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Handbook of Business Communication Linguistic Appr
Handbook of Business Communication Linguistic Appr
Handbook of Business Communication Linguistic Appr
For long, it was the “products” of these uses of language that constituted the main
focus of linguistics and, in particular, of text and applied linguistics (for texts and
genres in business communication, see, among others, the typologies proposed by
Hundt 2000, Diatlova 2003, and Nielsen 2011, as well as numerous individual studies
in, for example, Evangelisti Allori and Garzone 2010, Demarmels and Kesselheim
2011b, and Garzone and Gotti 2011). Conversation analysis, a subdiscipline of lin-
guistics focusing on spoken language, adopted a procedural perspective much
1 Many thanks to Kathleen Cross for the translation of the original German version of this contribution.
DOI 10.1515/9781614514862-003
Handbook of Business Communication : Linguistic Approaches, edited by Gerlinde Mautner, and Franz Rainer, De Gruyter, Inc., 2017.
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42 Nina Janich
earlier due to its more dynamic object of study, drawing in part on ethnographic
approaches (for business as a domain of action, see Drew and Heritage 1992; Boden
1994; Brünner 2000; Müller 2006). Yet, given the dynamic development of business
and communication media alike, scholars have more recently recognized the need to
link the study of texts much more closely to research on processes of production and
reception (Bazerman and Devitt 2014), to take different kinds of intertextuality as a
point of departure (e.g., “dynamic textual worlds”, Jakobs 2011; “networks of text
varieties”/“Textsortennetze”, Adamzik 2001a) and to look into their practical rele-
vance in the workplace context (Janich 2007, 2009; Jakobs 2008, 2011; Adamzik
2011).
The present contribution adopts a text-linguistic perspective on “products”
(Section 2.1) and looks at their functional ordering in genres (Section 2.2). With
regard to possible linguistic research questions (Section 3), it discusses the ways
in which texts become interwoven in communicative practices (Section 4.1) in order,
finally, to discover something about their importance in relation to workplace
requirements and communicative competence (Section 4.2). This approach is adopted
because linguistic micro-studies of individual texts and genres, along with the ways
they are ordered and interconnected, are ultimately indispensable for any practical,
instructive guide (Bateman 2006: 178; Demarmels and Kesselheim 2011a: 9).
ranging from text linguistics and systemic functional linguistics to various kinds of
conversation analysis. For a long time these different approaches rarely took note of
one another. In German linguistics the resulting diverse terminology makes any
shared reliance on key basic concepts extremely difficult. In addition to Text (text)
and Gespräch (conversation, talk), reference is also made to Genres (genres), Text- und
Gesprächssorten (varieties of text and conversation), Text- und Gesprächstypen (text
types and types of conversation or talk), kommunikative or mediale Gattungen (commu-
nicative or media categories), and kommunikative Praktiken (communicative practices).
All of these are intended to help order and classify the numerous possible textual
and conversational phenomena (for a general indicative framework, see Swales
1990, 2004; for a systemic-functional approach, Martin 1992; for an overview of
English terminology, Lee 2001; for German linguistic terminology, Stein 2011; and for
numerous articles that offer international overviews of these concepts, Habscheid 2011).
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Genres in the business context: An introduction 43
Text refers here to a sequence of signs which is coherent and, in its entirety,
signals a communicative function or which is intended as a text (Brinker 2010: 17).
Since the work of Beaugrande and Dressler (1981), the prototypical criteria of
textuality have been considered to be:
a. cohesion, i.e. structural interconnections at the surface level of the language
(e.g., repeated reference to the same non-linguistic object or fact);
b. coherence, i.e. semantic and contextual interconnections anchored in the deep
structure of a text (patterns by means of which a theme or an argument is
developed);
c. informativity, i.e. the idea that a text contains a theme that has some kind of
informative value;
d. intentionality, i.e. the idea that it is intended by its producer to be a text and
that it has a certain function;
e. acceptability, i.e. the idea that it can be accepted as a text by its recipients on
the basis of its characteristic features;
f. situativity, i.e. the idea that it is tied to and influenced by the specific situations
of production and reception;
g. intertextuality, i.e. systematic reference to conventional textual patterns in the
sense of manifesting a specific text variety.
