Appendix 1

Tables of Clause Numbers, Case Law and Statutes

Table A1.1 Table of clause numbers (note that clause number in bold indicates the main
section where the clause is considered)

Main option
Clause number (if applicable) Section (in this guide)

10.1 Chapter 4; also applies to all clauses and therefore

all sections in this guide whether expressly
mentioned or not
11.1 1.6, 6.6.1, 12.7.2, 13.4.2, 14.2.2, 19.4, 20.2
11.2(1) 6.4, 12.1, 12.3, 20.7
11.2(2) 6.4, 9.4, 10.2, 12.4.10, 12.5.2, 12.7.3, 12.7.4, 13.4.2,
18.4.2, 21.2.6
11.2(3) 12.2.1, 12.4.4, 12.4.5, 12.4.10, 12.5.2, 12.6.2, 12.7.3,
12.7.4, 12.8.2, 13.5.3, 14.3.15, 20.7, 21.3.4
11.2(4) 7.5.3, 9.2, 12.3, 13.9.1, 14.3.17, 18.4.5, 19.2, 19.3,
19.4, 19.6
11.2(5) 9.3
11.2(6) 6.4, 7.2, 12.2.1, 12.4.4, 12.6.2, 14.3.4, 14.3.13,
16.5.3, 20.3.2
11.2(7) 5.7, 7.4.2, 11.2.1, 11.2.3, 12.2.1, 14.3.5, 21.2.8
11.2(8) 5.2, 5.4, 7.1, 20.3.1
11.2(9) 7.3, 7.4.2, 12.2.1, 12.2.2, 17.5, 21.2.2
11.2(10) 6.4, 6.5.6, 20.3.1, 20.6
11.2(11) 6.3.3, 7.2, 7.3, 7.4.2, 9.3, 10.2, 11.2.2, 13.4.2,
13.5.3, 14.3.1, 14.3.13, 17.5, 19.3, 19.4, 19.9,
21.2.1, 21.2.2
11.2(12) 5.6, 8.2
11.2(13) 6.5.4, 7.3, 9.6.4, 13.4.2, 13.4.3, 13.5.2, 13.5.3,
13.5.4, 15.5.4
11.2(14) A, C 13.5.1, 16.2.1
11.2(15) A 12.4.2, 13.4.1, 13.4.2, 13.5.1
11.2(16) C, E 13.4.2, 20.5.3
11.2(17) G 13.4.3, 13.5.3, 20.5.3
11.2(18) A, C 6.4, 13.4.1, 13.5.1, 16.2.1, 21.2.5, 21.3.4

A Practical Guide to the NEC3 Professional Services Contract, First Edition. Michael Rowlinson.
© 2012 John Wiley & Sons, Ltd. Published 2012 by John Wiley & Sons, Ltd.

226

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Appendix 1 227

Table A1.1 (Continued )

Main option
Clause number (if applicable) Section (in this guide)

