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access to Asian Survey
Murray J. Leaf
475
the central government, more specifically the government of the late Indira
Gandhi, and not the people or politicians of Punjab.
the other hand, government policies that aided the development of private
wells were of no benefit to either the mountainous or the southern tracts.
The government of the state as it was constituted immediately after in-
dependence had a substantial majority of representatives from regions
outside the central tracts, and proved itself unable to reconcile the conflict-
ing sets of needs. This eventually led to the original drive for a "Punjabi
Subah" as the political form for the central area and, then, for "Haryana"
as the complementary political entity in the south. The drive had been to a
very large extent articulated in the context of the Sikh religious organiza-
tion, the organization that elects officers to manage the major Sikh historic
shrines in Punjab, and there was no doubt that there was a particularly
religious motivation to it. Specifically, it was widely argued and believed
that the reasons why the needs of the central tract were not being met
stemmed in part from religious intolerance toward Sikhs, and that the new
state would protect Sikhs from such discrimination. At the same time,
however, the basis of the state was explicitly intended to be linguistic and
not religious. In the crucial Gurudwara committee (temple management)
elections of 1965, one of the major candidates explicitly advocated that the
aim of the Subah should be to establish "rule of the Sikhs" and the crite-
rion should be religious. The other candidate rejected this as inconsistent
with the basic Sikh principle of tolerance toward all religions-of the
equality of all religions-and held that the criterion for drawing the
boundary of the new state should be language alone. The latter candidate,
Sant Fateh Singh, won an overwhelming majority. He then began a care-
fully orchestrated agitation for establishment of the Punjabi Subah, greatly
aided by the leverage Punjab state gained from its pivotal strategic position
as a battleground in the Indo-Pakistani war in the autumn of 1965. In
direct talks with Indira Gandhi's representatives, the Sant was prevailed
upon to call off his threatened fast to the death in exchange for the promise
that negotiations would be undertaken leading to the creation of the new
state. In the negotiations that followed, the Sant's linguistic criterion was
accepted as the basis for the divisions and the new state governments began
operation in the winter of 1967.
Immediately upon taking office, the new Punjab government began to
implement a series of measures to promote agriculture and small business
that had been developed previously within the Sikh religious organization
and advocated in the course of the Gurudwara elections, policies that had
been held to follow from the basic Sikh principle of the importance of the
individual and of individual judgement. They included accepting a central
government initiative for the radical overhaul of the cooperative system to
make it a vehicle for infusing large amounts of venture capital into the
agricultural economy of the state, an initiative that the previous state gov-
ernment had declined to act on. The loans for the most part took the form
of village level deliveries of new inputs-fertilizer, herbicides, and well
equipment at reasonable prices with practical repayment requirements.
This was supported by rapid expansion of the rural electric power grid and
effective efforts to assure that power and fuel would be available to allow
the new fertilizer to be used (without increased water, it merely increased
the likelihood of crop losses). All this in turn was backed by an aggressive
approach to negotiations with the central government in the annual proce-
dures for setting prices that the government would pay farmers for pro-
curement of foodgrains for national stores-the prices that in India serve
to establish agricultural support levels. The prices the state representatives
asked for were designed to assure that farmers who invested in the new
technologies and improved their crops could at least recover their costs
and a decent rate of return. Farmers were free to sell their produce for
prices above the support levels if they could.
After disastrous years in 1964 and 1965, Punjab produced bumper crops
in the summer of 1966 and production continued to rise in most years
thereafter. The result was the green revolution. With its success, Punjab
farmers felt their policies to be vindicated and their interests secured, so
separatist demands rapidly abated after 1967 even though the division of
the state itself, as implemented, had left certain causes for dissatisfaction-
most notably the appearance in the new government of several allies of
Indira Gandhi who had been under criminal indictment, the exclusion of
certain areas that were predominantly Punjabi-speaking but non-Sikh, the
loss of state control over Chandigarh (even though it remained the capital
of the state), and the loss of the Bhakra-Nangal dam, which had been built
originally out of Punjab state development funds. Both Chandigarh and
the dam became central government districts. Sant Fateh Singh promptly
began a fast to demand these be corrected, but he failed to gain wide sup-
port, broke his fast, and was politically discredited.
