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Bienvenu
Bienvenu
Bienvenu
Department of Psychiatry and Behavioral Sciences, The Johns Hopkins University School of Medicine, Baltimore, MD, USA
Abstract
Anxiety disorders are very common and burdensome conditions with early onsets. Thus, there has recently been increasing
interest in preventing these illnesses. In this article we review recent prevention studies targeting populations at varying levels
of risk and conclude that prevention using cognitive-behavioural interventions is promising, though establishing longer-term
effects and the cost-effectiveness of such interventions are important next steps for the field. We discuss conceptual and
practical issues with regard to prevention of anxiety disorders and note that theory-based models of prevention which are
based on identified risk and protective factors, address the optimal timing of intervention delivery, and articulate specific
mechanisms of action are greatly needed.
Correspondence: O. Joseph Bienvenu, 600 North Wolfe St – Meyer 115; Baltimore, MD 21287, USA. Tel: 410-614-9063; Fax: 410-614-5913;
E-mail: jbienven@jhmi.edu
ISSN 0954–0261 print/ISSN 1369–1627 online ß 2007 Informa UK Ltd.
DOI: 10.1080/09540260701797837
648 O. J. Bienvenu & G. S. Ginsburg
receive them. For example, in the NCS-R, only 37% the entry to elementary school or transition to middle
of adults with recent DSM-IV anxiety disorders got school. There is still much to learn about when in the
treatment in a healthcare setting, and only 42% used life course prevention may have its biggest effect.
any type of services (Wang et al., 2005). In that These decisions are also intimately related to both
study, only 34% of persons in treatment for recent for whom prevention may be most appropriate and
anxiety disorders got minimally adequate treatment. how to prevent these disorders (i.e., the specific
Similarly, a recent study in a pediatric primary care strategies).
setting found that only 31% of anxious youth had
received counselling or medication treatment during
Prevention how, and in whom?
their lifetime (Chavira, Stein, Bailey, & Stein, 2004).
Notably, though, these studies were conducted in the One of the issues prevention scientists grapple with
USA, lack of treatment for mental disorders is is ‘prevention in whom?’ That is, using the language
certainly not specific to the USA (Andrews et al., suggested by the Institute of Medicine (Mrazek &
2001; Demyttenaere et al., 2004). That is, it is likely Haggerty, 1994), preventive efforts could be indi-
that this unmet treatment need is worldwide. cated (targeting persons with symptoms but not
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disorder (20% versus 39%). Thus, while the inter- Specifically, children whose parents received the
vention appeared to have effects that varied over intervention showed a significantly lower prevalence
time, overall, the CBT group had a lower burden of anxiety disorders at the 12-month follow-up,
of anxiety disorders. compared to the control group (50% versus 63%).
selective interventions that have been evaluated in exclusionary criterion for this study is baseline
studies that target persons considered at high risk anxiety disorder. The means employed to potentially
on three likely related bases: inhibited temperament, decrease risk for anxiety disorders involve a family-
parental history of anxiety disorder, and pessimistic based intervention that includes psycho-education
attitudes. (regarding the cognitive-behavioural conceptualiza-
tion of anxiety), contingency management
Temperament. Rapee and colleagues reasoned that a (rewarding ‘brave’ behaviours and using extinction
number of putative risk factors for anxiety disorders techniques to reduce avoidant behaviours), parental
may be indexed or moderated/mediated by inhibited instruction regarding modelling coping behaviours,
temperament (Rapee, 2002; Rapee et al., 2005). strategies to recognize and reduce parental anxiety
These investigators designed an intervention for levels, and enhancement of specific problem-solving
parents of inhibited children to reduce parental and communication skills in the family. The
anxiety, environmental support of avoidant coping, study randomized 40 children of anxious parents
and vicarious and instructional learning of avoid- (7–12 years of age) to either a 6-8-week family-based
ance. They recruited 146 3-5-year-old children who CBT intervention or a monitoring only control
appeared behaviourally inhibited based on question- group. Though the study is not yet completed,
naire and laboratory measures and randomized half preliminary results are encouraging (Ginsburg,
to an intervention group (parental education) and unpublished data). Specifically, based on indepen-
half into a control group (monitoring). Components dent evaluations of diagnostic status with the Anxiety
of the intervention included education regarding the Disorders Interview Schedule for Children
nature of withdrawal and anxiety; information about (Silverman & Albano, 1996), by post-intervention,
the importance of modelling competence and 30% of the children in the control group (6/20)
promoting independence; development of exposure developed an anxiety disorder (all three children met
hierarchies for the child; and practice of gradual criteria for GAD and were referred for treatment),
exposure, cognitive restructuring for the parent(s), compared to zero in the intervention group (0/20).
