which our acts are m e a n s ; . . . "
38
Intention, p. 78. See also p. 46.
INTERPRETATIONS 149
41
De Anima 4 3 4 a l 2 - 1 5 . S m i t h translation. In lines 13-14 Hett adopts the reading
i} ¿tgefti, whereas S m i t h a d o p t s an e m e n d a t i o n , g i v i n g 17 f)
INTERPRETATIONS 151
In the rest of the passage Aristotle remarks that the faculty of knowl-
edge does not move, but remains still; and that it is the particular
opinion which produces movement, not the universal opinion. The
context shows that what is meant by appetite here is nondeliberative
appetite, which must be equivalent to what we have been calling
desire.
If we adopt the first translation, we would have to assume that in the
case of akrasia desire activates wish. Since wish is that form of appetite
which is responsive to an opinion of the good, this would imply that
the axgaTrjg must act under the influence of an opinion of the good,
although an opinion which is related in some way to desire rather than
to reason. If we adopt the second translation, we would have to assume
that there is some condition in which desire activates wish, but not
that this condition is akrasia. The most obvious candidate for this
condition is axoXaoia.
There are several passages which show that Aristotle paid attention
to the doctrine of the Protagoras: that "what is momentarily pleasant
seems to be absolutely pleasant and absolutely good, because desire
cannot look to the future." 44 But it is not so clear just how he construed
that lesson. He distinguishes between the good and the apparent good,
and it is the latter which is involved when a momentary pleasure ap-
pears to be absolutely good. He implies that this apparent good is
presented by imagination rather than by reasoning. (De Anima 433a26-
29) The question is whether Aristotle adopts the view that even when
men are moved by the desire for immediate pleasure they are to be
regarded as making a judgment, albeit a mistaken one, about what is
good, or whether they are not to be regarded as making such a judg-
ment at all. In the Protagoras, Plato writes as if such people miscalcu-
late, whereas Aristotle writes as if they do not calculate at all. But
if they do not calculate at all, what is the difference between saying
42
De Anima 434b8-10. See also N.E. 1149a34-1149bl: "Desire on the other hand,
at a mere hint from the reason or the senses that a thing is pleasant, rushes off to
enjoy it." At Rhetoric 1372b9-15, it is said that the morally weak iake their plea-
sure at the moment and the pain later, while the morally strong take the momentary
pain and let the longer-lasting pleasure come later. The thought is succinctly put
at De Anima 433b7-8: "For the mind advises us to resist w i t h a view to the future,
while desire only looks to the present."
152 INTERPRETATIONS
that they are moved by pleasure and saying that they are moved by
pleasure which appears to be the absolute good?
To carry the inquiry forward, we will have to investigate the closely
related question as to whether Aristotle conceives of the axokaoros as
having moral principles, albeit mistaken and vicious principles. The
view that Aristotle does attribute such principles to the incorrigible
man is relatively common, and has been made the basis for a recent
critique of Aristotle's moral philosophy. 43 The justification for this
son is not taking "principle" in the same sense as Aristotle. For Robinson a "prin-
ciple" is not a "first principle," but merely an opinion as to what is good. H i s re-
marks about purifying principles reveal that his "first principle" Is: "Alleviate human
misery." Aristotle's first principle is somewhat different but presumably he would
permit discussion of subordinate opinions with a view of "purifying" them in the
light of such a first principle. What underlies the remarks that Robinson mentions
is Aristotle's view that discussion cannot be expected to be effective in conduct
without a parallel alteration of appetite and perception.
For a modern adaptation of the concept of wicked principles which is in part
inspired by Aristotle see Nowell-Smith, Ethics, pp. 265-67.
44
N.E. 1151all-14. Rackham's "ought" is not justified by a delv in the Greek.
This passage continues: "Therefore the former can easily be persuaded to change,
but the latter cannot." This seems to conflict with Aristotle's emphatic denial that
degree of conviction has anything to do with akrasia, at 1145b36-1146a4, and 1146a
35-1146b5. At 1151a25, it is said that t h e a g x v ' s preserved in the dxQarrji. "Persua-
sion" here must have something to do with the effect that an alteration in appetite
would have on the moral perception of the axgaT^g.
154 INTERPRETATIONS
45
N.E. 1140bl6-20. R a c k h a m a l s o p r o p o s e s t h e f o l l o w i n g for the s e c o n d clause:
"to one corrupted b y pleasure or p a i n t h i s e n d d o e s n o t s e e m to be a f i r s t p r i n c i p l e
a t all." T h i s t r a n s l a t i o n w o u l d range the p a s s a g e w i t h t h o s e t e l l i n g for t h e proposed
i n t e r p r e t a t i o n rather t h a n a g a i n s t i t .