One way of describing the typical and patterned character of texts and conversations
is to reconstruct prototypical correlations of: a) communicative function or purposes
pursued by the speaker-writer; b) topic; c) outward structure (division into parts/
course of a conversation and, for written texts, text design); and d) linguistic forms
(textual and conversational routines, styles and registers). These can then be placed
in a rule-governed relation to the situational context. This context, in turn, consists
in particular of the domain or the arena of action, the particular set of participants
involved, the time-space relations of production and reception, the medium of trans-
mission and the extent to which it is a public context (for this German approach,
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44 Nina Janich
seeking to gloss over all that is specific about particular texts or conversations. Com-
municative practices also generally serve both to document knowledge and to
organize relationships and community, and thus also to enforce power and ideology
(Janich and Birkner 2015), fundamental mechanisms as prevalent in business com-
munication as they are elsewhere.
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Genres in the business context: An introduction 45
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46 Nina Janich
Distinctions (c) and (d) correspond in certain respects to the overarching categoriza-
tions established by Zerfaß, and can serve, within that framework, to make more
precise differentiations in terms of communicative functions, addressees and topics.
These two proposals for ordering business communication provide an initial,
approximate orientation, but are not sufficient to provide a typology of communica-
tive practices in business contexts. Such a typology is likely to remain elusive if it
seeks to be both scientific-exhaustive and practical-instructive, because the contra-
diction between achieving the greatest possible differentiation, on the one hand,
and the best possible orientation for text production and reception at the workplace,
on the other, is extremely hard to resolve (Adamzik 2008). Nonetheless, linguistic
research has produced a number of proposals worthy of consideration that can
certainly be used and further developed, at least in relation to specific research
questions.
In his typological outline of business as a domain of action, for example, Hundt
(2000) differentiates, in very classical manner, on the basis of textual functions.
First, he distinguishes between texts containing business terminology for special
purposes and texts that mediate between different domains (e.g., between organiza-
tion and mass media). Within these two groups of texts he differentiates on the basis
of the following textual functions.
a. Information (“informativ”): For special purposes, texts that describe and serve
to inform, such as reports, notifications, inventories and balance sheets; for
general purposes, also including financial press texts such as stock market
reports;
b. Direction (“direktiv”): For special purposes, texts that demand or instruct, such as
orders, invoices, reminders and instructions; for general purposes, e.g., advertis-
ing texts;
c. Commitment (“kommissiv”): For special purposes, texts that contain a promise
to do something, such as contracts and approvals;
d. Declaration (“deklarativ”): For special purposes, texts that create social realities
or document events, such as certificates, securities, receipts.
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Genres in the business context: An introduction 47
b. directive: 24.3% of all text types can classified as directive and the proportion is
fairly similar for business, namely, 23.6%;
c. commissive: 11.9% of all text types fall into the commitment category, while in
the special field of business the figure rises to 27.4%;
d. declarative: 15.0% of all text types have a declarative function, while 26.3% of
business texts display this feature;
e. expressive (i.e. the function of making and nurturing contact): These text types
are rare in the corpus as a whole (5.2%) and virtually absent from the business
subcorpus (0.2%), which is why Hundt omits it from his typology.
Hundt cautions against reading too much into these figures because this kind
of quantitative dictionary evaluation neither guarantees exhaustiveness nor takes
account of semantic relations between the different designations. Nonetheless, the
importance of business texts for everyday communication is demonstrated by the
high proportion of such texts in the corpus as a whole (more than one fifth). Accord-
ing to Hundt, their divergent function distribution relative to the corpus as a whole,
especially the larger proportions in the commitment and declaration categories,
reflect the key requirements of business communication, namely procedural cer-
tainty, procedural rules and the creation of institutional realities (Hundt 2000:
645: “Verfahrenssicherheit, Verfahrensregelungen und Schaffung institutioneller
Wirklichkeiten”).