1. Murray J. Leaf, Song of Hope: The Green Revolution in a Punjab Village (New Bruns-
wick: Rutgers University Press, 1984), p. 167 ff.
of the way for the longest time. It was to remain with the Court for about
five years. In that time, however, the central government enacted a series
of constitutional amendments that consistently undercut the challenges to
the Act by limiting individual rights in the face of measures declared to be
in the interests of agrarian and social reform.
The Emergency
The threats posed by the central government's legislation and its accompa-
nying political rhetoric achieved a culminating force during the 19 months
of Emergency Rule beginning on June 26, 1975.
The immediate precipitating cause of the declaration of a national emer-
gency was evidently a series of legal proceedings regarding Mrs. Gandhi's
reelection that threatened not only to invalidate that election but to subject
her to criminal charges. The declaration forestalled these actions. It was
explained as a necessary measure to halt corruption and a number of inter-
related economic problems. There is no doubt that some of the problems
tackled by the government under the Emergency were very real, although
the most prominent charges of political corruption at the time revolved
around Mrs. Gandhi's own son, Sanjay. Some of the measures instituted
under the Emergency were beneficial: rigorous price controls and the pro-
motion of explicitly marked prices on commercial goods, such as cloth.
Other measures were less welcome-notably brutal attempts to promote
birth control through mass sterilization. Still other alleged "problems"
were not really problems at all-notably the simple fact of a growing and
increasingly well-organized national political opposition to Indira Gandhi
and her party, under the leadership of the aged and morally unassailable
Jayaprakash Narayan.
The Emergency legally empowered the government to use "preventive
detention," which meant that the government could order someone ar-
rested on the ground that they might commit a crime. Since such detain-
ees are by definition not actually charged with anything, the constitutional
provisions for a speedy trial are irrelevant and they can in fact be held
indefinitely. The prompt use of this provision to jail some 700 political
opponents, including Narayan, coupled with the growing use of Presi-
dent's Rule to overturn state governments dominated by political groups
other than Indira Gandhi's own, rapidly created an atmosphere of intimi-
dation unprecedented in independent India. In the opinion of an evidently
large majority throughout India, the Emergency was or quickly becamile a
cure worse than its disease.
A rather surprising feature of the Emergency was the lack of opposition
to it in the national Parliament. When Mrs. Gandhi required Parliamen-
tary approval she consistently obtained it, usually by healthy majorities
made up mainly of a coalition of her own faction of the Congress Party
and the "right" (pro-Soviet) Communists. This lack of effective opposition
evidently was a major encouragement to Mrs. Gandhi's surprising decision
in January of 1977 to hold national elections three months later, in March.
Gandhi's Congress group returned 92 of 153 candidates in four southern
states in these elections, but throughout the rest of India it was resound-
ingly defeated in very heavy polling.
3. Paul Wallace, "The Dilemma of Sikh Revivalism," a draft paper presented to the work-
shop on "Changing Division of Labor in South Asia: Fundamentalism," University of Wis-
consin, Madison, November 1-2, 1984; see p. 14, citing Ayesha Kagal, The Times of India
(September 12, 1982), and Samata Era Editorial Team (Sachchidanand Sinha, Jasvir Singh,
Sunil, G. K. C. Reddy), Army Action in Punjab (New Delhi: Samata Era, 1984), pp. 28-31.
Kuldip Nayar and Khushwant Singh, Tragedy of Punjab: Operation Bluestar and After (New
Delhi: Vision Books, 1984), p. 31.
sisted in offering its own policies and solutions, and attempted to explain
their bases.