44
S t e w a r t , Noles II, 173-74. H e goes on t o say t h a t i t is o n l y the c o n s i s t e n c y
of h i s c o n d u c t t h a t g i v e s to the v i c i o u s m a n t h e appearance of r a t i o n a l i t y , and t h a t
e v e n if such a m a n has a t h e o r y of life c o n s i s t e n t w i t h h i s a c t i o n s , it is not t h i s theory
w h i c h m a k e s h i m act as he d o e s . A n d o , Aristotle's Theory, pp. 3 0 7 - 8 , correctly
ascribes cleverness to the v i c i o u s m a n and t h e n on t h i s b a s i s i d e n t i f i e s h i s reasoning
a s p r o d u c t i v e . The problem is n o t t o be so e a s i l y resolved, h o w e v e r , for t h e s y l l o g i s m
w h i c h is p u z z l i n g is not an e x a m p l e of t h e v i c i o u s m a n ' s p r o d u c t i v e cleverness.
T h a t is another m a t t e r . The one is concerned for d e t e r m i n i n g the end, the other for
reaching i t .
INTERPRETATIONS 155
47
Intention, pp. 63-64, 88-91. A n s c o m b e c l a i m s that ethical obligation depends
on a "law" c o n c e p t i o n of e t h i c s foreign t o A r i s t o t l e . T h i s is a common v i e w . See
Fairbrother, Mind, N . S . VI (1897), n o t e 1, p. 3 6 6 , for another statement of it.
48
La Morale, p. 87. Gauthier f i n d s about 170 occurrcnces of t h i s full ethical
sense of delv in the Nicomachean Ethics alone.
49
,V.£. 1095bl4-17. A d i s t i n c t i o n should perhaps be drawn between the ax6-
XaoTo; and someone like E u d o x u s , who is said to have held that pleasure is the good.
The axoJ.aarog holds that pleasure is the good because of h i s desires, whereas
156 INTERPRETATIONS
Eudoxus was persuaded by arguments and was himselfa temperate m a n . See N.E.
1172b9-18. Does this imply t h a t Eudoxus was morally inconsistent 7 Or does it
imply that there is a difference between the generic view that pleasure is the good
and the specific view that the present pleasure is the good?
80 In the Eudemian Ethics it is asked whether ipgdyrjaig can be misused, and
one of the positions taken on the problem is presented in the form of a question:
"Who then is there in whom this occurs? or is it in the same way as the vice of the
irrational part of the spirit is termed lack of control (akrasia), and the uncontrolled
man Is in a manner profligate—possessing reason (vovg), but ultimately if his appetite
is powerful It will turn him round, and he will draw the opposite inference?" See
E.E. 1246bl2-15. In denying that desire alters the universal premise of the moral-
INTERPRETATIONS 157
And the passage in which it is said that the morally weak man acts,
in a sense, under the influence of a principle or opinion leaves no room
for doubt that this opinion is the universal premise "All sweet things
are pleasant." It cannot be the particular premise, because he goes
on to say that lower animals cannot be morally weak because they
have no power of forming universals. (N.E. 1147b3-5) It cannot be
the prohibiting universal premise because that premise can hardly be
accidentally opposed to itself. There seems to be no alternative but to
conclude that the syllogism which Aristotle attributes to the morally
weak man is "All sweet things are pleasant. That is sweet. Therefore,
that is pleasant." If we are to interpret the ambiguous passage in the
De Anima by the unambiguous passage in the Nicomachean Ethics
we should adopt the second translation of the former, that presented
by Smith, and conclude that the disposition to which Aristotle refers
when he says that desire activates wish is ixoXaala, and not akrasia.
The morally weak man is not to be credited with an opinion about
what is good, then; and in saying that he acts against his ngoaigeais,
Aristotle must be interpreted to mean that he acts against his moral
choice. The sophistry of desire is twofold. Its effect on the ¿xdXaarog
is to generate illusion, false opinion about what is good. But its effect
on the axqaxis to generate blindness, the absence of opinion about
what is good—the absence, that is, of an opinion about what is good
in the particular situation.
But if the syllogism of the morally weak man is not a moral syllogism
at all, what kind of syllogism is it? And in what way is it related to
the action which is performed ? That is, what is the sense of vn6 in the
remark that the morally weak man acts vno Xoyovlli it is the desire
which moves him, is the syllogism a kind of idle commentary not really
integral to the action itself? If the particular premise of this syllo-
gism were "That is pleasant," one might have difficulty in seeing how
the universal premise had any genuine role in the action, but since
the particular premise is "That is sweet," the universal premise does
have a role. The situation of the morally weak man is that he is ani-
mated by an active desire. But we must understand this as a kind of
generalized desire for any of a variety of pleasures. His syllogism
specifies and directs the desire onto the object before him by way of
the middle term "sweetness." Now since his end is pleasure, and since
pleasure is not separable from the act of tasting or eating, this syllogism
should perhaps be considered as a nonmoral but nonetheless strictly
practical syllogism. The morally weak man does not lose either his
productive or his practical cleverness, then, even though he does lose
his sense of moral relevance. 61
What answer should be given to Austin's charge that Aristotle
confuses moral weakness and loss of control? Austin very likely
had in mind what Aristotle says in chapter 13 of Book i of the Nicoma-
chean Ethics, rather than what he says in chapter 3 of Book vii. Aris-
totle does not say that moral weakness involves the loss of all forms
of rational control. He says that the morally weak man acts under
the influence of an opinion and that he does not lose his cleverness,
and further, Aristotle remarks on the craftiness and cunning of the
man dominated by desire. To raven and snatch would amount to a
total loss of rational control. But to take the extra portion at all
amounts to a loss of moral control. Moral purpose is a more subtle
matter than practical purpose in the gross sense. To know a man's
moral purpose, we must not only observe what he does, we must find
out what he does it for. A man may lose his moral purpose, he may
lose his moral choice, without losing his ability to act for ends, much
less his ability to link actions together into a productively coherent se-
quence. And moral weakness, for Aristotle, is the loss of effective moral
purpose. In the gross sense, this is not loss of control. But in a more
subtle sense, that is just what it is.
