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The Hybrid Pareto Chart and FMEA Methodology To Reduce Various Defects in Injection Molding Process
The Hybrid Pareto Chart and FMEA Methodology To Reduce Various Defects in Injection Molding Process
The Hybrid Pareto Chart and FMEA Methodology To Reduce Various Defects in Injection Molding Process
Volume: 64 Issue: 2
Publication Year: 2021
Abstract— Over the last two decades, the increased in industrialization, a lot of innovations, variety
and volume leads to the improved standard of living associated with the number of advantages to the
peoples due to the development of new manufacturing techniques. The industrialists are struggling a lot
to increase the overall equipment Effectiveness (OEE) to reducing production time, unplanned stops due
to equipment failures and material shortages, Quality Loss due to defective pieces etc,. Dimensional and
quality changes are the most important troubles in production of PVC material using injection molding
process. The aim of this study is to identify the root cause of the defected items and to generate a solution
to reduce the percentage of defect by using quality control (QC) tools: Pareto Chart and Failure Mode
and Effects Analysis (FMEA) are used for the continuous improvement and to reduce defects while
manufacturing the PVS sole using injection molding process. Risk Priority Number (RPN) is obtained
from past record, so as to hit upon the exact problem and the necessary measures are suggested for the
future.
Keywords- Quality Loss; Defects, Pareto Chart; Failure Mode and Effects Analysis (FMEA); PVS
sole, Injection molding process; Risk Priority Number (RPN)
I. INTRODUCTION
Overall equipment effectiveness (OEE) is used to evaluate the performance of the production process. It
indicates the progress of production and also aid to measure the production losses and used to take corrective
actions. It specifies the efficient exploitation of man power, machines, material and methods which tends to
increase productivity. OEE is the product of availability factor, performance factor and quality factor.
The author [1] introduced a new direction in production called Overall equipment effectiveness (OEE)
and new strategies introduced in the field of total productive maintenance to increase productivity and to
maximize overall equipment effectiveness, the author suggested 6 big losses that effect effectiveness: 1.
Equipment failure (Break down, setup and adjustments), 2. Speed losses (idling and minor stoppages, reduced
speed), 3. Defects (process defects, reduced yield). There are the three important components that influence
the effectiveness of the machine are availability, performance rate and quality rate. The Figure 1 shows the
OEE matrix (6 big losses).
The rate of equipment effectiveness is mainly performing on operating rate or availability. Availability
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rate calculation based on the data from the operating time and the time of loading.
Performance rate calculation based on theoretical cycle time and actual cycle time.
= (idle cycle time/actual cycle time) x (actual cycle time x output/operating time)
The researcher [2] reported that nowadays the OEE concept progressively more popular and widely used as
a quantitative tool to measure the productivity in manufacturing process. The author [3] have developed an
improved OEE framework to measure the capability of the Six Sigma process using existing data
to measure the reliability, maintainability and effectiveness of plant asset management to enhance process
and plant performance. To measure OEE the author introduced a benchmarking key performance indicator
(KPI) focusing on three process efficiencies: availability, performance and quality to measure of the plant
[4]. Araujo and Castro The analysis of [5] the production line is to reduce downtime and introduced a
methodology to increase the operational efficiency in beverage bottling plant by the use of OEE technique.
The author suggests the method to reduce downtime in packing, inkjet printer and filler. The researcher [6]
explained that OEE is a metric indicates the performance of the equipment, effect caused by environment of
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the equipment while performing operation. The OEE is used to measure the operational activity to study the
improvement activities and the author also described the strategic business model. Secondly the OEE
measurement is done with operators and management in order to control activities, finally the concluded that
the prospective benefits of developing OEE [7]. The OEE concept is applied at the bottom line by the
The [12] demonstration work was carried out in the manufacturing process; the potential failures are
identified in terms of failure modes. The failure mode effect analysis strategy is implemented to come across
the root cause of the failure in order to minimize the probability of failure and to minimize the scheduled
production time. The author [13] developed a control plan based on the potential ways of failure in
production process. The process is strictly monitored, to locate the cause of product or process failure. The
analysis report is prepared by linking between process FMEA and control plan in order to minimize and to
put right to the failure. Fundamental root cause analysis is conducted using six sigma methods to
determine the causes of product defects and the author suggested that the FTA method be used to find
out the causes of defects that become a benchmark of making improvements and the FMEA approach is
used to suggest enhancements based on the highest and lowest PNR values for causes of disability [14].
The author [15] used SQC approaches using Check Sheet tools, histograms, Pareto diagrams, and fishbone
charts. In the production of coffee, the high defect rate was identified in valves of the machine. The FMEA
and criticality of the failure modes (fms) statistical analysis tool was employed to minimize the defects. The
Normal distributions method is utilized to trace the mean value and standard deviation. A new strategy
approach was proposed to improve production quality [16].
