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SPECIAL SECTION ON ADVANCED ENERGY STORAGE

TECHNOLOGIES AND THEIR APPLICATIONS

Received December 2, 2018, accepted December 20, 2018, date of publication December 28, 2018,
date of current version January 29, 2019.
Digital Object Identifier 10.1109/ACCESS.2018.2890014

Third Harmonic Injection SPWM Method Based


on Alternating Carrier Polarity to Suppress
the Common Mode Voltage
BO TAN 1,2 , ZHUOBIN GU 1,2 , KE SHEN 1,2 , AND XIAOFENG DING 3
1 Yangtze River Delta Research Institute, Northwestern Polytechnical University, Taicang, China
2 Shaanxi Key Laboratory of Small and Special Electrical Machine and Drive Technology, Northwestern Polytechnical University, Xi’an 710072, China
3 School of Automation Science and Electrical Engineering, Beihang University, Beijing 100191, China

Corresponding author: Xiaofeng Ding (dingxiaofeng@buaa.edu.cn)


This work was supported by the Shaanxi Key Research Project under Grant 2017GY-048.

ABSTRACT In this paper, a third harmonic injection sinusoidal pulsewidth modulation (THISPWM)
method based on alternating carrier polarity (ACP) is proposed for three-phase PWM inverter. Compared
with the space vector pulsewidth modulation (SVPWM), the THISPWM has the advantage of lower
low-frequency common mode voltage (CMV). However, the phase of the third harmonic injected must be
strictly synchronous with the phase of the reference voltage. The synchronization will cause the difficulty
of the injected third harmonic generation. First, the relationship between the injected third harmonic and the
reference voltage of the PWM inverter output is analyzed to obtain a real-time conversion method, thereby
solving the synchronization problem. Then, a modulation method based on ACP is proposed to eliminate zero
switch states of the PWM inverter. The middle amplitude-modulated voltage is used to select the negative
polarity carrier. In addition, the low-frequency and high-frequency CMV, which are separately defined
according to the modulated fundamental voltage frequency and the carrier frequency, are taken into account.
Therefore, the analysis results manifest that the proposed method could suppress both the low-frequency
and high-frequency CMVs and has the same voltage utilization as the SVPWM. Finally, a three-phase PWM
inverter circuit based on an FPGA was built, and the experimental results verified the proposed method.

INDEX TERMS Sinusoidal pulse width modulation, third harmonic injection, common mode voltage,
alternating carrier polarity.

I. INTRODUCTION The types of the filters are passive, active and


With the development of electrical transportation, the motor hybrid [8], [9]. In order to remove both the low-frequency
number and power will gradually increase, such as electric and high-frequency CMV, the electromagnetic filter requires
propeller, electric jet engine and electric actuator [1]–[5]. a wide suppression effect, which is difficult to implement in
The motors are driven by pulse width modulation (PWM) terms of size, weight, and system complexity [10].
inverters, which will generate high frequency and abun- The topological methods mainly include the addition of
dant common mode voltage (CMV). When the peak voltage auxiliary power devices, multiphase PWM inverter, open-end
exceeds a certain threshold, the bearings break over and elec- winding permanent magnet synchronous motor (PMSM)
tric discharge machining currents flow, resulting in bearing driver and multilevel converter. In [11] and [12], a bal-
damage [6]. The CMV can also cause common mode elec- ance inverter topology and dual-winding stator configuration
tromagnetic interference. In the strict military standards, are proposed. However, the balance inverter topology adds
the interference frequency has been as low as 30 Hz reg- three additional power devices. In [13], a topology with two
ulated by international conducive electromagnetic compat- addition switches placed in series on the DC lines is pre-
ibility standard CE101 [7], which leads to a demand for sented. The CMV during zero switch states is reduced by
low-frequency CMV rejection. At present, the research of floating the inverter from the DC source. In [14], a min-
CMV suppression mainly includes installing electromagnetic imum CMV method is proposed for generalized two-level
filters, optimizing power topology and PWM modulation N-phase voltage-source inverters (VSIs) with odd phase
strategy. numbers. In [15], a CMV elimination method based on a