Other studies that have dealt with written and oral business communication,
and the issue of classification, also conclude that functionality – or, more specifi-
cally, the “work task” – must be the primary criterion of differentiation (Müller
2006: 147 and, in a similar vein, Diatlova 2003: 219). Thus, what is otherwise a rather
rough-hewn approach is rendered more specific by framing general text and conver-
sation functions according to certain situational contexts.
In his ethnographic study of conversations in business communication, Müller
(2006: 148–149) assumes that conversations and texts come to be interconnected
with one another because work tasks are undertaken in a sequence of phases:
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The need to run through each individual phase, he argues, decreases in each direc-
tion starting from the core phase (e).
In her likewise corpus-based, action-theory study of texts in business communi-
cation, Diatlova (2003) also sees the key task of these confirmed by the fact that a
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48 Nina Janich
match for establishing principles (Diatlova) – if this has not already been done while
preparing for the meeting. Finally, the demand for action (consequence topos) can
be found in Müller’s scheme in the work arising out of a meeting and the elimination
of the cause of communication.
Diatlova (2003, Sections 8.10–8.12) makes the recipient the key classificatory
criterion for determining specific text types within a text cluster. Here she distin-
guishes, in particular, between external recipients (suppliers, customers, share-
holders and banks, ministries and government agencies, mass media) and internal
ones. For conversations, as is logical, Müller enriches the analysis by adding as a
secondary criterion the recipient (i.e. participant) constellation (Müller 2006: 149).
By this he means not merely relations of symmetry/asymmetry but a situation-
specific combination of participant roles and the tasks associated with them in
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Genres in the business context: An introduction 49
If we look at the results that emerge from these kinds of attempts to create typologies,
there is ample reason to claim that communicative practices can be described accord-
ing to relatively rough-and-ready pragmalinguistic criteria without necessarily intro-
ducing a fixed or rigid grid of genres. On the other hand, we can, like Hundt (2000),
go further than merely identifying a general function and then proceeding imme-
diately to describe individual occurrences, as is widespread in the research literature
(see the literature quoted in Section 1). The comparison above of text- and conversa-
tion-oriented perspectives shows that it is possible to prove the existence in business
communication of patterns of action that clearly intersect with one another, but
which take different forms and can occur in differing ways in texts and conversa-
tions, and in the interconnections between the two.
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50 Nina Janich
The mark of a successful corporate style, then, is that it is effective on four levels at
once: as a readily recognizable means of expression; as a demonstration of stylistic
competence; as an offer of identification; and as an implicit reference to corporate
identity (Vogel 2012: 210–212).
The challenge here is to establish this kind of consistency and recognizability
in the face of the myriad functions, patterns of action and text formulation routines
associated with the different types of text and conversation, and of communication
situations, that arise during a working day. These factors not only impact the specific
form of communication in question, but are also manifested in the related quality
assurance. There is a whole range of text types, for example, which are designed to
ensure that a consistent and integrative company style is established and safe-
guarded at the meta-level (including terminology databases, codes of conduct,
mission statements, style sheets, and similar texts containing instructions and stan-
dards). Hence the need to analyze not only the opportunities offered, and limitations
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Genres in the business context: An introduction 51
Linguistics studies contain evidence both of the high degree of stability (Hundt
2000) of communicative practices in the business domain and of their powerful
dynamics (Jakobs 2011). This apparent contradiction is resolved on looking at the
diversity of genres in the business context, and at their transformation over time.
Some are relatively stable for legal reasons (e.g., balance sheets, contracts or laws/
ordinances), some because they have become standardized over time (e.g., delivery
notes, invoices, bank statements) (Hundt 2000: 643). However, the development of
new media technologies and a correspondingly wider range of electronic forms of
communication have led to the emergence of new opportunities for interaction, in
terms of both content and form. Furthermore, these also influence hitherto tried-
and-tested communicative practices (e.g., e-mail has affected paper correspondence,
the selection and ordering of goods online using e-commerce has influenced cata-
logue design and sales talk). Alongside the predominantly monologic texts in which
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52 Nina Janich
companies address customers and the general public, dialogic texts and interactive
genres are becoming increasingly common (via diverse product review portals,
comment functions, blogs, guest books, Twitter, etc.). This array of new and speedy
communication media has spurred a growing need for legal safeguards and for the
documentation and monetization of communicative processes (Jakobs 2011: 78–79).