In February 1980, the central government declared President's Rule in
Punjab and eight other states whose governments were still dominated by
parties other than Mrs. Gandhi's own. This dissolved the states' legislative
assemblies and required new elections. In Punjab, it led to the desired
result. The new government, with Darbara Singh as chief minister, was
supportive of Mrs. Gandhi's central group. P. S. Badal, reelected to the
legislature, then became leader of the legislative opposition and the head of
one of the leading groups in the Akali Party, along with Gurcharan Singh
Tohra, Balwant Singh, and Sant Harchand Singh Longowal, all of whom
through the entire crisis stood firm against various extremist demands, in-
cluding secession.
The new state government, however, was unable to impose the policies
of Gandhi's group at the Center. In fact, it was generally paralyzed be-
tween the conflicting demands of unwavering loyalty to the Center on the
one hand and avoidance of massive offence to the people of the state on the
other. For example, with respect to the Land Reform Act of 1972, press
reports as of January 1981 said that only 12,340 hectares had been de-
clared surplus and 2,088 hectares allotted to new owners. It was clear the
previous land reform program had been more complete than the propo-
nents of the 1972 act had wanted to believe. At the same time, the most
frightening possibility in the enforcement of the act was avoided in the
rules for its implementation. The revenue officers would not, on their own,
constitute families according to their own records. Rather, the law and
rules required each owner, including adult sons, to make a declaration of
his holdings and designate what he was to retain, including the additional
fifth for each member of his immediate family (including minor sons and
daughters) numbering more than five. Then any surplus amounts in the
father's holdings could be given to adult sons who themselves had less than
the limits. A father could not, under this procedure, arrogate his sons'
land to himself if the sons had already divided their holdings. The civil
servants under the new administration did not change these rules; the gov-
ernment knew better than to do it for them with the result that in this as in
most other matters it simply tried to keep a low profile.
The Anandpur Sahib Resolution became a major focus again soon after
Mrs. Gandhi's return to power, in connection with a new set of issues that
were in reality new versions of the old ones. The more concrete grievances
have been explained outside the resolution in broader discussions of the
issue of federalism and have mainly concerned four complex and interre-
lated topics: costs of agricultural inputs in relation to support prices,
4. Prata Singh Gill, Dismantling Democracy (New Delhi: Lancer International, 1984), pp.
206-209.
Punjab's Beas and Ravi rivers. Haryana was due to receive 50% of the
water under an agreement negotiated in 1978 with involvement of the cen-
tral government, which was Janata at the time. There was wide accep-
tance of the opinion of Prakash Singh Badal, who as chief minister had
been involved in the initial negotiations, that Haryana would have been
satisfied with 40%. Again the apparent willingness of the Center to inter-
fere against the interests of Punjab was resented. Construction on the
project, with the groundbreaking by Mrs. Gandhi herself, was begun in
1982. By then it had become a focus of Akali Party opposition, and seri-
ous agitation, including physically blocking work and courting arrest, be-
gan with the groundbreaking and prevented work from proceeding for at
least six months.
A related dispute concerned control of the Bhakra canal headworks.
The Bhakra had been built by Punjab after 1947 out of state development
funds, yet from 1967 on it was run by central officials. In the important
spring planting seasons there were constant shortfalls in both water supply
and power generation from the dam. In 1978, for example, rolling black-
outs occurred with a third of the rural grid being closed at any given
time-which obviously required good publicity on schedules and coordina-
tion with farming needs to prevent disaster. Summer power shortages are
predictable, of course, because the low water that causes them is part of
the monsoon cycle. The original plan was that at these times hydroelectric
generation would be supplemented by power from a large state-operated,
coal-fired steam plant near Bhatinda (a location that was itself criticized as
an example of poor central planning because of its distance from the coal-
producing area), but the plan was constantly upset by poor summer coal
deliveries. Since coal was a central monopoly, it was easy to view the
overall power problem as the direct result of a pattern of central ineffi-
ciency and indifference, which Punjabis quite naturally thought they could
improve upon had it been left to them.