51
Although t h i s interpretation is formally consistent w i t h w h a t Aristotle says
about jigaiig and about pleasure, I cannot help but wonder if he would h a v e re-
garded the i m m a n e n c e of pleasure in an action as comparable t o the immanence of
evngaiia.
CHAPTER VI
1 See R y l e , The Concept 0/ Mind, pp. 2 3 - 2 4 , and Dilemmas, pp. 64-65. B . Mayo,
Ethics and the Moral Life. The argument which we shall consider is presented in
chapter V I I : " T h e Nature of Moral Problems."
* Ibid., p. 125.
SOME CRITICISM 163
as the control of one part of the soul over another part.' Mayo describes
the classical puzzle as "how is it possible for Reason to fail to control
Passion ?" He identifies Reason as "a compendious way of referring to a
person's capacity for deducing conclusions, avoiding inconsistency and
weighing evidence," and Passion as "whatever activates us when we act,
as we say, 'on impulse. "' 4 These are hardly identifications which will do
for the conceptions of Plato and Aristotle—Reason here may resemble
diávoia, but hardly vovg, and Impulse is not the only manifestation
of éjiiQvfiía—but the argument does not hinge on nice exactitudes of
scholarship.
According to Mayo, the inhibition of impulse is classically construed
as the control of subjects by a ruler. Loss of self-control is explained by
distinguishing between the power and authority of this ruler. No matter
how much authority a ruler may have, he cannot have absolute power;
and defiance by the subject is always possible.5 There are two things
wrong with this political conception of self-control. First, we just know
that the soul is not really a miniature commonwealth. Second, obedience,
which itself involves self-control, cannot be used to explain self-control
without generating an infinite regress.4
Mayo's solution of the classical puzzle is to dispense with the para-
political myth and turn to the distinction between dispositions and
occurrences.7 We use occurrence-words "when we are talking about what
happened or is happening to somebody, or about what he did or is
doing at a particular time." We use dispositional words "when we are
talking. . . about what might or would happen, or what he may be ex-
pected to do or would do on certain sorts of occasion."8 He then calls
attention to several disposition-words especially relevant to the puzzle
of self-control: "patient," "resolute," "indefatigable," "diligent,"
3
Ibid., pp. 125-26. Mayo refers t o Republic 4 3 4 - 4 0 and to N.E. B o o k i, c h a p -
ter 13.
4
Ethics and the Moral Life, pp. 127-28. T h e g e n e s i s of the puzzle is a g a i n s u m m a -
rized on pp. 1 2 9 - 1 3 1 .
5
Ibid., pp. 131-33.
• Ibid., p. 133.
7
Ibid., p. 135. H e p o i n t s out t h a t A r i s t o t l e "had a great deal t o s a y " a b o u t t h i s
d i s t i n c t i o n b u t d o e s n o t consider h o w it is t h a t t h e m a n w h o is largely r e s p o n s i b l e
for the p h i l o s o p h i c a l d e v e l o p m e n t of the d i s t i n c t i o n failed t o see t h a t he h a d rendered
t h e para-political m y t h o b s o l e t e .
8 lhu „ n i
164 SOME CRITICISM
» Ibid., pp. 1 3 7 - 3 8 .
10
Ibid., pp. 138-39.
u
Ibid., p. 140.
12
One of the s i m p l e s t s t a t e m e n t s is Charles Brenner, An Elementary Textbook
o] Psychoanalysis. Chapters III and IV are e s p e c i a l l y r e l e v a n t to t h i s q u e s t i o n of
parts of the soul and self-control. There are i n t e r e s t i n g a n a l o g i e s b e t w e e n classical
SOME CRITICISM 165
principles, and thus, in a way, for practical reason. The most widely
discussed of these positions is that of R . M. Hare. W e shall consider
his treatment and an elaboration of it by H. J . N. Horsburgh.