11.2(19) E 6.4, 16.2.1, 21.2.5, 21.3.4

11.2(20) G 6.4, 16.2.1, 21.2.5, 21.3.4
11.2(21) G 7.3, 12.5.2, 12.7.4, 13.5.3, 14.3.14, 16.3.1
11.2(22) G 12.5.2, 12.7.4, 16.3.1
11.2(23) G 12.5.2, 12.5.4, 12.7.4, 14.3.14, 14.3.15, 16.3.1
11.2(24) G 7.3, 12.5.4, 12.7.4, 13.5.3, 14.3.13, 14.3.14, 14.3.15,
16.2.4
11.2(25) G 13.5.2, 14.3.16, 16.2.1
12.1 6.6.5
12.2 6.6.5, 9.3, 11.2.3, 17.2.1, 20.3.1, 20.5.2
12.3 6.6.5
12.4 6.6.5
13.1 6.2, 6.3.1, 10.2, 17.4, 20.3.1
13.2 6.2, 6.3.4, 17.4
13.3 6.2, 12.3, 12.6.2, 14.3.6, 15.5.2, 20.3.1
13.4 6.2, 12.3, 14.3.8, 15.3.2
13.5 6.2, 15.6.5, 18.2.2
13.6 6.2, 20.3.1, 21.2.7
13.7 6.2, 6.3.2, 9.4, 9.6.2, 15.2.1, 15.6.6, 15.9.1, 17.4
13.8 6.2, 12.4.10, 14.3.8
14.1 6.6.2, 7.3
15.1 6.4, 6.5.2, 6.5.3, 12.4.1, 13.4.2, 15.3.1, 15.4.1,
16.5.1, 19.5.5
15.2 5.7, 6.4, 6.5.2, 13.4.2, 15.4.1, 16.5.1
15.3 6.4, 6.5.2, 13.4.2, 15.4.1, 16.5.1
15.4 6.4, 6.5.2, 6.5.7, 13.4.2,15.4.1, 16.5.1
16.1 6.6.3, 9.3, 14.3.1, 14.3.16, 15.3.1, 16.5.2
17.1 6.6.3,14.3.1, 15.3.1
18.1 6.6.4, 6.7.2, 12.8.1, 14.3.11, 17.2.4
20.1 7.2, 14.3.3
20.2 7.2, 10.2, 12.6.2, 14.3.4, 14.3.13, 21.2.3, 21.3.4
20.3 7.2
21.1 7.3, 20.3.1, 21.2.2
21.2 7.3, 9.4, 9.5
21.3 A 7.3, 7.5.2, 12.2.1, 17.3
21.4 C, E, G 7.3, 7.5.2, 12.2.1, 13.4.2, 13.5.3, 15.8.2, 15.9.6,
17.3, 20.4.1, 20.4.2
22.1 6.2, 7.4.1, 14.3.8, 20.6
22.2 7.4.1
23.1 7.4.2, 12.2.1, 12.2.2, 19.5.5, 21.2.8
23.2 7.4.2, 12.2.2, 21.2.9
23.3 7.4, 12.5.3, 13.4
24.1 8.3, 20.4.5, 20.6, 21.2.10
24.2 6.2, 8.3, 8.4, 8.5.1, 14.3.8, 19.5.5, 20.6, 21.2.10
(Continued)

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228 Appendix 1

Table A1.1 (Continued )

Main option
Clause number (if applicable) Section (in this guide)

24.3 4.2.3, 6.2, 8.3, 8.4, 8.5.1, 10.2, 10.3, 14.3.8, 17.7.1,
19.5.5, 20.6, 21.2.10
24.4 C, E 6.2, 8.4, 8.5.1, 14.3.8, 19.5.5, 20.6, 21.2.10
25.1 7.4.2, 19.5.5
25.2 7.2, 7.4.2, 7.5.4, 11.4.1, 12.2.1, 12.2.3, 14.3.2,
14.3.3, 20.3.1, 20.7
25.3 7.2, 7.4.2, 15.2.1, 15.8.1, 15.9.3, 16.2.1
25.4 7.4.2, 12.2.2, 21.2.11
30.1 7.3, 12.5.2, 12.7.4, 20.3.1
30.2 12.5.2, 15.9.4
30.3 12.5.3
31.1 12.3, 20.3.2
31.2 7.5.2, 8.5.1, 12.2, 12.2.6, 12.4.2, 12.4.3, 12.4.5,
12.4.7, 12.4.10, 12.5.1, 13.4.2, 14.3.5, 15.7.1,
16.3.1, 16.3.2, 16.6.1, 20.7, 21.2.5, 21.2.8, 21.2.12
31.3 6.2, 12.3, 12.4.3, 12.4.10, 14.3.8, 15.7.1
31.4 A, C 12.2.5
31.5 G 12.2.5
32.1 12.3, 12.4.10, 15.7.1, 15.9.6, 16.6.1, 21.2.12
32.2 12.2.1, 12.3, 15.7.1, 15.9.6, 16.6.2, 20.3.1
33.1 12.6.1, 12.8.1, 14.3.4
34.1 12.6.2, 15.6.1, 16.3.3, 19.5.6
34.2 12.6.2, 16.3.3, 19.5.6
34.3 A, C 12.6.2, 19.5.6
34.4 E 12.6.2, 19.5.6
40.1 9.2, 21.2.13
40.2 9.2, 20.3.1, 21.2.13
40.3 9.2
41.1 9.4, 10.2, 20.3.1
41.2 9.4, 9.5, 13.4, 19.7
50.1 12.2.1, 13.2.1, 13.4.2, 13.6, 20.3.1
50.2 6.3.4, 12.5.3, 13.2.1, 21.2.15
50.3 13.4, 13.5.4, 13.10.2, 19.5.7, 20.3.2
50.4 C 13.3, 20.4.2
50.5 E 13.3, 20.4.2
50.6 G 13.3, 20.4.2
51.1 13.2.1, 13.7.4, 17.2.2, 20.3.2
51.2 13.3, 20.5.3
51.3 13.2.1, 13.5.4, 13.8.2, 13.10.1, 15.7.1
51.4 13.2.2, 13.4, 13.7.4, 14.3.10, 20.3.1
51.5 13.2.2, 20.3.1
52.1 A 13.5.4
52.2 C, E, G 13.4.2, 13.5.4