The industries issue had begun to surface in 1978 and grew in part out
of the migration patterns that had already become well established in the
state-the inflow of laborers and the outflow of those seeking non-farm
salaried work. The trouble was that salaried work did not become avail-
able in proportion to the demand and there was from the local point of
view no good reason for this. The central government controlled the
growth of industries through licensing, and Punjab had never been able to
develop its industry in proportion to its agriculture, or as rapidly as other
states with weaker agricultural bases. It did not have spinning mills for its
cotton (and many felt that its cotton prices were held down by lobbying
from the Bombay mills that did do the spinning). It was a major sugar
exporter but did not have enough local sugar mills to provide for its own
local consumption. There was only one tractor factory in the state,
founded in 1976, and even though it sent tractors to other regions most
Punjab tractors were made elsewhere.
The employment issue overlapped the issue of industrial development,
but it had an additional aspect that connected it to the issue of Sikh sur-
vival in a very interesting and dramatic way. Many Punjabis quite natu-
rally connected the difficulties that well-trained Punjabis were having
finding work in the state with well-known patterns of migration outward-
to other states, to the Middle East, and to Europe and America. This in
turn they naturally contrasted with the pattern of migration into the state
of agricultural laborers, who were, of course, generally both non-Punjabi
and non-Sikh. It was not hard to project these trends into the future as
leading to a Sikh diaspora, a fundamental threat to the continuity of the
Sikh cultural community (their phrase) in Punjab. Many had no difficulty
in taking this one step further and seeing the pattern as the result of a
deliberate design.
Added to all of this was the widely publicized fact that the price indices
for agricultural commodities were increasing at only about half the rate for
industrial goods. It was perfectly clear that the central government was
aware of this; indeed, the government's apologists were actually arguing
that such a disparity-admittedly a substantial de facto tax on rural peo-
ple-was necessary to the industrial development and modernization of
the country. In short, Punjabis widely believed, and still believe, that
under the governments of Indira Gandhi they had been economically ex-
ploited by a kind of internal mercantile system, and that this exploitation
had been increasing consistently since her reelection. They do not believe
that such exploitation is in the long run interest of India as a whole.
Added to these problems were three that were more clearly religious.
The first concerned the Nirankari sect who affected to be Sikhs and
claimed the Sikh scriptures as their own, but who overtly rejected the ac-
cepted historical exegeses and who from the Sikh point of view insulted the
Gurus. On top of this, they insisted on holding meetings in Amritsar near
the Golden Temple. On Baisakhi day in mid-April (the date is both New
Year's Day and the anniversary of the founding of the Sikh community in
its present form) of 1978, a group of Sikhs marched on a Nirankari meet-
ing in protest and the Nirankaris opened fire and killed some thirteen of
them. The main suspects in the case were eventually acquitted because of
contaminated police evidence. The head of the Nirankari movement was
cleared of complicity without being indicted and continued to preach in
the state backed by strong statements of central government figures to the
effect that they expected the state government to protect religious freedom.
Polarization
In short, Punjab has had and continues to have a series of economic
problems of the clearest importance. In considering these problems and
arriving at logical solutions, Punjabis have been consistently frustrated by
impositions of the central government. There is no real claim on the part
of the central government that its measures are in the interest of Punjab;
Punjabis furthermore cannot even see how they are in the interest of India
as a whole. In response to these impositions, Punjabis since the late 1970s
have settled on what might be called a second tier of problems and solu-
tions. The problem is a basic anti-farmer and anti-rural bias in the struc-
ture of the Indian government. The solution is "federalism." It is
absolutely crucial to realize that this is the view of by far the most impor-
tant mainstream groups in Punjab, Sikh and non-Sikh, and of most polit-
ical parties. It is equally important to note that this view is not based on
"Sikh fundamentalism," "separatism," or any sort of terrorist ideology-
which is not to say there were no separatists or terrorists. There were, and
indeed always have been, but they never numbered or spoke for even a
large minority of the population, either urban or rural.
The key to understanding the tragic sequence of events from the attack
on the Golden Temple to the assassination of Indira Gandhi lies in seeing
how the legitimate and resolvable problems bundled into the arguments
about federalism became submerged in the fundamentally unresolvable de-
mands and ideas associated with separatism and terrorism. What hap-
pened in Punjab, beginning with the declaration of President's Rule in
1980, was the progressive disenfranchisement of the mainstream of the
population, the middle ground of political opinion. The first method by
which the moderates were deprived of a political voice was the use of Pres-
ident's Rule to topple state governments unfavorable to central policies.
