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Rowe StagesPeriodsArchaeological 1962
Rowe StagesPeriodsArchaeological 1962
Rowe StagesPeriodsArchaeological 1962
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STAGES and periods are different kinds of units used to organize archaeologi-
cal evidence so that it can be interpreted in terms of cultural change. The dif-
ference is that stages are units of cultural similarity, while periods are units of
time, or, more specifically, units of contemporaneity. Within a single small area,
cultural units which are closely similar are usually also nearly contemporary, so
that stages are equivalent to periods. When the problem is one of matching local
sequences over a large area, however, stages established on the basis of uniform
criteria can be expected to give a different matching from periods, because of the
effects of diffusion. An examination of the problems involved in the organization
of archaeological sequences suggests that periods provide a more useful basis for
cultural interpretation than stages, provided that the periods are defined with
reference to some single local sequence which is known in precise detail.'
Stages, as we have said, are units of cultural similarity. Cultural units are as-
signed to the same stage because they share one or more features which have been
selected as diagnostic for that stage and lack other features which are considered
diagnostic of other stages. What distinguishes stages from other kinds of classifica-
tory units based on similarity is the fact that stages are supposed to follow one
another in a fixed order. When stages are used their order is still sometimes de-
termined in the 18th and 19th century manner by deducing it from the theory
of progress, but in archaeological practice the order is usually controlled by em-
pirically established sequences.
There are two kinds of stages which can be used to relate local archaeological
sequences to one another, and I propose to call them "simple stages" and "com-
plex stages" respectively. Simple stages are those defined on the basis of the pres-
ence or absence of a single feature. For example, we may find, in a particular area,
that cultural units which include pottery everywhere follow other cultural units
which lack pottery. We can then use this observation as the basis for defining two
stages, a non-pottery or pre-ceramic stage and a ceramic one. It is not necessary
1 An earlier version of this paper was read at the Fifth Annual Meeting of the Kroeber
Anthropological Society, Berkeley, May 13, 1961. It is a byproduct of research on Peruvian
archaeology being carried out on a grant from the National Science Foundation, and the Founda-
tion's support is gratefully acknowledged. The argument has profited from the criticisms and
suggestions of Theodore D. McCown, Dorothy Menzel, John V. Murra, Mildred Dickeman and
Thomas C. Patterson.
40
The general trend of cultural growth in the eastern United States is a familiar one
to all who possess a knowledge of human history [read cultural evolution]. ....
From our knowledge of the general cultural stage of these early Archaic people we
may assume that they lived as groups or bands of closely related people who probably
2 Even in Europe the fit does not appear to be very good. Childe's 1951 discussion of the
problem is particularly interesting (see especially Ch. XII). The European situation is compli-
cated by a chronic confusion between stage and period against which Glyn Daniel has been pro-
testing since 1943.
reckoned descent through the father and were probably patrilocal . . . the loc
were usually exogamous .. ."
The camp sites of the people referred to naturally provide no direct evide
line of descent, rule of inheritance, or marriage customs. This informatio
rived, as the author is careful to state, from the assumptions of evolutionary
regarding the kind of social organization which should be associated with t
sistence patterns and technology observed in the archaeological record.
The evolutionary notion of complex stages characterized by the assoc
of particular customs, institutions, and ideas did not arise from any consid
of archaeological evidence but belongs rather to sociological and ethnolo
theory. Its validity is chiefly an ethnological problem, and the obvious way
it is to inquire whether the associations claimed do in fact occur regularly
cultures on which ethnographic information is available. The essence of
criticism of evolutionary theory was that they do not, and the evolutioni
never offered a satisfactory answer to this criticism.
The disadvantages and temptations of using stages to construct a fram
for archaeological interpretation can be avoided by the use of periods for th
pose. Some writers have attempted to secure this advantage by a simple ch
name, setting up what is in fact a system of stages but calling their stages "
and assuming that cultural units falling on the same stage are more or less c
porary. The result, of course, is only to compound confusion. In order to
this mistake the difference in meaning between the two terms must be kept
in mind.
Kroeber and Strong on the Uhle collections from Chincha; in this repor
periods are called "general horizons" or simply "horizons," and they are de
as Pre-Tiahuanaco, Tiahuanaco, Pre-Inca, and Inca.' In Kroeber's rep
Moche pottery, published the following year, these periods are called "
periods" or "eras," and the same names are used for them.8 The use of th
"horizon," "period," and "era" as alternates in these two reports suggests t
general inspiration of Kroeber's scheme was the kind of periodization which
rent in geology. In the Moche report Kroeber emphasized the importance
ing a systematic distinction between time and style and used his period sche
device for doing so.9 This is a discussion of the greatest theoretical importan
In 1929 Kroeber renamed his periods, perhaps in consultation wit
O'Neale, with whom he was then working on Peruvian textiles. The new
were Early Period, Middle Period or Tiahuanaco-Epigonal Horizon, Late
and Inca Period (or Horizon).O' No change in the definition of the perio
involved. Kroeber's scheme, with the 1929 period names, was widely used
Peruvianists until Kroeber himself abandoned it in 1943.11
Another system of periods was devised in 1924 by V. Gordon Chi
framework for interpreting the archaeology of central Europe.12 Child
structed a generalized archaeological sequence for Moravia, Silesia, Hunga
northern Serbia and labelled the cultural units of this sequence Danubia
III, and IV. Then he set up four periods, corresponding to these cultura
which he labelled Periods I to IV. In a later study, published in 1929, the
system is extended so that a total of seven periods is recognized, while the n
units of the Danubian cultural sequence are reduced to two. It is quite e
from the way the period designations are used in these publications that Ch
making a conscious effort to distinguish between cultural similarity and t
as Kroeber was.
