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VAFER Signal Decomposition Based Mutual
VAFER Signal Decomposition Based Mutual
Abstract—With increasing application of frequency-modulated interference. In [6], authors proposed a medium access control
continuous wave (FMCW) radars in autonomous vehicles, mu- (MAC)-like approach which dynamically assigns radar param-
tual interference among FMCW radars poses a serious threat. eters to multiple radars in the same area by communicating via
Through this paper, we present a novel approach to effectively
and elegantly suppress mutual interference in FMCW radars. a dedicated long-term evolution (LTE) link to a cloud-based
We first decompose the received signal into modes using varia- system. A distributed networking protocol is proposed in [7] to
tional mode decomposition (VMD) and perform time-frequency avoid mutual interference. These coordination methods avoid
analysis using Fourier synchrosqueezed transform (FSST). The FMCW interference at the cost of an additional coordination
interference-suppressed signal is then reconstructed by applying unit to the already existing FMCW radar systems.
a proposed energy-entropy-based thresholding operation on the
time-frequency spectra of VMD modes. The effectiveness of pro- Some researchers have also proposed various interference
posed method is measured in terms of signal-to-interference plus suppression methods by designing new transmit wave-forms
noise ratio (SINR) and correlation coefficient for both simulated and modifying the radar system architecture [8]–[12]. Authors
and experimental automotive radar data in the presence of in [8] use the frequency hopping technique learned from
FMCW interference. Compared to other existing literature, our bats to avoid mutual interference. In [9], orthogonal noise
proposed method demonstrates significant improvement in the
output SINR by at least 14.07 dB for simulated data and 9.87 waveforms based on the phase retrieval method are transmitted
dB for experimental data. to reduce the probability of interference. A spatial interference
mitigation circuit (SIMC) is proposed in [10] to alleviate inter-
Index Terms—Interference mitigation, variational mode de-
composition, frequency-modulated continuous wave (FMCW) ference before the signal reaches the receiver. In [11], authors
radar. propose a multi-carrier frequency random transmission chirp
sequence to avoid interference for time-division multiplex-
ing (TDM) multi-input multi-output (MIMO) FMCW radars.
I. I NTRODUCTION These new wave-form designs and system level changes result
UTOMOTIVE radars pave the way for advanced driver
A assistance systems (ADAS) development due to their ro-
bust operation under bad weather conditions and affordability.
in increased noise floor and affect the performance of radar’s
parameter estimation, including range, velocity, and angle.
Other than the coordination-based methods, new wave-
Frequency-modulated continuous wave (FMCW) radars are forms and system designs to suppress FMCW interference,
preferred in the automotive industry due to their ability to several other signal processing-based algorithms are proposed
measure range, angle, and velocity [1]. In addition to radars’ in the literature [13]–[22]. These signal processing methods
attractive performance and reliability, recent developments facilitate interference suppression without needing any change
in integrated radio frequency complementary metal-oxide- in the hardware system. In [13], an adaptive noise canceller
semiconductor (RF-CMOS) technology have enabled low-cost (ANC) is proposed to mitigate interference in the positive half
radar-on-chip systems in the 76 − 81 GHz band [2]. of frequency spectrum by measuring the interference in the
As automotive radars find application in lane-change assis- negative half of frequency spectrum. In [14], a radio frequency
tance, ADAS, automatic emergency braking, etc., the number interference (RFI) suppression algorithm based on orthogonal
of such radars on vehicles are expected to increase in the projection filtering is presented, in which the interference is
near future. With the increasing density of automotive FMCW estimated from the negative range bins and mitigated by pro-
radars, mutual interference among these radars will be signifi- jecting positive range bins onto the interference subspace. The
cantly severe [3], [4]. During FMCW data processing, targets performance of these filtering-based methods depends upon
appear in the form of tones (beat signal) at the baseband, the availability of a proper reference input. In [15], interference
whereas external FMCW interference with a different chirp suppressed signal is reconstructed using a matrix pencil-based
slope would appear as a chirp. Strong interference increases algorithm applied to the detected interference-contaminated
the noise floor, weakens the target mask, and reduces the signal regions. Meanwhile, reconstructed interference signal
probability of target detection. in [16] is subtracted from the interference corrupted sig-
In existing literature, several methods have been proposed to nal using the proposed wavelet transform-based algorithm.