and discussion of high risk periods, such as the
commencement of school. Parents in the interven- Pessimistic attitudes. Seligman et al. assessed the
tion group attended six 90-minute small-group efficacy of an 8-week CBT workshop (eight 2-hour
sessions over the course of 2.5 months. Diagnostic meetings with 10 to 12 students) designed to
assessments were carried out at baseline (before the prevent depression and anxiety in university
intervention or monitoring period began) and one students at risk because of a consistently pessimistic
year later. attributional style (established via questionnaire)
650 O. J. Bienvenu & G. S. Ginsburg
(Seligman, Schulman, DeRubeis, & Hollon, 1999). The mnemonic FRIENDS is an acronym for the
Prior unpublished studies suggested that such different skills taught in the sessions (F ¼ feeling
students were at high risk for depression over the worried; R ¼ relax and feel good; I ¼ inner helpful
next few years. Students (n ¼ 231) were randomized thoughts; E ¼ explore plans; N ¼ nice work, reward
to either the intervention group or a control yourself; D ¼ don’t forget to practice; and S ¼ stay
(monitoring) group. Topics in the intervention calm for life).
workshops included the cognitive theory of change; In one of the FRIENDS evaluation studies, 489
identifying automatic negative thoughts and under- children aged 10–12 years were randomly assigned to
lying beliefs; marshalling evidence to question and one of three conditions, a psychologist-led condition,
dispute automatic negative thoughts and irrational a teacher-led condition, or a usual care condition
beliefs; replacing automatic negative thoughts, etc., (Barrett & Turner, 2001). At post-intervention,
with more constructive interpretations, beliefs, and children in both teacher-led and psychologist-led
behaviours; behavioural activation strategies; inter- groups reported fewer anxiety symptoms compared
personal skills; stress management; and generalizing to children in the usual care group. No differences
coping skills to new situations. Students were given were found in diagnoses (assessed in a subsample).
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homework between workshop meetings, and they Youths with high levels of anxiety symptoms at the
met with a trainer individually on 6 occasions over pre-intervention assessment were more likely to
the next 1 to 2 years, to review skills and to have their move into the ‘normal’ range if they had an
questions addressed. The students were followed intervention, compared to usual care. Positive out-
over a 3-year period, with repeated assessments comes for the prevention programme were reported
of mental disorders and symptoms. in replication studies, in which younger children,
Results indicated that students in the intervention females, and those higher in anxiety severity at
group had significantly fewer episodes of GAD and baseline benefited most from the intervention
significantly fewer moderate (but not severe) (Lock & Barrett, 2003). While the majority
episodes of depression. In addition, the students in of children in these Australian studies were White,
For personal use only.
the intervention group also reported significantly Barrett and colleagues also report positive findings in
fewer anxiety and depressive symptoms and greater a similar study including a non-English speaking
improvement in explanatory style, hopelessness, and migrant sample of youth (from Yugoslavian,
dysfunctional attitudes (‘cognitive’ measures). As Chinese, and mixed race backgrounds; Barrett,
might be expected, the cognitive changes appeared Sonderegger, & Xenos, 2003).
to mediate differences between groups on anxiety Though all of these cognitive-behavioural inter-
and depression. Though effect sizes were moderate, ventions appear to have been designed to prevent/
most of these differences persisted over 3 years treat anxiety in childhood and adolescence (a worthy
of follow-up. goal in itself), it would be of great interest to
know whether or not these interventions have
any longer-term preventive effects (i.e., lasting into
Universal prevention
adulthood). Additional research is needed to answer
Universal prevention targets an entire population this question.
without regard to risk status. Barrett and colleagues
have conducted several universal prevention studies
Education as a prevention tool
in children and adolescents in primary and secondary
school settings, employing cognitive-behavioural Advertising regarding the nature of and effective
techniques (Barrett, Farrell, Ollendick, & Dadds, treatments for anxiety disorders is a potential
2006; Barrett & Turner, 2001; Lock & Barrett, 2003; prevention tool that apparently remains unstudied.
Lowry-Webster, Barrett, & Dadds, 2003; Lowry- In the US, the public gets some education regarding
Webster, Barrett, & Lock, 2003). Arguments for- anxiety disorders via news outlets (television, radio,
warded for school-based universal interventions print and Internet media) and ‘direct-to-consumer’
include less interventionist burden (i.e., no need to advertising via pharmaceutical companies. We know
screen or recruit, as well as easier retention of no empirical studies explicitly addressing how
of participants), as well as potentially less stigma for news programmes and pharmaceutical advertising
the participants (Barrett et al., 2006). An argument affect persons’ behaviours with regard to preventing
against universal interventions is that resources anxiety disorders, getting early treatment (indicated
are often limited, so perhaps resources should prevention), or reducing the burden of disorder
be targeted toward those at highest risk. The (tertiary prevention in the older terminology),
interventions evaluated by Barrett and colleagues but our anecdotal clinical experience suggests that
involve 10 to 12 classroom sessions for students, such programmes can facilitate persons’ initiating
with 4 psychoeducational sessions for parents. psychiatric care. In the US, public health campaigns
Prevention of anxiety disorders 651
have attempted to educate the populace regarding positive side, this means that the field is ripe for
mood disorders, and this may be facilitating researchers who wish to make significant contribu-
individuals’ treatment-seeking, to some extent tions. On the negative side, it means that we are
(Insel & Fenton, 2005). For example, in the 11 limited in our ability to draw firm conclusions about
years between the original NCS (1990–1992) and the whether, how, and in whom anxiety disorders can be
NCS-R (2001–2003), the proportion of persons with prevented. Most extant studies have had small
recent mood disorders who were in treatment in the sample sizes, which limit power to detect prevention
healthcare sector increased from 28% to 51% effects. Also, most have used a narrow range
(Kessler et al., 1999; Wang et al., 2005); this of assessments (e.g., only self-reports or only anxiety
increase may relate, at least in part, to increased disorder diagnoses) and have had limited follow-up
public awareness. Unfortunately, the lag time periods (i.e., 3 or less years). The last is a particular
between onset of mood disorder and first treatment disadvantage, given that the impact of preventive
contact was 6 to 8 years in the NCS-R (Wang et al., interventions is hypothesized to be long-term, rather
2005). In the period between the original NCS and than short-term.