Childe stated in his professional testament, published in 1958, that his
of periods for central Europe was inspired by Wace and Thompson's perio
of Thessalian archaeology, which was published in 1912, and by Arthur
system of "periods" for Minoan Crete which was first published in 1905 a
The fact is, however, that neither Wace and Thompson nor Evans made a
tinction between cultural similarity and time. Both their schemes referred
7 Kroeber and Strong, 1924, p. 53.
8 Kroeber, 1925, pp. 231-232.
9 Idem, pp. 229-231.
10 O'Neale and Kroeber, 1930, especially p. 24; Kroeber, 1930, pp. 108-113.
11 Kroeber, 1944, pp. 105-106.
12 Childe, 1925b and 1925a.
of four, and the Chavin culture, falling in the second period of the
clearly marked a "chronological horizon" in the same sense that the
"Tiahuanaco-Epigonal" cultures did. I therefore proposed the period
tial Period, Early Horizon, Early Intermediate Period, Middle H
Intermediate Period, and Late Horizon."1 Subsequent experience has
the utility of this scheme.
It soon became clear, however, that the periods of this scheme, as K
defined them, could be considered to be true periods only because w
working with a vague and approximate relative chronology. The Ho
defined by the appearance, respectively, of Chavin, Tiahuanaco (or
Inca influence in local sequences. Their definitions therefore rested
of cultural similarity, a fact which, according to the definitions adva
paper, gives them the character of stages. Uhle and Kroeber, howev
that the unifying influences which defined the Horizons spread sufficie
so that the appearance of these influences in local sequences could be t
cate contemporaneity. This assumption was tenable, because the len
divisions then recognized in the local sequences was so great as to ma
that may have taken place in the transmission of stylistic influences. A
cise subdivisions of the sequences have become established, however,
of delay has become important. In effect, we found our periods dis
stages.
The situation can be illustrated by reference to the spread of Inca influence.
According to their own historical traditions, it took the Incas about forty years to
conquer most of what is now Peru, not counting the tropical forest area.20 Kroeber
could treat the appearance of Inca influence as contemporaneous in all parts of
the area, for archaeological purposes, because there was no local sequence in Peru
with sufficiently precise divisions to pick up a time difference of forty years. The
work of Dorothy Menzel on late south coast pottery styles has made this difference
significant for that area, especially when an attempt is made to cross-date the south
coast with Cuzco.
As the precision of our chronology increased beyond the point where the ap-
pearance of "horizon styles" could be taken as a sufficient indication of contempo-
raneity, some new basis for defining the periods had to be found. The solution
proved to be to relate the system of periods to the local sequence of one particular
valley. The sequence of this valley then becomes the master sequence to which all
relative dates in the area are referred. The idea of relating a general system of
19 Rowe, 1960 (read in 1956).
20 Rowe, 1945.
BIBLIOGRAPHY
CHILDE, V. GORDON
1925a The Dawn of European Civilization (Alfred A. Knopf: New Y
1925b When Did the Beaker-folk Arrive? (Archaeologia, vol. 74, 19
159-180, London).
1929 The Danube in Prehistory (Clarendon Press: Oxford).
1940 Prehistoric Communities of the British Isles (W. and R. Cham
London and Edinburgh).
1951 Social Evolution (Watts and Co.: London).
1956 Piecing Together the Past; the Interpretation of Archaeolog
(Frederick A. Praeger: New York).
1958 Retrospect (Antiquity, vol. 32, no. 126, pp. 69-74, Newbury).
DANIEL, GLYN E.
1943 The Three Ages; an Essay On Archaeological Method (Univers
Cambridge).
1951 The Chronological Framework of Prehistoric Barbarian Europe (Man,
vol. 51, articles 63-81, no. 64, pp. 34-37, London).
EVANS, ARTHUR
1905 La classification des dpoques successives de la civilisation minoenne [sum-
mary] (Comptes rendus du Congris International d'Archeologie, Ire Ses-
sion, Athtnes 1905, p. 209, Athens).
1906 Essai de classification des epoques de la civilisation minoenne; resume d'un
discours fait au Congrts d'Archdologie ci Athtnes (edition revisee, B.
Quaritch: London).
BERKELEY, CALIFORNIA