suppress the mutual interference among FMCW radars. In [5]– A signal separation-based algorithm using tunable Q-factor
[7], different coordination methods are proposed for radar sys- wavelet transform is proposed in [17]. Recently, the framework
tems to avoid interference by modifying the radar parameters. presented in [23] mitigates interference in FMCW radars using
A phase-coded FMCW system is presented in [5] to mitigate sparse and low-rank Hankel matrix decomposition.
2
Notice that the total received signal in (5) consists of three constrained optimization problem using a quadratic penalty
terms as follows: (a) the first term represents the target echo factor α and the Lagrangian multiplier λ following [24] as
appearing as a tone at a particular beat frequency, (b) the
second term corresponds to the interference appearing as a L ({ωk }, {uk }, λ) =
chirp in the baseband signal, and (c) the third term η(t) XK
j
2
represents the additive white Gaussian noise. (5) also shows α ∂t δ(t) + ∗ uk (t) e−jωk t
πt 2
the dependency of interference on the starting frequencies k=1
K 2 K
and chirp slopes of the victim and interfering radar. Our
* +
X X
objective is to develop a method to alleviate the effect of + rT (t) − uk (t) + λ(t), rT (t) − uk (t) ,
interference terms as shown in (5), which will be elaborated k=1 2 k=1
in the following section. (7)
where ∂t denotes partial derivative with respect to t, δ(·) is the where R is the set of real numbers and g ∗ (t) indicates
unit impulse function, and ∗ indicates convolution operation. the complex conjugate of g(t) denoting the sliding window
In order to obtain the optimal solution to the constrained function [25]. The FSST is obtained from frequency do-
variational problem in (6), it is transformed into a non- main reassignment of the STFT to its spectrogram centroid
4
ω̂uk (t, ω) over each time instant t [26]. The centroid of STFT entropy passes the threshold Tβ . As a result, the interference-
spectrogram is suppressed signal is reconstructed by taking the inverse FSST
( ′ ) of these VMFs as
Vugk (t, ω)
ω̂uk (t, ω) = ω − ℑ , (11)
!
Vugk (t, ω) r̂T (t) = IF SST
X
Uk (t, ω) . (17)
′ V
where Vugk (t, ω) denotes the STFT of k th VMF obtained with
the derivative of sliding window function g(t), and ℑ indicates The complete algorithm of proposed VAFER scheme is shown
the imaginary part of the input [27]. Therefore, based on (11), in Algorithm 1.
the FSST of k th VMF obtained after the reassignment of STFT
is Algorithm 1: Proposed VAFER Algorithm
V g (t, z)eiωt δ(ω − ω̂uk (t, z))dz
R
Input : rT (t): the interference contaminated signal
Uk (t, ω) = R uk . (12)
2πg ∗ (0) 1 Set K, α
1 1
2 Initialize µk , ωk , λ, n = 0
Note that the modes acquired by VMD are transformed into
3 Repeat n ← n + 1
time-frequency spectra by applying FSST scheme in (12). The
4 for k ∈ 1 : K do
property of FSST to emphasize sinusoid-like signals allow
5 begin
us to characterize single-tone beat frequencies corresponding
to targets, i.e., straight frequency line parallel to the time 6 update uk
k−1 K
ûn+1 ûn
P P
axis; whereas interference is illustrated as a noisy blob in the r̂T (ω)− i (ω)− i (ω)+λ̂(ω)/2
ûn+1
i=1 i=k+1
spectra. We will evaluate the effectiveness of proposed FSST 7 k (ω) ← 1+2α(ω−ωkn )2
1.5 1.5
1 1
0.5 0.5
Amplitude
Amplitude
0 0
-0.5 -0.5
-1 -1
Interference
-1.5 -1.5
0 0.5 1 1.5 2 2.5 3 3.5 4 0 0.5 1 1.5 2 2.5 3 3.5 4
Time (s) -5 Time (s) -5
10 10
(a) Beat signal of targets (b) Beat signal of targets corrupted by interference
10 70 10 70
60 60
8 8
Frequency (MHz)
Frequency (MHz)
50 Interference 50
Magnitude
Magnitude
6 6
40 40
30 30
4 4
20 20
2 2
10 10
0 0 0 0
0 5 10 15 20 25 30 35 40 0 5 10 15 20 25 30 35 40
(c) t-f spectra of pure beat signal (d) t-f spectra of interference-corrupted beat signal
0 0
-5 -5
-10 -10
Amplitude (dB)
Amplitude (dB)
-15 -15
-20 -20
-25 -25
-30 -30
-35 -35
-40 -40
0 20 40 60 80 100 120 0 20 40 60 80 100 120
Range (m) Range (m)
(e) Range DFT of target only signal (f) Range DFT of interference-corrupted beat signal
Fig. 2: Time domain, time-frequency domain representation, and range DFT of beat signal without and with interference.