Hare is concerned for reasoning as a form of the use of language;
and he classifies the philosophical problem of akrasia as a problem in
the language of moral psychology rather than the language of morals
itself, with which he is primarily concerned. However, he discusses
akrasia briefly and indicates how he would go about resolving it. 1 8 Some-
thing of Hare's position on the language of morals should be given
before proceeding to the problem of akrasia itself. He holds t h a t the
practical use of language is primarily to tell someone what to do, as dis-
tinguished from making someone do something through rousing his
emotions. He assimilates moral language to prescriptive language
and carries through an extended comparison of moral uses of language
and imperatives. He quotes Aristotle with approval and appears to
consider his own position to be an elaboration of Aristotle's contention
t h a t virtue is a disposition governing choice. 1 8 One of the consequences
of this position is that one can only be said to be sincere in one's assent
to a prescriptive statement addressed to oneself if one does or resolves
or intends t o do what is indicated by such a statement. 1 7
Hare recognizes that he is called upon to deal with the problem of
akrasia, for such a position appears to imply the adoption of the Socratic
position, which Hare expresses as " I t is analytic to say that everyone
always does what he thinks he ought to do." His modernized version
of what he takes to be Aristotle's objection to this is that this is not
how we use the word " t h i n k . " He indicates how he would deal with the
difficulty in the following brief passage:
The trouble arises because our criteria, in ordinary speech, for saying
"He thinks he ought" are exceedingly elastic. If a person does not do
something, but the omission is accompanied by feelings of guilt, etc., we
normally say that he has not done what he thinks he ought. It is there-
fore necessary to qualify the criterion given above for "sincerely assenting
to a command," and to admit that there are degrees of sincere assent,
not all of which involve actually obeying the command.18
The task of working out the elasticity of these criteria has been
assumed by Horsburgh. 19 His version of the practical import criterion
is the following: "When I say that A accepts the moral rule, 'One ought
to do X ' without reserve, I mean (i) that he always obeys this rule,
and (ii) that his obedience is unconditional in the sense that it is to be
explained by reference to the rule."10 Actual obedience is the primary
criterion for acceptance, then, but Horsburgh argues that this primary
criterion is "stretched" or "diluted." This dilution yields a less strict
criterion, which is the intention to obey, and a least strict criterion,
which is the wish to obey. Strictness of criterion is correlated to frequen-
cy of actual obedience-performances in that if a person occasionally fails
to perform and if he has remorse on those occasions he is said to have
the intention to obey, whereas if he usually fails to perform he is only
said to wish to obey. The conclusion of the argument is that "the
more exacting the criterion which a moral agent can satisfy, the higher
the degree of assent we attribute to him." 11 The argument is summarized
thus: "The scales of fullness of assent and strength of character are
therefore closely connected. Those who fully assfent to moral rules are
persons of strong character; those who only partially assent to moral
rules are persons of weak character." 11
It is not quite clear whether Hare and Horsburgh mean to say that
moral weakness involves less than fully sincere assent to a principle,
or assent which is sincere enough as far as it goes, but is only partial
assent. That is, the distinction between moral weakness and hypocrisy
is not as sharply drawn as it might be. This is an important distinction
18
Ibid., pp. 169-70.
"The Criteria of Assent t o a Moral Rule," Mind, N.S. L X I I I (1954), 345-58.
» Ibid., p. 353.
n
Ibid., p. 354.
a
Ibid., p. 357. Horsburgh's position has been flatly contravened b y C.K. Grant
in a short article, "Akrasia and the Criteria of Assent to Practical Principles,"
Mind, N.S. L X V (1956), 400-7. Grant's argument is that if the performance criterion
is adopted, the problem of akrasia cannot be stated, for the condition of akrasia is
the sincerity of avowals of adherence to a principle. Mayo takes a similar position
at p. 171, Ethics and the Moral Life.
170 SOME CRITICISM
this selective perception can be related to the desire to do the things the
principle would forbid in such circumstances, we have Aristotle'sanalysis.
This brings us to the last of our questions concerning akrasia and the
practical import criterion for moral principles. We formulated this
question as: "Is frequency of performance the criterion for assigning
wish, intention, and full assent?" Since we have argued that wish and
intention presuppose full assent, perhaps we can reformulate the question
more simply as: "Is performance the criterion for assent?" As to whether
frequency of performance has anything to do with the difference between
wish and intention, the answer would seem to be that it has not. If a
person says or believes that he intends to do something and does not do
it, we may decide that he is fooling us or fooling himself, but we do not
say that he did not intend to do it, but rather only wished to do it.
But what about the performance criterion for assent to practical and
thus to moral principles? Is performance the criterion for assent or
belief or knowledge, over and above being the criterion for sincerity
of expression of assent or belief or knowledge? The question can
have two senses, according to a narrow and a broad sense for the term
"performance." If we take performance in the narrow sense and mean
by it the actual completion of an action, then the answer to the question
must be "no." For in any sense in which performance will be a criterion,
so will intention and wish. These are alternative criteria, whose applica-
tion varies with circumstances. But if we take performance in a broad
sense, then it will no longer be distinguished from intention and wish, for
intention is intention to perform and wish is wish to perform. Perform-
ance in this broad sense will include all the phases of action, all of what
we may call the practical attitudes, if we should wish to note the dis-
positional aspects of intention and wish. It would then seem to be a
truism that practical attitudes are criteria for assent to practical princi-
ples as practical. If we take the distinction between the theoretical and
the practical seriously, we must mean that a person who assents to or
believes or knows a practical principle adopts one or the other of the
practical attitudes, undertakes one of the relevant phases of action
in the appropriate circumstances. The answer to the question would
then seem to be "yes."
