CONTENTS

Sample Individual

Entity's Report
Legal Coverage 2
Crime Coverage 4
Other Coverage 6
Risk Profile 8
Case Details 9

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2 LEGAL COVERAGE
Sample Individual

Cases Found Cases Not Found No. of Courts/Benches Starting From

Supreme Court High Courts District Courts

1 Jan, 1950 20 Apr, 1950 430 --

Corporate Agencies and Tribunals

Company law board 1 Jan, 2010

Competition Commission of India 1 Feb, 2010

FICCI Arbitration and Conciliation Tribunal / Indian Council of Arbitration 1 --

MCA Defaulters List 1 --

MCA-Vanishing Companies List 1 --

MCX-SX - Complaint-Arbitration Status 1 Apr, 2010

MCX-SX - Regulatory orders/ Arbitral Awards 1 May, 2010

Security Applate Tribunals (SAT) 5 Jul, 2002

Financial Institutions

Central Board of Direct Taxes 1 --

BSE 1 Jan, 1950

NSE 1 Apr, 1950

RBI-Search 3 Jun, 1999

SEBI-BSE Debarred Entities 5 --

SEBI-NSE Debarred Entities 2 May, 1983

SEBI/SAT 1 Apr, 1998

3 LEGAL COVERAGE
Sample Individual

Cases Found Cases Not Found No. of Courts/Benches Starting From

Other Tribunals

Appellate Tribunal For Electricity 1 Sep, 2005

Armed Forces Tribunal 1 Aug, 2009

Central Administrative Tribunal 3 Oct, 1951

Central Electricity Regulatory Commission 5 Dec, 2006

Central Information Commission 1 Oct, 2006

Competition Appellate Tribunal 1 Nov, 2009

Cyber Appellate Tribunal 1 Apr, 2007

Intellectual Property Appellate Tribunal 1 Jan, 2005

National Green Tribunal 1 Aug, 2009

NCDRC/Computerization and computer Networking of Consumer forums in Country 1 Jan, 1990

Railway Claims Tribunal 1 Dec, 1990

State Electricity Regulatory Commission 12 Dec, 1978

Telecom Disputes Settlement & Appellate Tribunal 4 Aug, 2004

Taxation Tribunals

Authority for Advance Rulings 1 Jan, 1970

Central Board of Excise and Customs 1 --

Custom Excise Service Tax Appellate Tribunal 7 Jun, 1999

Income Tax Appellate Tribunal 1 May, 1983

West Bengal Taxation Tribunal 3 Jun, 2007

4 CRIME COVERAGE
Sample Individual

Cases Found Cases Not Found No. of Courts/Benches Starting From

Serious Fraud Investigation Office Central Vigilance Comission International Crime Check