II. INJECTION MOLDING PROCESS
Polyvinyl chloride (PVC) is the third widely used, produced synthetic plastic polymer for various
industrial applications in the world. The main types of plastic polymers are solid, synthetic, organic
polymer. Plastic materials are produced by using molding and forming production techniques and mainly
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Figure 4 shows the Injection molding machine consists of the fastening unit, the lamination unit and the
driving unit. The fastening unit holds the injection mold and it is carried out to close, tighten and to open the
mold. The drive unit is used to feed the lamination unit and tightening unit. The clamping force of
approximately 200 to 420 KN, due to the high internal pressure in the casting cavity, tends to open at the
time of operation. The two mold halves prevent opening during manufacturing. The flow chart diagram
shows the stage of the injection molding process for the manufacture of PVC outsole. An important
parameter for this study is percent regeneration, melting temperature, injection pressure, injection rate,
filling pressure, filling time and cooling time. The study was conducted in Kangaroo Shoe Factory, Addis
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Ababa, Ethiopia [19]. The defect data was collected for 3 months. The total number of defective pieces is
shown in Table 1. The flowchart for Injection molding process for PVC sole is shown in Figure 5.
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flaw in the final results of the products. Therefore, another quality control tool which focuses on the effect of
defects on the final product quality and profit is required. To address these issues, the hybrid use of the
Pareto principle and failure mode and effect analysis was used to reduce defects. In the FMEA, default
prioritization is determined using the Risk Priority Number (PNR).
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Where,
The probability of Occurrence (O): The occurrence is associated with the probability of failure mode
and cause. The number of events should range between 1 and 10.
Detection (D): Assessment of the ability of “design controls” to identify a potential cause. Performance
detection is generated on the basis of the probability of detection through the review of the company's
design, test programmes or quality control measures. Detection was also estimated at between 1 and 10.
The researcher [22] explained that FMEA priority classification is determined using the Risk Priority
Number (RPN).is used to compute the severity of defective pieces, occurrence and detectability of defective
pieces. The purpose of FMEA is to improve quality, reliability, safety, durability, and reduce product life-
cycle costs; this methodology is used in composite manufacturing. A higher RPN indicates a larger risk to
the function of the product. The failure modes and effects are then analyzed is used to determine the most
detrimental failure modes and the corrective actions to prevent the occurrence of failure [25], [26].The
RPN is a measure of design risk and compute between “1” and “1000”. [27].
Step1. Review the process: For this study, first to determine potential failures and effects of defective
PVC soles are collected. The time period over a three-month period was considered as period for failure
collection as shown in Table 1.
Step2. Brainstorm potential failure modes: Review existing documentation and data to find clues to all
the ways in which each component may fail. It is expected that there will be several possible failures for
each component.
Step3. List potential effects of each failure: The effect is the impact of the failure on the final product or
later stages of the process.
Step4. Assign Severity rankings: Based on the seriousness of the failure. The impact of the failure is
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assigned to a severity number (S) from 1 (No noticeable effect / no danger) to 10 (Hazardous without
warning / critical). These numbers provide a hierarchy of failure modes and their effects. If the severity is
greater, the immediate measure is to modify the design to eliminate the failure. The criteria for severity
ranking are presented in Table 3.
Step6. Assign Detection rankings: How likely is it that the failure will be detected before it happens.
PRN - computing and rankings are shown in Table 5.
Step7. Calculate the RPN.
Step8. Develop the action plan: Identify the deficiencies that will be worked on based on the
risk priority numbers. Concentrate on the highest RPN.
Step9. Take action: Implement the enhancements identified by your Process Failure Mode and Effects
Analysis.
Sl. No Probability of Failure rate Possibility of failure rate Rank / Occurrence (O)
1 Always Occur ≥ 1 in2 10
2 Extremely high 1 in 3 9
3 Very high / Repeated failures 1 in 8 8
4 High 1 in 20 7
5 Moderate high 1 in 80 6
6 Moderate 1 in 400 5
7 Relatively low 1 in 2000 4
8 Low 1 in 15000 3
9
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The accompanying chart shows the joined consequences of both Pareto and FMEA. The Figure 7 shows
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the consolidated impact diagram of Pareto Chart and FMEA. The outcome of the ranking result is
a combination of Pareto and FMEA analysis; it is based on the frequency and effects of the finished product.