2169-3536 2018 IEEE. Translations and content mining are permitted for academic research only.
VOLUME 7, 2019 Personal use is also permitted, but republication/redistribution requires IEEE permission. 9805
See http://www.ieee.org/publications_standards/publications/rights/index.html for more information.
B. Tan et al.: Third Harmonic Injection SPWM Method Based on ACP to Suppress CMV

new modulation scheme is proposed for flying-capacitor polarity (ACP) is proposed. The method can dynamically
modular multilevel converter. Compared with conventional alternate the polarity of the carrier according to the three-
three-phase inverters, these methods increase the number of phase modulated voltages to reduce the high-frequency CMV.
power devices. Meanwhile the power topologies and control Both the low-frequency and high-frequency characteristics of
methods are complicated. the common mode voltage are analyzed, and the simulation
Except for the filters and topological methods, more curves are obtained. Finally, a FPGA-based test platform is
optimized PWM modulation strategies have been pro- built to verify the proposed method.
posed. The optimized PWM modulation strategies include
optimization method based on space vector pulse width II. THEORY OF THISPWM BASED ON ACP
modulation (SVPWM), and carrier based PWM. In the The algorithm process of THISPWM based on ACP consists
SVPWM method, the main research includes optimized of two steps, as shown in Figure 1. The first step is to generate
injected zero-sequence voltages, predictive current control, three-phase modulated voltages (TPMV) from the reference
the active zero-state PWM (AZSPWM), the near-state PWM voltage. The second step is to generate six PWM signals
(NSPWM), open-end winding motor drives, introducing through ACP method.
dwell time and so on [16]–[21]. However, under the SVPWM
method, the low-frequency CMV based on the frequency of
modulated fundamental voltage contains abundant harmon-
ics [22].
Optimized carrier based PWM includes midpoint-
fluctuation carrier (MFC) scheme, interleaving pulse width
modulation, peak position modulation and so on. In [23],
a MFC scheme is proposed by adding a midpoint-fluctuation
signal on the standard symmetrical triangular carrier.
Although this method can reduce the low-frequency CMV,
FIGURE 1. The algorithm of THISPWM based on ACP.
it does not consider the suppression of the high-frequency
CMV. In [24], the interleaving pulse width modulation
method is used. Whereas, when the modulation index is In Figure 1, uα and uβ represent the reference voltages
higher than 1/2, the method has limited effect on suppressing of the PWM inverter output in the stator coordinate system,
the low-frequency CMV. In [25], a carrier peak position respectively. ua , ub and uc are the three-phase modulated volt-
modulation, which adjusts the position of the carrier peak ages. udc is the bus supply voltage. s1−6 are the six PWM
and has low voltage utilization, is proposed. In [26], a virtual signals generated by ACP method.
space vector modulation technique is presented, which suffers
from low voltage utilization. A. THE THREE-PHASE MODULATED VOLTAGES
The above methods can effectively reduce the CMV of GENERATION


the PWM inverter. However, these methods either require The reference voltage vector US of the PWM inverter output
additional volume and weight [11]–[15], or are not compat- can be expressed as:
ible with both the high-frequency and low-frequency CMV −

US = 3Um /2ejϕ = 3Um /2(cos ϕ + j sin ϕ) = uα + juβ
suppression [16]–[23], or suffer from low DC-voltage utiliza-
tion [24]–[26]. (1)
This paper proposes a third harmonic injection SPWM −

where, 3Um /2 is the modulus of US , and ϕ is its angle.
(THISPWM) method based on alternating carrier polar- The three-phase sinusoidal modulated voltages are
ity (ACP) for the three-phase PWM inverter. The method not 
only suppresses both the low-frequency and high-frequency ua = U1 sin θ

CMV, but also makes the voltage utilization is consistent ub = U1 sin (θ − 2π/3) (2)
with SVPWM. The mathematical relationship between the 

uc = U1 sin (θ − 4π/3)
injected third harmonic and the reference voltage of PWM
inverter output is analyzed. Meanwhile, the real-time con- where, U1 is the magnitude of ua , and θ is its angle. ua , ub and


version formula is obtained. The problem, that the phase of uc differ by 2π/3 electrical degrees. US can be synthesized by
the third harmonic injected must be strictly synchronous with the follows,
the phase of the reference voltage [23], can be avoided. The −→
US = ua + ub e−j2π/3 + u−j4π/3
c (3)
formula shows that when the modulation index is less than
one, the low-frequency CMV can theoretically be eliminated. Substituting (3) into (1), the voltages of uα , uβ are
When the modulation index is greater than one, the low- obtained,
frequency CMV is concentrated only on the third harmonic (
of the fundamental voltage, and the amplitude is reduced. uα = 3/2U1 sin θ = 3/2Um cos ϕ
(4)
Then, a modulation method based on alternating carrier uβ = 3/2U1 cos θ = 3/2Um sin ϕ

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B. Tan et al.: Third Harmonic Injection SPWM Method Based on ACP to Suppress CMV

Through (4), the follow equations are got,


(
U1 = Um
(5)
ϕ + θ = π/2
From (5) and (2), the sinusoidal modulated voltages can be
expressed as,

ua = 2uα /3


ub = −uα /3 + 3uβ /3 (6) FIGURE 2. Three-phase modulated voltages generation.

uc = −uα /3 − 3uβ /3

When Um ≤ udc /2, the modulation index m is less than 1.