5 Jan, 1990 2 Apr, 2007 3 Aug, 2009

CBI

Red Notices 1 Dec, 1978

Red Notices (Foreign Countries) 5 Apr, 1998

Yellow Notices 12 Jan, 2005

National Crime Record Bureau

ARRESTED 1 --

DESERTED 1 Jan, 2005

ESCAPED 1 Oct, 1951

PROCLAIMED OFFENDER 1 Dec, 1990

TRACED/FOUND 1 Jan, 1990

WANTED 3 Jan, 2006

National Investigation Agency

Banned Terrorist Organisations 1 Jan, 2006

NIA Case List 1 Oct, 1951

Wanted List 1 Dec, 1990

5 CRIME COVERAGE
Sample Individual

Cases Found Cases Not Found No. of Courts/Benches Starting From

State Police

Absconders 1 Feb, 2006

Arrested 1 Aug, 2009

Economic Offenders 1 --

FIR Copies 4 Dec, 2006

Most Wanted 1 Apr, 2007

Proclaimed Offenders 1 May, 2010

Red Corner Notices 1 Sep, 2005

6 OTHER COVERAGE
Sample Individual

Cases Found Cases Not Found No. of Courts/Benches Starting From

Media Coverage

5 Dec, 1978

Credit Rating

CARE 1 Apr, 2010

CIBIL 5 Feb, 2010

CRISIL 1 Jan, 2010

FITCH 1 --

ICRA 1 --

ONICRA 1 May, 2010

SMERA 1 --

Defaulter Check

CIBIL 1 Jun, 2007

Equifax 3 --

Experian 7 --

High Mark 1 Jul, 2002

Income Tax Defualters list 1 --

Financial Data

Balance Sheet 5 --

Capital Raises 1 Dec, 2006

Cash Flow Statement 1 Feb, 2006

7 OTHER COVERAGE
Sample Individual

Cases Found Cases Not Found No. of Courts/Benches Starting From

Financial Data

Profit and Loss Statement 12 May, 2010

Shareholding Pattern 1 Sep, 2005

Financial Institutions

Central Board of Direct Taxes 1 --

BSE 1 Jan, 1950

NSE 1 Apr, 1950

RBI-Search 3 Jun, 1999

SEBI-BSE Debarred Entities 5 --

SEBI-NSE Debarred Entities 2 May, 1983

SEBI/SAT 1 Apr, 1998

8 RISK PROFILE
Sample Individual

CASE STATUS SEVERITY LEVEL

Pending Disposed Other Low Medium High

High Courts 4 -- 3 -- 2 -- 2

Delhi HC 3 -- 3 -- 0 1 -- 2
Odisha HC 1 -- -- -- 0 1 -- --

District Courts 12 2 -- -- 4 2 6

Delhi District Courts - Dwarka 1 -- -- -- 0 1 -- --

Delhi District Courts - Patiala 1 -- -- -- 0 1 -- --

Delhi District Courts - Tishazari 10 2 -- -- 0 2 2 6

Financial Institutions 4 -- 2 -- -- 1 3
SEBI 2 -- 2 -- 0 -- 1 1

SEBI-BSE Debarred Entities 1 -- -- -- 0 -- -- 1

SEBI-NSE Debarred Entities 1 -- -- -- 0 -- -- 1

State Police 1 -- -- -- -- -- 1

Taxation Tribunals 4 -- 1 -- 1 -- 3

Grand Total 25 2 6 -- 7 3 15
9 CASE DETAILS
Sample Individual : High Severity Cases

High Courts
1 Microsoft Corporation and Anr (P) Sample Individual And Anr (R) Disposed

Allegation : Copyright Infringement Date : - 03 Jan 2014 Delhi HC

Issue : Infringement of copy right of the computer softwares.

Comments : As both the parties had an out of court settlement where they agreed that the sum of Rs.70 Lacs deposited by the defendants by way of a bank draft on 19-11-2012 in favour of the registrar general of court in
pursuant of the order dated 09-11- 2012 be released to defendant no.2 along with interest accrued towards the said amount. And Rs 69 Lacs to be paid to Microsoft Corporation. on or before 15-01-2014.

District Courts
1 Icici Bank Limited (P) Sample Individual (R) Pending

Allegation : Others Date : - 08 Apr 2009 Delhi District Courts - Tishazari

Issue : Complaint filed against Respondent vide CT. Cases No.2041/1 Of 2006.

Comments : ICICI filed complaint against Sample Individual.

2 L & T Finance Ltd (P) Sample Individual (R) Pending

Allegation : Others Date : - 18 Sep 2015 Delhi District Courts - Tishazari

Issue : Complaint filed against Respondent vide Ct. Cases No.10191 And 10100 Of 2014.

Comments : L&T filed complaint against Sample Individual.

3 L&T Fincorp Ltd. (P) Sample Individual (R) Pending

Allegation : Others Date : - 29 Jul 2015 Delhi District Courts - Tishazari

Issue : Complaint filed against Respondent vide Ct. Cases No.1381/1 Of 2015.