By insisting on a state government that was loyal to her above all and
measuring the loyalty by lack of objections to her policies, Mrs. Gandhi
necessarily deprived those who favored alternative policies of the power to
speak through established government organs with a force appropriate to
their local political strength. Of course, Badal and others continued to
speak as members of the legislative opposition, but this power too was
attacked in several ways. One was intimidation. As early as August 1980,
Mrs. Gandhi was quoted in the press as having told her Congress support-
ers that "Opposition parties were creating a situation similar to the one
obtaining before June 1975." This could hardly be taken otherwise than as
a threat to return to the practices of the Emergency.5
It is difficult in retrospect to determine exactly when the first re-use of
preventive detention occurred, but a UPI story carried in the American
press in April 1983 said that 600 "militant Sikhs" from the Akali Party
had been arrested to "avert a threatened highway blockade" as part of a
protest against Mrs. Gandhi's policies.6 The blockade took place anyway,
and in the course of it 200 more were arrested and 20 killed in a police
"firing." Later, in 1984, Harchand Singh Longowal, as president of the
Sikh Gurudwara management committee, was placed under arrest prior to
the attack on the Golden Temple but released by the time of the attack
under terms of the law. The law was then amended to increase the power
of detention, and he was rearrested immediately after the attack. At the
time of Mrs. Gandhi's assassination, and through the subsequent elections,
virtually the entire body of mainstream Akali politicians was in jail-in-
cluding Badal and Longowal. Such tactics-silencing political opposition
in the interest of "unity"-obviously have the effect of denying a voice to
the constituencies represented by the silenced politicians. When these pol-
iticians represent the moderate middle ground of the political spectrum
and their constituencies represent the bulk of the working population of a
state, the result can only be to leave the political stage to politicians and
constituencies at the fringes.
A second method of disenfranchisement was unresponsiveness. There
can be no doubt that repeated and complete explanations were made of the
Punjab view of its problems and their solutions, but the central govern-
ment, either in the person of Mrs. Gandhi herself or her close advisors,
never publicly acknowledged them as serious or legitimate. The most
common response was to ignore them; an almost equally common re-
sponse was to treat them as a smokescreen by "rich farmers" to oppress
the "poor." Since the average size of a farm holding in Punjab is about
2.56 hectares, and the average farmer cultivates his land with his own ef-
forts and would consider "luxury" the possession of a battery-powered
cassette player and an electric fan, this was very hard to take as anything
but a thinly disguised threat (to impose even more punitive land ceilings).
About the nearest Mrs. Gandhi came to a direct response to the Punjab
farmers' concerns (which were shared widely in other states) was to con-
vene a large "farmer's rally" in March 1981 in an effort to compete with a
similar rally being organized by Charan Singh to promote his national
farmer's party. In her address to the rally, as described in the press, Gan-
dhi was quoted as promising to "solve" the farmers' problems, but also as
having "referred to [farmer] agitations in certain areas and said while some
of their demands were justified it was impossible to fulfill others, which
only served the interests of big landlords." She also "pointed out that 25%
of the allocation [in the forthcoming sixth five-year plan] had been
earmarked for the rural sector."7 Since over 80% of the population is
rural and about half of these are farmers, the number is not likely to have
been particularly impressive. The press had something of a field day
The Assassination
Indira Gandhi was assassinated by two guards from her own security force
on the morning of October 31, 1984: Satwant Singh and Beant Singh. Ap-
parently both were Punjabis and both Sikhs. No clear description of their
motivations has been released, and none is likely to be. Strictly speaking,
it is futile to guess at them. Yet enough has been said about the back-
ground of the action and enough is clear from the bare facts of the news
reports to eliminate some of the interpretations that have been current in
the Indian and American press.