contaminated received signal is defined as chirp-like nature, as shown in Fig. 2(e), where the interference-
ksr k2 contaminated received signal has SIN RI of 9.1814 dB in
SIN RI = 20 log10 , (18) simulations.
ksint + ηk2
where sr is the reference signal from (2), sint is the inter-
ference signal from (3), and η represents noise. The SINR of
Mode-1
0.5
0
reconstructed signal after interference suppression is defined -0.5
as 0 0.5 1 1.5 2 2.5 3 3.5 4 4.5
ksr k2 Time (s) 10 -5
SIN RO = 20 log10 , (19)
Mode-2
ksr − r̂T k2 0.2
0
where r̂T is the reconstructed interference-suppressed signal -0.2
0 0.5 1 1.5 2 2.5 3 3.5 4 4.5
from (4). In (19), the denominator ksr − r̂T k2 represents the Time (s) 10 -5
error between interference-free signal and the reconstructed
Mode-3
0.5
0
signal. Hence, a lower value of error leads to higher SIN RO , -0.5
characterizing better interference suppression. Furthermore, 0 0.5 1 1.5 2 2.5 3 3.5 4 4.5
Mode-4
0.2
and the reconstructed signal is defined as 0
-0.2
sr H r̂T 0 0.5 1 1.5 2 2.5 3 3.5 4 4.5
ρ= , (20) Time (s) 10 -5
ksr k2 · kr̂T k2
where the correlation coefficient ρ ranges from [0, 1] and (·)H
denotes conjugate transpose. Higher ρ value specifies a higher
Mode-5
0.5
0
correlation between the reference signal sr and reconstructed -0.5
signal r̂T . 0 0.5 1 1.5 2 2.5 3 3.5 4 4.5
Time (s) 10 -5
Mode-6
0.5
B. Simulation Results 0
-0.5
0 0.5 1 1.5 2 2.5 3 3.5 4 4.5
TABLE I: Time (s) 10 -5
Simulation Parameters
Mode-7
0.2
0
Parameter Value -0.2
Carrier Frequency fo 77 GHz 0 0.5 1 1.5 2 2.5 3 3.5 4 4.5
Bandwidth B 540 MHz Time (s) 10 -5
Mode-8
25
Mode-1 Mode-2
Output SINR (dB)
Frequency (MHz)
Frequency (MHz)
10 10
20
60 20
15 40
5 5
10
10 20
3 4 5 6 7 8 9 10
0 0 0 0
Number of modes (K) 0 20 40 0 20 40
Correlation Coefficient
1
Mode-3 Mode-4
0.98
Frequency (MHz)
Frequency (MHz)
10 10
20 20
0.96
0.94 5 5
10 10
0.92
3 4 5 6 7 8 9 10
Number of modes (K) 0 0 0 0
0 20 40 0 20 40
Frequency (MHz)
Frequency (MHz)
10 10
15 30
Frequency (MHz)
10 10
line parallel to the time axis. The reason is that our proposed 15
6
40
is well suppressed by the proposed VAFER method, and
the reconstructed t-f spectrum contains only beat frequencies 30
4
corresponding to the four point targets. Finally, we take inverse
FSST to the obtained t-f spectra shown in Fig. 6 to recover the 20
1
0 noise floor as well. On the other hand, the performance of
-1 ANC method is poor due to the assumption in [13] about beat
0 0.5 1 1.5 2 2.5 3 3.5 4 4.5 frequency occupying only the positive half of the spectrum,
Time (s) 10-5 and interference in the negative half of the spectrum is
Zooming the recovered signal conjugate symmetric of the positive spectrum. Also, benefiting
1
from the property of FSST to focus more on sinusoid-like beat
Amplitude
Amplitude (dB)
Amplitude (dB)
(b) Range DFT of reconstructed signal 4) Effect of SNR: We examine the effect of SNR on the
interference suppression performance by varying the added
Fig. 7: Performance comparison among SPARKLE [23], AWGN noise levels of the proposed VAFER method. We
ANC [13], STFT-VAFER, and proposed VAFER schemes for consider J = 3 targets located at R = [20, 40, 70] meters
reconstructed interference-suppressed (a) time domain and (b) and performed 300 Monte Carlo runs at each noise level of