In other words, amidst the tensions between stability and dynamic development,
one important issue for companies is the extent to which communication processes
can be standardized and simultaneously documented – be it for purposes of quality
assurance or of automation and efficiency.
The issue of standardization, like that of a consistent company style, depends
largely on the communicative functions, patterns of action and situational settings
of the practices to be standardized. The questions from a linguistic standpoint,
then, are which communicative practices are stable, which are dynamic, and for
what reasons, as well as how these practices develop and influence each other in
the course of their reciprocal interactions (see Section 3.2). In terms of efficiency vs.
effectiveness, particular attention needs to be paid to those communicative practices
where standardization, and perhaps automation processes, appear desirable and
feasible, while ensuring that “manual” formulation remains an option in order
to achieve the communicative objectives in question (see, e.g., Habscheid 2003).
Attempts to standardize communications would need to be examined as to whether
they are appropriate in terms of function, medium and situational context; this
would serve to highlight better alternatives. The cultural specificity of each genre
also needs to be taken into account here (Günthner 2007).
another and subsequently re-order them so as to cope with their diversity and com-
plexity (see Section 2). From the point of view of applied linguistics, the purpose of
these distinctions must instead be to enable description of interactive negotiation
processes involving knowledge, decision making, enactment and control/monitoring
(Kleinberger Günther 2003: 19) in the business context. The resulting processes of
text production and reception as communicative practices must then be rendered
comprehensible in order to generate descriptions that can be used for instruction
purposes in practical training and work contexts. This will involve investigating the
importance of communicative practices as a knowledge resource as well as analyz-
ing the participants involved in interactions by modelling job and skills profiles.
In order to highlight the practical relevance of a linguistic approach to business
communication, we shall conclude by focusing on communicative practices as
examples of interconnected genres, with the aim of enabling participants to manage
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Genres in the business context: An introduction 53
the work tasks associated with a specific job (see the following) and the communica-
tive competences necessary for doing so (Section 4.2). As should have become clear
by now, genres and their written and spoken instantiations are variously related to
one another in the business context, just as they are elsewhere (Loos 1999; Janich
2009). As the example below will show, the intertextual relations between different
genres should be regarded as constitutive features of communicative practices which
serve the purpose of managing tasks in everyday working life. Given that these tasks
are fundamentally embedded in contexts, they involve a range of practical objectives
and conditions specific to them. Depending on the perspective of the different inter-
acting agents, these may conflict with one another. For every specific work task,
therefore, it is necessary to establish which media and which genres are available
for managing the task, and how much room for maneuver there is to utilize them in
a specific situation. Klein (2000: 36) points out that the use of genres and their inter-
connectedness can – but need not – be fixed depending on the procedure involved;
in a legislative procedure, for example, the spectrum of text types and their inherent
relations are both largely fixed. By contrast, the field of text types associated with
an advertising campaign, although often adhering to standard conventions, is in
principle also to some extent variable.
Potential options for action thus arise not only from the task itself, but also from
the genres. For example, there are systematic, and so more or less fixed, chronological
relations between individual genres when, say, one genre characteristic consists
of referring back (or forward) to previous (or future) texts or conversations (e.g., in
the sequence “invitation to a meeting” – “meeting” – “minutes of the meeting”).
Adamzik (2001b: 30) describes this sequential-functional relation as a syntagmatic
relationship and contrasts it with what she terms paradigmatic relationships, which
are concerned with potential replaceability. Thus the question posed from a paradig-
matic perspective is which genres are available, in a particular case, as options for
realizing certain actions and fulfilling the communicative task (e.g., in advertising:
poster, newspaper ad, TV ad, radio ad, cinema ad, brochure, webpage, etc.). Adamzik
also points out, however, that these two types of relationship are probably insufficient
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In this case study, then, paradigmatic relations probably played a less important role
because only a few genres are completely interchangeable – precisely because
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54 Nina Janich
certain contextual differences mean that each genre has its own special significance
within the communication process. For example, information events for employees
may provide an opportunity to acquire information and take part in a shared discus-
sion, but their function is generally much more about confronting employees with
facts and perhaps recommending potential courses of action. By contrast, telephone
conferences for managers held in parallel – although perhaps also serving to inform
and to hold discussions – provide more room for maneuver in making decisions.