What then of akrasia? The answer lies in the relations of the phrases
of action, not in the intensity of the practical attitudes. If we follow
Aristotle, we should say that in the morally weak man there is a disrup-
SOME CRITICISM 173
tion of the course of the phases of action. The morally weak man wishes
to perform, as is evidenced by his remorse. He even intends to perform,
as is evidenced by his conflict. But his intention does not carry over
into action. He undergoes a failure of intention. An interesting contrast
here is with the different type of failure of intention which MissAnscombe
has called the "mistake in performance." Such a mistake occurs when
a person intends to do something and believes that he is doing it, but
due to special circumstances, does not succeed. Her example is t h a t of
a person who closes his eyes and believes that he is writing a phrase on a
blackboard, but due to a faulty surface, nothing appears.* 3 In a mistake
in performance the failure of intention does not involve the alteration of
intention. In akrasia, the failure of intention does involve the alteration
of intention, according to Aristotle.
Horsburgh would urge t h a t the morally weak man does not intend to
obey his principle. Aristotle would reply t h a t in a sense he does intend
to obey it, and in a sense he does not. We may say t h a t the morally
weak man's assent to a practical principle implies his intention to obey
it, in order to distinguish truly practical assent from such an operation as
avveaig. But a distinction should be made between the generalized inten-
tion to obey and the particular intention which governs particular actions.
It is the latter t h a t fails—not as an intention fails when something
intervenes between it and the intended result, but as an intention fails
when distraction results in seeing a situation differently or forgetting
what it was t h a t one intended to do.
We turn now to a final criticism of Aristotle. Moral weakness, it is
often said, is not a failure of knowledge nor a failure of intention. It does
involve a disruption of the course of the phases of action and it does
involve a failure of an intention to reach its normal result. That failure,
however, is the failure of will.
is
See Intention, p p . 81-82. On p. 5 she refers t o Magna Moralia 1189b22 for
t h i s conception.
174 SOME CRITICISM
M
Aristotle, p. 218.
* 8 See Grant, The Ethics of Aristotle I, 266, for a treatment of the practical syllo-
gism as an "elementary psychology of the will," a treatment which is elaborated
b y Ross on pp. 195-97 of his Aristotle. A . K . Griffin offers a parallel treatment on
p. 34 of Aristotle's Psychology of Conduct. Ando regularly translates ngoaigecu;
as "will."
26
See chapter V and Appendix.
27
See La Morale, pp. 24, 36-43, 92-96, 105-11. R. Jackson presents a parallel
critique of Aristotle's "intellectualism," which he attributes to the failure to under-
SOME CRITICISM 175
31
La Morale, p. 24. H e refers t o Politics 1 3 3 4 b 2 0 - 2 5 for t h e doctrine t h a t desire
and w i s h are a c t s of the irrational part.
32
Gauthier m i g h t reply to t h i s v i e w t h a t h i s c o n c e p t i o n of the will is i n c o n s i s -
t e n t w i t h Aristotle's f u n c t i o n a l i s m b y s a y i n g t h a t t h i s latter is appropriate to t h e
p s y c h o l o g y presented in the De Anima, b u t n o t to the i n s t r u m e n t i s t psychology
u t i l i z e d in the ethical w r i t i n g s . T h e i m p l i c a t i o n w o u l d then be t h a t the "philosophie
p l u s évoluée de la liberté p s y c h o l o g i q u e " t o w h i c h he a p p e a l s on pp. 4 2 - 4 3 of La
Morale is i n c o n s i s t e n t w i t h the m o s t m a t u r e of A r i s t o t l e ' s p s y c h o l o g i c a l d o c t r i n e s ,
w h i c h m a y well be true. It is w o r t h n o t i n g t h a t w i t h the "hardening" of A r i s t o t l e ' s
" f u n c t i o n s " i n t o m e d i e v a l "faculties," the idea of a k i n d of desire t h a t is an act of
r e a s o n m a y m a k e s o m e sense. L a t e r m e d i e v a l t h i n k e r s a l s o proposed the i d e a of a
k i n d of k n o w l e d g e t h a t is an act of will. See C. M i c h a l s k i , "Le problème de la v o l o n t é
à O x f o r d et à P a r i s au X I V ' s i è c l e , " Studia Philosophica, II (1937), 2 3 3 - 3 6 5 .
SOME CRITICISM 177
33
N o w e l l - S m i t h , Ethics, pp. 265-69, 284-86, 3 0 3 - 6 . See H a m p s h i r e , Thought and
Action, p. 107, for t h e c l a i m t h a t "of t h e m a n y E n g l i s h verbs t h a t centre u p o n t h e
178 SOME CRITICISM
concept of the will, these verbs ' t r y ' and ' a t t e m p t ' are the most revealing and lie
nearest the centre of the c o n c e p t . "
34Ethics, p. 3 0 6 .
36This sense of the concept of trying has been developed in a paper by P e t e r
Geach. I do not know whether or not this paper has been published.