the NCS-R, the proportion of persons with recent
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Related to the identification of risk and protective and long-term. Dismantling studies and studies
factors is an appreciation that these risk and examining theory-based mechanisms of interventions
protective factors may not be stable over time and/ will facilitate answers to these questions. Also unclear
or may be unique to specific developmental stages is whether preventive intervention strategies are most
or life transitions (e.g., entry into first grade, effective when delivered on a community-wide basis,
parenthood). Thus, identifying what to target might as in public service announcements or public
depend on ‘when’ across the lifespan these risks education campaigns, or whether smaller groups
occur. Donovan and Spence detail specific risk or work with individual families is needed. The
factors for anxiety disorders across the life span recent success of bibliotherapy (Rapee, Abbott, &
(Donovan & Spence, 2000), and Kellam & Van Lyneham, 2006) and web-based formats for treat-
For personal use only.
Horn present a prevention model that highlights how ment of anxiety disorders suggest that additional
the timing of interventions should account for the options may be viable as preventive interventions.
prevalence of risk factors (and disorders) at different Related to these issues is where to deliver such
ages, the timing of disorder onset, and the specific interventions. Currently, most preventive interven-
life task demands at different developmental stages tions for children are delivered in schools. While
(Kellam & Van Horn, 1997). there are many advantages to this (e.g., increased
Another issue of concern is the utility of specific access) there are also disadvantages (e.g., time away
diagnostic categories for prevention of anxiety from academics) that need to be weighed.
disorders. That is, it is not clear that the anxiety In addition, involving family members or adults is
disorder diagnoses capture etiologically and patho- often not practical in this milieu. Alternative settings,
physiologically distinct categories (Krueger, 1999; such as places of worship, community seminars, and
Tyrer, 1985). It may be that inhibited temperament hospital clinics should also be examined as potential
reflects ‘vulnerability to’ anxiety and other ‘inter- venues for prevention of anxiety disorders.
nalizing’ disorders, or it may be that inhibited
temperament is part of a spectrum of difficulties
How much does prevention cost, and who will pay for
that includes anxiety and depressive disorders
it?
(Bienvenu & Stein, 2003). Thus, though some
preventive interventions target people who do Each of the issues raised above must also be
not have particular disorders at baseline, it may considered in the context of cost. Few studies have
be that what most trials have accomplished could be examined the cost-effectiveness of anxiety disorder
construed as modifying a disorder-related process prevention programmes. Indeed, a top priority
that has already begun. for the field is to conduct a cost-benefit analysis for
potential payers of such interventions. Currently,
preventive interventions for anxiety disorders are not
What intervention strategies, delivery formats, and
covered by governments or insurance companies.
settings would be most helpful?
Data on the cost savings of such interventions would
Another goal for future research should be the be useful leverage for soliciting third party payers.
clarification of which specific preventive intervention Evidence will be needed about which strategies might
strategies are most effective. Currently, most inter- be the most cost-effective in the long run. For
ventions combine a number of cognitive-behavioural instance, would indicated and selective interventions
ingredients; thus, it is difficult to determine which be more cost-effective than universal interventions
ones may have the most impact - both short-term because they target those at high risk? Whether or not
Prevention of anxiety disorders 653
preventive cognitive-behavioural interventions are Ginsburg, G. S. (2004). Anxiety prevention programs for youth:
adopted by governments or insurers in the near Practical and theoretical considerations. Clinical Psychology:
Science and Practice, 11, 430–434.
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programmes, some persons may elect to seek these Berndt, E. R., Davidson, J. R. T. et al (1999). The economic
interventions and pay themselves. Importantly, the burden of anxiety disorders in the 1990s. Journal of Clinical
benefits for individuals and their families based on Psychiatry, 60, 427–435.
the scant literature are compelling enough to warrant Insel, T., & Fenton, W. (2005). Psychiatric epidemiology: It’s not
just about counting anymore. Archives of General Psychiatry, 62,
further financial support of research.
590–592.
Kellam, S. G., & Van Horn, Y. V. (1997). Life course
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A scientific structure for prevention research. American Journal
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