range DFT plots (”Reference sig” denotes interference-free SNR varying from −20 to 10 dB. The radar is simulated
signal as the reference). following parameters of Table I. The results corresponding to
the output SINR SIN RO in (19) of reconstructed signal for
stated Monte Carlo runs are illustrated as box plot in Fig. 8(a),
the time domain signal and range DFT of the reconstructed where the 25th and 75th percentiles of results are indicated
signal obtained after applying different interference suppres- by the bottom and top of each box. On the other hand, the
sion methods on the interference-corrupted signal. bar chart in Fig. 8(b) shows the comparison in correlation
Due to interference, it can be observed in Fig. 2(f) that the coefficient ρ in (20) as SNR is varied from −20 to 10 dB.
noise floor has increased to raise the challenge of detecting the We can intuitively observe from both figures that both output
correct target range. The results in Fig. 7(a) show that time SINR and correlation coefficient increase with the SNR of
domain reconstructed signal using proposed VAFER method input signal for all schemes except ANC method. Compared
coincides with the trends of the reference signal whereas with existing three schemes, our proposed VAFER method can
the results of ANC are having ripples in the time domain achieves the highest output SINR and correlation coefficient
reconstructed signal. It can be observed that although time do- under different SNR values of input signal.
main reconstructed signal obtained by applying SPARKLE and 5) Performance Evaluation for Varying Interference Dura-
STFT version of VAFER methods are close to the reference tion: We evaluate the performance of VAFER algorithm by
signal, the overall performance of proposed VAFER method varying the percentage of interference-contaminated samples
is superior as validated in Fig. 7(a). Moreover, the results in the simulated signal using the same setting in Subsection
in Fig. 7(b) show that after applying the proposed VAFER IV-B1. We vary the percentage of interference-contaminated
method noise floor has been reduced significantly around samples from 10% to 70% at constant SIN RI of 9.1814
9
30
25
20
10
Interf sig
5 SPARKLE
ANC
0 VAFER-STFT
VAFER
-5
-10
10 20 30 40 50 60 70
% of Interference contaminated samples
(a) (a)
1
SPARKLE
0.9 ANC
VAFER-STFT 0.99
0.8 VAFER
Correlation Coefficient
Correlation Coefficient
0.98
0.7
0.6 0.97
0.5
0.96
0.4 SPARKLE ANC VAFER-STFT VAFER
0.95
0.3
0.94
0.2
0.1
0 0.005
-20 -15 -10 -5 0 5 10 0
Input signal SNR (dB) 10 20 30 40 50 60 70
% of Interference contaminated samples
(b)
(b)
Fig. 8: Quantitative analysis of the interference suppression
performance of the SPARKLE, ANC, VAFER-STFT, and Fig. 9: Quantitative analysis of the interference suppression
our proposed VAFER method at varying SNRs of the input performance of the SPARKLE, ANC, VAFER-STFT, and our
signals from −20 to 10 dB. (a) and (b) respectively show proposed VAFER method at different percentages of interfer-
the corresponding variations of output SINRs SIN RO and ence duration (”Interf sig” denotes interference-contaminated
the correlation coefficients ρ of interference-suppressed beat signal). (a) and (b) respectively show the corresponding varia-
signals. tions of output SINRs SIN RO and the correlation coefficients
ρ of interference-suppressed beat signals.