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Appendix 1 229

Table A1.1 (Continued )

Main option
Clause number (if applicable) Section (in this guide)

53.1 A, C 13.5.1
53.2 A, C 13.5.1
53.3 A, C 6.2, 13.5.1, 14.3.8
54.1 C 3.5, 13.3, 13.5.1, 13.6, 13.7, 15.5.4, 15.9.4, 16.2.1,
16.2.4, 17.6.2, 20.4.3
54.2 C 3.5, 11.2.3, 13.3, 13.4, 13.5.1, 13.6, 13.7, 15.5.4,
15.9.4, 16.2.1, 16.2.4, 17.6.2, 20.4.3
54.3 C 3.5, 13.3, 13.5.1, 13.6, 13.7, 15.5.4, 15.9.4, 16.2.1,
16.2.4, 17.6.2, 20.4.3
54.4 C 3.5, 13.3, 13.5.1, 13.6, 13.7, 15.5.4, 15.9.4, 16.2.1,
16.2.4, 17.6.2, 20.4.3
55.1 G 12.5.4, 12.7.4, 13.5.2, 13.5.3
55.2 G 12.7.4, 13.5.2, 13.5.3
55.3 G 12.5.4, 13.5.3, 14.3.14, 14.3.15
60.1(1) 7.3, 10.2, 14.3.1, 14.3.13, 15.2.1, 15.9.2, 16.2.4,
21.2.4, 21.3.4
60.1(2) 7.4.2, 7.5.4, 12.4.10, 14.3.2, 14.4.1, 15.3.1, 20.7
60.1(3) 5.2, 14.3.3, 14.4.1, 15.3.1, 16.6.1
60.1(4) 12.6.1, 12.6.2, 14.3.4, 15.2.1
60.1(5) 5.2, 14.3.5, 15.3.1, 16.6.1, 21.2.8
60.1(6) 14.3.6, 15.3.1
60.1(7) 14.3.7, 15.2.1
60.1(8) 6.2, 8.3, 14.3.8, 15.3.1
60.1(9) 14.3.9, 15.2.1, 16.2.4, 16.3.1, 16.4
60.1(10) 6.4, 14.3.10, 14.4.1, 15.3.1
60.1(11) 6.6.4, 6.7.2, 14.3.11, 15.3.1, 16.6.1, 17.2.4
60.1(12) 9.4, 9.6.4, 14.3.12, 15.3.1
60.1(13) G 14.3.13, 15.2.1, 16.2.4
60.1(14) G 14.3.14, 15.3.1
60.1(15) G 14.3.15, 15.3.1
60.2 G 14.3.16
61.1 6.3.2, 15.1, 15.2.1, 15.3.1, 15.6.1, 15.6.2, 15.8.1,
15.9.1, 15.9.3, 16.2.1, 16.4, 16.5.1
61.2 15.1, 15.2.2, 15.6.2, 21.3.4
61.3 15.1, 15.1.1, 15.3.1, 15.5.3, 15.6.1, 15.6.2,
15.9.3, 16.4
61.4 12.6.1, 14.2.2, 14.3.4, 15.1, 15.3.2, 15.4.1, 15.4.2,
15.5.3, 15.6.1, 15.6.2, 15.6.6, 15.7.4, 15.9.2,
16.5.1, 18.2.3, 18.3.3
61.5 6.4, 15.1, 15.4.1, 16.5.1
61.6 14.3.9, 15.1, 15.4.3, 15.5.1, 15.6.3, 16.2.2, 16.3.1,
16.3.2, 16.4
61.7 15.1, 15.3.2, 15.4.2, 15.6.6