SOME CRITICISM 179
might resist the temptation to overeat by not buying more food than
he needed, or he might resist the temptation to eat the sweet by prompt-
ly leaving the vicinity. But the concept of trying seems to be subject
to a reduction to the vanishing point, for any step which counts as try-
ing can be considered in turn as a goal which the person tries to reach.
A person may try to restrain his purchases or try to leave the vicinity.
And what are the preliminary steps for these goals ? Leaving extra money
at home, taking a step toward the door. And for these? Ultimately we
must either postulate a series of unrecognizable and unspecifiable steps
or we must admit that there is a first step. If the concept of trying is
applicable to the taking of this first step, we will no longer be concerned
for trying by doing something, but for trying in some other and more
direct sense. The charge that a person did not try as hard as he might
to resist temptation can be elaborated by specifying the steps he did
not take or it can stand unelaborated, depending on which of the senses
is involved. When the temptation is before one and when yielding or
resisting is a matter of the first step, we do not say that we try or do
not try by doing something—we just try or do not try.
Now the question is whether trying in this second sense is to be under-
stood as a sui generis activity distinct from the ordinary pursuit of an
objective and the activating appetite, which are Aristotle's conceptual
equipment. There may be a temptation to think that a special activity
of execution is required if we think of a desire as a feeling. But this
does not seem to be Aristotle's conception of desire. His generic term
for appetite is ¿ipefic, which is derived from ogiyofiai, "reaching out"
after something. "Oge£is is that wanting of which Miss Anscombe has said
that the primitive sign is "trying to get."" It might well be suggested,
then, that the modern concept of trying is incorporated in the Aristotelian
concept of appetite. But the concept of trying is not merely the concept
of protopursuit—it is at least the concept of pursuit in the face of obsta-
cles. However, rather than think of pursuit which persists in the face
of obstacles as due to a special kind of obstacle-overcoming activity,
we can think of it as due to a strong and persistent desire. There is a
last prima facie difference between the concept of trying and the Aristote-
lian concept of appetite. It is sometimes held that while it is not always
in our power to want to do something, it is always within our power
84
Intention, p. 67.
180 SOME CRITICISM
1
Cook Wilson, Structure. The study was first issued In 1879 and then reissued
with certain revisions in 1912.
* Gauthier and Jolif take such irregulai ities seriously, printing what they take
to be revisions in small type and restoring what they take to be displaced passages.
See L'Éthique I, 184-211. Very little of philosophical significance emerges from
this reconstruction. They find 1146bl4-23 to be a second version of 1146b8-14. The
second version is only an elaboration adding an explicit mention of the distinction
between subject matter and disposition, and a reference to the deliberateness of
àxokaaia. Any possibility that the theme of deliberateness might be prominent
in revision is dispelled by the next example. This joins 1148a22-bl4, 1150a27-31,
and 1150a21-22 together as a revision of 1147b21-1148a22. Two references to delib-
erateness in the original are omitted in the revision. However, a mention of the
relation of curability to repentance is added. This comes to nothing, since repentance
and curability is the subject of 1150b29-35 in an original passage. There are a few
other minor irregularities, but they do not even promise anything.
184 APPENDIX
is t h a t B1, c l , and D1 form one sequence and B2, C2, and D2 another,
while A and A* are alternative beginnings, A will fit either of these se-
quences equally well, but A' will fit neither.* The persuasiveness of this
position can only be appreciated by marking out a text and following
the sequences. He concludes t h a t the present text of chapter 3 is the
result of compilation from at least three versions, the sequence 1, the
sequence 2, and the lost sequence to which A* is the beginning. 4 Although
in his postscript he remarks t h a t the rethinking of a subject even after
several years can yield strikingly similar expressions, he thinks that
the length and the proximity of these versions exclude the possibility
of repetition of the same train of thought at one writing. 6
All of this might well have little bearing on the philosophical dis-
cussion were it not for the fact t h a t this first stage of the argument
opens up the second. His position here is that it is not probable that
chapter 3 is by the author of either the Eudemian or the Nicomachean
Ethics. The argument is t h a t both of the versions in chapter 3 analyze
akrasia as a failure in the actualization of knowledge and thus rule out
the possibility of mental struggle as essential to the situation. Mere
potential knowledge cannot be an element in actual struggle. He con-
cludes that since the very difficulty of akrasia concerns the possibility
of such a struggle, the answer given in chapter 3 is "worse than no
answer" and is "quite unworthy of Aristotle." 4 This conclusion is sup-
ported by the fact t h a t other mentions of akrasia in the Nicomachean
Ethics imply such a struggle. 7 And other mentions of the distinction
s
Structure, pp. 19-23. The s e c t i o n s are set out in Table I at the end of the book.
4
Ibid., pp. 1-3, 22.
* Ibid., pp. 87-88.
• Ibid.,pp. 48-49. The argument concerning length and p r o x i m i t y is found on
p. 75. The authorship of chapter 3 is discussed at pp. 48-56.