Comments : L&T Fincorp Ltd. filed complaint against Sample Individual.

4 L&T Fincorp Ltd. (P) Sample Individual (R) Pending

Allegation : Others Date : - 22 Jul 2015 Delhi District Courts - Tishazari

Issue : Complaint filed against Respondent vide Ct. Cases No.1431 And 14532/1 Of 2015.

Comments : L&T Fincorp Ltd. filed complaint against Sample Individual.

5 L & T Finance Ltd (P) Sample Individual (R) Pending

Allegation : Others Date : - 25 Aug 2015 Delhi District Courts - Tishazari

Issue : Complaint filed against Respondent vide Ct. Cases No.129/1 , 1433/1 And 1321/1 Of 2015.

Comments : L&T Finance Ltd. filed complaint against Sample Individual.

10 CASE DETAILS
Sample Individual : High Severity Cases

District Courts
6 State (P) Sample Individual (R) Pending

Allegation : Bribe Date : - 09 Oct 2015 Delhi District Courts - Tishazari

Issue : Initiation of criminal proceedings.

Comments : Criminal proceedings filed against Sample Individual regarding bribing Syndicate Bank chief SK Jain regarding Rs. 100 crore loan taken by Bhushan Steel Limited from the bank.

Financial Institutions
1 SEBI-NSE (P) Sample Individual (R)

Allegation : Bribe Date : - 07 May 2015 SEBI-NSE Debarred Entities

Issue : Debarred Sample Individual in alleged bribery case.

Comments : NSE debarred Sample Individual from market trading in alleged bribery case till further directions it issues further directions.

2 SEBI-BSE (P) Sample Individual (R)

Allegation : Bribe Date : - 19 Dec 2014 SEBI-BSE Debarred Entities

Issue : Debarred Sample Individual from trading in First Financial Services Ltd.

Comments : Restrained Sample Individual from accessing the securities market and buying, selling or dealing in securities, either directly or indirectly, in any manner, till further directions.

3 SEBI (P) Sample Individual 1 (R) Disposed

Allegation : Regulatory violation Date : - 12 Sep 2008 SEBI

Issue : Acquisition of 30.63% of the share/voting capital of Bhushan Steel and Industries Ltd.

Comments : As the case is not fit to impose any monetary penalty on the notices. Hence, the matter was disposed off.

State Police
1 State (P) Sample Individual (R)

Allegation : Bribe Date : - 01 Aug 2014 FIR Copies

Issue : FIR filed against Sample Individual for bribing Syndicate Bank MD.

Comments : FIR filed against Sample Individual regarding bribing Syndicate Bank chief SK Jain regarding Rs. 100 crore loan taken by Bhushan Steel Limited from the bank.

Taxation Tribunals
1 Sample Individual (P) DCIT,Central Circle-13,New Delhi (R) Disposed

Allegation : Non Disclosure Date : - 24 Jun 2013 Income Tax Appellate Tribunal

Issue : Appeal was filed against the order of Asstt. Commissioner of Income Tax in imposing penalty of Rs. 12.5 crore.

Comments : As the tribunal found that the offered undisclosed income has been accepted and due tax thereon has been paid and ordered the Assessing Officer to delete the penalty.
11 CASE DETAILS
Sample Individual : High Severity Cases

Taxation Tribunals
2 DCIT,Central Circle-13,New Delhi (P) Sample Individual (R) Pending

Allegation : Non Disclosure Date : - 28 Aug 2014 Income Tax Appellate Tribunal

Issue : Appeal was filed u/s 143(3) of Income Tax Act for AY 2004-05 for the scrtuniy of the details filed by the assessee .

Comments : The tribunal asked the respondent to submit the income details of six assessment years immediately preceding the assessment year relevant to the previous year.