The sinusoidal modulated voltages in (6) can synthesize the
reference voltages. √
When udc /2 < Um ≤ udc / 3, a third harmonic is
needed to inject the sinusoidal modulated voltages in order
to increase the bus voltage utilization. The three-phase mod-
ulated voltages are

ua = U1 sin θ + U3 sin θ3

ub = U1 sin (θ − 2π/3) + U3 sin θ3 (7) FIGURE 3. Three-phase two-level voltage-source inverter (VSI).

uc = U1 sin (θ − 4π/3) + U3 sin θ3



where, U3 is the amplitude of the third harmonic, and θ3 is its B. THEORY OF ALTERNATING CARRIER POLARITY
angle. According to [23], the follows can be obtained, Figure 3 illustrates a three-phase two-level voltage-source
( inverter (VSI). The CMV is defined as
θ3 = 3θ
(8) uOO0 = (uaO0 + ubO0 + ucO0 ) /3 (12)
U3 = U1 /6
From (4), the relationship among θ, uα and uβ can be The switch state is defined by (13), where i = a, b, c.
(
expressed as follow, 1, upis on and down is off
2 2
Si = (13)
sin 3θ uα − 3uβ 0, downis on and up is off
=− (9)
sin θ u2α + u2β There are eight switch states (Sa , Sb , Sc ), as shown in
TABLE 1.
According to (5), (8) and (9), we have,
U3 sin θ3 = U1 sin 3θ/6 TABLE 1. Relationship between switch states and CMV.

= uα sin3θ/ sin θ/9


   (10)
= −uα u2α − 3u2β / u2α + u2β /9

From (6), (7) and (10) the three-phase modulated voltages


is generated, when 1 < m ≤ 1.154.
    

 ua = 2uα /3 − uα u2α − 3u2β / u2α + u2β /9


    
ub = −uα /3 + 3uβ /3 − uα u2α − 3u2β / u2α + u2β /9
 √    
uc = −uα /3 − 3uβ /3 − uα u2 − 3u2 / u2 + u2 /9


α β α β
(11)
Three-phase modulated voltages generation is shown
in Figure 2. When m ≤ 1, the modulated voltages are three-
phase sinusoidal. Since the sum of the three-phase sinusoidal
voltages is zero, the low-frequency CMV can theoretically be (001), (011), (010), (110), (100) and (101) are non-zero
eliminated. When 1 < m ≤ 1.154, the modulated voltages switch states, while (000) and (111) are zero switch states.
contain the third harmonic in addition to the three-phase The CMV of non-zero switch states is ±udc /6. While, it is
sinusoidal voltages. This third harmonic can be dynamically ±udc /2 when zero switch state. Therefore, elimination of
calculated by uα and uβ according to (10). zero switch states can reduce the CMV.

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B. Tan et al.: Third Harmonic Injection SPWM Method Based on ACP to Suppress CMV

FIGURE 4. ACP method in one modulation period.