Two simple points are clear: they were members of an elite force with
unblemished records, and they must surely have expected that once they
opened fire they themselves would immediately be killed. Why would
such people do such a thing? It seems highly unlikely that they were un-
dercover religious fanatics, or that they had somehow been recruited to act
on behalf of a foreign government-or even overseas Sikhs. Nor would it
simply be a matter of "revenge" for the attack on the temple. The Sikh
religion, to say nothing of simple common sense, lays no basis for self-
destruction in pursuit of revenge. It does, however, lay a basis for self-
destruction in the defense of one's community and more basically of the
truths that, in the Sikh view, sustain life. Thus the most likely explanation
is actually the simplest: that they acted out of the same long-held convic-
tion that led them to serve in the first place-the idea that they should be
willing if necessary to lay down their lives to defend their country, as well
as their homeland and their religion. In their view, Mrs. Gandhi must
have come to represent a pressing threat to all three, and they gave their
lives to stop her. Whatever private motives these two men may have held,
press reports indicate strongly that the great majority of Punjabis see this
as the significance of their act, although no responsible person would en-
dorse assassination as such.
The Aftermath
In the rioting immediately after the assassination of Mrs. Gandhi, more
than 1,500 Sikhs were murdered and many more had their houses and
property destroyed, were beaten, and were publicly humiliated. Since the
rioting occurred outside the censored area, the Western press carried many
interviews of victims. Almost universally they expressed disillusionment, a
sense of betrayal, and sadness. Many said they no longer considered India
their country; they would rather live anywhere else.
The reason for these reactions is not that Hindus and Sikhs are hostile to
one another, or that they are fundamentally different from one another
(although even some very prominent Sikhs, including Khushwant Singh,
said precisely this in the bitter aftermath of the destruction). It is rather
exactly the opposite. Sikhism and the major traditions of Hinduism all
share a common idea of tolerance of all religions, of the importance of
In Punjab, Hindus and Sikhs continue to have nothing to gain from attack-
ing one another and much to gain from cooperation. Moreover, the per-
sonal affiliations of many individuals are not clearly one or the other.
Rajiv Gandhi's own behavior as prime minister, thus far, provides fur-
ther assurances. He moved quickly and firmly to end the rioting, seems to
have eliminated some of the more conspicuous instances of cronyism, and
has consistently and carefully framed his public declarations (insofar as
they have appeared in the American press) in terms of the basic values
common to all sects rather than characterizations that separate one group
from another or that identify his opponents with sedition and his followers
with the nation. Yet he is still largely an unknown quantity, and much
remains to be seen. It is worrisome that the election was held so quickly,
and that the Punjabi leadership was not released from jail-and, of course,
that elections were not held in Punjab itself.
The Future
Martial law and censorship in Punjab, the assassination, and the relatively
smooth election and accession of Rajiv Gandhi to the office of prime minis-
ter have each, in their own way, provided distractions from the underlying
economic and constitutional issues raised by the Punjab crisis. Ultimately,
however, these issues will have to be addressed. Martial law will have to
be ended in Punjab and there will have to be elections. The elections will
be corrupt or clean. If clean, they almost surely will return officers who
will once again speak for the long-standing economic needs and interests of
the state, and their demands will have to be answered.
Assuming that Rajiv Gandhi will not pursue his mother's policy of per-
sonalized centralism, it is quite possible that the drive for federalism in
Punjab will lose force if the basic economic problems are eased-if more
industries are licensed or if licensing is greatly relaxed, if support prices are
raised to provide a real return over costs, if there is more respect for tradi-
tional family concepts and other traditional ideas and for the interests
bound up with them, if in general there is less central meddling in Punjab's
use of its resources-and if at a national level Rajiv Gandhi adheres to his
apparent commitment to avoid the politically self-serving and an-
tidemocratic use of such powers as preventive detention and President's
Rule. Yet in the long run, I do not think this will suffice. Just as the Akali
demand for the division into Punjab and Haryana turned out to be produc-
tive for both new regions, so the demand for "federalism" seems to me
most likely to do just what it is intended to do-to increase the strength of
democracy and the vigor of economic life in India as a whole. India is
much too complex and diverse for all the needed new major public or pri-