TABLE III: [13] on their experimental data after applying the compared
Experimental Parameters schemes. Here we compute SINR based on their predefined
Radar Type Parameter Value empirical parameters such as guard cells and reference cells
Victim Radar Carrier Frequency fo 77 GHz defined around the point target. Notice that the SINR compu-
Bandwidth B 750 MHz
Chirp Duration T 29.56 µsec
tation using (19) requires a reference signal and it is computed
Sampling Frequency fs 20 Msps for the entire signal which is not only around the target peak.
Interfering Radar Carrier Frequency fm 77 GHz Note that due to unavailability of raw interference-free data,
Bandwidth Bint 682 MHz
Chirp Duration Tint 72.31 µsec
the computation of correlation coefficient is not feasible for
Sampling Frequency fs,int 15 Msps this experimental setup. As a result, the SINR of interference-
contaminated data is 2.94 dB; whereas that of interference-
suppressed signal after applying the ANC method is 4.97
C. Experimental Results dB with an improvement of 2.03 dB. The output SINR of
SPARKLE methods is 9.62 dB with an improvement of 6.67
The experimental radar data and radar parameters for this dB and the VAFER-STFT method improves SINR by 6.66
section have been taken from the recent work carried out by dB resulting in an output SINR of 9.61 dB. The proposed
authors Feng Jin and Siyang Cao in [13]. In their experimental VAFER method improves the SINR by 9.87 dB resulting in
setup, interference-contaminated data is obtained by consider- an output SINR of 12.81 dB. The merits of VAFER scheme
ing a car traveling with the speed of 15 m/s towards the victim can therefore be observed.
FMCW radar operating at 77 GHz while being affected by an
interfering FMCW radar operating at the same 77 GHz at a
distance of 2 meters from the victim radar. The experimental V. C ONCLUSION
parameters are available in Table III. In this paper, we propose an interference suppression
For this study, we have compared our proposed VAFER method, VAFER, based on VMD and FSST for FMCW
scheme with ANC, SPARKLE, and VAFER-STFT methods. radar. After a time-frequency analysis of VMD modes, we
Fig. 10 shows the corresponding results of time domain proposed to use an energy entropy-based threshold to eliminate
reconstructed interference-suppressed signals shown as the interference-contaminated modes. The effectiveness of our
linear amplitudes of received signal versus time (left-column proposed VAFER scheme has been verified by comparing
subplots) and the range profiles obtained by performing DFT it with two recently proposed state-of-the-art methods, ANC
on fast time shown as DFT amplitude in dB versus range in and SPAARKLE, and has been found to significantly improve
meters (right-column subplots). The interference-contaminated the output SINR with higher correlation coefficient for both
time domain signal and range profile are shown in Fig. 10(a) simulated and experimental data. Also, the effect of varying
and 10(b), respectively, where the interference is visible time duration of interference on output SINR and correlation
as high fluctuating peaks from 3 to 6 µsec in Fig. 10(a). coefficient has been studied. It is inferred that our proposed
Notice that the target is located at 14.8 meters which is not VAFER method can significantly suppress the interference
clearly revealed in Fig. 10(b). The results of ANC scheme without any observable degradation in performance. Our pro-
are shown in Figs. 10(c) and 10(d) which still indicate the posed approach is expected to pave way for a new paradigm
presence of some interference, and a number of additional in mutual interference suppression for FMCW radars.
peaks are detected in the range profile showing false or ghost
targets. The interference suppression results for SPARKLE R EFERENCES
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pp. 698–701, 2004.
Fig. 10: Performance comparison via experimental results
showing time domain representation (left-column subplots)
and range profile (right-column subplots). (a) and (b):
interference-contaminated signals; (c) and (d): ANC; (e) and
(f): SPARKLE, (g) and (h): VAFER-STFT; (i) and (j): pro-
posed VAFER method.