7
Ibid., pp. 49-51. H e refers t o N.E. 1 1 0 2 b l 4 - 2 5 and 1166b7-10. The first passage
says that in ¿yxgdrcia and akrasia there is an element w h i c h "combats and resists"
the principle. The second speaks of the axQaxeit; as desiring one thing and w i s h i n g
another and t h u s being at variance w i t h t h e m s e l v e s . See below for an alternative
interpretation of a neighboring passage. H e also refers to De Anima 432al-blO.
T h i s must be a misprint for 4 3 3 a l - b l 0 . A t 433b5-7 is the most explicit passage:
"But cravings are opposite to each other, and t h i s happens whenever reason and
desire are contradictory (¿vavriai)" He also m e n t i o n s 4 3 4 a l 2 - 1 4 , which speaks of
one appetite controlling another in akrasia, but he d i s m i s s e s the following passage
which draws a d i s t i n c t i o n between the universal and particular practical premises in a
APPENDIX 185
w a y v e r y s i m i l a r t o c h a p t e r 3 of N.E. v i i . , b e c a u s e a k r a s i a is n o t e x p l i c i t l y e x p l a i n e d
t h e r e b y . Does p o s i t i o n c o u n t for n o t h i n g in d e t e r m i n i n g t h e r e l e v a n c e of a p a s s a g e ?
8
S t r u c t u r e , p . 50. H e r e f e r s t o Metaphysics 1 0 1 7 b 3 , 1048a34. In t b e s e p a s s a g e s
A r i s t o t l e is c o n c e r n e d for s t r a i g h t f o r w a r d e x a m p l e s of p o t e n t i a l i t y a n d a c t u a l i t y ,
n o t f o r r e c o n d i t e a p p l i c a t i o n s of t h e d i s t i n c t i o n . Of s o m e w h a t g r e a t e r w e i g h t is t h e
f a c t t h a t a reference t o p o t e n t i a l k n o w l e d g e a t E.E. 1 2 2 5 b l l - 1 6 f a i l s t o m e n t i o n
akrasia although t h a t has been discussed at length in t h e preceeding passages. W h a t
c o n t r o l s Cook W i l s o n ' s e m p h a s i s o n t h i s Eudemian p a s s a g e is h i s a s s u m p t i o n t h a t
"the e t h i c a l s t a n d p o i n t of t h e E u d e m i a n E t h i c s is e s s e n t i a l l y o p p o s e d t o t h a t of
S o c r a t e s . " (p. 53) H e refers t o p a s s a g e s w h i c h a t t a c k t h e S o c r a t i c d i c t u m t h a t k n o w l -
edge a l o n e is t h e s u f f i c i e n t c o n d i t i o n of v i r t u e . O n e of t h e s e is 1246a35-b35. T h e
a r g u m e n t of t h i s p a s s a g e is t h a t if v i r t u e s were k i n d s of k n o w l e d g e (¿mazij/iTj), t h e y
m i g h t be m i s u s e d . T h e p r o b l e m is o n e t h a t is r a i s e d a t 333E of t h e Republic and
is p r e s e n t t h r o u g h o u t t h e Hippias Minor. To raise it need not imply a position
" e s s e n t i a l l y o p p o s e d t o t h a t of S o c r a t e s . " I n d e e d , t h e c o n c l u s i o n of t h e Eudemian
c h a p t e r in w h i c h it is r a i s e d is t h a t " m e n a r e w i s e (tpçàvi/ioi) a n d good s i m u l t a n e o u s l y ,
. . . a n d t h e S o c r a t i c d i c t u m ' N o t h i n g is m i g h t i e r t h a n w i s d o m (tpgàvrjaiç),' is r i g h t .
B u t in t h a t b y ' w i s d o m ' he m e a n t ' k n o w l e d g e ' ( i m a x r i i i r j ) h e w a s w r o n g : f o r w i s d o m
!s a f o r m of g o o d n e s s (dgeztj), a n d is n o t s c i e n t i f i c k n o w l e d g e (¿moTjj/j?;) b u t a n o t h e r
k i n d of c o g n i t i o n ( y v w a i ; ) . " (E.E. 1246b32-36) Is t h i s " e s s e n t i a l o p p o s i t i o n t o
S o c r a t e s " ? It s e e m s r a t h e r t o b e c l a r i f i c a t i o n w i t h a v i e w t o a g r e e m e n t .
• Structure, p. 54. H e c i t e s 1 1 4 5 b 2 I - 1 1 4 6 a 4 , w h i c h e x c l u d e s t h e o p p o s i t i o n of
weak o p i n i o n ; 1 1 5 0 b l 9 - 2 8 , wliich d i s t i n g u i s h e s b e t w e e n a k r a s i a as i m p e t u o u s n e s s
a n d a k r a s i a as w e a k n e s s b y t h e c r i t e r i o n of d e l i b e r a t i o n , a n d s e v e r a l p a s s a g e s in
which the language would seem t o imply actual o p p o s i t i o n .