In this paper, an alternating carrier polarity method shown


in Figure 4 is proposed to eliminate the zero switch states.
According to the characteristic of the three-phase modulated
voltages, it is divided into six regions.
In the region I shown in Figure. 4, the PWM signal PA of
modulated voltage A is a gray dotted line when the positive
carrier is selected. Zero switch states appear. If modulated
voltage A selects a negative carrier, PA is a solid black line.
Thus, zero switch states are eliminated as shown in Figure 5.
FIGURE 5. The block diagram of ACP method.
Similarly, in the region II and III, if modulated voltage C
and B select the responding negative carrier respectively, both
the PWM signals PC and PB change from the gray dotted
line to the black solid line, and zero switch states will be in Figure 5. Firstly, the middle amplitude modulated voltage
eliminated. is detected from the three modulated voltages. Secondly, three
It can be seen that when the middle amplitude modulated carriers are generated based on TABLE 2. Thirdly, the modu-
voltage selects the negative polarity carrier, the zero switch lated per-unit voltages u∗a , u∗b and u∗c are calculated according
states are eliminated. The relationship between modulated to the bus voltage and the three modulated voltages. Finally,
voltages and carriers is shown in TABLE 2. A+, B+ and C+ a comparison module with a dead zone unit generates six
represent the positive carriers for A, B and C modulated volt- PWM signals.
ages respectively. A−, B− and C− represent the negative car- Taking PMSM drive as an example, the reference voltage
riers separately. The block diagram of ACP method is shown of PWM inverter output is expressed as uα and uβ . According
to Figure 2 and Figure 5, THISPWM based on ACP can
generate six PWM signals instead of SVPWM.
TABLE 2. Relationship between modulated voltages and carriers.
III. COMMON MODE VOLTAGE GENERATION BASED
ON THE PROPOSED METHOD
A. LOW-FREQUENCY CMV BASED ON MODULATED
FUNDAMENTAL VOLTAGE FREQUENCY
The frequency of the modulated fundamental voltage, which
is typically lower than that of the carrier, is taken as the fun-
damental frequency of low-frequency CMV. The modulated
per-unit voltages u∗i (t) (i = a, b, c) consist of two parts,

u∗i (t) = Ui∗ (t) + e∗i (t) (14)

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B. Tan et al.: Third Harmonic Injection SPWM Method Based on ACP to Suppress CMV

where Ui∗ (t) is the per-unit fundamental voltage and e∗i (t) is
the per-unit injected CMV.
The CMV under SVPWM can be expressed
eiS VPWM (t) =1/2 1 − u∗max (t) + 1/2 −1 − u∗min (t) (15)

 

In the region III, u∗max (t) and u∗min (t) is given


(
u∗max (t) = Ua∗ (t) = m sin θ
(16)
u∗min (t) = Ua∗ (t) = m sin (θ − 4π/3)
Substituting (16) into (15), e∗iS VPWM (t) is obtain.
m FIGURE 6. Common mode voltage generation of region I in SVPWM.
e∗iS VPWM (t) = −
sin (θ − 2π/3) (17)
2
In a modulated period, the CMV can be expressed as
−m/2 sin (θ − π/3) θ ∈ (π/6, π/2]



∪ (7π/6, 3π/2]





−m/2 sin (θ − 2π/3) θ ∈ (π/2, 5π/6]

ejS VPWM (t) =


 ∪ (3π/2, 11π/6]
θθ ∈ (5π/6, 7π/6]



 m/2 sin
∪ (11π/6, π/6]


(18)
The Fourier expansion of (18) is

X FIGURE 7. The CMV of PSC-THISPWM when m=0.9.
ej_SVPWM (t) =
n=1
 √    
π π

3 − sin 5π sin (nθ)

6 n +sin 2 n −sin 6n
× − 
π n2 −1


(19)
From (17) and (19), under SVPWM, the amplitude of the
CMV consisting of the third harmonic and triple multiple
harmonics is m/4, and the amplitude of the third harmonic
is m/5.
FIGURE 8. Relationship of the modulated voltages and PWM signals
In THISPWM based on ACP, when m ≤ 1, three-phase under THISPWM based on ACP method when m ≤ 1.
modulated voltages are sinusoidal. The CMV is:
ej_THSPWMBACP (t) =0 (20)
When 1 < m ≤ 1.154, the CMV is
m
ej_THSPWMBACP (t) = sin (3θ) (21)
6
Compared with SVPWM, when m ≤ 1, the pro-
posed THISPWM based on ACP method can eliminate the
low-frequency CMV. When 1 < m ≤ 1.154, this method
reduces the amplitude of the low-frequency CMV from m/4
to m/6 and eliminates its triple multiple harmonics.
FIGURE 9. The CMV of THISPWM based on ACP in region I.
B. HIGH-FREQUENCY CMV BASED ON CARRIER
FREQUENCY
The carrier frequency is taken as the fundamental frequency states lead to higher amplitude ±Udc /2 of CMV, as is shown
of high-frequency CMV. in Figure 7.
Under SVPWM, the PWM signal consists of 4 switch To avoid zero switch states, NSPWM and AZSPWM were
states, (000), (100), (110) and (111) in region I. Zero switch put forward. NSPWM can reduce the amplitude of common

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B. Tan et al.: Third Harmonic Injection SPWM Method Based on ACP to Suppress CMV

FIGURE 10. The simulation results when m = 0.90.

mode voltage to ±Udc /6. However, its disadvantage is only Phase shift of carrier THISPWM (PSC-THISPWM)
working with high modulation index [18]. AZSPWM have method has been brought forward to improve
more complex algorithm and lower performance in low fre- the performances of SPWM in the CMV suppression
quency compared to SPWM method [27], [28]. and the bus voltage utilization. When m < 1/2,

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B. Tan et al.: Third Harmonic Injection SPWM Method Based on ACP to Suppress CMV

FIGURE 11. The simulation results when m = 1.10.