It is shown in table 5. Results from Pareto and FMEA show that overflow defects play a major role in the
reduction of overall equipment effectiveness (OEE) in terms of defects, under-weighting plays the
The molding conditions and its parameters have a substantial influence on the final properties of the
material, independent of the pattern of the part. Overflow and underweight are the significant defects that are
raised during the molding process, it reduces OEE as well. To control defective parts from defects during the
molding, it is necessary to identify the root causes of these defects. Root cause analysis is performed using
one of the statistical tools known as the Cause and Effect Diagram (or) Fishbone chart.
The researcher [28] and [29] suggested improving the effectiveness of a plant or preventing the
phenomenon of failure of a product in the process, the root cause of the defective part is to analyze and
corrective action is to take to reduce the defects. The author proposed a methodology: structured Root Cause
Analyze (RCA) methodology using Brainstorming and 5-Why’s for the process improvement and to reduce
part defect. This analyze method is fit for very complex problems. The research method (questioning) that
leads to the identification of the root cause of a problem and to examining its root causes and a way of
preventing the default from happening again and again is called 5 - Why. After asking “Why” 5 times, the
root cause of the problem is identified.
In this study, overflow and underweight are the major deficiencies that reduce machine efficiency and
effectiveness. Overflow is the excessive material released from the two mold locations where the mold splits
into the separation line. A root cause analysis chart is designed to analyze process variability.
According to the Root Cause Analysis (RCA) methodology through a brainstorming discussion with
team members working in the molding section, the questionnaire was distributed to identify the root causes
of overflows. The 5-Why analysis is a method of questioning which makes it possible to identify the root
causes of a problem. 5- Why the results of the analysis: there are the four major factors that cause the
shortcomings. Those are man, machines, methods and materials. The team of members suggests that root
causes over flaws, which is more common, meaning that the amount of higher defects over flaws increases
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increase in the flow rate of the melted material. To monitor over flaws and underweight within the
process, the temperature of the molten material shall be kept in correct state of condition so as to reduce the
defects and also the low pressure rate shall be applied to reduce the defect. Temperature measurement
thermocouples must be appropriately positioned and designed to provide precise readings. The measurement
of the melting temperature inside the extruder cylinder is impractical as the turning screw shears a melting
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The injection rate is the rate at which the melting state of the PVC reaches the mold cavity. The
injection speed shall be selected taking into account the smallest channel through which the molten product
is to circulate. If the injection rate is high, the workpiece surface will become toughie at the same time the
injection rate is slow, the surface of the piece will be rumpled. The choice of injection rate should take into
account all other process variables, such as melting temperature, shot size and mould temperature, which
must be in good working order. Viscosity also plays a major role, the high velocity leads to a material
damage. Thus, the correct proportion of the injection rate should be maintained in order to minimize defects.
C. Injection Pressure
This is the primary pressure to inject the molten plastic into the sealed mold. The high pressure gives
the most rapid filling rate. However, high injection pressure causes leakage or damage to the mould cavity
and creates heavy stresses. This means that the high clamping or clamping pressures must be adjusted to
withstand high forces. Workers should be conscious of the high injection pressure during treatment as it
leads to dangerous. Whereas lower injection pressure results in an incomplete work and produces cavity in
the part. . The molding pressure is closely monitored using a transducer located in the hydraulic pipe.
CONCLUSION
The critical investigation of injection molding process is done to eliminate defects to improve the
Overall Equipment Effectiveness (OEE) in terms of reduction of defective pieces. The OEE tool is designed
to identify losses that increase the equipment effectiveness.
A critical study was conducted to examine the defects of the injection molding process.
The Pareto and FMEA methodology is allowed to study and to analyze the defects step by step to
improve the product quality. The improvements obtained by the implementation of the recommended
actions thus reduce the individual RPN and the risk level associated with each defect is reduced.
When molding the PVC sole, under-weight and overflow defects are considered as the main defects in
the whole process. Many process parameters involved in PVC sole process of injection molding process are:
melting temperature, injection rate and injection pressure were identified and selected as the well-known
influence parameters responsible for spillovers and underweight.
The Root Cause Analyze (RCA) methodology is implemented to find the root cause. In this way,
correct machine settings and control of process parameters at a defined value reduce defects.
ACKNOWLEDGMENT
The authors would like to convey their sincere gratitude to the management of Kangaroo Shoe Factory,
Addis Ababa, Ethiopia and staff members at Adama Science and Technology University (ASTU) for their
contribution, support and facilities provided for the successful completion of this study.
REFERENCES
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injection molding: Assessment of the effects of cavity pressure and mold temperature on the quality
of the final products,” Materials and Design, vol. 30, no.8, 2009, pp. 3217–3224.
doi: https://doi.org/10.1016/j.matdes.2009.01.004.