10
G r a n t m e n t i o n s t h e p o s i t i o n , b u t does n o t t a k e c o g n i z a n c e of it in t h e f i r s t
essay n o r t h e a p p r o p r i a t e n o t e s . See The Ethics o/ Aristotle I, x x i i . S t e w a r t d o e s
t a k e t h e p o s i t i o n seriously a n d c a r r i e s o n a r u n n i n g e v a l u a t i o n . See Notes II, 116-216.
B u r n e t m e n t i o n s Cook W i l s o n , b u t c l a i m s h e c a n s h o w t h a t i n t e r p r e t i n g t h e t e x t
t h r o u g h t h e d i a l e c t i c a l TOTIOI can a v o i d h i s p r o b l e m s . W h i l e B u r n e t o f t e n c o m m e n t s
on t h e m o v e m e n t of t h e a r g u m e n t , I c a n n o t f i n d t h a t h e m a k e s a n y e x p l i c i t e f f o r t t o
m a k e good t h i s p a r t i c u l a r c l a i m in h i s n o t e s . See The Ethics, p p . x v i - x v i i , 288-329.
There is a very brief d i s c u s s i o n on p p . 297-98. J o a c h i m a n d R o b i n s o n are i n n o c e n t
of these k i n d s of p r o b l e m s , a n d D i r l m e i e r reserves t h e m for a n o t h e r o c c a s i o n . See
Sikomachische Ethik, p . 254. G a u t h i e r a n d J o l i f p r e s e n t Cook W i l s o n ' s case a n d a
version of B u r n e t ' s r e j e c t i o n . T h e y a d d t h a t A r i s t o t l e could n o t do j u s t i c e t o t h e
element of conflict in a k r a s i a b e c a u s e he lacked t h e c o n c e p t of t h e w i l l . See L'Éthique
I I , 602, 603.
186 APPENDIX
More interesting in this connection are two passages, one from the Nico-
machean and the other from the Eudemian Ethics. The first indicates
Hence such men do not enter into their own joys and sorrows, as there
is civil war in their souls; owing to their depravity, one part of their
nature is pained by abstinence from certain indulgences while another
part is pleased by it; one part drags them one way and another the
other, like a puppet pulled by strings. Or if it be impossible to feel pain
and pleasure at the same time, at all events after indulging in pleasure
they regret it a little later, and wish they had never acquired a taste
for such indulgences; since the bad are always changing their minds.
(N.E. 1166bl8-25)
Who then is there in whom this occurs? or is it in the same way as the
vice of the irrational part of the spirit is termed lack of control (axgaaia),
and the uncontrolled man is in a manner profligate—possessing reason,
but ultimately (fjdrj) if his appetite is powerful it will turn him round,
and he will draw the opposite inference? 18
la E.E. 1246bl2-15. Solomon, in the Oxford translation, does not stress the tem-
poral quality of fjdr]; "The incontinent man is in a sense intemperate: he has reason,
but supposing appetite to be strong it will twist him and he will draw the opposite
conclusion." T h e forcc of the passage remains the same, however, and Solomon's
translation, in l i f t i n g this assertion from the hypothetical context, strengthens it.
BIBLIOGRAPHY
In this study an a t t e m p t has been made to utilize the most recent schol-
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scholarship has been offered by H. S. Long in "A Bibliographical Survey
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(Nov., 1957), LI, 3 (Dec., 1957), LI, 4 (Jan., 1958), L I , 6 (March, 1958),
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Allan, D. J . "Aristotle's Account of the Origin of Moral Principles,"
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The Philosophy of Aristotle. London, Oxford University Press,
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— "The Practical Syllogism," Atitour d'Aristote. Louvain, Publications
Universitaires de Louvain, 1955, pp. 325-40.
Ando, T. Aristotle's Theory of Practical Cognition. Kyoto, published
by the author, 1958.
Anscombe, G. E. M. Intention. Oxford, Basil Blackwell, 1957.
Aristotle. De Anima. Translated by W. S. H e t t . Loeb Classical Library,
London, William Heinemann Ltd., 1935.
Eudemian Ethics. Translated by H. Rackham. Loeb Classical
Library, London, William Heinemann Ltd., 1952.
Nicomachean Ethics. Translated by H. R a c k h a m . Loeb Classical
Library, London, William Heinemann, 1926.
The "Art" of Rhetoric. Translated by J . H. Freese. Loeb Classical
Library, London, William Heinemann Ltd., 1947.
—— The Works of Aristotle. Translated into English under the editor-
ship of W. D. Ross. 12 vols. Oxford, The Clarendon Press, 1910-1952.
Aristoteles. Nikomachische Ethik. Übersetzt von F. Dirlmeier. Berlin,
Akademie-Verlag, 1956.
Austin, J . L. "A Plea for Excuses," Proceedings of the Aristotelian
Society, New Series, LVII (1956-1957), 1-30.
Bonitz, H. Index Aristotelicus. Secunda Editio. Graz, Akademische
Druck-U. Verlagsanstalt, 1955.
Brandt, R. B. Ethical Theory. Englewood Cliffs, Prentice-Hall Inc.,
1959.
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58, 99, 125 34, 36; Sophist, 3On, 44, 45, 56,
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