They can therefore have a totally different influence on the further course of com-
munication than the more open information events.
The new opportunities for communication offered by social networks such as
Twitter, Facebook, internet forums and blogs pose a significant challenge, not least
for the development of communicative and medial competence. That is because the
overlaps between them are rapidly becoming denser and more compact, making it
increasingly difficult for text producers to make functionally motivated choices (or,
in the case of parallel use, to establish coherence based on content or form).
In contrast, the syntagmatic relations between genres are not only numerous and
dense, they can also be differentiated further according to the type of relation
involved. In the case study in question, for example, the following types of relation
were in evidence:
a. chronological relations: for example, situation report for a company → catalogue
of measures → negotiations on the catalogue with the works council → reports on
the status of negotiations and the implementation of the measures for manage-
ment and/or information contained in round-robin e-mails and/or newsletter
articles for employees → instructions to act and provision of forms and draft
contracts → signing of contracts (Here, iterative loops of varying magnitude
and at very different points in time are possible; in addition, parallel manage-
ment telephone conferences take place, organized continually by the project
team for the purpose of coordinating decisions and measures);
b. relations based on either content or function: for example, types of text and con-
versation which serve to plan and implement measures vs. giving reasons for
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and justifying these measures vs. implementing and negotiating the measures
vs. adopting the measures and subjecting them to contractual regulation (on
this point, see also Diatlova’s 2003 patterns of action topoi, as well as Section
2.2);
c. hierarchical relations: for example, newsletter, question-and-answer texts and
sets of project documentation a) for management only; b) for company affiliates
in general/for all employees; c) where appropriate for the general public and the
press;
d. technical relations between different media: for example, an online project
documentation containing web links to other texts which played a role in the
course of the communication process (e-mails, newsletter articles).
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Genres in the business context: An introduction 55
This overview of possible genre relations shows that they are not only numerous but
also multi-layered – in other words, every text and every conversation is linked
in multiple and various ways with other genre instantiations. Thus, we do indeed
need to assume that there are not only intertextual but also multi-dimensional and
dynamic interconnections between communicative practices. Moreover, these must
consist not merely of systematically ordered paradigmatic and syntagmatic relations
between different genres, but can also be used in a deliberate way to pursue strategic
goals and to reinforce hierarchies (see also Briggs and Bauman 1992). In sum, this
means that analyses of systematic relations in dynamic genre networks must remain
related to the participants in interactions, to their objectives and positions, and to
the specific tasks they are pursuing and the business processes that frame all these.
Only then will such analyses be relevant to actual business practice. It is addi-
tionally necessary to provide supporting linguistic micro-analyses, as called for by
Bateman (2006: 178).
With regard to concrete tasks in business communication, it will be difficult
methodologically to capture exhaustively all the relevant genres and genre manifes-
tations in text and conversation. Communication processes within companies very
often occur in highly complex ways, weaving together oral and written as well
as formal and informal communicative events. In consequence, it would appear
virtually impossible to achieve any all-encompassing collection and analysis. The
analytical effort and complexity of the study are further heightened if we seek to
include the specific features and individuality of concrete texts and conversations
beyond the patterns they display, and not merely – as considered above – the far
more abstract genre characteristics and genre relations. Additional obstacles include
limited accessibility and obligations of confidentiality or anonymity. Finally, back-
ground information is frequently needed in order to provide any realistic assessment
and evaluation of communicative practices, at least in the case of flexible communi-
cation processes that display little formality. And in many cases such information is
neither readily available nor widely usable. So, even once all linguistically legitimate
analytical steps have been taken, the question remains as to how to guarantee an
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56 Nina Janich
The research challenge consists in identifying the whole range of prototypical – and
definitely all institutionalized – communicative activities relating to the regularly
recurring demands of a job and highlighting their systematic relations to other
work domains. In methodological terms, the difficulty will be to identify those
communicative practices that are less usual or may occur only in certain cases but
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are nonetheless highly significant (e.g., for communication processes that occur at
times of mergers, company crises, etc.). Here, too, it is probably extremely difficult
to capture systematically the all-important informal communication that takes place,
as it were, “between” the official texts and conversations (Kleinberger and Thimm
2000; also various contributions in Coupland 2014).