PSC-THISPWM method can eliminate the zero switch Under the proposed THISPWM based on ACP method,
states. However, when m ≥ 1/2, for example, the when m ≤ 1, the modulated voltages and PWM signals are
modulation index is 0.9, the zero state appears as shown in shown in Figure 8. In region I, the relationship between PWM
Figure 7. signals and CMV is shown in Figure 9.

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B. Tan et al.: Third Harmonic Injection SPWM Method Based on ACP to Suppress CMV

FIGURE 12. System block diagram.

FIGURE 14. PWM signals of the three down switches.

TABLE 3. The comparison of common mode voltage under three


modulation methods.

FIGURE 13. Experiment platform.

When m > 1, THISPWM based on ACP method can also


reduce the amplitude of CMV which is the same as Figure 9.
As a result, zero switch states are eliminated in the pro- as SVPWM, and can reduce both the low-frequency and
posed THISPWM based on ACP. Thus, the high-frequency high-frequency CMV.
CMV is reduced.
V. EXPERIMENT
IV. SIMULATION A. EXPERIMENT PLATFORM CONSTRUCTION
The THISPWM, PSC-THISPWM, SVPWM and THISPWM In order to compare the CMV of THISPWM, PSC-
based on ACP models are built in the Matlab/Simulink envi- THISPWM, SVPWM and THISPWM based on ACP
ronment. The modulated fundamental voltage frequency is set methods, an experiment platform has been established. The
to 100 Hz, the carrier frequency is set to 5 kHz, and the supply experiment platform mainly consists of controller and load
voltage is 28 V. The phase resistance of the three-phase load shown in Figure 12. The controller consists of DSP, FPGA
is 12 ohms, and the inductance is 1.2 mH. and inverter. DSP and FPGA respectively complete step 1 and
When m = 0.90, the simulation results are shown in step 2 of algorithm as shown in Figure 1. Firstly, the DSP pro-
Figure 10. uaO0L and uOO0L are obtained respectively from duces a rotating voltage vector with frequency of 100 Hz and
uaO0 and uOO0 , which are filtered by a filter, and the cut-off adjustable modulation. Three-phase modulated voltages u∗a ,
frequency of the filter is 3 kHz. The bus voltage utilization u∗b and u∗c are generated by SVPWM or (6) and (11). Secondly,
of the four methods is the same, for the RMS values of FPGA receives the three-phase modulated voltages through
uaO are all 8.9 V. The low-frequency CMV is eliminated in the parallel bus, and compares the modulated waveforms with
THISPWM, PSC-THISPWM and THISPWM based on ACP. the triangular carriers to generate PWM signals s1 − s6 . For
The maximum amplitude of uOO0 is 14 V under THISPWM, THISPWM and SVPWM methods, triangular carriers are
PSC-THISPWM and SVPWM. While, it is 4.67 V under the fixed. For PSC-THISPWM, the three-phase carriers differ
proposed THISPWM based on ACP. by 120◦ . For THISPWM based on ACP, three-phase trian-
When m = 1.10, the simulation results are given in gular carriers are generated according to Figure 5. Finally,
Figure 11. The RMS values of uaO are all 10.9V. Under the inverter receives PWM signals and converts 28 VDC
THISPWM, PSC-THISPWM and THISPWM based on ACP, voltage into AC output voltage. Star windings of three-phase
uOO0L is sinusoidal. While, uOO0L is approximately triangular asynchronous motor with central point is chosen as the load.
and has a higher amplitude in SVPWM. The resistance and inductance of motor phase is 12  and
The simulated results show that the proposed THISPWM 1.2 mH separately. The Experiment platform is shown in
based on ACP method has the same bus voltage utilization Figure 13.

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B. Tan et al.: Third Harmonic Injection SPWM Method Based on ACP to Suppress CMV

FIGURE 15. Experimental results when m = 0.90.

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B. Tan et al.: Third Harmonic Injection SPWM Method Based on ACP to Suppress CMV

FIGURE 16. Experimental results when m = 1.10.

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B. Tan et al.: Third Harmonic Injection SPWM Method Based on ACP to Suppress CMV

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