(Continued)

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230 Appendix 1

Table A1.1 (Continued )

Main option
Clause number (if applicable) Section (in this guide)

62.1 15.5.3, 15.6.1

62.2 14.2.2, 15.5.1, 15.6.1, 15.6.2
62.3 15.5.2, 15.5.3, 15.6.1, 15.6.2, 15.6.3, 15.6.4, 15.6.6,
15.7.1, 15.7.3, 15.9.4, 15.9.5, 16.2.1, 16.2.5, 16.5.1
62.4 15.6.1, 15.6.2, 15.6.3
62.5 15.6.1, 15.6.5, 15.7.1, 15.7.3, 15.9.4, 15.9.5
62.6 15.6.1, 15.6.6, 15.7.4, 15.8.1, 18.2.3, 18.3.3
62.7 A, G 15.5.4, 15.6.1
63.1 16.2.1, 16.2.5, 16.6.1
63.2 16.2.4, 19.2
63.3 12.2.1, 12.3, 12.4.5, 16.3.1, 16.5.3, 16.6.1
63.4 14.2.3, 15.1.1, 15.3.1
63.5 6.4, 15.4.1, 16.5.1
63.6 12.2.2, 12.3, 12.4.6, 16.2.2, 16.3.2, 16.4
63.7 12.3, 16.2.3, 16.3.3
63.8 9.3, 16.5.2
63.9 14.3.4, 16.5.3
63.10 16.2.5
63.11 16.2.6
63.12 A 16.2.4, 16.4
63.13 C 16.2.4, 16.4
63.14 A, C 15.8.2
63.15 (No clause in the core clauses or any main option)
63.16 G 16.3.1
63.17 G 13.5.3, 15.8.2
63.18 G 16.2.4, 16.4
64.1 15.5.2, 15.7.1, 15.7.2, 15.7.3, 16.2.2, 16.2.5, 16.3.2
64.2 15.5.2, 15.7.2
64.3 15.5.2, 15.7.3, 15.7.4
64.4 15.5.2, 15.7.4, 15.8.1, 18.2.3, 18.3.3
65.1 15.6.2, 15.8.1, 15.8.2
65.2 14.3.9, 16.4
65.3 A, C 15.8.3
65.4 E 15.8.3, 15.9.6
65.5 G 15.8.3
70.1 10.2, 10.4.1, 17.7.1, 21.2.16
70.2 10.2
70.3 10.2
70.4 10.2, 21.2.17
71.1 10.2, 17.5
80.1 11.2.1
81.1 9.5, 11.2.2, 16.2.6, 20.3.1, 20.3.2

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Appendix 1 231

Table A1.1 (Continued )

Main option
Clause number (if applicable) Section (in this guide)