The key point, however, is to identify professional requirements, less as instances
of individual genres than as communicative practices in the sense of dynamically
interconnected texts and conversations, that is, in a process-oriented way. The com-
plexity of a professional communication profile can only be demonstrated by taking
account of the process-related and dynamic aspects of communicative practices,
thus taking the analysis beyond the simple use of text and/or conversation linguistic
tools to identify individual genres of business communication.
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Genres in the business context: An introduction 57
In this context, Zerfaß (2004: 190–191 proposes a distinction between active commu-
nicative competence (i.e. speaking/writing), perceptual competence (i.e. the ability
to listen – or read – attentively) and cooperation competence (i.e. the ability to
establish shared communication), thereby also taking account of the hierarchical
set of conditions in which communication occurs in a company.
Finally, one function of a competence profile should be to relate knowledge and
competences to the norms and communicative maxims of business communication,
or of individual companies, that are relevant for actual communication, such as
those that are found in company mission statements, codes of conduct and style
sheets. Individuals who work in professional or business contexts always act as
members of an institution, and of a specialized and job-specific communication
community. Only when they have knowledge of the organization-specific appro-
priateness of certain styles and habits of communication will they be able to
communicate competently and effectively.
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5 Conclusion
The present contribution has shown that business communication is a complex
phenomenon in every respect. This complexity manifests itself not only in a wide
variety of target groups, frames of action and communicative goals, but also in a
dense network of genres, both oral and written. In addition to showing how these
genres may be described and systematized, the contribution also set out to highlight
the fact that texts are embedded in genre interconnections and complex communica-
tive practices. This change of perspective from the single genre to communicative
activity in its entirety implies that deeper insights into job-based communication
profiles can be gained only by detailed analysis of texts and conversations, and of
Handbook of Business Communication : Linguistic Approaches, edited by Gerlinde Mautner, and Franz Rainer, De Gruyter, Inc., 2017.
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58 Nina Janich
References
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(Handbooks of Applied Linguistics 10), 359–384. Berlin & Boston: Mouton de Gruyter.
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Handbook of Business Communication : Linguistic Approaches, edited by Gerlinde Mautner, and Franz Rainer, De Gruyter, Inc., 2017.
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Created from whitewater-ebooks on 2018-12-11 05:48:50.
60 Nina Janich
Handbook of Business Communication : Linguistic Approaches, edited by Gerlinde Mautner, and Franz Rainer, De Gruyter, Inc., 2017.
ProQuest Ebook Central, http://ebookcentral.proquest.com/lib/whitewater-ebooks/detail.action?docID=4931484.
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Genres in the business context: An introduction 61
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Copyright © 2017. De Gruyter, Inc.. All rights reserved.
Handbook of Business Communication : Linguistic Approaches, edited by Gerlinde Mautner, and Franz Rainer, De Gruyter, Inc., 2017.
ProQuest Ebook Central, http://ebookcentral.proquest.com/lib/whitewater-ebooks/detail.action?docID=4931484.
Created from whitewater-ebooks on 2018-12-11 05:48:50.
Copyright © 2017. De Gruyter, Inc.. All rights reserved.
Handbook of Business Communication : Linguistic Approaches, edited by Gerlinde Mautner, and Franz Rainer, De Gruyter, Inc., 2017.
ProQuest Ebook Central, http://ebookcentral.proquest.com/lib/whitewater-ebooks/detail.action?docID=4931484.
Created from whitewater-ebooks on 2018-12-11 05:48:50.