3 DCIT,Central Circle-13,New Delhi (P) Sample Individual (R) Pending

Allegation : Non Disclosure Date : - 28 Aug 2014 Income Tax Appellate Tribunal

Issue : Case registered u/s 143(3) r.w.s.153A of Income Tax Act for AY 2005-06.

Comments : The tribunal asked the respondent to submit the income details of six assessment years immediately preceding the assessment year relevant to the previous year.

(P) - Petitioner (R) - Respondent

12 CASE DETAILS
Sample Individual : Medium Severity Cases

Financial Institutions
1 Orissa Sponge Iron And Steel Limited (P) Sample Individual Ors (R) Disposed

Allegation : Regulatory violation Date : - 18 Jan 2010 SEBI

Issue : Acquisition of shares of Orissa Sponge Iron and Steel Limited.

Comments : Sample Individual and other respondents were fined with Rs. 4.5 Lacs which is to be paid within 45 days of receipt of the order.

District Courts
1 Family Credit Ltd (P) Sample Individual (R) Pending

Allegation : Others Date : - 29 Jul 2015 Delhi District Courts - Tishazari

Issue : Complaint filed against Respondent vide Ct. Cases No.1436/1 And 1384/1 Of 2015.

Comments : Family Credit Ltd. filed complaint against Sample Individual.

2 Family Credit Ltd (P) Sample Individual (R) Pending

Allegation : Others Date : - 24 Jul 2015 Delhi District Courts - Tishazari

Issue : Complaint filed against Respondent vide CT. Cases no. 10101 Of 2014.

Comments : Family Credit Ltd. filed complaint against Sample Individual.

(P) - Petitioner (R) - Respondent

13 CASE DETAILS
Sample Individual : Low Severity Cases

High Courts
1 Paragon Securities P.ltd (P) Sample Individual Ors (R) Disposed

Allegation : Others Date : - 06 May 2011 Delhi HC

Issue : Others

Comments : Petitions stand dismissed as withdrawn.

2 Sample Individual (P) State (R) Pending

Allegation : Others Date : - 25 Sep 2013 Odisha HC

Issue : Complaint filed against Respondent vied Crl Rev No.757 Of 2013.

Comments : Others

District Courts
1 Satender Kumar Talwar (P) Sample Individual (R) Pending

Allegation : Others Date : - 13 Mar 2015 Delhi District Courts - Tishazari

Issue : Complaint filed against Respondent vide Ct. Cases No 9976/1 Of 2014.

Comments : Satender Kumar filed complaint against Sample Individual.

2 Sample Individual (P) Ashish Kumar (R) Pending

Allegation : Others Date : - 05 Jun 2015 Delhi District Courts - Tishazari

Issue : Complaint filed against Respondent vide CT. Cases No.536/1 Of 2011.

Comments : Sample Individual filed complaint against Ashish Kumar.

3 Radical Infotainment Private Limited (P) Sample Individual (R) Pending

Allegation : Others Date : - 16 Oct 2014 Delhi District Courts - Patiala

Issue : Complaint filed against Respondent Ct. Cases No.59/1 Of 2008.

Comments : Radical Infotainment Private Limited filed complaint against Sample Individual.

4 S.E. Investments Ltd. (P) Sample Individual (R) Pending

Allegation : Others Date : - 12 May 2014 Delhi District Courts - Dwarka

Issue : Complaint filed against Respondent Ct. Cases No.1560 Of 2014.

Comments : S.E. Investments Ltd. filed complaint against Sample Individual.

Taxation Tribunals
14 CASE DETAILS
Sample Individual : Low Severity Cases

Taxation Tribunals
1 Sample Individual (P) DCIT,Central Circle-13,New Delhi (R) Pending

Allegation : Non Disclosure Date : - 28 Aug 2014 Income Tax Appellate Tribunal

Issue : Case registered u/s 250 Income Tax Act. for AY 2004-05.

Comments : Tribunal of IT Act called up the parties to the case to appear for the hearing.

(P) - Petitioner (R) - Respondent