81.2 11.2.2, 11.3.2, 20.3.2

82.1 11.2.3, 20.3.1
82.2 11.2.3
90.1 17.2, 17.2.1, 17.3, 17.4, 17.6.1, 17.7.1
90.2 13.7.4, 17.2, 17.2.2, 17.3, 17.4
90.3 8.3, 9.2, 11.3.4, 17.2, 17.2.3, 17.2.5, 17.3, 17.4,
17.6.1, 19.3
90.4 12.8.1, 17.2, 17.2.4, 17.3, 17.4
91.1 17.3, 17.5
92.1 14.3.10, 17.3, 17.5, 17.6.1, 17.6.2
92.2 9.2, 14.3.10, 17.3, 17.6.1, 17.6.2
92.3 C 13.4, 17.3, 17.6.2
W1 3.1, 5.5, 8.6, 12.2.1, 15.6.6, 18.2, 18.3, 18.4.1, 18.4.2,
20.3.1, 20.3.2
W2 3.1, 5.5, 8.6, 12.2.1, 15.6.6, 18.3, 18.4.1, 18.4.2,
20.3.1, 20.3.2
X1 3.1, 13.4, 13.9.1, 20.5.1
X2 3.1, 5.2, 5.4, 9.3, 14.3.17, 15.2.1, 16.2.4, 19.2, 20.5.2
X3 3.1, 13.3, 20.3.1, 20.5.3
X4 3.1, 3.2, 5.2, 19.3, 19.6, 21.2.18
X5 3.1, 9.4, 12.4.4, 12.7.2, 12.7.4, 20.5.4
X6 3.1, 12.7.3, 12.8.2, 12.8.3, 13.4, 20.5.4
X7 3.1, 5.2, 5.4, 11.2.3, 12.7.4, 12.8.3, 13.4, 13.5.3,
20.5.4
X8 3.1, 3.2, 5.4, 19.4, 20.5.5
X9 3.1, 5.4, 10.2, 10.3, 21.2.19
X10 3.1, 5.2, 5.3, 18.3.4, 20.5.6
X11 3.1, 5.2, 17.3
X12 3.1, 3.2, 13.4, 14.3.18, 15.3.1, 16.2.4, 19.5, 20.5.7
X13 3.1, 3.2, 5.2, 5.4, 6.2, 14.3.8, 19.6, 20.5.8, 21.2.20
X18 3.1, 11.3, 20.5.9
X20 3.1, 5.2, 5.4, 12.2.1, 13.4, 19.4.7, 19.7, 20.5.10
Y(UK)2 3.1, 5.2, 13.2.1, 13.7.4, 13.8, 14.3.19, 15.3.1, 17.2.2,
19.8, 20.3.2
Y(UK)3 3.1, 19.4, 19.8, 20.5.11
Z 3.1, 8.5.2, 8.6, 9.6.4, 11.2.2, 12.8.2, 14.3.13, 14.3.20,
17.2.1, 17.6.2, 18.1, 18.4.4, 18.4.5, 19.3, 19.9,
19.10.2, 20.3.1, 20.5.12, 21.2.10

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232 Appendix 1

Table A1.2 Table of cases

Case law citation Section

Anglian Water Services Ltd v Laing O’Rourke Utilities Ltd [2010] 2.7, 6.2, 6.3.4
EWHC 1529 (TCC)
Balfour Beatty Building Ltd v Chestermount Properties Ltd [1993] 17.3
62 BLR 1
Birse Construction Ltd v St David Ltd [1999] BLR 194 4.3
Henry Boot Construction (UK) Ltd v Malmaison Hotel 70 ConLR 32 12.4.5
Chesham Properties Ltd v Bucknall Austin Project Management 5.3
Services Ltd & Others [1996] 82 BLR 92
(1) Costain Ltd, (2) O’Rourke Civil Engineering Ltd, (3) Bachy 5.3
Soletanche Ltd, (4) Emcor Drake & Scull Group plc v (1) Bechtel Ltd,
(2)Mr Fady Bassily [2005] EWHC 1018 (TCC)
Fitzroy Robinson Limited v Mentmore Towers Limited and Fitzroy 7.5.3
Robinson Limited v (1) Good Start Holdings Limited & (2) Anglo
Swiss Holdings Limited [2009] EWHC 1552 (TCC)
Hancock v Brazier [1966] 2 All ER 901 14.2.3
Hart Investments v Fidler & Ors [2007] BLR 30 18.3.2
London Borough of Merton v Stanley Hugh Leach Limited [1985] 5.2
32 BLR 51
Royal Brompton Hospital NHS Trust v Hammond [2001] 76 Con LR 148 5.3
Yuanda (UK) Co Ltd v WW Gear Construction Ltd [2010] EWHC 720 (TCC) 13.10.1, 20.3.1
(13 April 2010)

Table A1.3 Table of statutes

Statute Section

The Contracts (Rights of Third Parties) Act 1999 3.1, 19.7

The Housing Grants, Construction and 3.1, 5.5, 13.8.1, 13.8.2, 14.3.19,
Regeneration Act 1996 15.3.1, 17.2.2, 18.1, 18.2, 18.3,
18.4.1, 20.3.1
The Scheme for Construction Contracts (England 13.8.1
and Wales) Regulations 1998 SI 649
The Late Payment of Commercial Interest (Debts) 13.10.1
Act 1998
The Limitation Act 1980 6.2, 15.3.2, 15.6.6, 18.2.4, 18.3.4,
20.5.9
The Local Democracy, Economic Development and 3.1, 5.5, 13.8.2, 18.1, 18.3.3,
Construction Act 2009 20.3.1, 20.3.2

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